Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fluent, Inc.COGT · Entity 6736 | Director · Chief Executive Officer | December 14, 2017 | December 15, 2017 |
| Red Violet, Inc.RDVT · Entity 4826 | Director · Chief Executive Officer · Chairman of the Board | June 01, 2026 | June 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fluent, Inc.
Report date December 14, 2017 · Filed December 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 589,513 |
Reported balance
After 2017-12-14 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2017-12-14 · Purchase · Acquired 1,000 · Balance 589,513 F1: Includes 90,700 shares which are subject to certain lock-up restrictions. The lock-up restrictions cease upon a change of control. |
| Common StockSEC Table I · non-derivative | Direct | 58,333 |
Reported balance
Holding disclosure · report date 2017-12-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 58,333 F2: Represents RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on March 21, 2018, subject to accelerated vesting under certain conditions. |
| Common StockSEC Table I · non-derivative | Direct | 333,333 |
Reported balance
Holding disclosure · report date 2017-12-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 333,333 F3: Represents RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest 50% on November 16, 2017 and November 16, 2018, subject to accelerated vesting under certain conditions. |
| Common StockSEC Table I · non-derivative | Direct | 83,333 |
Reported balance
Holding disclosure · report date 2017-12-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 83,333 F4: Represents RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest 50% on June 1, 2018 and June 1, 2019, subject to accelerated vesting under certain conditions. |
| Common StockSEC Table I · non-derivative | Direct | 150,000 |
Reported balance
Holding disclosure · report date 2017-12-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 150,000 F5: Represents shares of restricted stock which vest in equal annual installments on September 1, 2018 and September 1, 2019, and are subject to certain lock-up restrictions, with the Reporting Person able to sell the shares to pay any tax obligation in connection with the issuance. The lock-up restrictions cease upon a change of control. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 90,700 shares which are subject to certain lock-up restrictions. The lock-up restrictions cease upon a change of control.
F2: Represents RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on March 21, 2018, subject to accelerated vesting under certain conditions.
F3: Represents RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest 50% on November 16, 2017 and November 16, 2018, subject to accelerated vesting under certain conditions.
F4: Represents RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest 50% on June 1, 2018 and June 1, 2019, subject to accelerated vesting under certain conditions.
F5: Represents shares of restricted stock which vest in equal annual installments on September 1, 2018 and September 1, 2019, and are subject to certain lock-up restrictions, with the Reporting Person able to sell the shares to pay any tax obligation in connection with the issuance. The lock-up restrictions cease upon a change of control.
Red Violet, Inc.
Report date June 01, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 557,273 |
Last balance in matching sequence
After 2026-06-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-06-01 · Sale · Disposed 6,000 · Balance 563,273 F1: The shares were sold in multiple transactions at prices ranging from $57.45 to $58.07, inclusive, with a weighted average price per share of $57.62. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote. F2: Includes 13,333 restricted stock units (RSUs) originally granted on November 30, 2023, convertible into common stock of the issuer on a one-for-one basis, which vests on December 1, 2026, subject to accelerated vesting under certain circumstances. F3: Includes 21,000 RSUs originally granted on November 4, 2024, convertible into common stock of the issuer on a one-for-one basis, which vests in two equal installments on each of November 1, 2026 and November 1, 2027, subject to accelerated vesting under certain circumstances. F4: Includes 18,520 RSUs originally granted December 19, 2025 convertible into common stock of the issuer on a one-for-one basis, which vests in three equal installments on each of December 1, 2026, December 1, 2027, and December 1, 2028, subject to accelerated vesting under certain circumstances. Row 2 · 2026-06-01 · Sale · Disposed 6,000 · Balance 557,273 F5: The shares were sold in multiple transactions at prices ranging from $57.00 to $57.45, inclusive, with a weighted average price per share of $57.24. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote. F2: Includes 13,333 restricted stock units (RSUs) originally granted on November 30, 2023, convertible into common stock of the issuer on a one-for-one basis, which vests on December 1, 2026, subject to accelerated vesting under certain circumstances. F3: Includes 21,000 RSUs originally granted on November 4, 2024, convertible into common stock of the issuer on a one-for-one basis, which vests in two equal installments on each of November 1, 2026 and November 1, 2027, subject to accelerated vesting under certain circumstances. F4: Includes 18,520 RSUs originally granted December 19, 2025 convertible into common stock of the issuer on a one-for-one basis, which vests in three equal installments on each of December 1, 2026, December 1, 2027, and December 1, 2028, subject to accelerated vesting under certain circumstances. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold in multiple transactions at prices ranging from $57.45 to $58.07, inclusive, with a weighted average price per share of $57.62. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.
F2: Includes 13,333 restricted stock units (RSUs) originally granted on November 30, 2023, convertible into common stock of the issuer on a one-for-one basis, which vests on December 1, 2026, subject to accelerated vesting under certain circumstances.
F3: Includes 21,000 RSUs originally granted on November 4, 2024, convertible into common stock of the issuer on a one-for-one basis, which vests in two equal installments on each of November 1, 2026 and November 1, 2027, subject to accelerated vesting under certain circumstances.
F4: Includes 18,520 RSUs originally granted December 19, 2025 convertible into common stock of the issuer on a one-for-one basis, which vests in three equal installments on each of December 1, 2026, December 1, 2027, and December 1, 2028, subject to accelerated vesting under certain circumstances.
F5: The shares were sold in multiple transactions at prices ranging from $57.00 to $57.45, inclusive, with a weighted average price per share of $57.24. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2019 Filed Mar 11, 2019 11:22 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 2,000 | $7.10 | $14,200.00 |
DisclosureSEC source: 0001209191-19-018305 · doc4.xml · nonDerivative · entry 1 Dubner Derek · CIK 0001636349 · Director · CEO · Interim Chairman of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,009 Read SEC document |
| September 10, 2018 Filed Sep 10, 2018 21:23 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 2,000 | $6.49 | $12,980.00 |
DisclosureSEC source: 0001209191-18-050316 · doc4.xml · nonDerivative · entry 2 Dubner Derek · CIK 0001636349 · Director · CEO · Interim Chairman of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,009 F2 · price: The shares were purchased in multiple transactions at prices ranging from $6.41 to $6.55, with a weighted average price per share of $6.49. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 21:23 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 1,000 | $7.60 | $7,600.00 |
DisclosureSEC source: 0001209191-18-050316 · doc4.xml · nonDerivative · entry 1 Dubner Derek · CIK 0001636349 · Director · CEO · Interim Chairman of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,009 F1 · price: The shares were purchased in multiple transactions at prices ranging from $7.59 to $7.60, with a weighted average price per share of $7.60. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 22:07 UTC | Red Violet, Inc. RDVT · Entity 4826 | PurchaseCommon Stock | 10,000 | $5.00 | $50,000.00 |
DisclosureSEC source: 0001209191-18-038402 · doc4.xml · nonDerivative · entry 1 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,009 Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 12:09 UTC | Fluent, Inc. COGT · Entity 6736 | PurchaseCommon Stock | 1,000 | $3.73 | $3,730.00 |
DisclosureSEC source: 0001209191-17-065795 · doc4.xml · nonDerivative · entry 1 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,513 F1 · balance_after: Includes 90,700 shares which are subject to certain lock-up restrictions. The lock-up restrictions cease upon a change of control. Read SEC document |
| September 13, 2017 Filed Oct 18, 2017 00:18 UTC | Fluent, Inc. COGT · Entity 6736 | SaleCommon Stock | 14,100 | $4.70 | $66,270.00 |
DisclosureSEC source: 0001209191-17-057228 · doc4.xml · nonDerivative · entry 4 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,513 F4 · kind: Represents the sale of 14,100 shares with a weighted average sales price of $4.70 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote. F4 · shares: Represents the sale of 14,100 shares with a weighted average sales price of $4.70 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote. F4 · price: Represents the sale of 14,100 shares with a weighted average sales price of $4.70 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote. Read SEC document |
| September 12, 2017 Filed Oct 18, 2017 00:18 UTC | Fluent, Inc. COGT · Entity 6736 | SaleCommon Stock | 30,000 | $4.83 | $144,900.00 |
DisclosureSEC source: 0001209191-17-057228 · doc4.xml · nonDerivative · entry 3 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,613 F3 · kind: Represents the sale of 30,000 shares with a weighted average sales price of $4.83 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote. F3 · shares: Represents the sale of 30,000 shares with a weighted average sales price of $4.83 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote. F3 · price: Represents the sale of 30,000 shares with a weighted average sales price of $4.83 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote. Read SEC document |
| September 11, 2017 Filed Oct 18, 2017 00:18 UTC | Fluent, Inc. COGT · Entity 6736 | SaleCommon Stock | 15,200 | $5.25 | $79,800.00 |
DisclosureSEC source: 0001209191-17-057228 · doc4.xml · nonDerivative · entry 2 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,613 F2 · kind: Represents the sale of 15,200 shares with a weighted average sales price of $5.25 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote. F2 · shares: Represents the sale of 15,200 shares with a weighted average sales price of $5.25 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote. F2 · price: Represents the sale of 15,200 shares with a weighted average sales price of $5.25 per share sold by the Reporting Person to cover tax withholding obligations in connection with the equity grant reported on this Form 4. This sale is authorized by the Issuer's election under its 2015 Stock Equity Plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote. Read SEC document |
| September 07, 2017 Filed Oct 18, 2017 00:18 UTC | Fluent, Inc. COGT · Entity 6736 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057228 · doc4.xml · nonDerivative · entry 1 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,813 F1 · kind: On September 7, 2017, the Reporting Person received a grant of 300,000 shares of restricted stock. The shares vest 50% on the date of issuance, 25% on September 1, 2018 and 25% on September 1, 2019, and are subject to certain lock-up restrictions, with 100,000 shares subject to lock-up until September 1, 2018, 100,000 shares subject to lock-up until September 1, 2019 and 100,000 shares subject to lock-up until September 1, 2020, with the Reporting Person able to sell the shares to pay any tax obligation in connection with the issuance. The lock-up restrictions cease upon a change of control. F1 · price: On September 7, 2017, the Reporting Person received a grant of 300,000 shares of restricted stock. The shares vest 50% on the date of issuance, 25% on September 1, 2018 and 25% on September 1, 2019, and are subject to certain lock-up restrictions, with 100,000 shares subject to lock-up until September 1, 2018, 100,000 shares subject to lock-up until September 1, 2019 and 100,000 shares subject to lock-up until September 1, 2020, with the Reporting Person able to sell the shares to pay any tax obligation in connection with the issuance. The lock-up restrictions cease upon a change of control. Read SEC document |
| June 08, 2017 Filed Jun 13, 2017 00:29 UTC | Fluent, Inc. COGT · Entity 6736 | Tax withholdingCommon Stock | 16,822 | $4.20 | $70,652.40 |
DisclosureSEC source: 0001209191-17-039316 · doc4.xml · nonDerivative · entry 2 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 F2 · security: Represents RSUs, convertible into common stock of the issuer on a one-for-one basis. F3 · kind: Represents the payment of a tax liability upon vesting of the RSUs. The remaining RSUs vest in approximately two equal installments on June 1, 2018 and 2019, subject to accelerated vesting under certain conditions. F3 · shares: Represents the payment of a tax liability upon vesting of the RSUs. The remaining RSUs vest in approximately two equal installments on June 1, 2018 and 2019, subject to accelerated vesting under certain conditions. F3 · balance_after: Represents the payment of a tax liability upon vesting of the RSUs. The remaining RSUs vest in approximately two equal installments on June 1, 2018 and 2019, subject to accelerated vesting under certain conditions. Read SEC document |
| June 08, 2017 Filed Jun 13, 2017 00:29 UTC | Fluent, Inc. COGT · Entity 6736 | GrantCommon Stock | 24,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039316 · doc4.xml · nonDerivative · entry 1 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,813 F1 · shares: Represents the vesting of 24,845 shares of common stock underlying RSUs originally granted to the reporting person on April 13, 2017. F1 · price: Represents the vesting of 24,845 shares of common stock underlying RSUs originally granted to the reporting person on April 13, 2017. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 21:02 UTC | Fluent, Inc. COGT · Entity 6736 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-027082 · doc4.xml · nonDerivative · entry 3 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 F5 · security: On April 13, 2017, the reporting person received a grant of 125,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions. F6 · security: Within 30 days of the effective grant date, the reporting person may elect to defer delivery of any vested RSUs until a later date. F5 · price: On April 13, 2017, the reporting person received a grant of 125,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions. F5 · balance_after: On April 13, 2017, the reporting person received a grant of 125,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on June 1, 2017, 2018 and 2019, subject to accelerated vesting under certain conditions. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 10:06 UTC | Fluent, Inc. COGT · Entity 6736 | PurchaseCommon Stock | 1,000 | $3.39 | $3,390.00 |
DisclosureSEC source: 0001209191-17-022486 · doc4.xml · nonDerivative · entry 1 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,846 F1 · security: Represents the payment of a tax liability by the withholding of 160,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 10:55 UTC | Fluent, Inc. COGT · Entity 6736 | PurchaseCommon Stock | 1,000 | $3.59 | $3,590.00 |
DisclosureSEC source: 0001209191-17-020694 · doc4.xml · nonDerivative · entry 1 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,846 F1 · security: Represents the payment of a tax liability by the withholding of 160,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares. Read SEC document |
| March 14, 2017 Filed Apr 17, 2017 21:02 UTC | Fluent, Inc. COGT · Entity 6736 | Tax withholdingCommon Stock | 54,417 | $3.60 | $195,901.20 |
DisclosureSEC source: 0001209191-17-027082 · doc4.xml · nonDerivative · entry 2 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,333 F1 · security: Represents RSUs, convertible into common stock of the issuer on a one-for-one basis. F3 · kind: Represents the payment of a tax liability upon vesting of the RSUs. On November 16, 2015, the reporting person received a grant, subject to stockholder approval which was obtained June 1, 2016, of 500,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal annual installments beginning November 16, 2016 (the "Time Conditions") provided, however, that no tranche of RSUs will vest until it is determined that Cogint, Inc. has exceeded certain revenue targets and achieved positive EBITDA in any one fiscal year during the vesting period (the "Performance Conditions"). Cogint, Inc. determined the Performance Conditions were met effective March 14, 2017. As such, the subsequent tranches vest equally on November 16, 2017 and November 16, 2018. F3 · shares: Represents the payment of a tax liability upon vesting of the RSUs. On November 16, 2015, the reporting person received a grant, subject to stockholder approval which was obtained June 1, 2016, of 500,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal annual installments beginning November 16, 2016 (the "Time Conditions") provided, however, that no tranche of RSUs will vest until it is determined that Cogint, Inc. has exceeded certain revenue targets and achieved positive EBITDA in any one fiscal year during the vesting period (the "Performance Conditions"). Cogint, Inc. determined the Performance Conditions were met effective March 14, 2017. As such, the subsequent tranches vest equally on November 16, 2017 and November 16, 2018. F3 · balance_after: Represents the payment of a tax liability upon vesting of the RSUs. On November 16, 2015, the reporting person received a grant, subject to stockholder approval which was obtained June 1, 2016, of 500,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal annual installments beginning November 16, 2016 (the "Time Conditions") provided, however, that no tranche of RSUs will vest until it is determined that Cogint, Inc. has exceeded certain revenue targets and achieved positive EBITDA in any one fiscal year during the vesting period (the "Performance Conditions"). Cogint, Inc. determined the Performance Conditions were met effective March 14, 2017. As such, the subsequent tranches vest equally on November 16, 2017 and November 16, 2018. F4 · balance_after: The RSUs are subject to accelerated vesting under certain conditions. Read SEC document |
| March 14, 2017 Filed Apr 17, 2017 21:02 UTC | Fluent, Inc. COGT · Entity 6736 | GrantCommon Stock | 112,250 | $3.60 | $404,100.00 |
DisclosureSEC source: 0001209191-17-027082 · doc4.xml · nonDerivative · entry 1 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,096 F1 · security: Represents RSUs, convertible into common stock of the issuer on a one-for-one basis. F2 · shares: Represents the vesting of 112,250 shares of common stock underlying restricted stock units ("RSUs") originally granted to the reporting person on November 16, 2015. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 13:05 UTC | Fluent, Inc. COGT · Entity 6736 | PurchaseCommon Stock | 3,000 | $3.66 | $10,965.60 |
DisclosureSEC source: 0001209191-16-148778 · doc4.xml · nonDerivative · entry 1 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,846 F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.282 to $3.7943, with a weighted average price per share of $3.6552. The reporting person undertakes to provide Cogint, Inc., any security holder of Cogint, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 13:05 UTC | Fluent, Inc. COGT · Entity 6736 | Exercise / conversionRestricted Stock Units · Derivative | 400,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148778 · doc4.xml · derivative · entry 6 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the vesting and delivery of 400,000 shares of common stock underlying restricted stock units originally granted to the reporting person on September 30, 2014. F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock. F2 · derivative.exercise_date: Represents the vesting and delivery of 400,000 shares of common stock underlying restricted stock units originally granted to the reporting person on September 30, 2014. F2 · derivative.expiration_date: Represents the vesting and delivery of 400,000 shares of common stock underlying restricted stock units originally granted to the reporting person on September 30, 2014. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 13:05 UTC | Fluent, Inc. COGT · Entity 6736 | Tax withholdingCommon Stock | 160,000 | $2.95 | $472,000.00 |
DisclosureSEC source: 0001209191-16-148778 · doc4.xml · nonDerivative · entry 3 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,846 F3 · security: Represents the payment of a tax liability by the withholding of 160,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares. F3 · kind: Represents the payment of a tax liability by the withholding of 160,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares. F3 · price: Represents the payment of a tax liability by the withholding of 160,000 shares of common stock upon vesting of the restricted stock units and delivery of the underlying shares. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 13:05 UTC | Fluent, Inc. COGT · Entity 6736 | Exercise / conversionCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148778 · doc4.xml · nonDerivative · entry 2 Dubner Derek · CIK 0001636349 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the vesting and delivery of 400,000 shares of common stock underlying restricted stock units originally granted to the reporting person on September 30, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.