TapewireFind a company

organization · Reporting owner

Insight Venture Partners (Delaware) VII, L.P.

Disclosed activity across 5 companies

Tapewire entity
42829
SEC CIK
0001545170

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Pluralsight, Inc.PS · Entity 14037210% ownerJune 12, 2020June 16, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeIndirectSee footnote2,008,001 Reported balance After 2020-06-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-06-12 · Sale · Disposed 1,720,409 · Balance 2,008,001

F1: See Exhibit 99.1

F2: See Exhibit 99.1

Class A common stockSEC Table I · non-derivativeIndirectSee footnote288,555 Reported balance After 2020-06-12 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-06-12 · Sale · Disposed 247,228 · Balance 288,555

F1: See Exhibit 99.1

F3: See Exhibit 99.1

Class A common stockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-06-12 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-06-12 · Sale · Disposed 2,679,709 · Balance 0

F1: See Exhibit 99.1

F4: See Exhibit 99.1

Class A common stockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-06-12 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2020-06-12 · Sale · Disposed 61,964 · Balance 0

F1: See Exhibit 99.1

F5: See Exhibit 99.1

Class B common stockSEC Table II · derivative / convertible securityIndirectSee footnote6,268,100 Reported balance Holding disclosure · report date 2020-06-12 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 6,268,100

F6: See Exhibit 99.1

F7: See Exhibit 99.1

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2026-06-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote19,072,248 Reported balance After 2026-05-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-05-19 · Sale · Disposed 290,305 · Balance 19,072,248

F1: See Exhibit 99.1

F3: See Exhibit 99.1

Common StockSEC Table I · non-derivativeIndirectSee Footnote441,439 Reported balance After 2026-05-19 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2026-05-19 · Sale · Disposed 6,719 · Balance 441,439

F1: See Exhibit 99.1

F4: See Exhibit 99.1

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,206,373 Reported balance After 2026-05-19 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2026-05-19 · Sale · Disposed 18,363 · Balance 1,206,373

F1: See Exhibit 99.1

F5: See Exhibit 99.1

Common StockSEC Table I · non-derivativeIndirectSee Footnote8,396,004 Reported balance After 2026-05-19 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2026-05-19 · Sale · Disposed 127,799 · Balance 8,396,004

F1: See Exhibit 99.1

F6: See Exhibit 99.1

Common StockSEC Table I · non-derivativeIndirectSee Footnote776,113 Reported balance After 2026-05-19 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2026-05-19 · Sale · Disposed 11,814 · Balance 776,113

F1: See Exhibit 99.1

F7: See Exhibit 99.1

Common StockSEC Table I · non-derivativeIndirectSee Footnote18,136,652 Reported balance After 2026-05-20 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2026-05-20 · Sale · Disposed 935,596 · Balance 18,136,652

F2: See Exhibit 99.1

F3: See Exhibit 99.1

Common StockSEC Table I · non-derivativeIndirectSee Footnote419,784 Reported balance After 2026-05-20 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2026-05-20 · Sale · Disposed 21,655 · Balance 419,784

F2: See Exhibit 99.1

F4: See Exhibit 99.1

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,147,194 Reported balance After 2026-05-20 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2026-05-20 · Sale · Disposed 59,179 · Balance 1,147,194

F2: See Exhibit 99.1

F5: See Exhibit 99.1

Common StockSEC Table I · non-derivativeIndirectSee Footnote7,984,135 Reported balance After 2026-05-20 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2026-05-20 · Sale · Disposed 411,869 · Balance 7,984,135

F2: See Exhibit 99.1

F6: See Exhibit 99.1

Common StockSEC Table I · non-derivativeIndirectSee Footnote738,040 Reported balance After 2026-05-20 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2026-05-20 · Sale · Disposed 38,073 · Balance 738,040

F2: See Exhibit 99.1

F7: See Exhibit 99.1

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1

Section 16 reporting ended · disclosed 2019-02-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote1,809,948 Reported balance After 2019-02-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-02-20 · Other · Disposed 475,528 · Balance 1,809,948

F1: See Exhibit 99.1

F2: See Exhibit 99.1

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote796,779 Reported balance After 2019-02-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-02-20 · Other · Disposed 209,337 · Balance 796,779

F1: See Exhibit 99.1

F3: See Exhibit 99.1

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote114,486 Reported balance After 2019-02-20 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2019-02-20 · Other · Disposed 30,078 · Balance 114,486

F1: See Exhibit 99.1

F4: See Exhibit 99.1

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote41,894 Reported balance After 2019-02-20 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2019-02-20 · Other · Disposed 11,006 · Balance 41,894

F1: See Exhibit 99.1

F5: See Exhibit 99.1

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote1,994,645 Reported balance After 2019-02-20 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2019-02-20 · Other · Disposed 524,051 · Balance 1,994,645

F1: See Exhibit 99.1

F6: See Exhibit 99.1

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote20,356 Reported balance After 2019-02-20 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2019-02-20 · Other · Disposed 20,356 · Balance 20,356

F1: See Exhibit 99.1

F7: See Exhibit 99.1

Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote19,885 Reported balance After 2019-02-20 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2019-02-20 · Other · Disposed 5,233 · Balance 19,885

F1: See Exhibit 99.1

F8: See Exhibit 99.1

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1

F8: See Exhibit 99.1

Section 16 reporting ended · disclosed 2019-09-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote2,420,191 Reported balance After 2019-09-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-09-09 · Conversion · Acquired 2,420,191 · Balance 2,420,191

F1: See Exhibit 99.1

F2: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,065,417 Reported balance After 2019-09-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-09-09 · Conversion · Acquired 1,065,417 · Balance 1,065,417

F1: See Exhibit 99.1

F3: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote153,084 Reported balance After 2019-09-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2019-09-09 · Conversion · Acquired 153,084 · Balance 153,084

F1: See Exhibit 99.1

F4: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote56,015 Reported balance After 2019-09-09 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2019-09-09 · Conversion · Acquired 56,015 · Balance 56,015

F1: See Exhibit 99.1

F5: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,305,293 Reported balance After 2019-09-09 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2019-09-09 · Conversion · Acquired 1,305,293 · Balance 1,305,293

F1: See Exhibit 99.1

F6: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2019-09-09 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2019-09-09 · Other · Disposed 2,420,191 · Balance 0

F7: See Exhibit 99.1

F2: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2019-09-09 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2019-09-09 · Other · Disposed 1,065,417 · Balance 0

F7: See Exhibit 99.1

F3: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2019-09-09 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2019-09-09 · Other · Disposed 153,084 · Balance 0

F7: See Exhibit 99.1

F4: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2019-09-09 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2019-09-09 · Other · Disposed 56,015 · Balance 0

F7: See Exhibit 99.1

F5: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2019-09-09 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2019-09-09 · Other · Disposed 1,305,293 · Balance 0

F7: See Exhibit 99.1

F6: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote344,726 Reported balance After 2019-09-09 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2019-09-09 · Other · Acquired 129,124 · Balance 344,726

F7: See Exhibit 99.1

F8: See Exhibit 99.1

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote2,580,408 Reported balance After 2019-09-09 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-09-09 · Conversion · Disposed 2,420,191 · Balance 2,580,408

F9: See Exhibit 99.1

F1: See Exhibit 99.1

F2: See Exhibit 99.1

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote1,135,949 Reported balance After 2019-09-09 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-09-09 · Conversion · Disposed 1,065,417 · Balance 1,135,949

F9: See Exhibit 99.1

F1: See Exhibit 99.1

F3: See Exhibit 99.1

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote163,218 Reported balance After 2019-09-09 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-09-09 · Conversion · Disposed 153,084 · Balance 163,218

F9: See Exhibit 99.1

F1: See Exhibit 99.1

F4: See Exhibit 99.1

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote59,725 Reported balance After 2019-09-09 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2019-09-09 · Conversion · Disposed 56,015 · Balance 59,725

F9: See Exhibit 99.1

F1: See Exhibit 99.1

F5: See Exhibit 99.1

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote1,391,707 Reported balance After 2019-09-09 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2019-09-09 · Conversion · Disposed 1,305,293 · Balance 1,391,707

F9: See Exhibit 99.1

F1: See Exhibit 99.1

F6: See Exhibit 99.1

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1

F8: See Exhibit 99.1

F9: See Exhibit 99.1

Section 16 reporting ended · disclosed 2026-05-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2026-05-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-05-11 · Disposition to issuer · Disposed 24,203,192 · Balance 0

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2026-05-11 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2026-05-11 · Disposition to issuer · Disposed 560,198 · Balance 0

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F4: See Exhibit 99.1

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2026-05-11 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2026-05-11 · Disposition to issuer · Disposed 10,654,754 · Balance 0

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F5: See Exhibit 99.1

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2026-05-11 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2026-05-11 · Disposition to issuer · Disposed 1,530,921 · Balance 0

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F6: See Exhibit 99.1

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2026-05-11 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2026-05-11 · Disposition to issuer · Disposed 984,909 · Balance 0

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F7: See Exhibit 99.1

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2018 Filed Jan 7, 2019 20:18 UTC Amendment SMARTSHEET INC SMAR · Entity 83899 ConversionClass A Common Stock 42,863 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-000745 · doc1.xml · nonDerivative · entry 1

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 42,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: See Exhibit 99.1.

F2 · price: See Exhibit 99.1.

F1 · balance_after: See Exhibit 99.1.

F3 · ownership.nature: See Exhibit 99.1.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:48 UTC Mimecast Ltd MIME · Entity 126738 OtherOrdinary Shares 419,241 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-002576 · doc1.xml · nonDerivative · entry 5

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,566,798

F1 · kind: See Exhibit 99.1

F1 · price: See Exhibit 99.1

F6 · ownership.nature: See Exhibit 99.1

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:48 UTC Mimecast Ltd MIME · Entity 126738 OtherOrdinary Shares 8,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-002576 · doc1.xml · nonDerivative · entry 4

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 74,912

F1 · kind: See Exhibit 99.1

F1 · price: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:48 UTC Mimecast Ltd MIME · Entity 126738 OtherOrdinary Shares 24,063 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-002576 · doc1.xml · nonDerivative · entry 3

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 204,720

F1 · kind: See Exhibit 99.1

F1 · price: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:48 UTC Mimecast Ltd MIME · Entity 126738 OtherOrdinary Shares 167,470 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-002576 · doc1.xml · nonDerivative · entry 2

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,424,790

F1 · kind: See Exhibit 99.1

F1 · price: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:48 UTC Mimecast Ltd MIME · Entity 126738 OtherOrdinary Shares 380,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-002576 · doc1.xml · nonDerivative · entry 1

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,236,532

F1 · kind: See Exhibit 99.1

F1 · price: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
May 01, 2018 Filed May 3, 2018 16:32 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 110,616 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021535 · doc1.xml · derivative · entry 10

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 670,834

Underlying: Class A common stock · 110,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fifth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F8 · ownership.nature: Held directly by Insight Venture Partners (Delaware) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:32 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 40,477 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021535 · doc1.xml · derivative · entry 9

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 262,341

Underlying: Class A common stock · 40,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fifth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F7 · ownership.nature: Held directly by Insight Venture Partners VII (Co-Investors), L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:32 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 943,187 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021535 · doc1.xml · derivative · entry 8

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,508,363

Underlying: Class A common stock · 943,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fifth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F6 · ownership.nature: Held directly by Insight Venture Partners Coinvestment Fund II, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:32 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 769,857 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021535 · doc1.xml · derivative · entry 7

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,493,702

Underlying: Class A common stock · 769,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fifth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F5 · ownership.nature: Held directly by Insight Venture Partners (Cayman) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:32 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 1,748,797 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021535 · doc1.xml · derivative · entry 6

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,177,099

Underlying: Class A common stock · 1,748,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fifth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F4 · ownership.nature: Held directly by Insight Venture Partners VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:32 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries F Preferred Stock · Derivative 110,616 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021535 · doc1.xml · derivative · entry 5

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 110,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fifth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F8 · ownership.nature: Held directly by Insight Venture Partners (Delaware) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:32 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries F Preferred Stock · Derivative 40,477 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021535 · doc1.xml · derivative · entry 4

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 40,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fifth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F7 · ownership.nature: Held directly by Insight Venture Partners VII (Co-Investors), L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:32 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries F Preferred Stock · Derivative 943,187 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021535 · doc1.xml · derivative · entry 3

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 943,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fifth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F6 · ownership.nature: Held directly by Insight Venture Partners Coinvestment Fund II, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:32 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries F Preferred Stock · Derivative 769,857 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021535 · doc1.xml · derivative · entry 2

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 769,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fifth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F5 · ownership.nature: Held directly by Insight Venture Partners (Cayman) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:32 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries F Preferred Stock · Derivative 1,748,797 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021535 · doc1.xml · derivative · entry 1

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 1,748,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: The Series F Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fifth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F4 · ownership.nature: Held directly by Insight Venture Partners VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 60,003 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 20

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 670,834

Underlying: Class A common stock · 60,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F8 · ownership.nature: Held directly by Insight Venture Partners (Delaware) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 21,957 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 19

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 262,341

Underlying: Class A common stock · 21,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F7 · ownership.nature: Held directly by Insight Venture Partners VII (Co-Investors), L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 511,628 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 18

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,508,363

Underlying: Class A common stock · 511,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F6 · ownership.nature: Held directly by Insight Venture Partners Coinvestment Fund II, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 417,606 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 17

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,493,702

Underlying: Class A common stock · 417,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F5 · ownership.nature: Held directly by Insight Venture Partners (Cayman) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 948,628 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 16

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,177,099

Underlying: Class A common stock · 948,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F4 · ownership.nature: Held directly by Insight Venture Partners VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 329,700 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 15

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 670,834

Underlying: Class A common stock · 329,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F8 · ownership.nature: Held directly by Insight Venture Partners (Delaware) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 120,645 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 14

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 262,341

Underlying: Class A common stock · 120,645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F7 · ownership.nature: Held directly by Insight Venture Partners VII (Co-Investors), L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 2,811,230 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 13

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,508,363

Underlying: Class A common stock · 2,811,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F6 · ownership.nature: Held directly by Insight Venture Partners Coinvestment Fund II, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 2,294,610 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 12

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,493,702

Underlying: Class A common stock · 2,294,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F5 · ownership.nature: Held directly by Insight Venture Partners (Cayman) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 5,212,395 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 11

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,177,099

Underlying: Class A common stock · 5,212,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F4 · ownership.nature: Held directly by Insight Venture Partners VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries E Preferred Stock · Derivative 60,003 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 10

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 60,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.exercise_date: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.expiration_date: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F8 · ownership.nature: Held directly by Insight Venture Partners (Delaware) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries E Preferred Stock · Derivative 21,957 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 9

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 21,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.exercise_date: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.expiration_date: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F7 · ownership.nature: Held directly by Insight Venture Partners VII (Co-Investors), L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries E Preferred Stock · Derivative 511,628 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 8

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 511,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.exercise_date: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.expiration_date: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F6 · ownership.nature: Held directly by Insight Venture Partners Coinvestment Fund II, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries E Preferred Stock · Derivative 417,606 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 7

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 417,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.exercise_date: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.expiration_date: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F5 · ownership.nature: Held directly by Insight Venture Partners (Cayman) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries E Preferred Stock · Derivative 948,628 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 6

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 948,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.exercise_date: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.expiration_date: The Series E Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F4 · ownership.nature: Held directly by Insight Venture Partners VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries D Preferred Stock · Derivative 329,700 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 5

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 329,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F8 · ownership.nature: Held directly by Insight Venture Partners (Delaware) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries D Preferred Stock · Derivative 120,645 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 4

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 120,645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F7 · ownership.nature: Held directly by Insight Venture Partners VII (Co-Investors), L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries D Preferred Stock · Derivative 2,811,230 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 3

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 2,811,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F6 · ownership.nature: Held directly by Insight Venture Partners Coinvestment Fund II, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries D Preferred Stock · Derivative 2,294,610 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 2

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 2,294,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F5 · ownership.nature: Held directly by Insight Venture Partners (Cayman) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:30 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries D Preferred Stock · Derivative 5,212,395 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021528 · doc1.xml · derivative · entry 1

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 5,212,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.exercise_date: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F1 · derivative.expiration_date: The Series D Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the fourth of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F4 · ownership.nature: Held directly by Insight Venture Partners VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:28 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 22,806 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021527 · doc1.xml · derivative · entry 20

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 670,834

Underlying: Class A common stock · 22,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the third of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F8 · ownership.nature: Held directly by Insight Venture Partners (Delaware) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:28 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 8,344 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021527 · doc1.xml · derivative · entry 19

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 262,341

Underlying: Class A common stock · 8,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the third of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F7 · ownership.nature: Held directly by Insight Venture Partners VII (Co-Investors), L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:28 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 194,453 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021527 · doc1.xml · derivative · entry 18

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,508,363

Underlying: Class A common stock · 194,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the third of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F6 · ownership.nature: Held directly by Insight Venture Partners Coinvestment Fund II, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:28 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 158,715 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021527 · doc1.xml · derivative · entry 17

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,493,702

Underlying: Class A common stock · 158,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the third of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F5 · ownership.nature: Held directly by Insight Venture Partners (Cayman) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:28 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 360,537 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021527 · doc1.xml · derivative · entry 16

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,177,099

Underlying: Class A common stock · 360,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the third of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F4 · ownership.nature: Held directly by Insight Venture Partners VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:28 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 36,877 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021527 · doc1.xml · derivative · entry 15

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 670,834

Underlying: Class A common stock · 36,877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the third of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F8 · ownership.nature: Held directly by Insight Venture Partners (Delaware) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:28 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 13,491 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021527 · doc1.xml · derivative · entry 14

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 262,341

Underlying: Class A common stock · 13,491 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the third of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F7 · ownership.nature: Held directly by Insight Venture Partners VII (Co-Investors), L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:28 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 314,462 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021527 · doc1.xml · derivative · entry 13

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,508,363

Underlying: Class A common stock · 314,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the third of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F6 · ownership.nature: Held directly by Insight Venture Partners Coinvestment Fund II, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:28 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 256,672 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021527 · doc1.xml · derivative · entry 12

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,493,702

Underlying: Class A common stock · 256,672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the third of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F5 · ownership.nature: Held directly by Insight Venture Partners (Cayman) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:28 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionClass B Common Stock · Derivative 583,056 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021527 · doc1.xml · derivative · entry 11

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,177,099

Underlying: Class A common stock · 583,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.exercise_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F2 · derivative.expiration_date: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the third of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F4 · ownership.nature: Held directly by Insight Venture Partners VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:28 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries C Preferred Stock · Derivative 22,806 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021527 · doc1.xml · derivative · entry 10

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 22,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Series A-3 Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.exercise_date: The Series A-3 Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.expiration_date: The Series A-3 Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the third of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F8 · ownership.nature: Held directly by Insight Venture Partners (Delaware) VII, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:28 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries C Preferred Stock · Derivative 8,344 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021527 · doc1.xml · derivative · entry 9

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 8,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Series A-3 Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.exercise_date: The Series A-3 Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.expiration_date: The Series A-3 Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the third of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F7 · ownership.nature: Held directly by Insight Venture Partners VII (Co-Investors), L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:28 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries C Preferred Stock · Derivative 194,453 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021527 · doc1.xml · derivative · entry 8

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 194,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Series A-3 Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.exercise_date: The Series A-3 Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.expiration_date: The Series A-3 Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the third of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F6 · ownership.nature: Held directly by Insight Venture Partners Coinvestment Fund II, L.P.

Read SEC document
May 01, 2018 Filed May 3, 2018 16:28 UTC SMARTSHEET INC SMAR · Entity 83899 ConversionSeries C Preferred Stock · Derivative 158,715 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-021527 · doc1.xml · derivative · entry 7

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VII, L.P. · CIK 0001508854 · 10% owner

Insight Venture Partners (Cayman) VII, L.P. · CIK 0001508855 · 10% owner

Insight Venture Partners (Delaware) VII, L.P. · CIK 0001545170 · 10% owner

Insight Venture Partners VII (Co-Investors), L.P. · CIK 0001519801 · 10% owner

Insight Venture Associates VII, L.P. · CIK 0001545168 · 10% owner

Insight Venture Associates VII, Ltd. · CIK 0001545169 · 10% owner

Insight Venture Partners Coinvestment Fund II, L.P. · CIK 0001499578 · 10% owner

Insight Venture Associates Coinvestment II, L.P. · CIK 0001545166 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B common stock · 158,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Series A-3 Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.exercise_date: The Series A-3 Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F9 · derivative.expiration_date: The Series A-3 Preferred Stock converted into Class B common stock of the issuer on a one-for-one basis and had no expiration date.

F2 · derivative.underlying: Each share of the issuer's Class B common stock will convert into 1 share of the issuer's Class A common stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B common stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B common stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date.

F3 · balance_after: This report is the third of five filings made on this 3rd day of May, 2018, to report transactions that occurred on May 1, 2018. The amounts reflected in this column (9) represent the number of derivative securities beneficially owned following the transactions reported across all five filings.

F5 · ownership.nature: Held directly by Insight Venture Partners (Cayman) VII, L.P.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.