Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CRACKER BARREL OLD COUNTRY STORE, INCCBRL · Entity 4829 | Director | November 20, 2025 | November 24, 2025 |
| DOLLAR GENERAL CORPDG · Entity 2133 | President & CFO | April 01, 2023 | April 04, 2023 |
| HUMANA INCHUM · Entity 1429 | Director | December 31, 2025 | January 05, 2026 |
| PAPA JOHNS INTERNATIONAL INCPZZA · Entity 5165 | Director | May 29, 2026 | June 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CRACKER BARREL OLD COUNTRY STORE, INC
Report date November 20, 2025 · Filed November 24, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,933 |
Reported balance
After 2025-11-20 transaction · row 1
1 source rowRow 1 · 2025-11-20 · Grant · Acquired 5,390 · Balance 9,933 F1: Represents an annual award of time-based RSUs payable to independent directors pursuant to the Company's 2020 Omnibus Incentive Compensation Plan. Award will cliff vest on November 20, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an annual award of time-based RSUs payable to independent directors pursuant to the Company's 2020 Omnibus Incentive Compensation Plan. Award will cliff vest on November 20, 2026.
DOLLAR GENERAL CORP
Report date April 01, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,151 |
Reported balance
After 2023-04-01 transaction · row 1
1 source rowRow 1 · 2023-04-01 · Tax withholding · Disposed 4,954 · Balance 31,151 F1: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of performance share units ("PSUs") granted March 17, 2020 (997 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance and 2,909 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2020-2022 adjusted ROIC performance), March 16, 2021 (551 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2021 adjusted EBITDA performance) and March 15, 2022 (497 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2022 adjusted EBITDA performance). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of performance share units ("PSUs") granted March 17, 2020 (997 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance and 2,909 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2020-2022 adjusted ROIC performance), March 16, 2021 (551 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2021 adjusted EBITDA performance) and March 15, 2022 (497 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2022 adjusted EBITDA performance).
HUMANA INC
Report date December 31, 2025 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,929 |
Reported balance
After 2026-01-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-02 · Grant · Acquired 766 · Balance 1,929 F1: Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a I-for-I basis, exempt pursuant to Rule 16(b)-3(d)(I). Includes 766 restricted stock units which represent a contingent right to receive one share of Humana Inc. common stock, exempt under Rule I 6b-3(d)(I )&(3) under the Company's 2019 Amended & Restated Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18 |
Reported balance
After 2025-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-12-31 · Grant · Acquired 16 · Balance 18 F2: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d). |
| Humana CommonSEC Table I · non-derivative | Direct | 1,685 |
Reported balance
Holding disclosure · report date 2025-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,685 |
Filing footnotes · ownership attribution and instrument terms
F1: Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a I-for-I basis, exempt pursuant to Rule 16(b)-3(d)(I). Includes 766 restricted stock units which represent a contingent right to receive one share of Humana Inc. common stock, exempt under Rule I 6b-3(d)(I )&(3) under the Company's 2019 Amended & Restated Plan.
F2: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
PAPA JOHNS INTERNATIONAL INC
Report date May 29, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,897 |
Reported balance
After 2026-05-29 transaction · row 1
1 source rowRow 1 · 2026-05-29 · Grant · Acquired 156 · Balance 11,897 F1: Acquisition of dividend equivalent rights on annual restricted stock unit awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition of dividend equivalent rights on annual restricted stock unit awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2021 Filed Jun 2, 2021 16:40 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 12,890 | $84.67 | $1,091,396.30 |
DisclosureSEC source: 0000029534-21-000052 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:42 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 6,154 | $202.40 | $1,245,569.60 |
DisclosureSEC source: 0000029534-21-000027 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,807 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of performance share units ("PSUs") granted March 21, 2018 (461 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2018 adjusted EBITDA performance and 4,228 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2018-2020 adjusted ROIC performance), March 20, 2019 (468 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2019 adjusted EBITDA performance) and March 17, 2020 (997 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance). Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 20:32 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $84.67 | $0.00 |
DisclosureSEC source: 0000029534-21-000022 · edgar.xml · derivative · entry 6 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,890 Underlying: Common Stock · 20,000 shares Expires 2026-03-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested as to 8,224 shares on April 1, 2017, 8,222 shares on April 1, 2018, and 3,554 shares on April 1, 2019. F5 · balance_after: The number of securities reported in Row 2 of Column 9 represents 4,668 options vested on April 1, 2019 and 8,222 options vested on April 1, 2020. Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 20:32 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,127 | $0.00 Strike: $70.68 | $0.00 |
DisclosureSEC source: 0000029534-21-000022 · edgar.xml · derivative · entry 5 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,421 Underlying: Common Stock · 6,127 shares Expires 2027-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: The number of securities reported in Row 1 of Column 9 respresents options scheduled to vest on April 1, 2021. Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 20:32 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | SaleCommon Stock | 5,830 | $199.75 | $1,164,538.42 |
DisclosureSEC source: 0000029534-21-000022 · edgar.xml · nonDerivative · entry 4 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,961 F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $199.74 to $199.815, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 20:32 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | SaleCommon Stock | 20,297 | $199.24 | $4,043,887.00 |
DisclosureSEC source: 0000029534-21-000022 · edgar.xml · nonDerivative · entry 3 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,791 F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $198.74 to $199.735, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 20:32 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 20,000 | $84.67 | $1,693,400.00 |
DisclosureSEC source: 0000029534-21-000022 · edgar.xml · nonDerivative · entry 2 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2021 Filed Mar 24, 2021 20:32 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 6,127 | $70.68 | $433,056.36 |
DisclosureSEC source: 0000029534-21-000022 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 16:25 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 19,676 | $0.00 Strike: $193.55 | $0.00 |
DisclosureSEC source: 0000029534-21-000015 · edgar.xml · derivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,676 Underlying: Common Stock · 19,676 shares Expires 2031-03-16 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2022, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 18:45 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 18,342 | $0.00 | $0.00 |
DisclosureSEC source: 0000029534-21-000005 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,961 F1 · shares: Performance share units ("PSUs") earned by reporting person from March 21, 2018 & March 17, 2020 grants, as certified by Issuer's Compensation Committee on March 9, 2021. Each PSU represents right to one share of Issuer's common stock. Amount reported includes: (i) 10,743 PSUs earned as a result of Issuer's fiscal years 2018-2020 average adjusted ROIC performance (2018 grant), all of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2021; & (ii) 7,599 PSUs earned as a result of Issuer's fiscal year 2020 adjusted EBITDA performance (2020 grant), 2,533 of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2021, & remainder of which is subject to time-vesting requirements (2,533 on each of April 1, 2022 & April 1, 2023) & certain forfeiture & accelerated vesting provisions, & once vested are payable solely in unrestricted shares of Issuer's common stock. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 14:09 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 440 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-21-000044 · edgar.xml · derivative · entry 2 Garratt John W · CIK 0001646121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3 · derivative.exercise_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 2/19/2021 and forfeited in its entirety if service is less than one year. F3 · derivative.expiration_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 2/19/2021 and forfeited in its entirety if service is less than one year. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 14:09 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 440 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-21-000044 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 403 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/21. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 14:41 UTC | HUMANA INC HUM · Entity 1429 | GrantHumana Common | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-21-000009 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403 F1 · balance_after: Includes 403 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/21. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 14:57 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | SaleCommon Stock | 200 | $203.04 | $40,608.24 |
DisclosureSEC source: 0000029534-20-000059 · edgar.xml · nonDerivative · entry 3 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,619 F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $203.00 to $203.0825, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information, regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 14:57 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | SaleCommon Stock | 2,105 | $202.02 | $425,258.20 |
DisclosureSEC source: 0000029534-20-000059 · edgar.xml · nonDerivative · entry 2 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,819 F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $202.00 to $202.05, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information, regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 14:57 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | SaleCommon Stock | 6,454 | $200.88 | $1,296,486.62 |
DisclosureSEC source: 0000029534-20-000059 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,924 F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $200.51 to $201.06, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information, regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:02 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,138 | $0.00 Strike: $70.68 | $0.00 |
DisclosureSEC source: 0000029534-20-000048 · edgar.xml · derivative · entry 10 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,548 Underlying: Common Stock · 22,138 shares Expires 2027-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option exercised vested as to 9,423 shares on April 1, 2018, as to 9,421 shares on April 1, 2019 and as to 3,294 shares on April 1, 2020. F7 · balance_after: The number of securities reported in the fourth row of Column 9 represents 6,127 options that vested on April 1, 2020 and 9,421 options that are subject to time-vesting criteria which are scheduled to vest on April 1, 2021. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:02 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,829 | $0.00 Strike: $65.35 | $0.00 |
DisclosureSEC source: 0000029534-20-000048 · edgar.xml · derivative · entry 9 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,829 shares Expires 2025-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option exercised vested as to 1,958 shares on December 2, 2016 and as to 1,957 shares on each of December 2, 2017, December 2, 2018 and December 2, 2019. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:02 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,002 | $0.00 Strike: $74.72 | $0.00 |
DisclosureSEC source: 0000029534-20-000048 · edgar.xml · derivative · entry 8 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,002 shares Expires 2025-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option exercised vested as to 2,502 shares on April 1, 2016 and as to 2,500 shares on each of April 1, 2017, April 1, 2018 and April 1, 2019. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:02 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,031 | $0.00 Strike: $66.69 | $0.00 |
DisclosureSEC source: 0000029534-20-000048 · edgar.xml · derivative · entry 7 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,031 shares Expires 2024-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option exercised vested as to 1,260 shares on December 3, 2015 and as to 1,257 shares on each of December 3, 2016, December 3, 2017 and December 3, 2018. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:02 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | SaleCommon Stock | 6,668 | $188.66 | $1,257,978.21 |
DisclosureSEC source: 0000029534-20-000048 · edgar.xml · nonDerivative · entry 6 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,378 F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $188.47 to $189.035, inclusive. The reporting person undertakes to provide Dollar General Coropration, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:02 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | SaleCommon Stock | 38,332 | $187.74 | $7,196,514.84 |
DisclosureSEC source: 0000029534-20-000048 · edgar.xml · nonDerivative · entry 5 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,046 F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $187.47 to $188.30, inclusive. The reporting person undertakes to provide Dollar General Coropration, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:02 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 22,138 | $70.68 | $1,564,713.84 |
DisclosureSEC source: 0000029534-20-000048 · edgar.xml · nonDerivative · entry 4 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:02 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 7,829 | $65.35 | $511,625.15 |
DisclosureSEC source: 0000029534-20-000048 · edgar.xml · nonDerivative · entry 3 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:02 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 10,002 | $74.72 | $747,349.44 |
DisclosureSEC source: 0000029534-20-000048 · edgar.xml · nonDerivative · entry 2 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:02 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 5,031 | $66.69 | $335,517.39 |
DisclosureSEC source: 0000029534-20-000048 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:21 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 2,338 | $153.16 | $358,088.08 |
DisclosureSEC source: 0000029534-20-000024 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,378 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of performance share units granted March 22, 2017 (413 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2017 adjusted EBITDA performance and 996 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2017-2019 adjusted ROIC performance), March 21, 2018 (461 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2018 adjusted EBITDA performance) and March 20, 2019 (468 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2019 adjusted EBITDA performance). Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 14:42 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 23,773 | $0.00 Strike: $154.53 | $0.00 |
DisclosureSEC source: 0000029534-20-000014 · edgar.xml · derivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,773 Underlying: Common Stock · 23,773 shares Expires 2030-03-17 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2021, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 17:40 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 6,098 | $0.00 | $0.00 |
DisclosureSEC source: 0000029534-20-000004 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,716 F1 · shares: Performance share units ("PSUs") earned by reporting person from March 22, 2017 & March 20, 2019 grants, as certified by Issuer's Compensation Committee on March 10, 2020. Each PSU represents right to one share of Issuer's common stock. Amount reported includes: (i) 2,537 PSUs earned as a result of Issuer's fiscal years 2017-2019 average adjusted ROIC performance (2017 grant), all of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2020; & (ii) 3,561 PSUs earned as a result of Issuer's fiscal year 2019 adjusted EBITDA performance (2019 grant), 1,187 of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2020, & remainder of which is subject to time-based vesting requirements (1,187 on each of April 1, 2021 & April 1, 2022) & certain forfeiture & accelerated vesting provisions, & once vested are payable solely in unrestricted shares of Issuer's common stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 19:00 UTC | HUMANA INC HUM · Entity 1429 | GrantRestricted Stock Units · Derivative | 440 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-20-000034 · edgar.xml · derivative · entry 2 Garratt John W · CIK 0001646121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440 Underlying: Humana Common · 440 shares Expires not disclosed F1 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F1 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F2 · derivative.exercise_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 2/19/2021 and forfeited in its entirety if service is less than one year. F2 · derivative.expiration_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 2/19/2021 and forfeited in its entirety if service is less than one year. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:14 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 2,301 | $118.33 | $272,277.33 |
DisclosureSEC source: 0000029534-19-000030 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,618 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of performance share units granted on March 16, 2016 (544 shares), March 22, 2017 (413 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2017 adjusted EBITDA performance and 883 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2017-2018 adjusted ROIC performance) and March 21, 2018 (461 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2018 adjusted EBITDA performance). Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 16:01 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 21,667 | $0.00 Strike: $117.13 | $0.00 |
DisclosureSEC source: 0000029534-19-000013 · edgar.xml · derivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,667 Underlying: Common Stock · 21,667 shares Expires 2029-03-20 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2020, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 16:34 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 5,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000029534-19-000004 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,919 F1 · shares: Performance share units ("PSUs") earned by reporting person from March 22, 2017 & March 21, 2018 grants, as certified by Issuer's Compensation Committee on March 12, 2019. Each PSU represents right to one share of Issuer's common stock. Amount reported includes: (i) 2,380 PSUs earned as a result of Issuer's fiscal years 2017-2018 average adjusted ROIC performance (2017 grant), all of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2019; & (ii) 3,513 PSUs earned as a result of Issuer's fiscal year 2018 adjusted EBITDA performance (2018 grant), 1,171 of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2019, & remainder of which is subject to time-based vesting requirements (1,171 on each of April 1, 2020 & April 1, 2021) & certain forfeiture & accelerated vesting provisions, & once vested are payable solely in unrestricted shares of Issuer's common stock. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 16:29 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 2,362 | $93.55 | $220,965.10 |
DisclosureSEC source: 0000029534-18-000024 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,026 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted on March 17, 2015 (159 shares), as well as the vesting and payment of a portion of performance share units granted on March 17, 2015 (103 shares), March 16, 2016 (544 shares), and March 22, 2017 (413 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2017 adjusted EBITDA performance and 1,143 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2017 adjusted ROIC performance). Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 14:56 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 27,510 | $0.00 Strike: $92.98 | $0.00 |
DisclosureSEC source: 0000029534-18-000014 · edgar.xml · derivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,510 Underlying: Common Stock · 27,510 shares Expires 2028-03-21 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2019, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 16:22 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 8,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000029534-18-000006 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,388 F1 · shares: Performance share units ("PSUs") earned by the reporting person from a March 22, 2017 grant, as certified by the Issuer's Compensation Committee on March 13, 2018. Each PSU represents the right to one share of the Issuer's common stock. The amount reported includes (i) 3,199 PSUs earned as a result of the Issuer's fiscal year 2017 adjusted ROIC performance, all of which will become vested & be settled & paid in unrestricted shares of the Issuer's common stock on April 1, 2018; & (ii) 5,086 PSUs that were earned as a result of the Issuer's fiscal year 2017 adjusted EBITDA performance, 1,696 of which will become vested & be settled and paid in unrestricted shares of the Issuer's common stock on April 1, 2018, & the remainder of which remains subject to time-based vesting requirements (1,695 on each of April 1, 2019 and April 1, 2020) & certain forfeiture and accelerated vesting provisions, & once vested are payable solely in unrestricted shares of the Issuer's common stock. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:11 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 836 | $69.73 | $58,294.28 |
DisclosureSEC source: 0000029534-17-000025 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,103 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted on March 17, 2015 (110 shares), as well as the vesting and payment of a portion of performance share units granted on March 17, 2015 (115 shares) and March 16, 2016 (611 shares). Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 23:44 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 37,686 | $0.00 Strike: $70.68 | $0.00 |
DisclosureSEC source: 0000029534-17-000017 · edgar.xml · derivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,686 Underlying: Common Stock · 37,686 shares Expires 2027-03-22 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2018, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 15:28 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 6,698 | $0.00 | $0.00 |
DisclosureSEC source: 0000029534-17-000004 · edgar.xml · nonDerivative · entry 1 Garratt John W · CIK 0001646121 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,939 F1 · shares: Performance share units earned by the reporting person from a March 16, 2016 grant, as certified by the Issuer's Compensation Committee on March 14, 2017. Each performance share unit represents the right to one share of the Issuer's common stock. The amount reported includes (i) 2,234 performance share units that will be settled and paid in unrestricted shares of the Issuer's common stock on April 1, 2017; and (ii) 4,464 performance share units that remain subject to time-based vesting requirements (2,232 on each of April 1, 2018 and April 1, 2019) and certain forfeiture and accelerated vesting provisions, and once vested are payable solely in unrestricted shares of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.