Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Guidance Software, Inc.GUID · Entity 173081 | Director | September 14, 2017 | September 14, 2017 |
| LEAF GROUP LTD.LEAF · Entity 138166 | See Explanation of Responses | February 16, 2021 | February 22, 2021 |
| OneSpan Inc.OSPN · Entity 5364 | Director | January 02, 2026 | January 05, 2026 |
| Powerfleet, Inc.AIOT · Entity 5655 | Director | May 18, 2026 | May 18, 2026 |
| SPS COMMERCE INCSPSC · Entity 4230 | Director | May 28, 2026 | June 01, 2026 |
| Spark Networks SELOV · Entity 108350 | Director | August 31, 2022 | August 31, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Guidance Software, Inc.
Report date September 14, 2017 · Filed September 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-14 · Disposition to issuer · Disposed 58,377 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 35,444 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) and 22,934 unvested time-based restricted stock units, each of which was cancelled in exchange for $7.10 per share in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 35,444 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) and 22,934 unvested time-based restricted stock units, each of which was cancelled in exchange for $7.10 per share in cash.
LEAF GROUP LTD.
Report date February 16, 2021 · Filed February 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-02-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: Michael McConnell may be deemed to be a member of a Section 13(d) group with VIEX Opportunities Fund, LP - Series One, a series of VIEX Opportunities Fund, LP, VIEX GP, LLC, VIEX Capital Advisors, LLC, Eric Singer, Osmium Capital, LP, Osmium Capital II, LP, Osmium Diamond, LP, Osmium Spartan, LP, Osmium Partners, LLC, John Lewis, Oak Investment Partners XI, Limited Partnership, Oak Associates XI, LLC, Oak Investment Partners XII, Limited Partnership, Oak Associates XII, LLC, Oak Management Corporation, Grace A. Ames, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont and John Mutch that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Michael McConnell may be deemed to be a member of a Section 13(d) group with VIEX Opportunities Fund, LP - Series One, a series of VIEX Opportunities Fund, LP, VIEX GP, LLC, VIEX Capital Advisors, LLC, Eric Singer, Osmium Capital, LP, Osmium Capital II, LP, Osmium Diamond, LP, Osmium Spartan, LP, Osmium Partners, LLC, John Lewis, Oak Investment Partners XI, Limited Partnership, Oak Associates XI, LLC, Oak Investment Partners XII, Limited Partnership, Oak Associates XII, LLC, Oak Management Corporation, Grace A. Ames, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont and John Mutch that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock.
OneSpan Inc.
Report date January 02, 2026 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 90,398 |
Reported balance
After 2026-01-02 transaction · row 1
1 source rowRow 1 · 2026-01-02 · Exercise / conversion · Acquired 6,635 · Balance 90,398 F1: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-01-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-02 · Exercise / conversion · Disposed 6,635 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F2: These deferred restricted stock units vested on January 2, 2026. The shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change in control of the issuer. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,797 |
Reported balance
After 2026-01-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-01-05 · Exercise / conversion · Acquired 9,797 · Balance 9,797 F1: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock. F3: The securities acquired are deferred restricted stock units which will vest on January 5, 2027, subject to the terms and conditions of the award agreement. Once they have vested, the shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change of control of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of OSPN common stock.
F2: These deferred restricted stock units vested on January 2, 2026. The shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change in control of the issuer.
F3: The securities acquired are deferred restricted stock units which will vest on January 5, 2027, subject to the terms and conditions of the award agreement. Once they have vested, the shares underlying these deferred restricted stock units will be delivered to the reporting person on the earlier to occur of the reporting person's cessation of service on the issuer's Board of Directors or a change of control of the issuer.
Powerfleet, Inc.
Report date May 18, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 52,424 |
Reported balance
After 2026-05-18 transaction · row 1
1 source rowRow 1 · 2026-05-18 · Grant · Acquired 24,396 · Balance 52,424 F1: On May 18, 2026 (the "Grant Date"), the reporting person was granted 24,396 restricted stock units ("RSUs") under the Powerfleet, Inc. 2018 Incentive Plan, as amended (the "2018 Plan"), in consideration of his services as a director of Powerfleet, Inc. (the "Company"). Each RSU represents a contingent right to receive one share of the Company's common stock, par value $0.01 per share, upon vesting. Subject to the terms and conditions of a restricted stock unit award agreement and the 2018 Plan, the RSUs vest in full on the earlier of (x) the first anniversary of the Grant Date and (y) the date of the Company's next annual meeting of stockholders, provided that the reporting person is serving as a director of the Company on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 18, 2026 (the "Grant Date"), the reporting person was granted 24,396 restricted stock units ("RSUs") under the Powerfleet, Inc. 2018 Incentive Plan, as amended (the "2018 Plan"), in consideration of his services as a director of Powerfleet, Inc. (the "Company"). Each RSU represents a contingent right to receive one share of the Company's common stock, par value $0.01 per share, upon vesting. Subject to the terms and conditions of a restricted stock unit award agreement and the 2018 Plan, the RSUs vest in full on the earlier of (x) the first anniversary of the Grant Date and (y) the date of the Company's next annual meeting of stockholders, provided that the reporting person is serving as a director of the Company on such date.
SPS COMMERCE INC
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,187 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 3,736 · Balance 7,187 F1: This reflects a restricted stock unit award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2026, provided the recipient remains a member of the board as of the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: This reflects a restricted stock unit award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2026, provided the recipient remains a member of the board as of the vesting date.
Spark Networks SE
Report date August 31, 2022 · Filed August 31, 2022
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SPARK NETWORKS INC
Report date November 02, 2017 · Filed November 06, 2017
Section 16 reporting ended · disclosed 2017-11-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-11-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-11-02 · Disposition to issuer · Disposed 195,931 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). Row 2 · 2017-11-02 · Exercise / conversion · Acquired 10,888 · Balance 10,888 F2: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. Row 3 · 2017-11-02 · Disposition to issuer · Disposed 10,888 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-11-02 · Exercise / conversion · Disposed 10,888 · Balance 0 F2: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2024-03-21 | Direct | 0 |
Reported balance
After 2017-11-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-11-02 · Disposition to issuer · Disposed 24,000 · Balance 0 F3: The stock option was granted on March 21, 2017 for 24,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 24,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option divided by 0.1, vesting on the same terms. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.37 · Expires 2021-07-07 | Direct | 0 |
Reported balance
After 2017-11-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-11-02 · Disposition to issuer · Disposed 50,000 · Balance 0 F4: The stock option was granted on July 7, 2014 for 50,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 50,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option, divided by 0.1 vesting on the same terms. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger.
F3: The stock option was granted on March 21, 2017 for 24,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 24,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option divided by 0.1, vesting on the same terms.
F4: The stock option was granted on July 7, 2014 for 50,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 50,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option, divided by 0.1 vesting on the same terms.
VONAGE HOLDINGS CORP
Report date July 21, 2022 · Filed July 21, 2022
Section 16 reporting ended · disclosed 2022-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-21 transaction · row 1
1 source rowRow 1 · 2022-07-21 · Disposition to issuer · Disposed 13,828 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2019 Filed Jul 2, 2019 16:16 UTC | VONAGE HOLDINGS CORP VG · Entity 125236 | GrantCommon Stock | 2,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001272830-19-000164 · wf-form4_156209860058635.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,489 Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:36 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionStock Option (right to buy) · Derivative | 3,285 | $0.00 Strike: $74.43 | $0.00 |
DisclosureSEC source: 0001209191-19-027071 · doc4.xml · derivative · entry 5 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,285 shares Expires 2025-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:36 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionStock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $71.57 | $0.00 |
DisclosureSEC source: 0001209191-19-027071 · doc4.xml · derivative · entry 4 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,411 Underlying: Common Stock · 1,500 shares Expires 2025-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Shares subject to this option vest in equal monthly installments over three years commencing on the first day of the calendar month following the initial appointment or election to the board (March 16, 2018), provided the recipient remains a member of the board as of the vesting date. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:36 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Tax withholdingCommon Stock | 3,258 | $108.00 | $351,864.00 |
DisclosureSEC source: 0001209191-19-027071 · doc4.xml · nonDerivative · entry 3 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,440 Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:36 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionCommon Stock | 3,285 | $74.43 | $244,502.55 |
DisclosureSEC source: 0001209191-19-027071 · doc4.xml · nonDerivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:36 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionCommon Stock | 1,500 | $71.57 | $107,355.00 |
DisclosureSEC source: 0001209191-19-027071 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:47 UTC | SPS COMMERCE INC SPSC · Entity 4230 | GrantStock Option (right to buy) · Derivative | 3,285 | $0.00 Strike: $74.43 | $0.00 |
DisclosureSEC source: 0001209191-18-035268 · doc4.xml · derivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,285 Underlying: Common Stock · 3,285 shares Expires 2025-05-31 F2 · derivative.exercise_date: Shares subject to this option vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2018, provided the recipient remains a member of the board as of the vesting date. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:47 UTC | SPS COMMERCE INC SPSC · Entity 4230 | GrantCommon Stock | 913 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-035268 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913 F1 · shares: This reflects a restricted stock award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2018, provided the recipient remains a member of the board as of the vesting date. Read SEC document |
| May 03, 2018 Filed May 7, 2018 21:10 UTC | SPS COMMERCE INC SPSC · Entity 4230 | GrantStock Option (right to buy) · Derivative | 4,911 | $0.00 Strike: $71.57 | $0.00 |
DisclosureSEC source: 0001209191-18-028377 · doc4.xml · derivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,911 Underlying: Common Stock · 4,911 shares Expires 2025-05-03 F1 · derivative.exercise_date: Shares subject to this option vest in equal monthly installments over three years commencing on the first day of the calendar month following the initial appointment or election to the board (March 16, 2018), provided the recipient remains a member of the board as of the vesting date. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:06 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Disposition to issuerStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0001209191-17-059509 · doc4.xml · derivative · entry 6 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-07-07 F4 · derivative.exercise_date: The stock option was granted on July 7, 2014 for 50,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 50,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option, divided by 0.1 vesting on the same terms. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:06 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Disposition to issuerStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059509 · doc4.xml · derivative · entry 5 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2024-03-21 F3 · derivative.exercise_date: The stock option was granted on March 21, 2017 for 24,000 shares and was exchanged with an option to purchase a number of New Spark ADSs equal to 24,000 multiplied by 0.1, with an exercise price per share (rounded up to the nearest whole cent) equal to the per share exercise price specified in such stock option divided by 0.1, vesting on the same terms. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:06 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 10,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059509 · doc4.xml · derivative · entry 4 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. F2 · derivative.expiration_date: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:06 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Disposition to issuerCommon Stock | 10,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059509 · doc4.xml · nonDerivative · entry 3 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:06 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 10,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059509 · doc4.xml · nonDerivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Pursuant to the Merger Agreement, unvested restricted stock units ("RSUs") were converted to the issuer's common stock immediately prior to the effective time of the merger and exchanged for New Spark ADSs upon effectiveness of the merger. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:06 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Disposition to issuerCommon Stock | 195,931 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059509 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 2, 2017, by and among the Issuer, Affinitas GmbH, Spark Networks SE (f/k/a Blitz 17-655 SE) ("New Spark"), and Chardonnay Merger Sub, Inc., a wholly-owned subsidiary of New Spark (the "Merger Agreement"), in exchange for 0.1 American depositary shares of New Spark ("New Spark ADSs") per each share, with each New Spark ADS representing 0.1 ordinary shares of New Spark (the "Merger Consideration"). Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:22 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 10,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055525 · doc4.xml · derivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,888 Underlying: Common Stock · 10,888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F2 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on March 21, 2017. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for 2017. Twenty-five percent (25%) of the restricted stock units subject to the award vest at the end of each fiscal quarter during 2017, subject to the reporting person's continuous service as a director. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:22 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 10,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-055525 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. Read SEC document |
| September 14, 2017 Filed Sep 14, 2017 21:12 UTC | Guidance Software, Inc. GUID · Entity 173081 | Disposition to issuerCommon Stock | 58,377 | $7.10 | $414,476.70 |
DisclosureSEC source: 0001179110-17-012314 · edgar.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 35,444 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) and 22,934 unvested time-based restricted stock units, each of which was cancelled in exchange for $7.10 per share in cash. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 19:38 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 10,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042619 · doc4.xml · derivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,776 Underlying: Common Stock · 10,888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F2 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on March 21, 2017. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for 2017. Twenty-five percent (25%) of the restricted stock units subject to the award vest at the end of each fiscal quarter during 2017, subject to the reporting person's continuous service as a director. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 19:38 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 10,888 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-042619 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. Read SEC document |
| May 03, 2017 Filed May 9, 2017 20:29 UTC | Guidance Software, Inc. GUID · Entity 173081 | GrantCommon Stock | 18,965 | $5.80 | $109,997.00 |
DisclosureSEC source: 0001179110-17-006955 · edgar.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,532 F1 · security: Upon his re-election to the Guidance Board of Directors on May 3, 2017 Mr. McConnell was granted Restricted Stock Awards representing 18,965 shares of Company Common Stock and, provided Mr. McConnell remains a Director of Issuer, such shares shall vest as follows: 100% vests on May 3, 2018 or on the date of the Company's 2018 Annual Shareholder Meeting, whichever date occurs first. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:06 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 17,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025039 · doc4.xml · derivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,949 Underlying: Common Stock · 17,983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F2 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on March 21, 2017. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for 2017. Twenty-five percent (25%) of the restricted stock units subject to the award vest at the end of each fiscal quarter during 2017, subject to the reporting person's continuous service as a director. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:06 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 17,983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-025039 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 17:49 UTC | SPARK NETWORKS INC LOV · Entity 172072 | GrantRestricted Stock Unit · Derivative | 71,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022617 · doc4.xml · derivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,932 Underlying: Common Stock · 71,932 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F3 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on March 21, 2017. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for 2017. Twenty-five percent (25%) of the restricted stock units subject to the award vest at the end of each fiscal quarter during 2017, subject to the reporting person's continuous service as a director. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 17:49 UTC | SPARK NETWORKS INC LOV · Entity 172072 | GrantStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022617 · doc4.xml · derivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2024-03-21 F1 · derivative.exercise_date: Twenty-five percent (25%) of the options vest in four equal installments at end of each fiscal quarter during 2017. Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 21:21 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 6,000 | $7.55 | $45,300.00 |
DisclosureSEC source: 0001179110-17-002858 · edgar.xml · nonDerivative · entry 3 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,412 Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 21:21 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 5,425 | $7.41 | $40,199.25 |
DisclosureSEC source: 0001179110-17-002858 · edgar.xml · nonDerivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,412 F1 · security: The price in Column 4 is a weighted average price. The actual sale prices ranged from $7.40 to $7.55 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:21 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 18,575 | $7.35 | $136,526.25 |
DisclosureSEC source: 0001179110-17-002858 · edgar.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,837 Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 16:18 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 9,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000867 · doc4.xml · derivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F2 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on July 25, 2016. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for the third and fourth quarters of 2016. Fifty percent (50%) of the restricted stock units subject to the award vest at the end of the third quarter on September 30, 2016, and the remaining fifty percent (50%) vest at the end of the fourth quarter on December 31, 2016, subject to the reporting person's continuous service as a director. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 16:18 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 9,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-000867 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 20:11 UTC | SPARK NETWORKS INC LOV · Entity 172072 | SaleCommon Stock | 20,000 | $1.03 | $20,536.00 |
DisclosureSEC source: 0001209191-16-152373 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,338 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.0201 to $1.0311 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 07:10 UTC | SPARK NETWORKS INC LOV · Entity 172072 | SaleCommon Stock | 20,856 | $1.08 | $22,545.34 |
DisclosureSEC source: 0001209191-16-152060 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,338 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.07 to $1.09 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 17:22 UTC | SPARK NETWORKS INC LOV · Entity 172072 | SaleCommon Stock | 4,873 | $1.08 | $5,260.89 |
DisclosureSEC source: 0001209191-16-151987 · doc4.xml · nonDerivative · entry 3 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,194 F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.07 to $1.08 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 17:22 UTC | SPARK NETWORKS INC LOV · Entity 172072 | SaleCommon Stock | 25,947 | $1.12 | $28,938.69 |
DisclosureSEC source: 0001209191-16-151987 · doc4.xml · nonDerivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,067 F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.09 to $1.15 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 17:22 UTC | SPARK NETWORKS INC LOV · Entity 172072 | SaleCommon Stock | 87,950 | $1.08 | $94,986.00 |
DisclosureSEC source: 0001209191-16-151987 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,014 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.07 to $1.12 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| November 18, 2016 Filed Nov 18, 2016 17:27 UTC | SPARK NETWORKS INC LOV · Entity 172072 | SaleCommon Stock | 2,050 | $1.14 | $2,337.00 |
DisclosureSEC source: 0001209191-16-151289 · doc4.xml · nonDerivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,964 Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 17:27 UTC | SPARK NETWORKS INC LOV · Entity 172072 | SaleCommon Stock | 16,225 | $1.14 | $18,545.18 |
DisclosureSEC source: 0001209191-16-151289 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,014 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.14 to $1.15 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 20:48 UTC | SPARK NETWORKS INC LOV · Entity 172072 | SaleCommon Stock | 3,775 | $1.18 | $4,456.39 |
DisclosureSEC source: 0001209191-16-150729 · doc4.xml · nonDerivative · entry 3 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,239 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.18 to $1.19 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:48 UTC | SPARK NETWORKS INC LOV · Entity 172072 | SaleCommon Stock | 4,600 | $1.21 | $5,566.00 |
DisclosureSEC source: 0001209191-16-150729 · doc4.xml · nonDerivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,014 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 20:48 UTC | SPARK NETWORKS INC LOV · Entity 172072 | SaleCommon Stock | 10,400 | $1.29 | $13,416.00 |
DisclosureSEC source: 0001209191-16-150729 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,614 Read SEC document |
| November 13, 2016 Filed Nov 15, 2016 20:18 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 5,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150338 · doc4.xml · derivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,795 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s common stock. F2 · derivative.exercise_date: Twenty-five percent (25%) of the restricted stock units subject to the award vest on each three month anniversary of the grant, such that one hundred percent (100%) of the award shall be vested upon the one year anniversary of the grant. In addition, all of the restricted stock units subject to the award vest fully upon a change in control. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| November 13, 2016 Filed Nov 15, 2016 20:18 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 5,795 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-150338 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Spark Networks, Inc.'s common stock. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:48 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 9,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144359 · doc4.xml · derivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,834 Underlying: Common Stock · 9,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F3 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on July 25, 2016. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for the third and fourth quarters of 2016. Fifty percent (50%) of the restricted stock units subject to the award vest at the end of the third quarter on September 30, 2016, and the remaining fifty percent (50%) vest at the end of the fourth quarter on December 31, 2016, subject to the reporting person's continuous service as a director. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:48 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 9,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-144359 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F2 · balance_after: The Form 4 filed by the reporting person on July 27, 2016 inadvertently overreported 20 restricted stock units. This Form 4 has been adjusted to correct the overstatement. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:46 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionRestricted Stock Unit · Derivative | 9,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144351 · doc4.xml · derivative · entry 2 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,834 Underlying: Common Stock · 9,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F3 · derivative.exercise_date: These shares represent a grant of restricted stock units under the Company's 2007 Omnibus Incentive Plan on July 25, 2016. This grant was made in lieu of cash fees for non-employee director service on the Company's board of directors for the third and fourth quarters of 2016. Fifty percent (50%) of the restricted stock units subject to the award vest at the end of the third quarter on September 30, 2016, and the remaining fifty percent (50%) vest at the end of the fourth quarter on December 31, 2016, subject to the reporting person's continuous service as a director. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:46 UTC | SPARK NETWORKS INC LOV · Entity 172072 | Exercise / conversionCommon Stock | 9,834 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-144351 · doc4.xml · nonDerivative · entry 1 McConnell Michael J · CIK 0001390764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Spark Network, Inc.'s (the "Company") common stock. F2 · balance_after: The Form 4 filed by the reporting person on July 27, 2016 inadvertently overreported 20 restricted stock units. This Form 4 has been adjusted to correct the overstatement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.