Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DIODES INC /DEL/DIOD · Entity 4050 | Corporate Secretary | May 29, 2026 | June 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DIODES INC /DEL/
Report date May 29, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Diodes Incorporated Common StockSEC Table I · non-derivative | Direct | 8,071 |
Ending reported balance
After 2026-05-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-29 · Sale · Disposed 1,000 · Balance 10,071 Row 2 · 2026-05-29 · Sale · Disposed 2,000 · Balance 8,071 |
| Diodes Incorporated Common StockSEC Table I · non-derivative | IndirectBRW MGMT TRUST | 34,304 |
Reported balance
Holding disclosure · report date 2026-05-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 34,304 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2019 Filed Dec 13, 2019 23:25 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/26/11 DIOD NQSO · Derivative | 18,500 | $0.00 Strike: $29.21 | $0.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · derivative · entry 13 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 18,500 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 23:25 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 8,500 | $49.95 | $424,575.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 9 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,806 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 23:25 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 15,000 | $49.00 | $735,000.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 8 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,306 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 23:25 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 5,000 | $23.35 | $116,750.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 7 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 23:25 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 18,500 | $29.21 | $540,385.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 6 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion06/06/13 DIOD NQSO · Derivative | 20,000 | $0.00 Strike: $23.35 | $0.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · derivative · entry 14 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Diodes Incorporated Common Stock - Diodes · 20,000 shares Expires 2021-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F6 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/26/11 DIOD NQSO · Derivative | 20,000 | $0.00 Strike: $29.21 | $0.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · derivative · entry 12 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Diodes Incorporated Common Stock - Diodes · 20,000 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/24/2010 DIOD NQSO · Derivative | 9,000 | $0.00 Strike: $19.28 | $0.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · derivative · entry 11 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 9,000 shares Expires 2020-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 20,000 | $48.00 | $960,000.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 5 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,806 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 29,000 | $48.32 | $1,401,140.80 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 4 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,806 F2 · kind: Sold under a 10b5-1 plan. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.64 to $48.81, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 20,000 | $29.21 | $584,200.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 3 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 20,000 | $23.35 | $467,000.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 2 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:25 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 9,000 | $19.28 | $173,520.00 |
DisclosureSEC source: 0001209191-19-060505 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 23:01 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/24/2010 DIOD NQSO · Derivative | 25,259 | $0.00 Strike: $19.28 | $0.00 |
DisclosureSEC source: 0001209191-19-058170 · doc4.xml · derivative · entry 7 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Diodes Incorporated Common Stock - Diodes · 25,259 shares Expires 2020-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 23:01 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 25,259 | $46.28 | $1,168,943.58 |
DisclosureSEC source: 0001209191-19-058170 · doc4.xml · nonDerivative · entry 4 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,806 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.38, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 23:01 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 25,259 | $19.28 | $486,993.52 |
DisclosureSEC source: 0001209191-19-058170 · doc4.xml · nonDerivative · entry 3 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 23:01 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/24/2010 DIOD NQSO · Derivative | 4,741 | $0.00 Strike: $19.28 | $0.00 |
DisclosureSEC source: 0001209191-19-058170 · doc4.xml · derivative · entry 6 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,259 Underlying: Diodes Incorporated Common Stock - Diodes · 4,741 shares Expires 2020-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 23:01 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 4,741 | $46.56 | $220,759.45 |
DisclosureSEC source: 0001209191-19-058170 · doc4.xml · nonDerivative · entry 2 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,806 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.40 to $46.70, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 23:01 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 4,741 | $19.28 | $91,406.48 |
DisclosureSEC source: 0001209191-19-058170 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2019 Filed May 30, 2019 21:44 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 13,000 | $31.73 | $412,479.60 |
DisclosureSEC source: 0001209191-19-033503 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,806 F1 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 23:31 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 4,965 | $40.89 | $203,018.85 |
DisclosureSEC source: 0001209191-19-013182 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,806 F1 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:59 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/28/09 DIOD NQSO · Derivative | 15,000 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001209191-19-011144 · doc4.xml · derivative · entry 8 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 15,000 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:59 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 5,000 | $40.91 | $204,550.00 |
DisclosureSEC source: 0001209191-19-011144 · doc4.xml · nonDerivative · entry 5 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,771 F3 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:59 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 13,041 | $42.50 | $554,242.50 |
DisclosureSEC source: 0001209191-19-011144 · doc4.xml · nonDerivative · entry 4 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,771 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:59 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 15,000 | $15.05 | $225,750.00 |
DisclosureSEC source: 0001209191-19-011144 · doc4.xml · nonDerivative · entry 3 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:59 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/28/09 DIOD NQSO · Derivative | 15,000 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001209191-19-011144 · doc4.xml · derivative · entry 7 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Diodes Incorporated Common Stock - Diodes · 15,000 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:59 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 13,108 | $40.00 | $524,320.00 |
DisclosureSEC source: 0001209191-19-011144 · doc4.xml · nonDerivative · entry 2 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,812 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:59 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 15,000 | $15.05 | $225,750.00 |
DisclosureSEC source: 0001209191-19-011144 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 15:32 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/28/09 DIOD NQSO · Derivative | 15,000 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001209191-18-049030 · doc4.xml · derivative · entry 4 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Diodes Incorporated Common Stock - Diodes · 15,000 shares Expires 2019-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 15:32 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 13,000 | $37.88 | $492,407.50 |
DisclosureSEC source: 0001209191-18-049030 · doc4.xml · nonDerivative · entry 2 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,920 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.65 to $38.27, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 15:32 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 15,000 | $15.05 | $225,750.00 |
DisclosureSEC source: 0001209191-18-049030 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2018 Filed May 31, 2018 22:35 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 15,750 | $34.20 | $538,635.83 |
DisclosureSEC source: 0001209191-18-034478 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,920 F1 · kind: A portion of the vested restricted stock unit shares were automatically sold to cover income tax. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 00:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Tax withholdingDiodes Incorporated Common Stock | 1,199 | $29.21 | $35,022.79 |
DisclosureSEC source: 0001209191-18-013151 · doc4.xml · nonDerivative · entry 2 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,670 F3 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax. Read SEC document |
| February 14, 2018 Filed Feb 24, 2018 00:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | GrantDiodes Incorporated Common Stock - Performance Stock Units | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013151 · doc4.xml · nonDerivative · entry 3 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,861 F4 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock. F5 · kind: The PSUs vest in February 2021 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2018 through 2020 of $360.8 million (Target Performance). F6 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%. Read SEC document |
| February 14, 2018 Filed Feb 24, 2018 00:14 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | GrantDiodes Incorporated Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013151 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,869 F1 · security: Restricted stock units vest in four equal installments beginning 02/14/2019. F2 · price: Granted under Rule 16b-3 Plan. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:19 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion05/29/2008 DIOD NQSO · Derivative | 15,000 | $0.00 Strike: $27.95 | $0.00 |
DisclosureSEC source: 0001209191-17-055813 · doc4.xml · derivative · entry 4 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 15,000 shares Expires 2018-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:19 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 14,752 | $30.01 | $442,707.52 |
DisclosureSEC source: 0001209191-17-055813 · doc4.xml · nonDerivative · entry 2 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,869 F2 · kind: Sold under a 10b5-1 plan. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:19 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 15,000 | $27.95 | $419,250.00 |
DisclosureSEC source: 0001209191-17-055813 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercised under a 10b5-1 plan. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 21:33 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 2,750 | $23.81 | $65,467.05 |
DisclosureSEC source: 0001209191-17-044177 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,621 F1 · kind: A portion of the vested restricted stock unit shares automatically sold to cover income tax for the 06/06/2013 award. Read SEC document |
| May 30, 2017 Filed May 31, 2017 21:26 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 15,750 | $25.89 | $407,791.13 |
DisclosureSEC source: 0001209191-17-036547 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,371 F1 · kind: A portion of the vested restricted stock unit shares automatically sold to cover income tax for the 05/27/2014, 05/26/2015, and 5/26/2016 awards. Read SEC document |
| May 25, 2017 Filed May 25, 2017 22:55 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion5/31/2007 DIOD NQSO · Derivative | 5,000 | $0.00 Strike: $24.66 | $0.00 |
DisclosureSEC source: 0001209191-17-035581 · doc4.xml · derivative · entry 4 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares Expires 2017-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008. Read SEC document |
| May 25, 2017 Filed May 25, 2017 22:55 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 4,940 | $25.91 | $128,004.29 |
DisclosureSEC source: 0001209191-17-035581 · doc4.xml · nonDerivative · entry 2 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,121 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.91 to $25.94, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 25, 2017 Filed May 25, 2017 22:55 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 5,000 | $24.66 | $123,300.00 |
DisclosureSEC source: 0001209191-17-035581 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:16 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversion5/31/2007 DIOD NQSO · Derivative | 10,000 | $0.00 Strike: $24.66 | $0.00 |
DisclosureSEC source: 0001209191-17-032132 · doc4.xml · derivative · entry 7 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Diodes Incorporated Common Stock - Diodes · 10,000 shares Expires 2017-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan. F3 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:16 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 2,448 | $27.00 | $66,096.00 |
DisclosureSEC source: 0001209191-17-032132 · doc4.xml · nonDerivative · entry 5 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,061 F2 · kind: Sale pursuant to previously filed 10b5-1 Plan. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:16 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 2,458 | $26.50 | $65,137.00 |
DisclosureSEC source: 0001209191-17-032132 · doc4.xml · nonDerivative · entry 4 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,509 F2 · kind: Sale pursuant to previously filed 10b5-1 Plan. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:16 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 2,469 | $26.00 | $64,194.00 |
DisclosureSEC source: 0001209191-17-032132 · doc4.xml · nonDerivative · entry 3 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,967 F2 · kind: Sale pursuant to previously filed 10b5-1 Plan. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:16 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | SaleDiodes Incorporated Common Stock | 2,480 | $25.50 | $63,240.00 |
DisclosureSEC source: 0001209191-17-032132 · doc4.xml · nonDerivative · entry 2 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,436 F2 · kind: Sale pursuant to previously filed 10b5-1 Plan. Read SEC document |
| May 10, 2017 Filed May 12, 2017 22:16 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | Exercise / conversionDiodes Incorporated Common Stock | 10,000 | $24.66 | $246,600.00 |
DisclosureSEC source: 0001209191-17-032132 · doc4.xml · nonDerivative · entry 1 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:59 UTC | DIODES INC /DEL/ DIOD · Entity 4050 | GrantDiodes Incorporated Common Stock - Performance Stock Units | 19,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014034 · doc4.xml · nonDerivative · entry 2 White Richard Dallas · CIK 0001368889 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,861 F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock. F4 · shares: The PSUs vest in February 2020 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2017 through 2019 of $204.6 million (Target Performance). F5 · shares: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.