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Stockdale Caroline

Disclosed activity across 1 company

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42750
SEC CIK
0001344138

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FIRST SOLAR, INC.FSLR · Entity 72Chief People and Comm. OfficerMay 28, 2026June 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FIRST SOLAR, INC.

Report date May 28, 2026 · Filed June 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,792 Reported balance After 2026-05-28 transaction · row 1
1 source row

Row 1 · 2026-05-28 · Sale · Disposed 10,628 · Balance 23,792

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 27, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 27, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2024 Filed Mar 8, 2024 22:13 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 1,235 $158.42 $195,648.70
Disclosure

SEC source: 0001127602-24-009229 · form4.xml · nonDerivative · entry 2

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,282

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:13 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 2,882 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-009229 · form4.xml · nonDerivative · entry 1

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:32 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 5,921 $153.89 $911,182.69
Disclosure

SEC source: 0001127602-24-007947 · form4.xml · nonDerivative · entry 2

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,635

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the performance share units.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:32 UTC FIRST SOLAR, INC. FSLR · Entity 72 GrantCommon Stock 13,753 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-007947 · form4.xml · nonDerivative · entry 1

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,556

F1 · shares: Represents the acquisition of shares of common stock issued upon the vesting of the performance share units granted on May 3, 2021, which performance share unit awards were subject to vesting over an approximately three-year performance period contingent upon the achievement of certain performance objectives.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:43 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 801 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010702 · form4.xml · derivative · entry 3

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,202

Underlying: Common Stock · 801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Omnibus Incentive Compensation Plan.

F4 · derivative.exercise_date: The restricted stock units were granted on March 15, 2022 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units were granted on March 15, 2022 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:43 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 344 $203.22 $69,907.68
Disclosure

SEC source: 0001127602-23-010702 · form4.xml · nonDerivative · entry 2

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,803

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:43 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 801 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010702 · form4.xml · nonDerivative · entry 1

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 20% of the restricted stock units granted on March 15, 2022.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 23:44 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 977 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009481 · form4.xml · derivative · entry 6

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,931

Underlying: Common Stock · 977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2021 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2021 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 23:44 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 2,882 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009481 · form4.xml · derivative · entry 5

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,882

Underlying: Common Stock · 2,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F5 · derivative.exercise_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 23:44 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 419 $212.30 $88,953.70
Disclosure

SEC source: 0001127602-23-009481 · form4.xml · nonDerivative · entry 4

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,346

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 23:44 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 977 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009481 · form4.xml · nonDerivative · entry 3

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 20% of the restricted stock units granted on March 6, 2021.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 23:44 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 1,235 $212.30 $262,190.50
Disclosure

SEC source: 0001127602-23-009481 · form4.xml · nonDerivative · entry 2

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,788

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 23:44 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 2,882 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009481 · form4.xml · nonDerivative · entry 1

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020.

Read SEC document
March 06, 2023 Filed Oct 3, 2023 21:18 UTC FIRST SOLAR, INC. FSLR · Entity 72 GrantRestricted Stock Units · Derivative 1,178 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-025317 · form4.xml · derivative · entry 1

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,178

Underlying: Common Stock · 1,178 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Omnibus Incentive Compensation Plan.

F2 · derivative.exercise_date: The restricted stock units were granted on March 6, 2023 as part of the Issuer's annual equity grant to executive officers. The restricted stock units granted on March 6, 2023 vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units were granted on March 6, 2023 as part of the Issuer's annual equity grant to executive officers. The restricted stock units granted on March 6, 2023 vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 01:59 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 7,399 $195.68 $1,447,836.32
Disclosure

SEC source: 0001127602-23-009189 · form4.xml · nonDerivative · entry 2

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,141

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the performance share units.

Read SEC document
March 02, 2023 Filed Mar 7, 2023 01:59 UTC FIRST SOLAR, INC. FSLR · Entity 72 GrantCommon Stock 16,601 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-009189 · form4.xml · nonDerivative · entry 1

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,540

F1 · shares: Represents the acquisition of shares of common stock issued upon the vesting of the performance share units granted on March 6, 2020, which performance share unit awards were subject to vesting over an approximately three-year performance period contingent upon the achievement of certain performance objectives.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 22:53 UTC FIRST SOLAR, INC. FSLR · Entity 72 GrantRestricted Stock Units · Derivative 4,003 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009807 · form4.xml · derivative · entry 1

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,003

Underlying: Common Stock · 4,003 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Omnibus Incentive Compensation Plan.

F2 · derivative.exercise_date: The restricted stock units were granted on March 15, 2022 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units were granted on March 15, 2022 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 23:40 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 977 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008682 · form4.xml · derivative · entry 6

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,908

Underlying: Common Stock · 977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Omnibus Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2021 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2021 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 23:40 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 2,882 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008682 · form4.xml · derivative · entry 5

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,764

Underlying: Common Stock · 2,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F5 · derivative.exercise_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 23:40 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 435 $71.85 $31,254.75
Disclosure

SEC source: 0001127602-22-008682 · form4.xml · nonDerivative · entry 4

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,939

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 23:40 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 977 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008682 · form4.xml · nonDerivative · entry 3

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock issued upon vesting of 20% of the restricted stock units granted on March 6, 2021.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 23:40 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 1,282 $71.85 $92,111.70
Disclosure

SEC source: 0001127602-22-008682 · form4.xml · nonDerivative · entry 2

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,397

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 23:40 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 2,882 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008682 · form4.xml · nonDerivative · entry 1

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:02 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 6,320 $69.51 $439,303.20
Disclosure

SEC source: 0001127602-22-008244 · form4.xml · nonDerivative · entry 2

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,797

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the performance share units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:02 UTC FIRST SOLAR, INC. FSLR · Entity 72 GrantCommon Stock 14,120 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008244 · form4.xml · nonDerivative · entry 1

Stockdale Caroline · CIK 0001344138 · Chief People and Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,117

F1 · shares: Represents the acquisition of shares of common stock issued upon the vesting of the performance share units granted on October 7, 2019, which performance share unit awards were subject to vesting over an approximately three-year performance period contingent upon the achievement of certain performance objectives.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 02:08 UTC FIRST SOLAR, INC. FSLR · Entity 72 GrantRestricted Stock Units · Derivative 4,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009973 · form4.xml · derivative · entry 4

Stockdale Caroline · CIK 0001344138 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,885

Underlying: Common Stock · 4,885 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Omnibus Incentive Compensation Plan.

F6 · derivative.exercise_date: The restricted stock units were granted on March 6, 2021 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F6 · derivative.expiration_date: The restricted stock units were granted on March 6, 2021 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 02:08 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 2,883 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009973 · form4.xml · derivative · entry 3

Stockdale Caroline · CIK 0001344138 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,646

Underlying: Common Stock · 2,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F4 · derivative.exercise_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 02:08 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 886 $73.70 $65,298.20
Disclosure

SEC source: 0001127602-21-009973 · form4.xml · nonDerivative · entry 2

Stockdale Caroline · CIK 0001344138 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 02:08 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 2,883 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009973 · form4.xml · nonDerivative · entry 1

Stockdale Caroline · CIK 0001344138 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 00:38 UTC FIRST SOLAR, INC. FSLR · Entity 72 GrantRestricted Stock Units · Derivative 4,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009945 · form4.xml · derivative · entry 4

Stockdale Caroline · CIK 0001344138 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,885

Underlying: Common Stock · 4,885 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Omnibus Incentive Compensation Plan.

F6 · derivative.exercise_date: The restricted stock units were granted on March 6, 2021 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F6 · derivative.expiration_date: The restricted stock units were granted on March 6, 2021 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 00:38 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 2,883 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009945 · form4.xml · derivative · entry 3

Stockdale Caroline · CIK 0001344138 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,646

Underlying: Common Stock · 2,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F4 · derivative.exercise_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 00:38 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 886 $73.70 $65,298.20
Disclosure

SEC source: 0001127602-21-009945 · form4.xml · nonDerivative · entry 2

Stockdale Caroline · CIK 0001344138 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 00:38 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 2,883 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009945 · form4.xml · nonDerivative · entry 1

Stockdale Caroline · CIK 0001344138 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020.

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March 06, 2021 Filed Mar 10, 2021 00:48 UTC FIRST SOLAR, INC. FSLR · Entity 72 GrantRestricted Stock Units · Derivative 4,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009947 · form4.xml · derivative · entry 4

Stockdale Caroline · CIK 0001344138 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,885

Underlying: Common Stock · 4,885 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2020 Omnibus Incentive Compensation Plan.

F6 · derivative.exercise_date: The restricted stock units were granted on March 6, 2021 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F6 · derivative.expiration_date: The restricted stock units were granted on March 6, 2021 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 20% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

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March 06, 2021 Filed Mar 10, 2021 00:48 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionRestricted Stock Units · Derivative 2,883 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009947 · form4.xml · derivative · entry 3

Stockdale Caroline · CIK 0001344138 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,646

Underlying: Common Stock · 2,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F4 · derivative.exercise_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

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March 06, 2021 Filed Mar 10, 2021 00:48 UTC FIRST SOLAR, INC. FSLR · Entity 72 Tax withholdingCommon Stock 886 $73.70 $65,298.20
Disclosure

SEC source: 0001127602-21-009947 · form4.xml · nonDerivative · entry 2

Stockdale Caroline · CIK 0001344138 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.

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March 06, 2021 Filed Mar 10, 2021 00:48 UTC FIRST SOLAR, INC. FSLR · Entity 72 Exercise / conversionCommon Stock 2,883 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009947 · form4.xml · nonDerivative · entry 1

Stockdale Caroline · CIK 0001344138 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:08 UTC FIRST SOLAR, INC. FSLR · Entity 72 GrantRestricted Stock Units · Derivative 11,529 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-010079 · form4.xml · derivative · entry 1

Stockdale Caroline · CIK 0001344138 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,529

Underlying: Common Stock · 11,529 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.

F2 · derivative.exercise_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.