Seward James Malcolm

SEC source: 0001562180-23-001190 · primarydocument.xml · nonDerivative · entry 1

Seward James Malcolm · CIK 0001783902 · EVP & Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a buy and hold exercise by the reporting person.

F2 · balance_after: Includes 4,567 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024; 1,768 granted on February 24, 2022 that vest on February 24, 2025 and 168 granted on October 15, 2022 that vest on October 15, 2025.

SEC source: 0001562180-22-007252 · primarydocument.xml · derivative · entry 2

Seward James Malcolm · CIK 0001783902 · EVP & Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Underlying: Class A Ordinary Shares · 636 shares

Expires 2032-10-15

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of October 15, 2022.

SEC source: 0001562180-22-007252 · primarydocument.xml · nonDerivative · entry 1

Seward James Malcolm · CIK 0001783902 · EVP & Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,948

F1 · balance_after: Includes 4,567 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024 and 1,768 granted on February 24, 2022 that vest on February 24, 2025. The 168 RSUs reported on this Form 4 vest on October 15, 2025.

SEC source: 0001562180-22-006170 · primarydocument.xml · nonDerivative · entry 1

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,780

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 210 shares of restricted stock units granted to the reporting person on August 15, 2019.

F2 · balance_after: Includes 4,399 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024 and 1,768 granted on February 24, 2022 that vest on February 24, 2025.

SEC source: 0001562180-22-005047 · primarydocument.xml · derivative · entry 6

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,990

Underlying: Class A Ordinary Shares · 2,495 shares

Expires 2031-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 25, 2021.

SEC source: 0001562180-22-005047 · primarydocument.xml · derivative · entry 5

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 2,378 shares

Expires 2028-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 794 vested on February 21, 2019, 792 vested on February 21, 2020 and 792 vested on February 21, 2021.

SEC source: 0001562180-22-005047 · primarydocument.xml · nonDerivative · entry 4

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,884

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 4,609 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024 and 1,768 granted on February 24, 2022 that vest on February 24, 2025.

SEC source: 0001562180-22-005047 · primarydocument.xml · nonDerivative · entry 3

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,135

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 4,609 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024 and 1,768 granted on February 24, 2022 that vest on February 24, 2025.

SEC source: 0001562180-22-005047 · primarydocument.xml · nonDerivative · entry 2

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 4,609 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024 and 1,768 granted on February 24, 2022 that vest on February 24, 2025.

SEC source: 0001562180-22-005047 · primarydocument.xml · nonDerivative · entry 1

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 4,609 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024 and 1,768 granted on February 24, 2022 that vest on February 24, 2025.

SEC source: 0001562180-22-004931 · primarydocument.xml · derivative · entry 5

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424

Underlying: Class A Ordinary Shares · 424 shares

Expires 2029-08-15

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F6 · derivative.exercise_date: This stock option award was previously reported as an option relating to 424 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $72.60 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

SEC source: 0001562180-22-004931 · primarydocument.xml · derivative · entry 4

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,728

Underlying: Class A Ordinary Shares · 2,728 shares

Expires 2030-02-20

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F5 · derivative.exercise_date: This stock option award was previously reported as an option relating to 2,728 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $83.35 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

SEC source: 0001562180-22-004931 · primarydocument.xml · derivative · entry 3

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,991

Underlying: Class A Ordinary Shares · 6,991 shares

Expires 2032-02-24

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F4 · derivative.exercise_date: This stock option award was previously reported as an option relating to 6,991 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $94.46 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

SEC source: 0001562180-22-004931 · primarydocument.xml · derivative · entry 2

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,485

Underlying: Class A Ordinary Shares · 7,485 shares

Expires 2031-02-25

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F3 · derivative.exercise_date: This stock option award was previously reported as an option relating to 7,485 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $104.41 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

SEC source: 0001562180-22-004931 · primarydocument.xml · derivative · entry 1

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,378

Underlying: Class A Ordinary Shares · 2,378 shares

Expires 2028-02-21

F1 · derivative.exercise_price: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F1 · shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

F2 · derivative.exercise_date: This stock option award was previously reported as an option relating to 2,378 shares of the Issuer's Stock Options (Right to Buy) at an exercise price of $109.09 per share and was adjusted as a result of the special dividend.

F1 · derivative.underlying_shares: The transactions reported herein reflect a one-time stock option exercise price adjustment effective June 6, 2022, related to a special dividend of $5.20 per share and pursuant to the adjustment provisions of the LyondellBasell Industries Long Term Incentive Plan, and are being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. Pursuant to the adjustment, the exercise price of the Stock Options (Right to buy) has been amended to reduce such exercise price by the amount of the special dividend ($5.20). There have been no other changes to the terms of the Stock Options (Right to buy).

SEC source: 0001562180-22-002732 · primarydocument.xml · derivative · entry 9

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424

Underlying: Class A Ordinary Shares · 424 shares

Expires 2029-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 424 vested on August 15, 2020, 424 vested on August 15, 2021 and 424 vest on August 15, 2022.

SEC source: 0001562180-22-002732 · primarydocument.xml · derivative · entry 8

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,728

Underlying: Class A Ordinary Shares · 2,728 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 2,728 vested on February 20, 2021, 2,728 vested on February 20, 2022 and 2,728 vest on February 20, 2023.

SEC source: 0001562180-22-002732 · primarydocument.xml · derivative · entry 7

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 1,188 shares

Expires 2029-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 794 vested on February 21, 2020, 792 vested on February 21, 2021 and 792 vested on February 21, 2022.

SEC source: 0001562180-22-002732 · primarydocument.xml · nonDerivative · entry 6

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,509

F1 · balance_after: Includes 4,609 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024 and 1,768 granted on February 24, 2022 that vest on February 24, 2025.

SEC source: 0001562180-22-002732 · primarydocument.xml · nonDerivative · entry 5

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,042

F1 · balance_after: Includes 4,609 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024 and 1,768 granted on February 24, 2022 that vest on February 24, 2025.

SEC source: 0001562180-22-002732 · primarydocument.xml · nonDerivative · entry 4

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,176

F1 · balance_after: Includes 4,609 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024 and 1,768 granted on February 24, 2022 that vest on February 24, 2025.

SEC source: 0001562180-22-002732 · primarydocument.xml · nonDerivative · entry 3

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,609 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024 and 1,768 granted on February 24, 2022 that vest on February 24, 2025.

SEC source: 0001562180-22-002732 · primarydocument.xml · nonDerivative · entry 2

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,609 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024 and 1,768 granted on February 24, 2022 that vest on February 24, 2025.

SEC source: 0001562180-22-002732 · primarydocument.xml · nonDerivative · entry 1

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,609 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024 and 1,768 granted on February 24, 2022 that vest on February 24, 2025.

SEC source: 0001562180-22-001940 · primarydocument.xml · derivative · entry 2

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,991

Underlying: Class A Ordinary Shares · 6,991 shares

Expires 2032-02-24

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 2,331 vest February 24, 2023, 2,330 vest February 24, 2024 and 2,330 vest February 24, 2025.

SEC source: 0001562180-22-001940 · primarydocument.xml · nonDerivative · entry 1

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,207

F1 · balance_after: Includes 4,609 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024. The 1,768 RSUs reported on this Form 4 vest on February 24, 2025.

SEC source: 0001562180-22-001703 · primarydocument.xml · nonDerivative · entry 1

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,439

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 651 shares of restricted stock units granted to the reporting person on February 21, 2019.

F2 · balance_after: Includes 2,841 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024.

SEC source: 0001562180-21-005670 · primarydocument.xml · nonDerivative · entry 1

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,762

F1 · shares: On August 29, 2021 the reporting person's restricted stock units automatically vested 1,740 shares. 862 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 3,492 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024.

SEC source: 0001562180-21-001930 · primarydocument.xml · derivative · entry 18

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848

Underlying: Class A Ordinary Shares · 424 shares

Expires 2029-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F8 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of August 15, 2019.

SEC source: 0001562180-21-001930 · primarydocument.xml · derivative · entry 17

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 2,086 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F7 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 696 vested on February 16, 2017, 695 vested on February 16, 2018 and 695 vested on February 16, 2019.

SEC source: 0001562180-21-001930 · primarydocument.xml · derivative · entry 16

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,456

Underlying: Class A Ordinary Shares · 2,728 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F6 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 20, 2020.

SEC source: 0001562180-21-001930 · primarydocument.xml · derivative · entry 15

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188

Underlying: Class A Ordinary Shares · 2,377 shares

Expires 2029-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F5 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,189 vested on February 21, 2020, 1,188 vested on February 21, 2021 and 1,188 vest on February 21, 2022.

SEC source: 0001562180-21-001930 · primarydocument.xml · derivative · entry 14

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 1,663 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 555 vested on February 17, 2016, 554 vested on February 17, 2017 and 554 vested on February 17, 2018.

SEC source: 0001562180-21-001930 · primarydocument.xml · derivative · entry 13

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 1,997 shares

Expires 2027-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 667 vested on February 16, 2018, 665 vested on February 16, 2019 and 665 vested on February 16, 2020.

SEC source: 0001562180-21-001930 · primarydocument.xml · nonDerivative · entry 12

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,624

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 5,232 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024.

SEC source: 0001562180-21-001930 · primarydocument.xml · nonDerivative · entry 11

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,055

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 5,232 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024.

SEC source: 0001562180-21-001930 · primarydocument.xml · nonDerivative · entry 10

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,412

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 5,232 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024.

SEC source: 0001562180-21-001930 · primarydocument.xml · nonDerivative · entry 9

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,946

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 5,232 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024.

SEC source: 0001562180-21-001930 · primarydocument.xml · nonDerivative · entry 8

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,122

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 5,232 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024.

SEC source: 0001562180-21-001930 · primarydocument.xml · nonDerivative · entry 7

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,990

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 5,232 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024.

SEC source: 0001562180-21-001930 · primarydocument.xml · nonDerivative · entry 6

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 5,232 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024.

SEC source: 0001562180-21-001930 · primarydocument.xml · nonDerivative · entry 5

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 5,232 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024.

SEC source: 0001562180-21-001930 · primarydocument.xml · nonDerivative · entry 4

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 5,232 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024.

SEC source: 0001562180-21-001930 · primarydocument.xml · nonDerivative · entry 3

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 5,232 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024.

SEC source: 0001562180-21-001930 · primarydocument.xml · nonDerivative · entry 2

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 5,232 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024.

SEC source: 0001562180-21-001930 · primarydocument.xml · nonDerivative · entry 1

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 5,232 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022; 1,198 granted on February 20, 2020 that vest on February 20, 2023 and 1,433 granted on February 25, 2021 that vest on February 25, 2024.

SEC source: 0001562180-21-001698 · primarydocument.xml · derivative · entry 2

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,485

Underlying: Class A Ordinary Shares · 7,485 shares

Expires 2031-02-25

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 25, 2021.

SEC source: 0001562180-21-001698 · primarydocument.xml · nonDerivative · entry 1

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,520

F1 · balance_after: Includes 5,232 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022 and 1,198 granted on February 20, 2020 that vest on February 20, 2023. The 1,433 RSUs reported on this Form 4 vest on February 25, 2024.

SEC source: 0001562180-21-001390 · primarydocument.xml · nonDerivative · entry 1

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,087

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 472 shares of restricted stock units granted to the reporting person on February 21, 2018.

F2 · balance_after: Includes 3,799 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,740 granted on August 29, 2018 that vest on August 29, 2021; 651 granted on February 21, 2019 that vest on February 21, 2022; 210 granted on August 15, 2019 that vest on August 15, 2022 and 1,198 granted on February 20, 2020 that vest on February 20, 2023.

SEC source: 0001562180-20-001565 · primarydocument.xml · derivative · entry 2

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,184

Underlying: Class A Ordinary Shares · 8,184 shares

Expires 2030-02-20

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 20, 2020.