Bentley Pamela L

SEC source: 0001628280-23-042532 · wk-form4_1703199099.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,014.34

F1 · price: These shares were sold pursuant to a Rule 10b5-1 trading plan in multiple transactions at prices ranging from $8.7100 to $8.8250, inclusive. The price reported in Column 4 is a weighted average price.

SEC source: 0001628280-23-042026 · wk-form4_1703026020.xml · nonDerivative · entry 3

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,014.34

F3 · price: These shares were sold pursuant to a Rule 10b5-1 trading plan in multiple transactions at prices ranging from $8.8600 to $8.9700, inclusive. The price reported in Column 4 is a weighted average price.

SEC source: 0001628280-23-042026 · wk-form4_1703026020.xml · nonDerivative · entry 2

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,014.34

F2 · price: These shares were sold pursuant to a Rule 10b5-1 trading plan in multiple transactions at prices ranging from $8.8100 to $8.9700, inclusive. The price reported in Column 4 is a weighted average price.

SEC source: 0001628280-23-042026 · wk-form4_1703026020.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,014.34

F1 · price: These shares were sold pursuant to a Rule 10b5-1 trading plan in multiple transactions at prices ranging from $8.8400 to $9.000, inclusive. The price reported in Column 4 is a weighted average price.

SEC source: 0001628280-23-033677 · wk-form4_1696368712.xml · derivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,510

Underlying: Class A Common Stock · 75,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 2, 2023. The RSUs will vest in full on March 1, 2024, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 2, 2023. The RSUs will vest in full on March 1, 2024, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

SEC source: 0001628280-23-029842 · wf-form4_169230417130176.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,014.34

F1 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested restricted stock units ("RSUs"). The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.

SEC source: 0001628280-23-010755 · wf-form4_168064940380510.xml · derivative · entry 3

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 78,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F1 · kind: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on December 15, 2022, and vested in full on March 31, 2023. 35,291 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs, and 42,959 RSUs were settled in cash at the option of the Issuer in an amount equal to the fair market value of the shares of Class A Common Stock underlying the RSUs on March 31, 2023. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on December 15, 2022, and vested in full on March 31, 2023. 35,291 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs, and 42,959 RSUs were settled in cash at the option of the Issuer in an amount equal to the fair market value of the shares of Class A Common Stock underlying the RSUs on March 31, 2023. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on December 15, 2022, and vested in full on March 31, 2023. 35,291 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs, and 42,959 RSUs were settled in cash at the option of the Issuer in an amount equal to the fair market value of the shares of Class A Common Stock underlying the RSUs on March 31, 2023. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale.

SEC source: 0001628280-23-010755 · wf-form4_168064940380510.xml · nonDerivative · entry 2

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,026.34

F1 · kind: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on December 15, 2022, and vested in full on March 31, 2023. 35,291 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs, and 42,959 RSUs were settled in cash at the option of the Issuer in an amount equal to the fair market value of the shares of Class A Common Stock underlying the RSUs on March 31, 2023. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale.

SEC source: 0001628280-23-010755 · wf-form4_168064940380510.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,276.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on December 15, 2022, and vested in full on March 31, 2023. 35,291 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs, and 42,959 RSUs were settled in cash at the option of the Issuer in an amount equal to the fair market value of the shares of Class A Common Stock underlying the RSUs on March 31, 2023. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale.

F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

SEC source: 0001628280-23-006292 · wf-form4_167787883350834.xml · derivative · entry 5

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2023. The RSUs will vest in three equal installments on May 31, 2024, May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.

F4 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2023. The RSUs will vest in three equal installments on May 31, 2024, May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.

SEC source: 0001628280-23-006292 · wf-form4_167787883350834.xml · derivative · entry 4

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,166.66

Underlying: Class A Common Stock · 9,166.67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2022. 9,166.67 RSUs vested on each of March 1, 2022 and March 1, 2023, and 9,166.66 RSUs will vest March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.

F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2022. 9,166.67 RSUs vested on each of March 1, 2022 and March 1, 2023, and 9,166.66 RSUs will vest March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.

SEC source: 0001628280-23-006292 · wf-form4_167787883350834.xml · derivative · entry 3

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 86,666.66 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2021. 86,666.67 RSUs vested on each of March 1, 2021 and March 1, 2022, and 86,666.66 RSUs vested on March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2021. 86,666.67 RSUs vested on each of March 1, 2021 and March 1, 2022, and 86,666.66 RSUs vested on March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.

SEC source: 0001628280-23-006292 · wf-form4_167787883350834.xml · nonDerivative · entry 2

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,026.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

SEC source: 0001628280-23-006292 · wf-form4_167787883350834.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,859.67

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

SEC source: 0001628280-22-032102 · wf-form4_167122478048689.xml · derivative · entry 2

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Class A Common Stock · 300,000 shares

Expires not disclosed

F3 · derivative.exercise_price: GCM Grosvenor Management, LLC ("GCM Grosvenor Management") awarded the Reporting Person interests (the "Management Award Interests") in GCM Grosvenor Management that represent the contingent right to receive shares of the Issuer's Class A Common Stock owned by GCM Grosvenor Management on a one-for-one basis on May 1, 2025. The Management Award Interests represent an obligation of GCM Grosvenor Management and do not constitute any new share issuance or obligation of the Issuer. GCM Grosvenor Management is obligated to transfer Class A Common Stock it owns, and therefore the vesting of Management Award Interests will not dilute the Issuer's Class A Common Stockholders relative to noncontrolling interests in Grosvenor Capital Management Holdings, LLLP.

F4 · derivative.exercise_date: Represents the grant of Management Award Interests on December 15, 2022. The award will vest in full on May 1, 2025. Delivery of shares of Class A Common Stock owned by GCM Grosvenor Managementin settlement of vested Management Award Interests will occur in the year in which the award vests.

F4 · derivative.expiration_date: Represents the grant of Management Award Interests on December 15, 2022. The award will vest in full on May 1, 2025. Delivery of shares of Class A Common Stock owned by GCM Grosvenor Managementin settlement of vested Management Award Interests will occur in the year in which the award vests.

SEC source: 0001628280-22-032102 · wf-form4_167122478048689.xml · derivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,250

Underlying: Class A Common Stock · 78,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on December 15, 2022. The RSUs will vest in full on March 31, 2023, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on December 15, 2022. The RSUs will vest in full on March 31, 2023, subject to the Reporting Person's continued service on the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

SEC source: 0001628280-22-023175 · wf-form4_166077043486839.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,193.01

F1 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested restricted stock units ("RSUs"). The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.

SEC source: 0001628280-22-004767 · wf-form4_164627124894054.xml · derivative · entry 5

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,333.33

Underlying: Class A Common Stock · 9,166.67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: Represents a grant of RSUs on March 2, 2022. 9,166.67 RSUs vested on March 1, 2022 and the remainder will vest in two equal installments on March 1, 2023 and March 1, 2024, respectively. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.

F3 · derivative.expiration_date: Represents a grant of RSUs on March 2, 2022. 9,166.67 RSUs vested on March 1, 2022 and the remainder will vest in two equal installments on March 1, 2023 and March 1, 2024, respectively. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.

SEC source: 0001628280-22-004767 · wf-form4_164627124894054.xml · derivative · entry 4

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Class A Common Stock · 27,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: Represents a grant of RSUs on March 2, 2022. 9,166.67 RSUs vested on March 1, 2022 and the remainder will vest in two equal installments on March 1, 2023 and March 1, 2024, respectively. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.

F3 · derivative.expiration_date: Represents a grant of RSUs on March 2, 2022. 9,166.67 RSUs vested on March 1, 2022 and the remainder will vest in two equal installments on March 1, 2023 and March 1, 2024, respectively. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.

SEC source: 0001628280-22-004767 · wf-form4_164627124894054.xml · derivative · entry 3

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,666.66

Underlying: Class A Common Stock · 86,666.67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Represents a grant of RSUs on March 1, 2021. 86,666.67 RSUs vested on each of March 1, 2021 and March 1, 2022, and 86,666.66 RSUs will vest on March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.

F2 · derivative.expiration_date: Represents a grant of RSUs on March 1, 2021. 86,666.67 RSUs vested on each of March 1, 2021 and March 1, 2022, and 86,666.66 RSUs will vest on March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.

SEC source: 0001628280-22-004767 · wf-form4_164627124894054.xml · nonDerivative · entry 2

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,414.01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

SEC source: 0001628280-22-004767 · wf-form4_164627124894054.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,247.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

SEC source: 0001628280-21-017178 · wf-form4_162923134282846.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,580.67

F1 · shares: Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with the net settlement of vested restricted stock units ("RSUs"). The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.

SEC source: 0001819796-21-000022 · wf-form4_161472321647395.xml · derivative · entry 3

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,333.33

Underlying: Class A Common Stock · 86,666.67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 86,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

F2 · derivative.expiration_date: 86,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

SEC source: 0001819796-21-000022 · wf-form4_161472321647395.xml · derivative · entry 2

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

Underlying: Class A Common Stock · 260,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: 86,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

F2 · derivative.expiration_date: 86,666.67 RSUs vest on March 1, 2021 and the remainder will vest in two equal installments on March 1, 2022 and March 1, 2023, respectively.

SEC source: 0001819796-21-000022 · wf-form4_161472321647395.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,666.67

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-024911 · doc4.xml · nonDerivative · entry 2

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,969

F2 · price: The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $25.38 to $25.63, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-20-024911 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,479

F1 · kind: Reflects a transfer of shares of common stock of The Carlyle Group Inc. pursuant to a property settlement agreement.

SEC source: 0000899243-20-021462 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,333

F1 · acquired: These shares of common stock were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units, the grant of which was previously reported.

SEC source: 0000899243-20-007526 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,665

F1 · price: The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $28.38 to $28.53, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.

F2 · balance_after: The amount of shares of common stock beneficially owned following the reported transaction has been adjusted to correct a clerical error in the reporting person's Form 4 filed on February 4, 2020.

SEC source: 0000899243-20-002993 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,492

F1 · security: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, converted into a Delaware corporation named The Carlyle Group Inc. (the "Conversion"). As a result of such conversion, each common unit of limited partner interest of The Carlyle Group L.P. converted into a share of common stock of The Carlyle Group Inc.

F2 · acquired: These securities are restricted stock unit awards. These securities will vest 40% on August 1, 2021, an additional 30% on August 1, 2022 and the remaining 30% on August 1, 2023, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-19-029177 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,003

F1 · kind: Reflects a transfer of common units of limited partner interest of The Carlyle Group L.P. pursuant to a property settlement agreement.

SEC source: 0000899243-19-024057 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,660

F1 · price: The price reported in column 4 is a weighted average price. These common units were sold in multiple transactions at prices ranging from $26.4179 to $26.92, inclusive. The reporting person undertakes to provide to The Carlyle Group L.P., any security holder of The Carlyle Group L.P. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-19-021047 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,660

F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported.

SEC source: 0000899243-19-015404 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,962

F1 · price: The price reported in column 4 is a weighted average price. These common units were sold in multiple transactions at prices ranging from $19.72 to $19.86, inclusive. The reporting person undertakes to provide to The Carlyle Group L.P., any security holder of The Carlyle Group L.P. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-19-002540 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,962

F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2020, an additional 30% on August 1, 2021 and the remaining 30% on August 1, 2022, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-18-021277 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,585

F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported.

SEC source: 0000899243-18-011389 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,764

F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported.

SEC source: 0000899243-18-002945 · doc4.xml · nonDerivative · entry 2

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,160

F2 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2019, subject to the reporting person's continued service at the company on the vesting date.

SEC source: 0000899243-18-002945 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,548

F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2019, an additional 30% on August 1, 2020 and the remaining 30% on August 1, 2021, subject to the reporting person's continued service at the company on the applicable vesting date.

SEC source: 0000899243-17-019617 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,942

F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported.

SEC source: 0000899243-17-011929 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,702

F1 · acquired: These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported.

SEC source: 0000899243-17-002722 · doc4.xml · nonDerivative · entry 2

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,630

F2 · acquired: These securities are deferred restricted common unit awards. These securities will vest 100% on August 1, 2018, subject to the reporting person's continued service at the company on the vesting date.

SEC source: 0000899243-17-002722 · doc4.xml · nonDerivative · entry 1

Bentley Pamela L · CIK 0001610089 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,141

F1 · acquired: These securities are deferred restricted common unit awards. These securities will vest 40% on August 1, 2018, an additional 30% on August 1, 2019 and the remaining 30% on August 1, 2020, subject to the reporting person's continued service at the company on the applicable vesting date.