Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Optimum Communications, Inc.OPTU · Entity 5768 | Director · 10% owner | May 29, 2026 | June 02, 2026 |
| SOTHEBYSBID · Entity 154560 | 10% owner | June 16, 2019 | June 26, 2019 |
| Teads Holding Co.OB · Entity 7241 | Director · 10% owner | February 03, 2025 | February 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Optimum Communications, Inc.
Report date May 29, 2026 · Filed June 02, 2026
Jointly reported with Next Alt S.a.r.l.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-05-29 · Disposition to issuer · Disposed 5,846,652 · Balance 0 F1: On May 29, 2026, Next Alt S.a r.l. agreed to contribute 5,846,652 shares of Class A common stock of the issuer to Next Partner, L.P., an entity owned and controlled by Next Alt S.a r.l. On May 29, 2026, Next Partner agreed to deliver an aggregate of 5,846,652 shares of Class A common stock of the issuer to CSC Investments II LLC ("CSC"), a wholly-owned subsidiary of the issuer, in exchange for 14,616.63 Preferred Units in CSC. The exchange was approved in advance by the Board of Directors of the issuer pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934. F2: Next Alt S.a r.l. is an indirect wholly controlled personal holding company of Patrick Drahi. Next Alt S.a r.l. is a party to a stockholders agreement with the issuer pursuant to which Next Alt S.a r.l. has certain rights to appoint directors of the issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. |
| Class B common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 108,731,066 |
Reported balance
After 2026-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-29 · Disposition to issuer · Disposed 74,153,348 · Balance 108,731,066 F4: Each share of Class B common stock of the issuer is convertible into one share of Class A common stock of the issuer for no consideration. F2: Next Alt S.a r.l. is an indirect wholly controlled personal holding company of Patrick Drahi. Next Alt S.a r.l. is a party to a stockholders agreement with the issuer pursuant to which Next Alt S.a r.l. has certain rights to appoint directors of the issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. F3: On May 29, 2026, Next Alt S.a r.l. agreed to contribute 74,153,348 shares of Class B common stock of the issuer to Next Partner, L.P., an entity owned and controlled by Next Alt S.a r.l. On May 29, 2026, Next Partner agreed to deliver an aggregate of 74,153,348 shares of Class B common stock of the issuer to CSC Investments II LLC ("CSC"), a wholly-owned subsidiary of the issuer, in exchange for 185,383.37 Preferred Units in CSC. The exchange was approved in advance by the Board of Directors of the issuer pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 29, 2026, Next Alt S.a r.l. agreed to contribute 5,846,652 shares of Class A common stock of the issuer to Next Partner, L.P., an entity owned and controlled by Next Alt S.a r.l. On May 29, 2026, Next Partner agreed to deliver an aggregate of 5,846,652 shares of Class A common stock of the issuer to CSC Investments II LLC ("CSC"), a wholly-owned subsidiary of the issuer, in exchange for 14,616.63 Preferred Units in CSC. The exchange was approved in advance by the Board of Directors of the issuer pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934.
F2: Next Alt S.a r.l. is an indirect wholly controlled personal holding company of Patrick Drahi. Next Alt S.a r.l. is a party to a stockholders agreement with the issuer pursuant to which Next Alt S.a r.l. has certain rights to appoint directors of the issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests.
F3: On May 29, 2026, Next Alt S.a r.l. agreed to contribute 74,153,348 shares of Class B common stock of the issuer to Next Partner, L.P., an entity owned and controlled by Next Alt S.a r.l. On May 29, 2026, Next Partner agreed to deliver an aggregate of 74,153,348 shares of Class B common stock of the issuer to CSC Investments II LLC ("CSC"), a wholly-owned subsidiary of the issuer, in exchange for 185,383.37 Preferred Units in CSC. The exchange was approved in advance by the Board of Directors of the issuer pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934.
F4: Each share of Class B common stock of the issuer is convertible into one share of Class A common stock of the issuer for no consideration.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 826,399 |
Reported balance
Holding disclosure · report date 2019-06-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 826,399 F1: This Form 3 is being jointly filed by Patrick Drahi ("Mr. Drahi"), an individual, and on behalf of BidFair USA LLC, a Delaware limited liability company ("BidFair," and, together with Mr. Drahi, the "Reporting Persons"). Bidfair is ultimately controlled by Mr.Drahi. Because of the relationship of Mr. Drahi to Bidfair, each Reporting Person may be deemed to own securities reported in this Form 3. F2: Mr. Drahi owns 826,399 shares of common stock of Sotheby's (the "Issuer"). |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
Holding disclosure · report date 2019-06-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 0 F1: This Form 3 is being jointly filed by Patrick Drahi ("Mr. Drahi"), an individual, and on behalf of BidFair USA LLC, a Delaware limited liability company ("BidFair," and, together with Mr. Drahi, the "Reporting Persons"). Bidfair is ultimately controlled by Mr.Drahi. Because of the relationship of Mr. Drahi to Bidfair, each Reporting Person may be deemed to own securities reported in this Form 3. F3: BidFair and BidFair MergeRight Inc., a wholly-owned subsidiary of BidFair ("Merger Sub"), entered into the Voting and Support Agreement (the "Voting Agreement") with certain funds affiliated with Third Point LLC, Domenico De Sole, and Thomas S. Smith Jr. The Voting Agreement was entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 16, 2019, by and among the Issuer, BidFair and Merger Sub. For additional information regarding the Voting Agreement and the Merger Agreement, see Schedule 13D filed by the Reporting Persons with the Securities and Exchange Commission on June 26, 2019 (the "Schedule 13D"). F4: As a result of certain provisions contained in the Voting Agreement, the Reporting Persons may be deemed to have shared voting power to vote up to an aggregate of 6,903,948 shares of common stock of the Issuer, representing approximately 14.8% of the Issuer's outstanding shares based on 46,612,805 shares of common stock outstanding as of June 10, 2019 (as represented to the Reporting Persons by the Issuer pursuant to the Merger Agreement) deemed beneficially owned pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended. Notwithstanding the preceding sentence, the Reporting Persons hereby disclaim beneficial ownership of all such shares of common stock that are the subject of the Voting Agreement and this Form 3 shall not be construed as an admission that the Reporting Persons are, for any or all purposes, the beneficial owners of any such shares that are the subject of the Voting Agreement and covered by this Form 3. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is being jointly filed by Patrick Drahi ("Mr. Drahi"), an individual, and on behalf of BidFair USA LLC, a Delaware limited liability company ("BidFair," and, together with Mr. Drahi, the "Reporting Persons"). Bidfair is ultimately controlled by Mr.Drahi. Because of the relationship of Mr. Drahi to Bidfair, each Reporting Person may be deemed to own securities reported in this Form 3.
F2: Mr. Drahi owns 826,399 shares of common stock of Sotheby's (the "Issuer").
F3: BidFair and BidFair MergeRight Inc., a wholly-owned subsidiary of BidFair ("Merger Sub"), entered into the Voting and Support Agreement (the "Voting Agreement") with certain funds affiliated with Third Point LLC, Domenico De Sole, and Thomas S. Smith Jr. The Voting Agreement was entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 16, 2019, by and among the Issuer, BidFair and Merger Sub. For additional information regarding the Voting Agreement and the Merger Agreement, see Schedule 13D filed by the Reporting Persons with the Securities and Exchange Commission on June 26, 2019 (the "Schedule 13D").
F4: As a result of certain provisions contained in the Voting Agreement, the Reporting Persons may be deemed to have shared voting power to vote up to an aggregate of 6,903,948 shares of common stock of the Issuer, representing approximately 14.8% of the Issuer's outstanding shares based on 46,612,805 shares of common stock outstanding as of June 10, 2019 (as represented to the Reporting Persons by the Issuer pursuant to the Merger Agreement) deemed beneficially owned pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended. Notwithstanding the preceding sentence, the Reporting Persons hereby disclaim beneficial ownership of all such shares of common stock that are the subject of the Voting Agreement and this Form 3 shall not be construed as an admission that the Reporting Persons are, for any or all purposes, the beneficial owners of any such shares that are the subject of the Voting Agreement and covered by this Form 3.
Teads Holding Co.
Report date February 03, 2025 · Filed February 12, 2025
Jointly reported with Altice Teads S.A., Altice International S.a r.l., Altice Luxembourg S.A., Altice Group Lux S.a r.l., Next Alt S.a.r.l., Next Luxembourg S.C.Sp, Next Luxembourg Management GP S.a r.l.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,750,000 |
Reported balance
Holding disclosure · report date 2025-02-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 43,750,000 F1: On February 3, 2025 (the "Closing Date"), pursuant to the Share Purchase Agreement, dated as of August 1, 2024 (as amended by Amendment No. 1 on February 3, 2025, the "Share Purchase Agreement"), by and among Altice Teads S.A., a public limited liability company (societe anonyme) incorporated and existing under the laws of the Grand Duchy of Luxembourg ("Altice Teads"), TEADS, a private limited liability company (societe a responsabilite limitee) incorporated and existing under the laws of the Grand Duchy of Luxembourg and then a wholly owned subsidiary of Altice Teads ("Teads"), and Outbrain Inc., a Delaware corporation ("Outbrain"), Outbrain acquired, via certain of its subsidiaries, from Altice Teads all of the issued and outstanding share capital of Teads, upon the terms and subject to the conditions set forth in the Share Purchase Agreement (the "Transaction"). F2: In accordance with the Share Purchase Agreement, on the Closing Date, at the closing of the Transaction (the "Closing") and as consideration for the shares of Teads held by Altice Teads, Outbrain paid to Altice Teads $625,000,000, subject to certain customary adjustments, and issued to Altice Teads 43,750,000 shares of common stock, par value $0.001 per share, of Outbrain ("Common Stock"). F3: Represents securities owned directly by Altice Teads. Altice Teads is a direct, wholly owned subsidiary of Altice International S.a r.l. (except for one share held by Altice Luxembourg S.A.). Altice International S.a r.l. is a direct, wholly owned subsidiary of Altice Luxembourg S.A. Altice Luxembourg S.A. is a direct, wholly owned subsidiary of Altice Group Lux S.a r.l. Next Alt S.a r.l. owns 91.33% of the outstanding shares of Altice Group Lux S.a r.l. Next Luxembourg S.C.Sp owns all of the outstanding share capital of Next Alt S.a r.l. Patrick Drahi owns all of the outstanding limited partnership units of Next Luxembourg S.C.Sp. Next Luxembourg Management GP S.a r.l. is the general partner of Next Luxembourg S.C.Sp. Patrick Drahi owns all of the outstanding share capital of Next Luxembourg Management GP S.a r.l. F4: As a result of the ownership described in footnote (3) above, Altice Teads, Altice International S.a r.l., Altice Luxembourg S.A., Altice Group Lux S.a r.l., Next Alt S.a r.l., Next Luxembourg S.C.Sp, Next Luxembourg Management GP S.a r.l. and Patrick Drahi (collectively, the "Reporting Persons") may be deemed to have shared beneficial ownership of all of the securities beneficially owned by Altice Teads. Neither the filing of this Form 3 nor any of its contents shall be deemed to constitute an admission that any of the Reporting Persons (other than Altice Teads to the extent it directly holds the securities reported on this Form 3) is the beneficial owner of the Common Stock referred to herein for purposes of Section 16 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose, and such beneficial ownership is expressly disclaimed except to the extent of the Reporting Persons' respective pecuniary interest therein. F5: Solely for purposes of Section 16 of the Exchange Act, the Reporting Persons may be deemed to be directors-by-deputization by virtue of the Reporting Persons' contractual right to nominate two directors to the board of directors of Outbrain (the "Board") pursuant to the Stockholders' Agreement, dated as of the Closing Date, by and between Altice Teads and Outbrain entered into in connection with the Closing. For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the Board approved the acquisition of any direct or indirect pecuniary interest of the securities reported herein by the Reporting Persons. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 3, 2025 (the "Closing Date"), pursuant to the Share Purchase Agreement, dated as of August 1, 2024 (as amended by Amendment No. 1 on February 3, 2025, the "Share Purchase Agreement"), by and among Altice Teads S.A., a public limited liability company (societe anonyme) incorporated and existing under the laws of the Grand Duchy of Luxembourg ("Altice Teads"), TEADS, a private limited liability company (societe a responsabilite limitee) incorporated and existing under the laws of the Grand Duchy of Luxembourg and then a wholly owned subsidiary of Altice Teads ("Teads"), and Outbrain Inc., a Delaware corporation ("Outbrain"), Outbrain acquired, via certain of its subsidiaries, from Altice Teads all of the issued and outstanding share capital of Teads, upon the terms and subject to the conditions set forth in the Share Purchase Agreement (the "Transaction").
F2: In accordance with the Share Purchase Agreement, on the Closing Date, at the closing of the Transaction (the "Closing") and as consideration for the shares of Teads held by Altice Teads, Outbrain paid to Altice Teads $625,000,000, subject to certain customary adjustments, and issued to Altice Teads 43,750,000 shares of common stock, par value $0.001 per share, of Outbrain ("Common Stock").
F3: Represents securities owned directly by Altice Teads. Altice Teads is a direct, wholly owned subsidiary of Altice International S.a r.l. (except for one share held by Altice Luxembourg S.A.). Altice International S.a r.l. is a direct, wholly owned subsidiary of Altice Luxembourg S.A. Altice Luxembourg S.A. is a direct, wholly owned subsidiary of Altice Group Lux S.a r.l. Next Alt S.a r.l. owns 91.33% of the outstanding shares of Altice Group Lux S.a r.l. Next Luxembourg S.C.Sp owns all of the outstanding share capital of Next Alt S.a r.l. Patrick Drahi owns all of the outstanding limited partnership units of Next Luxembourg S.C.Sp. Next Luxembourg Management GP S.a r.l. is the general partner of Next Luxembourg S.C.Sp. Patrick Drahi owns all of the outstanding share capital of Next Luxembourg Management GP S.a r.l.
F4: As a result of the ownership described in footnote (3) above, Altice Teads, Altice International S.a r.l., Altice Luxembourg S.A., Altice Group Lux S.a r.l., Next Alt S.a r.l., Next Luxembourg S.C.Sp, Next Luxembourg Management GP S.a r.l. and Patrick Drahi (collectively, the "Reporting Persons") may be deemed to have shared beneficial ownership of all of the securities beneficially owned by Altice Teads. Neither the filing of this Form 3 nor any of its contents shall be deemed to constitute an admission that any of the Reporting Persons (other than Altice Teads to the extent it directly holds the securities reported on this Form 3) is the beneficial owner of the Common Stock referred to herein for purposes of Section 16 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose, and such beneficial ownership is expressly disclaimed except to the extent of the Reporting Persons' respective pecuniary interest therein.
F5: Solely for purposes of Section 16 of the Exchange Act, the Reporting Persons may be deemed to be directors-by-deputization by virtue of the Reporting Persons' contractual right to nominate two directors to the board of directors of Outbrain (the "Board") pursuant to the Stockholders' Agreement, dated as of the Closing Date, by and between Altice Teads and Outbrain entered into in connection with the Closing. For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the Board approved the acquisition of any direct or indirect pecuniary interest of the securities reported herein by the Reporting Persons.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 25, 2024 Filed Oct 28, 2024 10:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-003589 · form4.xml · derivative · entry 4 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,551,164 Underlying: Class A Common stock · 268,409 shares Expires 2024-10-25 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| October 25, 2024 Filed Oct 28, 2024 10:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,409 | $25.68 | $6,893,709.39 |
DisclosureSEC source: 0000929638-24-003589 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,860,998 F4 · date: In connection with the exercise and expiration of the Capped Calls on date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. On October 25, 2024, Uppernext S.C.S.p ("Uppernext") transferred 6,343,893 shares of Class A common stock of the Issuer to Next Alt. Uppernext is a wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Next Alt and Uppernext. Read SEC document |
| October 25, 2024 Filed Oct 28, 2024 10:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,409 | $24.50 | $6,576,020.50 |
DisclosureSEC source: 0000929638-24-003589 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,129,407 F4 · date: In connection with the exercise and expiration of the Capped Calls on date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. On October 25, 2024, Uppernext S.C.S.p ("Uppernext") transferred 6,343,893 shares of Class A common stock of the Issuer to Next Alt. Uppernext is a wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Next Alt and Uppernext. Read SEC document |
| October 25, 2024 Filed Oct 28, 2024 10:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,409 | $23.32 | $6,258,331.61 |
DisclosureSEC source: 0000929638-24-003589 · form4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,397,816 F4 · date: In connection with the exercise and expiration of the Capped Calls on date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. On October 25, 2024, Uppernext S.C.S.p ("Uppernext") transferred 6,343,893 shares of Class A common stock of the Issuer to Next Alt. Uppernext is a wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Next Alt and Uppernext. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 16:25 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | Disposition to issuerClass A common stock | 97,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000929638-23-000290 · form4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,322,332 F2 · kind: On February 3, 2023, Next Alt transferred 97,812 shares of the Issuer's Class A common stock to the Issuer pursuant to a settlement agreement terminating litigation in Patel v. Drahi, et al., C.A. No. 2020-0499-PAF (Del. Ch.). F2 · price: On February 3, 2023, Next Alt transferred 97,812 shares of the Issuer's Class A common stock to the Issuer pursuant to a settlement agreement terminating litigation in Patel v. Drahi, et al., C.A. No. 2020-0499-PAF (Del. Ch.). F2 · balance_after: On February 3, 2023, Next Alt transferred 97,812 shares of the Issuer's Class A common stock to the Issuer pursuant to a settlement agreement terminating litigation in Patel v. Drahi, et al., C.A. No. 2020-0499-PAF (Del. Ch.). F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Uppernext S.C.S.p ("Uppernext") is a wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Next Alt and Uppernext. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:05 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | Disposition to issuerPerformance Stock Units · Derivative | 388,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000929638-22-001657 · form4.xml · derivative · entry 8 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Uppernext S.C.S.p Disclosed balance after: 455,616 Underlying: Class A common stock · 388,117 shares Expires not disclosed F9 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. F10 · kind: Represents PSUs forfeited by the Reporting Person and cancelled by the Issuer pursuant to a settlement agreement terminating litigation in Patel v. Drahi, et al., C.A. No. 2020-0499-PAF (Del. Ch.). F10 · price: Represents PSUs forfeited by the Reporting Person and cancelled by the Issuer pursuant to a settlement agreement terminating litigation in Patel v. Drahi, et al., C.A. No. 2020-0499-PAF (Del. Ch.). F13 · derivative.exercise_date: The PSUs were granted under the Plan and vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $60 per share. F12 · derivative.expiration_date: The PSUs will be forfeited if the applicable performance measure is not achieved prior to January 29, 2026 or if the Reporting Person does not continue to provide services to the Issuer through the achievement date of the applicable performance measure. F1 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Uppernext S.C.S.p ("Uppernext") is a wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Next Alt and Uppernext. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:05 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | Disposition to issuerPerformance Stock Units · Derivative | 159,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000929638-22-001657 · form4.xml · derivative · entry 7 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Uppernext S.C.S.p Disclosed balance after: 186,970 Underlying: Class A common stock · 159,270 shares Expires not disclosed F9 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. F10 · kind: Represents PSUs forfeited by the Reporting Person and cancelled by the Issuer pursuant to a settlement agreement terminating litigation in Patel v. Drahi, et al., C.A. No. 2020-0499-PAF (Del. Ch.). F10 · price: Represents PSUs forfeited by the Reporting Person and cancelled by the Issuer pursuant to a settlement agreement terminating litigation in Patel v. Drahi, et al., C.A. No. 2020-0499-PAF (Del. Ch.). F11 · derivative.exercise_date: The PSUs were granted under the Plan and vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $50 per share. F12 · derivative.expiration_date: The PSUs will be forfeited if the applicable performance measure is not achieved prior to January 29, 2026 or if the Reporting Person does not continue to provide services to the Issuer through the achievement date of the applicable performance measure. F1 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Uppernext S.C.S.p ("Uppernext") is a wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Next Alt and Uppernext. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:05 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | Disposition to issuerStock Option (right to buy) Class A common stock · Derivative | 1,840,000 | Not disclosed Strike: $28.36 | Not disclosed |
DisclosureSEC source: 0000929638-22-001657 · form4.xml · derivative · entry 6 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Uppernext S.C.S.p Disclosed balance after: 2,160,000 Underlying: Class A common stock · 1,840,000 shares Expires 2030-01-29 F6 · kind: Represents stock options forfeited by the Reporting Person and cancelled by the Issuer pursuant to a settlement agreement terminating litigation in Patel v. Drahi, et al., C.A. No. 2020-0499-PAF (Del. Ch.). F6 · price: Represents stock options forfeited by the Reporting Person and cancelled by the Issuer pursuant to a settlement agreement terminating litigation in Patel v. Drahi, et al., C.A. No. 2020-0499-PAF (Del. Ch.). F8 · derivative.exercise_date: These stock options were granted under the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") and vested 50% on December 27, 2021 and are scheduled to vest 25% on December 27, 2022 and 25% on December 27, 2023. F1 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Uppernext S.C.S.p ("Uppernext") is a wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Next Alt and Uppernext. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:05 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | Disposition to issuerStock Option (right to buy) Class A common stock · Derivative | 628,578 | Not disclosed Strike: $17.50 | Not disclosed |
DisclosureSEC source: 0000929638-22-001657 · form4.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Uppernext S.C.S.p Disclosed balance after: 708,822 Underlying: Class A common stock · 628,578 shares Expires 2028-12-19 F6 · kind: Represents stock options forfeited by the Reporting Person and cancelled by the Issuer pursuant to a settlement agreement terminating litigation in Patel v. Drahi, et al., C.A. No. 2020-0499-PAF (Del. Ch.). F6 · price: Represents stock options forfeited by the Reporting Person and cancelled by the Issuer pursuant to a settlement agreement terminating litigation in Patel v. Drahi, et al., C.A. No. 2020-0499-PAF (Del. Ch.). F7 · derivative.exercise_date: These stock options were granted under the Altice USA Long Term Incentive Plan and vested on December 19, 2021. F1 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Uppernext S.C.S.p ("Uppernext") is a wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Next Alt and Uppernext. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| May 25, 2021 Filed May 27, 2021 21:29 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | Exercise / conversionStock Option (right to buy) Class A com-mon stock · Derivative | 600,604 | $0.00 Strike: $17.45 | $0.00 |
DisclosureSEC source: 0001567619-21-011294 · doc1.xml · derivative · entry 7 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · 10% owner A4 S.A. · CIK 0001709665 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Uppernext S.C.S.p Disclosed balance after: 0 Underlying: Class A common stock · 600,604 shares Expires 2027-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Uppernext S.C.S.p ("Uppernext") is a wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Next Alt and Uppernext. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| May 25, 2021 Filed May 27, 2021 21:29 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | Tax withholdingClass A common stock | 287,608 | $36.43 | $10,477,559.44 |
DisclosureSEC source: 0001567619-21-011294 · doc1.xml · nonDerivative · entry 4 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · 10% owner A4 S.A. · CIK 0001709665 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Uppernext S.C.S.p Disclosed balance after: 6,343,893 F1 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Uppernext S.C.S.p ("Uppernext") is a wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Next Alt and Uppernext. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| May 25, 2021 Filed May 27, 2021 21:29 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | Exercise / conversionClass A common stock | 600,604 | $17.45 | $10,477,536.78 |
DisclosureSEC source: 0001567619-21-011294 · doc1.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · 10% owner A4 S.A. · CIK 0001709665 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Uppernext S.C.S.p Disclosed balance after: 6,631,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Uppernext S.C.S.p ("Uppernext") is a wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Next Alt and Uppernext. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| May 25, 2021 Filed May 27, 2021 21:29 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherClass A common stock | 1,560,161 | $37.21 | $58,053,590.81 |
DisclosureSEC source: 0001567619-21-011294 · doc1.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · 10% owner A4 S.A. · CIK 0001709665 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,159,144 F5 · kind: Shares were disposed of in a private transaction to satisfy a monetary obligation of Next Alt. Read SEC document |
| May 25, 2021 Filed May 27, 2021 21:29 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 2,350,000 | $37.21 | $87,443,500.00 |
DisclosureSEC source: 0001567619-21-011294 · doc1.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · 10% owner A4 S.A. · CIK 0001709665 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,719,305 Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:24 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 33,819,573 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-020371 · doc1.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · 10% owner A4 S.A. · CIK 0001709665 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,819,573 Underlying: Class A common stock · 33,819,573 shares Expires not disclosed F1 · derivative.exercise_price: On November 23, 2020 and simultaneously with the sale reported in Table I, the reporting person amended the terms of existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to 33,819,573 shares of Class A common stock of Altice USA, Inc. The purpose of the amendment was to change the strike prices of such Capped Calls and extend the maturity thereof. The Capped Calls will now expire in equal tranches over a 42 scheduled trading day period, beginning in October 2024. Next Alt received $83,000,000 in connection with the amendment. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt will be required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (5). F5 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. F1 · kind: On November 23, 2020 and simultaneously with the sale reported in Table I, the reporting person amended the terms of existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to 33,819,573 shares of Class A common stock of Altice USA, Inc. The purpose of the amendment was to change the strike prices of such Capped Calls and extend the maturity thereof. The Capped Calls will now expire in equal tranches over a 42 scheduled trading day period, beginning in October 2024. Next Alt received $83,000,000 in connection with the amendment. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt will be required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (5). F5 · kind: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. F1 · price: On November 23, 2020 and simultaneously with the sale reported in Table I, the reporting person amended the terms of existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to 33,819,573 shares of Class A common stock of Altice USA, Inc. The purpose of the amendment was to change the strike prices of such Capped Calls and extend the maturity thereof. The Capped Calls will now expire in equal tranches over a 42 scheduled trading day period, beginning in October 2024. Next Alt received $83,000,000 in connection with the amendment. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt will be required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (5). F5 · price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. F1 · derivative.exercise_date: On November 23, 2020 and simultaneously with the sale reported in Table I, the reporting person amended the terms of existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to 33,819,573 shares of Class A common stock of Altice USA, Inc. The purpose of the amendment was to change the strike prices of such Capped Calls and extend the maturity thereof. The Capped Calls will now expire in equal tranches over a 42 scheduled trading day period, beginning in October 2024. Next Alt received $83,000,000 in connection with the amendment. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt will be required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (5). F5 · derivative.exercise_date: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. F1 · derivative.expiration_date: On November 23, 2020 and simultaneously with the sale reported in Table I, the reporting person amended the terms of existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to 33,819,573 shares of Class A common stock of Altice USA, Inc. The purpose of the amendment was to change the strike prices of such Capped Calls and extend the maturity thereof. The Capped Calls will now expire in equal tranches over a 42 scheduled trading day period, beginning in October 2024. Next Alt received $83,000,000 in connection with the amendment. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt will be required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (5). F5 · derivative.expiration_date: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. F1 · balance_after: On November 23, 2020 and simultaneously with the sale reported in Table I, the reporting person amended the terms of existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to 33,819,573 shares of Class A common stock of Altice USA, Inc. The purpose of the amendment was to change the strike prices of such Capped Calls and extend the maturity thereof. The Capped Calls will now expire in equal tranches over a 42 scheduled trading day period, beginning in October 2024. Next Alt received $83,000,000 in connection with the amendment. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt will be required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (5). F5 · balance_after: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 21:24 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 1,000,000 | $35.10 | $35,100,000.00 |
DisclosureSEC source: 0001567619-20-020371 · doc1.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · 10% owner A4 S.A. · CIK 0001709665 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,069,305 Read SEC document |
| September 03, 2020 Filed Sep 9, 2020 01:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 3,300,000 | $28.07 | $92,631,000.00 |
DisclosureSEC source: 0001140361-20-019977 · form4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,069,305 Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 22:19 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 385,800 | $24.22 | $9,344,076.00 |
DisclosureSEC source: 0001140361-20-014582 · form4.xml · nonDerivative · entry 4 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 18,172,626 F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $24.37 and the lowest price at which shares were sold was $23.81. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the SEC, upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux on June 3, 2020. F4 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F5 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 21:31 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 17,912,626 | $23.70 | $424,529,236.20 |
DisclosureSEC source: 0001140361-20-014636 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 260,000 F1 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux S.a r.l. is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux S.a r.l.. F2 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 22:19 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 2,000 | $24.98 | $49,960.00 |
DisclosureSEC source: 0001140361-20-014582 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 18,558,426 F2 · price: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux S.a r.l. ("Altice CVC Lux") on June 3, 2020. F4 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F5 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 22:19 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 498,000 | $24.23 | $12,066,540.00 |
DisclosureSEC source: 0001140361-20-014582 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 18,560,426 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $24.77 and the lowest price at which shares were sold was $23.81. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux S.a r.l. ("Altice CVC Lux") on June 3, 2020. F4 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F5 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 20:44 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 337,000 | $24.52 | $8,263,240.00 |
DisclosureSEC source: 0001140361-20-014342 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 19,058,426 F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $24.64 and the lowest price at which shares were sold was $24.25. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the SEC, upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux on June 3, 2020. F3 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F4 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 20:44 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 392,869 | $24.72 | $9,711,721.68 |
DisclosureSEC source: 0001140361-20-014342 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 19,395,426 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $25.36 and the lowest price at which shares were sold was $24.43. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux S.a r.l. ("Altice CVC Lux") on June 3, 2020. F3 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F4 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 01:24 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 913,000 | $24.97 | $22,797,610.00 |
DisclosureSEC source: 0001140361-20-014104 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 19,788,295 F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $25.25 and the lowest price at which shares were sold was $24.35. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the SEC, upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux on June 3, 2020. F3 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F4 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 01:24 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 500,000 | $23.68 | $11,840,000.00 |
DisclosureSEC source: 0001140361-20-014104 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 20,701,295 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $23.98 and the lowest price at which shares were sold was $23.41. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux S.a r.l. ("Altice CVC Lux") on June 3, 2020. F3 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F4 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 22:38 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 290,000 | $24.16 | $7,006,400.00 |
DisclosureSEC source: 0001140361-20-013818 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 21,201,295 F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $24.80 and the lowest price at which shares were sold was $23.81. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the SEC, upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux on June 3, 2020. F3 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F4 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 22:38 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 430,000 | $26.64 | $11,455,200.00 |
DisclosureSEC source: 0001140361-20-013818 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 21,491,295 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $25.07 and the lowest price at which shares were sold was $24.09. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux S.a r.l. ("Altice CVC Lux") on June 3, 2020. F3 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F4 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 01:01 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 534,000 | $25.72 | $13,734,480.00 |
DisclosureSEC source: 0001140361-20-013630 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 21,921,295 F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $26.01 and the lowest price at which shares were sold was $25.53. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the SEC, upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux on June 3, 2020. F3 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F4 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 21:55 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | GrantPerformance Stock Units · Derivative | 843,733 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-20-000560 · ownership.xml · derivative · entry 3 Drahi Patrick · CIK 0001709689 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 843,733 Underlying: Class A common stock · 843,733 shares Expires not disclosed F7 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $60 per share. F1 · date: The grant was approved by a committee of the board of directors of the Issuer in January 2020, subject to shareholder approval of the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's shareholders approved the Plan on June 10, 2020. F7 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $60 per share. F5 · derivative.expiration_date: The PSUs will be forfeited if the applicable performance measure is not achieved prior to January 29, 2024 (January 29, 2026 in the event of a recession or market disruption event prior to achievement of the performance measure) or if the Reporting Person does not continue to provide services to the Issuer through the achievement date of the applicable performance measure. F6 · ownership.nature: These PSUs are held through a personal holding company that is wholly owned and controlled by the reporting person. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 21:55 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | GrantPerformance Stock Units · Derivative | 346,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-20-000560 · ownership.xml · derivative · entry 2 Drahi Patrick · CIK 0001709689 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 346,240 Underlying: Class A common stock · 346,240 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $50 per share. F1 · date: The grant was approved by a committee of the board of directors of the Issuer in January 2020, subject to shareholder approval of the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's shareholders approved the Plan on June 10, 2020. F4 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The PSUs vest on the day following the date on which the 30-day volume weighted average market price of the Issuer's Class A common stock equals or exceeds $50 per share. F5 · derivative.expiration_date: The PSUs will be forfeited if the applicable performance measure is not achieved prior to January 29, 2024 (January 29, 2026 in the event of a recession or market disruption event prior to achievement of the performance measure) or if the Reporting Person does not continue to provide services to the Issuer through the achievement date of the applicable performance measure. F6 · ownership.nature: These PSUs are held through a personal holding company that is wholly owned and controlled by the reporting person. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 21:55 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | GrantStock Option (right to buy) · Derivative | 4,000,000 | $0.00 Strike: $28.36 | $0.00 |
DisclosureSEC source: 0000947871-20-000560 · ownership.xml · derivative · entry 1 Drahi Patrick · CIK 0001709689 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,000,000 Underlying: Class A common stock · 4,000,000 shares Expires 2030-01-29 F1 · date: The grant was approved by a committee of the board of directors of the Issuer in January 2020, subject to shareholder approval of the Amended and Restated Altice USA 2017 Long Term Incentive Plan (the "Plan") under which the grant was made. The Issuer's shareholders approved the Plan on June 10, 2020. F2 · derivative.exercise_date: These Options were granted under the Plan and are scheduled to vest 50% on December 27, 2021, 25% on December 27, 2022 and 25% on December 27, 2023. F3 · ownership.nature: These Options are held through a personal holding company that is wholly owned and controlled by the reporting person. Read SEC document |
| June 09, 2020 Filed Jun 12, 2020 01:01 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 466,000 | $25.92 | $12,078,720.00 |
DisclosureSEC source: 0001140361-20-013630 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 22,455,295 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $26.33 and the lowest price at which shares were sold was $25.67. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux S.a r.l. ("Altice CVC Lux") on June 3, 2020. F3 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F4 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 20:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 790,000 | $26.29 | $20,769,100.00 |
DisclosureSEC source: 0001140361-20-013408 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 22,921,295 F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $26.62 and the lowest price at which shares were sold was $25.73. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the SEC, upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux on June 3, 2020. F3 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F4 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.Sp ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 382,900 | $26.07 | $9,982,203.00 |
DisclosureSEC source: 0001140361-20-013408 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 23,711,295 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $26.36 and the lowest price at which shares were sold was $25.75. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux S.a r.l. ("Altice CVC Lux") on June 3, 2020. F3 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F4 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.Sp ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 04, 2020 Filed Jun 6, 2020 01:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 381,100 | $25.94 | $9,885,734.00 |
DisclosureSEC source: 0001140361-20-013232 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Altice CVC Lux S.a r.l. Disclosed balance after: 24,094,195 F1 · price: Represents the weighted average sale price. The highest price at which shares were sold was $26.21 and the lowest price at which shares were sold was $25.61. The Reporting Person undertakes to provide any security holder of Altice USA, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each specific price. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Altice CVC Lux S.a r.l. ("Altice CVC Lux") on June 3, 2020. F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 02, 2020 Filed Jun 6, 2020 01:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A Common Stock | 450,000 | $25.82 | $11,619,000.00 |
DisclosureSEC source: 0001140361-20-013232 · form4.xml · nonDerivative · entry 10 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · UpperNext S.C.S.p Disclosed balance after: 6,030,897 F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| June 02, 2020 Filed Jun 6, 2020 01:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 3,000,000 | $25.61 | $76,830,000.00 |
DisclosureSEC source: 0001140361-20-013232 · form4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,369,305 Read SEC document |
| June 01, 2020 Filed Jun 6, 2020 01:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A Common Stock | 21,760 | $26.00 | $565,760.00 |
DisclosureSEC source: 0001140361-20-013232 · form4.xml · nonDerivative · entry 9 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · UpperNext S.C.S.p Disclosed balance after: 6,480,897 F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| May 29, 2020 Filed Jun 6, 2020 01:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A Common Stock | 400,000 | $25.22 | $10,088,000.00 |
DisclosureSEC source: 0001140361-20-013232 · form4.xml · nonDerivative · entry 8 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · UpperNext S.C.S.p Disclosed balance after: 6,502,657 F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| May 28, 2020 Filed Jun 6, 2020 01:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A Common Stock | 400,000 | $25.04 | $10,016,000.00 |
DisclosureSEC source: 0001140361-20-013232 · form4.xml · nonDerivative · entry 7 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · UpperNext S.C.S.p Disclosed balance after: 6,902,657 F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| May 27, 2020 Filed Jun 6, 2020 01:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A Common Stock | 400,000 | $24.46 | $9,784,000.00 |
DisclosureSEC source: 0001140361-20-013232 · form4.xml · nonDerivative · entry 6 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · UpperNext S.C.S.p Disclosed balance after: 7,302,657 F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| May 26, 2020 Filed Jun 6, 2020 01:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A Common Stock | 400,000 | $24.32 | $9,728,000.00 |
DisclosureSEC source: 0001140361-20-013232 · form4.xml · nonDerivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · UpperNext S.C.S.p Disclosed balance after: 7,702,657 F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| May 20, 2020 Filed Jun 6, 2020 01:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A Common Stock | 184,249 | $25.00 | $4,606,225.00 |
DisclosureSEC source: 0001140361-20-013232 · form4.xml · nonDerivative · entry 4 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · UpperNext S.C.S.p Disclosed balance after: 8,102,657 F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| May 19, 2020 Filed Jun 6, 2020 01:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A Common Stock | 30,317 | $25.00 | $757,925.00 |
DisclosureSEC source: 0001140361-20-013232 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · UpperNext S.C.S.p Disclosed balance after: 8,286,906 F2 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. Altice CVC Lux is an indirect wholly owned subsidiary of Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by Altice CVC Lux. F3 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| March 06, 2020 Filed Mar 17, 2020 20:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 1,000,000 | $26.56 | $26,560,000.00 |
DisclosureSEC source: 0000947871-20-000223 · ownership.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,369,305 Read SEC document |
| March 05, 2020 Filed Mar 17, 2020 20:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 1,000,000 | $27.15 | $27,150,000.00 |
DisclosureSEC source: 0000947871-20-000223 · ownership.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,369,305 Read SEC document |
| March 05, 2020 Filed Mar 17, 2020 20:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 1,000,000 | $26.61 | $26,610,000.00 |
DisclosureSEC source: 0000947871-20-000223 · ownership.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,369,305 Read SEC document |
| December 21, 2019 Filed Dec 26, 2019 21:13 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass C Unit · Derivative | 422,535 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-19-000988 · ownership.xml · derivative · entry 2 Drahi Patrick · CIK 0001709689 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · UpperNext S.C.S.p Disclosed balance after: 0 Underlying: Class A common stock · 422,535 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F4 · derivative.exercise_date: These Class C Units vested 50% on December 21, 2017, 25% on December 21, 2018 and 25% on December 21, 2019. F4 · derivative.expiration_date: These Class C Units vested 50% on December 21, 2017, 25% on December 21, 2018 and 25% on December 21, 2019. F2 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 21, 2019 Filed Dec 26, 2019 21:13 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | ConversionClass A common stock | 422,535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000988 · ownership.xml · nonDerivative · entry 1 Drahi Patrick · CIK 0001709689 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · UpperNext S.C.S.p Disclosed balance after: 8,317,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Class C Units represent a contingent right to receive, following vesting, shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC. F2 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 07, 2019 Filed Dec 10, 2019 22:22 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | Disposition to issuerClass A Unit · Derivative | 6,290,292 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-19-000952 · ownership.xml · derivative · entry 9 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner A4 S.A. · CIK 0001709665 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · CVC 3 B.V. Disclosed balance after: 0 Underlying: Class A common stock · 6,290,292 shares Expires not disclosed F1 · derivative.exercise_price: CVC 3 B.V. ("CVC 3") holds partnership interests in Neptune Holding US Limited Partnership (the "Partnership") that consist of Class A Units and Class C Units, which in each case represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC, which is controlled by the Issuer (together, the "Partnership Rights"). CVC 3 may, in its discretion, redeem the Class A Units at any time. The Issuer may cause the Partnership to, in its discretion, redeem the Class C Units at any time. F3 · derivative.exercise_price: On December 7, 2019, CVC 3 agreed in lieu of redeeming the Class A Units to enter into an Assignment and Assumption Agreement with the Issuer, as approved by the Board of the Issuer, whereby CVC3 assigned all of its remaining Partnership Rights to the Issuer in exchange for Class A common stock of the Issuer, as reported on this Form 4 (the "Assignment"). The Assignment was exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3(d) and 16b-3(e) thereunder. F1 · derivative.exercise_date: CVC 3 B.V. ("CVC 3") holds partnership interests in Neptune Holding US Limited Partnership (the "Partnership") that consist of Class A Units and Class C Units, which in each case represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC, which is controlled by the Issuer (together, the "Partnership Rights"). CVC 3 may, in its discretion, redeem the Class A Units at any time. The Issuer may cause the Partnership to, in its discretion, redeem the Class C Units at any time. F3 · derivative.exercise_date: On December 7, 2019, CVC 3 agreed in lieu of redeeming the Class A Units to enter into an Assignment and Assumption Agreement with the Issuer, as approved by the Board of the Issuer, whereby CVC3 assigned all of its remaining Partnership Rights to the Issuer in exchange for Class A common stock of the Issuer, as reported on this Form 4 (the "Assignment"). The Assignment was exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3(d) and 16b-3(e) thereunder. F1 · derivative.expiration_date: CVC 3 B.V. ("CVC 3") holds partnership interests in Neptune Holding US Limited Partnership (the "Partnership") that consist of Class A Units and Class C Units, which in each case represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC, which is controlled by the Issuer (together, the "Partnership Rights"). CVC 3 may, in its discretion, redeem the Class A Units at any time. The Issuer may cause the Partnership to, in its discretion, redeem the Class C Units at any time. F3 · derivative.expiration_date: On December 7, 2019, CVC 3 agreed in lieu of redeeming the Class A Units to enter into an Assignment and Assumption Agreement with the Issuer, as approved by the Board of the Issuer, whereby CVC3 assigned all of its remaining Partnership Rights to the Issuer in exchange for Class A common stock of the Issuer, as reported on this Form 4 (the "Assignment"). The Assignment was exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3(d) and 16b-3(e) thereunder. F1 · ownership.nature: CVC 3 B.V. ("CVC 3") holds partnership interests in Neptune Holding US Limited Partnership (the "Partnership") that consist of Class A Units and Class C Units, which in each case represent a contingent right to receive shares of Class A common stock of the Issuer in the discretion of Neptune Holding US GP LLC, which is controlled by the Issuer (together, the "Partnership Rights"). CVC 3 may, in its discretion, redeem the Class A Units at any time. The Issuer may cause the Partnership to, in its discretion, redeem the Class C Units at any time. F4 · ownership.nature: Next Alt S.a r.l. ("Next Alt") is a personal holding company of Mr. Drahi, who is its controlling shareholder. As of the date of this report, Next Alt directly and indirectly owns 77.58% of the share capital and voting rights of Altice Europe N.V. Altice Europe N.V. maintains a one-tier board of four executive board members, one of whom is Mr. Drahi, and four non-executive board members. The executive board members are appointed by shareholders at the general meeting at the binding nomination of Next Alt. CVC 3 is wholly owned by Altice Europe N.V. Mr. Drahi, Next Alt and Altice Europe N.V. may each be deemed to beneficially own the shares of the Issuer owned by CVC 3. F5 · ownership.nature: Mr. Drahi is the sole controlling shareholder of Uppernext S.C.S.p ("Uppernext"). As such, Mr. Drahi may be deemed to beneficially own shares of the Issuer held by Uppernext. A4 S.A., which is controlled by the family of Mr. Drahi, is an executive board member of Altice Europe N.V. Mr. Drahi is a director of the Issuer and Next Alt and A4 S.A. are parties to a stockholders agreement with the Issuer pursuant to which they have certain rights to appoint directors of the Issuer. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.