Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avidia Bancorp, Inc.AVBC · Entity 2126 | Director · President & CEO | October 13, 2026 | October 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avidia Bancorp, Inc.
Report date October 13, 2026 · Filed October 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 193,000 |
Reported balance
After 2026-10-13 transaction · row 1
1 source rowRow 1 · 2026-10-13 · Grant · Acquired 192,000 · Balance 193,000 F1: Shares of restricted stock vest at a rate of 16.67% per year commencing on October 13, 2027. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $21.95 · Expires 2036-10-13 | Direct | 468,000 |
Reported balance
After 2026-10-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-10-13 · Grant · Acquired 468,000 · Balance 468,000 F3: Stock options vest at a rate of 16.67% per year commencing on October 13, 2027. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 1,096 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,096 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 67,878 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 67,878 F2: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of restricted stock vest at a rate of 16.67% per year commencing on October 13, 2027.
F2: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
F3: Stock options vest at a rate of 16.67% per year commencing on October 13, 2027.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INDEPENDENT BANK CORP
Report date March 13, 2023 · Filed March 15, 2023
Section 16 reporting ended · disclosed 2023-03-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,149.4164 |
Last balance in matching sequence
After 2023-03-13 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-03-13 · Grant · Acquired 1,920 · Balance 29,667.4164 F1: Shares issued pursuant to vest of performance stock award granted to the Filer by Independent Bank Corp. F2: Total Holdings include 3,142.6483 shares held in the Filer's 401(k) account. Row 2 · 2023-03-13 · Tax withholding · Disposed 518 · Balance 29,149.4164 F2: Total Holdings include 3,142.6483 shares held in the Filer's 401(k) account. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued pursuant to vest of performance stock award granted to the Filer by Independent Bank Corp.
F2: Total Holdings include 3,142.6483 shares held in the Filer's 401(k) account.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2020 Filed Apr 29, 2020 20:10 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | SaleCommon Stock | 3,500 | $72.02 | $252,070.00 |
DisclosureSEC source: 0000776901-20-000109 · wf-form4_158819102530428.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,009.3599 F1 · balance_after: Holdings include 141.7114 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (3/5/2020). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. F2 · balance_after: Total Holdings include 2,921.9216 shares held in Filer's 401(k) account. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:10 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 567 | $70.70 | $40,086.90 |
DisclosureSEC source: 0000776901-20-000084 · wf-form4_158344260385367.xml · nonDerivative · entry 2 Cozzone Robert D · CIK 0001586267 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,367.6485 F2 · balance_after: Total Holdings include 2,902.3231 shares held in Filer's 401(k) account. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 21:10 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-20-000084 · wf-form4_158344260385367.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,934.6485 F1 · shares: Shares issued pursuant to vest of performance stock award granted to reporting person by Independent Bank Corp. F2 · balance_after: Total Holdings include 2,902.3231 shares held in Filer's 401(k) account. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:15 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-20-000072 · wf-form4_158318368642588.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,834.6485 F1 · shares: Independent Bank Corp. awarded Time Vesting Restricted Stock to reporting person. F2 · balance_after: Total Holdings include 2,902.3231 shares held in Filer's 401(k) account. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:08 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 91 | $76.60 | $6,970.60 |
DisclosureSEC source: 0000776901-20-000055 · wf-form4_158266487068487.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,034.6485 F1 · balance_after: Total Holdings include 2,902.3231 shares held in Filer's 401(k) account. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 21:07 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 86 | $76.95 | $6,617.70 |
DisclosureSEC source: 0000776901-20-000041 · wf-form4_158214644642985.xml · nonDerivative · entry 2 Cozzone Robert D · CIK 0001586267 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,125.6485 F1 · balance_after: Total Holdings include 2,902.3231 shares held in Filer's 401(k) account. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:07 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 89 | $76.95 | $6,848.55 |
DisclosureSEC source: 0000776901-20-000041 · wf-form4_158214644642985.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,211.6485 F1 · balance_after: Total Holdings include 2,902.3231 shares held in Filer's 401(k) account. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:35 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 124 | $75.90 | $9,411.29 |
DisclosureSEC source: 0000776901-20-000031 · wf-form4_158162971452039.xml · nonDerivative · entry 2 Cozzone Robert D · CIK 0001586267 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,300.6485 F1 · balance_after: Holdings include 101.0616 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (10/30/19). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. F2 · balance_after: Total Holdings include 2,902.3231 shares held in Filer's 401(k) account. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:35 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 110 | $75.90 | $8,348.45 |
DisclosureSEC source: 0000776901-20-000031 · wf-form4_158162971452039.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,424.6485 F1 · balance_after: Holdings include 101.0616 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (10/30/19). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. F2 · balance_after: Total Holdings include 2,902.3231 shares held in Filer's 401(k) account. Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 20:30 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | SaleCommon Stock | 1,500 | $83.97 | $125,955.00 |
DisclosureSEC source: 0000776901-19-000228 · wf-form4_157246738828961.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,433.5868 F1 · balance_after: Total Holdings include 2,886.4036 shares held in Filer's 401(k) account. F2 · balance_after: Holdings include 341.3461 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (3/21/19). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:23 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 135 | $78.60 | $10,611.00 |
DisclosureSEC source: 0000776901-19-000104 · wf-form4_155319976531515.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,592.2407 F1 · balance_after: Total Holdings include 2,836.4478 shares held in Filer's 401(k) account. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:08 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | SaleCommon Stock | 3,205.5102 | $81.01 | $259,667.16 |
DisclosureSEC source: 0000776901-19-000089 · wf-form4_155259412284492.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,727.2407 F1 · balance_after: Total Holdings include 2,836.4478 shares held in Filer's 401(k) account. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:14 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Exercise / conversionNQ Stock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $27.58 | $0.00 |
DisclosureSEC source: 0000776901-19-000084 · wf-form4_155250806063678.xml · derivative · entry 3 Cozzone Robert D · CIK 0001586267 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2021-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted under the Independent Bank Corp. 2005 Employee Stock Option Plan (2005 Plan). 834 shares shall first become exercisable on 1/2/12; 833 shares shall first become on 1/02/13, and the remaining 833 shares shall first become exercisable on 1/2/14, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:14 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | SaleCommon Stock | 2,500 | $81.64 | $204,098.75 |
DisclosureSEC source: 0000776901-19-000084 · wf-form4_155250806063678.xml · nonDerivative · entry 2 Cozzone Robert D · CIK 0001586267 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,932.7509 F2 · price: This price represents the weighted average purchase price of stock sales that were executed at prices ranging from $81.50 through $81.88 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. F1 · balance_after: Total Holdings include 2,836.4478 shares held in Filer's 401(k) account Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:14 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Exercise / conversionCommon Stock | 2,500 | $27.58 | $68,937.50 |
DisclosureSEC source: 0000776901-19-000084 · wf-form4_155250806063678.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,432.7509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total Holdings include 2,836.4478 shares held in Filer's 401(k) account Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:25 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 595 | $83.89 | $49,911.58 |
DisclosureSEC source: 0000776901-19-000073 · wf-form4_155138909820852.xml · nonDerivative · entry 2 Cozzone Robert D · CIK 0001586267 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,932.7509 F2 · balance_after: Total Holdings include 2,836.4478 shares held in Filer's 401(k) account. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:25 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-19-000073 · wf-form4_155138909820852.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,527.7509 F1 · shares: Shares issued pursuant to vest of performance stock award granted to reporting person by Independent Bank Corp. F2 · balance_after: Total Holdings include 2,836.4478 shares held in Filer's 401(k) account. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:24 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-19-000060 · wf-form4_155112985705394.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,327.7509 F1 · shares: Independent Bank Corp. awarded Time Vesting Restricted Stock to reporting person. F2 · balance_after: Total Holdings include 2,836.4478 shares held in Filer's 401(k) account. On 2/21/2019, there were excess funds returned to the Filer as a result of annual nondiscrimination testing, which resulted in the cash out of approximately 5 shares as part of the return of excess funds. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 21:23 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 86 | $81.63 | $7,020.57 |
DisclosureSEC source: 0000776901-19-000040 · wf-form4_155069778923198.xml · nonDerivative · entry 2 Cozzone Robert D · CIK 0001586267 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,633.442 F1 · balance_after: Total Holdings include 2,842.1389 shares held in Filer's 401(k) account Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:23 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 89 | $81.63 | $7,265.47 |
DisclosureSEC source: 0000776901-19-000040 · wf-form4_155069778923198.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,719.442 F1 · balance_after: Total Holdings include 2,842.1389 shares held in Filer's 401(k) account Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 21:07 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 124 | $81.51 | $10,106.62 |
DisclosureSEC source: 0000776901-19-000027 · wf-form4_155009203016893.xml · nonDerivative · entry 2 Cozzone Robert D · CIK 0001586267 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,808.442 F1 · balance_after: Holdings include 214.2242 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (6/19/2018). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. F2 · balance_after: Total Holdings include 2,842.1389 shares held in Filer's 401(k) account Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:07 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 110 | $80.87 | $8,895.70 |
DisclosureSEC source: 0000776901-19-000027 · wf-form4_155009203016893.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,932.442 F1 · balance_after: Holdings include 214.2242 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (6/19/2018). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. F2 · balance_after: Total Holdings include 2,842.1389 shares held in Filer's 401(k) account Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 20:24 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | SaleCommon Stock | 3,000 | $80.80 | $242,390.10 |
DisclosureSEC source: 0000776901-18-000180 · wf-form4_152943986715349.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,755.162 F1 · balance_after: Holdings include 105.1368 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (3/21/2018). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. F2 · balance_after: Total Holdings include 2,800.4468 shares held in Filer's 401(k) account Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 20:23 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 135 | $74.65 | $10,077.75 |
DisclosureSEC source: 0000776901-18-000095 · wf-form4_152166380891325.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,635.256 F1 · balance_after: Total Holdings include 2,785.6776 shares held in Filer's 401(k) account Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:51 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 542 | $72.60 | $39,349.20 |
DisclosureSEC source: 0000776901-18-000078 · wf-form4_151994108874251.xml · nonDerivative · entry 2 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,770.256 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:51 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-18-000078 · wf-form4_151994108874251.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,312.256 F1 · shares: Shares issued pursuant to vest of performance stock award granted to reporting person by Independent Bank Corp. F2 · balance_after: The Filer's last report (2/26/18) inadvertently overstated total holdings by 6.0736 shares. F3 · balance_after: Total Holdings include 2,785.6776 shares held in Filer's 401(k) account. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:20 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | PurchaseCommon Stock | 788 | $71.25 | $56,141.22 |
DisclosureSEC source: 0000776901-18-000065 · wf-form4_151968002293020.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,318.3296 F1 · shares: Shares acquired under the Company's 401(k) Restoration Plan. F2 · price: This price represents the weighted average purchase price of stock sales that were executed at prices ranging from $71.15 through $71.25 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. F3 · balance_after: Total Holdings include 2,785.6776 shares held in Filer's 401(k) account. On 2/23/18 there were excess funds returned to the Filer as a result of annual nondiscrimination testing, which resulted in the cash out of approximately 8 shares as part of the return of the excess funds. Read SEC document |
| February 23, 2018 Filed Jun 28, 2018 21:30 UTC Amendment | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 788 | $71.25 | $56,141.22 |
DisclosureSEC source: 0000776901-18-000187 · wf-form4a_153022138518532.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,318.3296 F1 · kind: In the original Form 4 filed on February 26, 2018, an exempt acquisition under the Company's 401(k) Restoration Plan was incorrectly reported as a non-exempt purchase of 788 shares. F2 · balance_after: Total Holdings include 2,785.6776 shares held in Filer's 401(k) account. On 2/23/18 there were excess funds returned to the Filer as a result of annual nondiscrimination testing, which resulted in the cash out of approximately 8 shares as part of the return of the excess funds. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:03 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 86 | $72.23 | $6,211.35 |
DisclosureSEC source: 0000776901-18-000056 · wf-form4_151916060111827.xml · nonDerivative · entry 2 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,530.3296 F2 · balance_after: Total Holdings include 2,791.7512 shares held in Filer's 401(k) account Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:03 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-18-000056 · wf-form4_151916060111827.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,616.3296 F1 · shares: Independent Bank Corp. awarded Time Vesting Restricted Stock to reporting person. F2 · balance_after: Total Holdings include 2,791.7512 shares held in Filer's 401(k) account Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:14 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 135 | $70.43 | $9,507.38 |
DisclosureSEC source: 0000776901-18-000043 · wf-form4_151872926645828.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,966.3296 F1 · balance_after: Total Holdings include 2,791.7512 shares held in Filer's 401(k) account Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 21:11 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 124 | $69.40 | $8,605.60 |
DisclosureSEC source: 0000776901-18-000035 · wf-form4_151855623467673.xml · nonDerivative · entry 2 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,101.3296 F2 · balance_after: Total Holdings include 2,791.7512 shares held in Filer's 401(k) account Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 21:11 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 111 | $68.78 | $7,634.03 |
DisclosureSEC source: 0000776901-18-000035 · wf-form4_151855623467673.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,225.3296 F1 · balance_after: Holdings include 71.4197 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (11/6/2017). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. F2 · balance_after: Total Holdings include 2,791.7512 shares held in Filer's 401(k) account Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 22:32 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Exercise / conversionNQ Stock Option (Right to Buy) · Derivative | 3,250 | $0.00 Strike: $28.27 | $0.00 |
DisclosureSEC source: 0000776901-17-000257 · wf-form4_151000755347626.xml · derivative · entry 3 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,250 shares Expires 2018-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted under the Independent Bank Corp. 2005 Employee Stock Option Plan (2005 Plan). Options vest in equal installments of 1,200 shares over a five-year period beginning on 2/14/09 and thereafter on each successive anniversary date (2/14/10 - 2/14/13). Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 22:32 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | SaleCommon Stock | 3,250 | $72.50 | $235,625.00 |
DisclosureSEC source: 0000776901-17-000257 · wf-form4_151000755347626.xml · nonDerivative · entry 2 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,236.1512 Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 22:32 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Exercise / conversionCommon Stock | 3,250 | $28.27 | $91,877.50 |
DisclosureSEC source: 0000776901-17-000257 · wf-form4_151000755347626.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,486.1512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total Holdings include 2,762.9925 shares held in Filer's 401(k) account F2 · balance_after: Holdings include 221.2238 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (3/21/17). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 20:43 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 150 | $65.73 | $9,858.75 |
DisclosureSEC source: 0000776901-17-000100 · wf-form4_149012901299417.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,926.9521 F1 · balance_after: Total Holdings include 2,675.0172 shares held in Filer's 401(k) account Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:45 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 452 | $64.73 | $29,255.70 |
DisclosureSEC source: 0000776901-17-000077 · wf-form4_148849110357913.xml · nonDerivative · entry 2 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,072.8986 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:45 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 1,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-17-000077 · wf-form4_148849110357913.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,524.8986 F1 · shares: Shares issued upon vesting of performance stock award granted to reporting person by Independent Bank Corp. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 21:03 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 751 | $64.41 | $48,371.53 |
DisclosureSEC source: 0000776901-17-000061 · wf-form4_148822938352664.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,020.8986 F1 · shares: Shares acquired under the Company's 401(k) Restoration Plan. F2 · price: This price represents the weighted average purchase price of stock sales that were executed at prices ranging from $64.40 through $64.55 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. F3 · balance_after: Total Holdings include 2,670.9637 shares held in Filer's 401(k) account. On 2/17/17 there were excess funds returned to the Filer as a result of annual nondiscrimination testing, which resulted in the cash out of approximately 7 shares as part of the return of the excess funds. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:11 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | GrantCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-17-000057 · wf-form4_148771148060845.xml · nonDerivative · entry 2 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,273.4145 F1 · shares: Independent Bank Corp. awarded Time Vesting Restricted Stock to reporting person. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:11 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 150 | $63.10 | $9,465.00 |
DisclosureSEC source: 0000776901-17-000057 · wf-form4_148771148060845.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,673.4145 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:10 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 150 | $62.43 | $9,363.75 |
DisclosureSEC source: 0000776901-17-000043 · wf-form4_148727942952121.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,823.4145 Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 22:34 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-17-000025 · wf-form4_148711141038276.xml · nonDerivative · entry 2 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,973.4145 F2 · balance_after: Total Holdings include 2,674.4796 shares held in Filer's 401(k) account Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 22:34 UTC | INDEPENDENT BANK CORP INDB · Entity 4081 | Tax withholdingCommon Stock | 123 | $0.00 | $0.00 |
DisclosureSEC source: 0000776901-17-000025 · wf-form4_148711141038276.xml · nonDerivative · entry 1 Cozzone Robert D · CIK 0001586267 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,111.4145 F1 · balance_after: Holdings include 113.6049 shares acquired as a result of participation in the Independent Bank Corp. 2014 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (9/1/16). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. F2 · balance_after: Total Holdings include 2,674.4796 shares held in Filer's 401(k) account Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.