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Dziewisz John J

Disclosed activity across 1 company

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42424
SEC CIK
0001801550

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Babcock & Wilcox Enterprises, Inc.BW · Entity 4934General Counsel & SecretaryMay 29, 2026June 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Babcock & Wilcox Enterprises, Inc.

Report date May 29, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect416,767 Ending reported balance After 2026-05-29 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2026-05-29 · Exercise / conversion · Acquired 115,000 · Balance 409,718

Row 2 · 2026-05-29 · Tax withholding · Disposed 50,715 · Balance 359,003

F1: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the RSUs.

Row 3 · 2026-05-29 · Exercise / conversion · Acquired 53,334 · Balance 412,337

Row 4 · 2026-05-29 · Tax withholding · Disposed 23,520 · Balance 388,817

F1: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the RSUs.

Row 5 · 2026-05-29 · Exercise / conversion · Acquired 50,000 · Balance 438,817

Row 6 · 2026-05-29 · Tax withholding · Disposed 22,050 · Balance 416,767

F1: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the RSUs.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-05-29 · Exercise / conversion · Disposed 115,000 · Balance 0

F2: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F3: RSUs originally scheduled to vest in three annual installments on August 7, 2026, August, 7, 2027 and August 7, 2028. These RSUs were accelerated to vest May 29, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-05-29 · Exercise / conversion · Disposed 53,334 · Balance 0

F2: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F4: RSUs originally scheduled to vest in two annual installments on August 5, 2026 and August 5, 2027. These RSUs were accelerated to vest May 29, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect50,000 Reported balance After 2026-05-29 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-05-29 · Grant · Acquired 50,000 · Balance 50,000

F2: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F5: RSUs vest immediately on grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-29 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-05-29 · Exercise / conversion · Disposed 50,000 · Balance 0

F2: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F5: RSUs vest immediately on grant date.

Common StockSEC Table I · non-derivativeIndirect401k Plan2.25 Reported balance Holding disclosure · report date 2026-05-29 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 2.25

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the RSUs.

F2: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F3: RSUs originally scheduled to vest in three annual installments on August 7, 2026, August, 7, 2027 and August 7, 2028. These RSUs were accelerated to vest May 29, 2026.

F4: RSUs originally scheduled to vest in two annual installments on August 5, 2026 and August 5, 2027. These RSUs were accelerated to vest May 29, 2026.

F5: RSUs vest immediately on grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2022 Filed Aug 26, 2022 21:10 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 33,333 $8.35 $278,330.55
Disclosure

SEC source: 0001127602-22-021647 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 20:31 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 SaleCommon Stock 1,094 $7.79 $8,527.51
Disclosure

SEC source: 0001127602-22-021386 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,607

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2021.

Read SEC document
August 16, 2022 Filed Aug 16, 2022 20:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 SaleCommon Stock 2,050 $8.05 $16,502.50
Disclosure

SEC source: 0001127602-22-021088 · form4.xml · nonDerivative · entry 3

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,701

F2 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2021.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 20:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Unit · Derivative 13,334 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021088 · form4.xml · derivative · entry 4

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,334 shares

Expires 2022-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan each restricted stock unit represents a contingent right to receive one share of BW common stock.

F4 · derivative.exercise_date: RSUs vest in three installments beginning on August 13, 2020.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 20:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 6,046 $8.14 $49,214.44
Disclosure

SEC source: 0001127602-22-021088 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,751

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.

Read SEC document
August 13, 2022 Filed Aug 16, 2022 20:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 13,334 $8.14 $108,538.76
Disclosure

SEC source: 0001127602-22-021088 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 22:23 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020969 · form4.xml · derivative · entry 3

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2024-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. 2021 Long-Term Incentive Plan, each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: RSUs vest annually in three equal installments beginning on August 11, 2022.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 22:23 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 11,337 $8.01 $90,809.37
Disclosure

SEC source: 0001127602-22-020969 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,463

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 22:23 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 25,000 $8.01 $200,250.00
Disclosure

SEC source: 0001127602-22-020969 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 20:41 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantPerformance Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019928 · form4.xml · derivative · entry 2

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-07-27

F3 · derivative.exercise_price: Each performance stock unit (PSU) is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $12.00 per share at the end of any trading day during the period from July 28, 2022 to July 27, 2027.

Read SEC document
July 28, 2022 Filed Jul 29, 2022 20:41 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantRestricted Stock Units · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019928 · form4.xml · derivative · entry 1

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) is granted pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan and represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in three annual installments beginning July 28, 2023.

F2 · derivative.expiration_date: RSUs vest in three annual installments beginning July 28, 2023.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 20:26 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 SaleCommon Stock 1,976 $7.39 $14,602.64
Disclosure

SEC source: 0001127602-22-003509 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,800

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2021.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:32 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003215 · form4.xml · derivative · entry 3

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 25, 2021.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:32 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 6,833 $7.37 $50,359.21
Disclosure

SEC source: 0001127602-22-003215 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,776

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:32 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 20,000 $7.37 $147,400.00
Disclosure

SEC source: 0001127602-22-003215 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSUs vest in two annual installments beginning on February 1, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024417 · form4.xml · derivative · entry 4

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires 2023-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 SaleCommon Stock 9,200 $7.92 $72,864.00
Disclosure

SEC source: 0001127602-21-024417 · form4.xml · nonDerivative · entry 3

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,609

F2 · price: Represents the share price weighted average.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 15,116 $7.85 $118,660.60
Disclosure

SEC source: 0001127602-21-024417 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,809

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 33,333 $7.85 $261,664.05
Disclosure

SEC source: 0001127602-21-024417 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSUs vest in three equal installments beginning on August 25, 2021.

Read SEC document
August 17, 2021 Filed Aug 17, 2021 21:14 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 SaleCommon Stock 25,000 $7.18 $179,575.00
Disclosure

SEC source: 0001127602-21-023906 · form4.xml · nonDerivative · entry 3

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,592

F2 · price: Represents the share price weighted average.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:14 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Unit · Derivative 13,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023906 · form4.xml · derivative · entry 4

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 13,333 shares

Expires 2022-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSUs vest in three equal installments beginning on August 13, 2020.

F3 · derivative.exercise_date: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan each restricted stock unit represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 13, 2020.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:14 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 6,046 $7.78 $47,037.88
Disclosure

SEC source: 0001127602-21-023906 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,592

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:14 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 13,333 $7.78 $103,730.74
Disclosure

SEC source: 0001127602-21-023906 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSUs vest in three equal installments beginning on August 13, 2020.

Read SEC document
August 11, 2021 Filed Aug 16, 2021 20:12 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantRestricted Stock Unit · Derivative 75,000 $7.69 $576,750.00
Disclosure

SEC source: 0001127602-21-023774 · form4.xml · derivative · entry 1

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-08-11

F1 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. 2021 Long-Term Incentive Plan, each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest annually in three equal installments beginning on August 11, 2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:49 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionPerformance Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005274 · form4.xml · derivative · entry 3

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2025-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $7.00 per share at the end of any trading day during the period from August 25, 2020 to August 24, 2025.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:49 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 49,712 $7.25 $360,412.00
Disclosure

SEC source: 0001127602-21-005274 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,305

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:49 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005274 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 18:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003637 · form4.xml · derivative · entry 3

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in two annual installments beginning on February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 18:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 6,985 $5.86 $40,932.10
Disclosure

SEC source: 0001127602-21-003637 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,017

Read SEC document
February 01, 2021 Filed Feb 3, 2021 18:35 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003637 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2020 Filed Sep 8, 2020 20:15 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantPerformance Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-024505 · doc4.xml · derivative · entry 3

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2025-08-24

F4 · derivative.exercise_price: Each performance stock unit ("PSU") is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $7.00 per share at the end of any trading day during the period from August 25, 2020 to August 24, 2025.

Read SEC document
August 25, 2020 Filed Sep 8, 2020 20:15 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-024505 · doc4.xml · derivative · entry 2

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: RSUs vest in three annual installments beginning on August 25, 2021.

F3 · derivative.expiration_date: RSUs vest in three annual installments beginning on August 25, 2021.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:19 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-022567 · doc4.xml · derivative · entry 3

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Common Stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: RSUs vest in three equal installments beginning on August 13, 2020.

F2 · derivative.expiration_date: RSUs vest in three equal installments beginning on August 13, 2020.

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August 13, 2020 Filed Aug 17, 2020 20:19 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 4,043 $2.76 $11,158.68
Disclosure

SEC source: 0000899243-20-022567 · doc4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,051

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August 13, 2020 Filed Aug 17, 2020 20:19 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-022567 · doc4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 03, 2020 Filed May 5, 2020 20:24 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionRestricted Stock Units · Derivative 192 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012069 · doc4.xml · derivative · entry 3

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: RSUs vest in three equal installments beginning on March 3, 2018.

F2 · derivative.expiration_date: RSUs vest in three equal installments beginning on March 3, 2018.

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March 03, 2020 Filed May 5, 2020 20:24 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Tax withholdingCommon Stock 67 $4.17 $279.39
Disclosure

SEC source: 0000899243-20-012069 · doc4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761

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March 03, 2020 Filed May 5, 2020 20:24 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 Exercise / conversionCommon Stock 192 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012069 · doc4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 22:40 UTC Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 GrantRestricted Stock Units · Derivative 40,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002862 · doc4.xml · derivative · entry 1

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2022-02-01

F1 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in two annual installments beginning on February 1, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.