Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Optimum Communications, Inc.OPTU · Entity 5768 | Director · 10% owner | May 29, 2026 | June 02, 2026 |
| SOTHEBYSBID · Entity 154560 | 10% owner | June 16, 2019 | June 26, 2019 |
| Teads Holding Co.OB · Entity 7241 | Director · 10% owner | February 03, 2025 | February 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Optimum Communications, Inc.
Report date May 29, 2026 · Filed June 02, 2026
Jointly reported with Next Alt S.a.r.l.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-05-29 · Disposition to issuer · Disposed 5,846,652 · Balance 0 F1: On May 29, 2026, Next Alt S.a r.l. agreed to contribute 5,846,652 shares of Class A common stock of the issuer to Next Partner, L.P., an entity owned and controlled by Next Alt S.a r.l. On May 29, 2026, Next Partner agreed to deliver an aggregate of 5,846,652 shares of Class A common stock of the issuer to CSC Investments II LLC ("CSC"), a wholly-owned subsidiary of the issuer, in exchange for 14,616.63 Preferred Units in CSC. The exchange was approved in advance by the Board of Directors of the issuer pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934. F2: Next Alt S.a r.l. is an indirect wholly controlled personal holding company of Patrick Drahi. Next Alt S.a r.l. is a party to a stockholders agreement with the issuer pursuant to which Next Alt S.a r.l. has certain rights to appoint directors of the issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. |
| Class B common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 108,731,066 |
Reported balance
After 2026-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-29 · Disposition to issuer · Disposed 74,153,348 · Balance 108,731,066 F4: Each share of Class B common stock of the issuer is convertible into one share of Class A common stock of the issuer for no consideration. F2: Next Alt S.a r.l. is an indirect wholly controlled personal holding company of Patrick Drahi. Next Alt S.a r.l. is a party to a stockholders agreement with the issuer pursuant to which Next Alt S.a r.l. has certain rights to appoint directors of the issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. F3: On May 29, 2026, Next Alt S.a r.l. agreed to contribute 74,153,348 shares of Class B common stock of the issuer to Next Partner, L.P., an entity owned and controlled by Next Alt S.a r.l. On May 29, 2026, Next Partner agreed to deliver an aggregate of 74,153,348 shares of Class B common stock of the issuer to CSC Investments II LLC ("CSC"), a wholly-owned subsidiary of the issuer, in exchange for 185,383.37 Preferred Units in CSC. The exchange was approved in advance by the Board of Directors of the issuer pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 29, 2026, Next Alt S.a r.l. agreed to contribute 5,846,652 shares of Class A common stock of the issuer to Next Partner, L.P., an entity owned and controlled by Next Alt S.a r.l. On May 29, 2026, Next Partner agreed to deliver an aggregate of 5,846,652 shares of Class A common stock of the issuer to CSC Investments II LLC ("CSC"), a wholly-owned subsidiary of the issuer, in exchange for 14,616.63 Preferred Units in CSC. The exchange was approved in advance by the Board of Directors of the issuer pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934.
F2: Next Alt S.a r.l. is an indirect wholly controlled personal holding company of Patrick Drahi. Next Alt S.a r.l. is a party to a stockholders agreement with the issuer pursuant to which Next Alt S.a r.l. has certain rights to appoint directors of the issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests.
F3: On May 29, 2026, Next Alt S.a r.l. agreed to contribute 74,153,348 shares of Class B common stock of the issuer to Next Partner, L.P., an entity owned and controlled by Next Alt S.a r.l. On May 29, 2026, Next Partner agreed to deliver an aggregate of 74,153,348 shares of Class B common stock of the issuer to CSC Investments II LLC ("CSC"), a wholly-owned subsidiary of the issuer, in exchange for 185,383.37 Preferred Units in CSC. The exchange was approved in advance by the Board of Directors of the issuer pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934.
F4: Each share of Class B common stock of the issuer is convertible into one share of Class A common stock of the issuer for no consideration.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 826,399 |
Reported balance
Holding disclosure · report date 2019-06-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 826,399 F1: This Form 3 is being jointly filed by Patrick Drahi ("Mr. Drahi"), an individual, and on behalf of BidFair USA LLC, a Delaware limited liability company ("BidFair," and, together with Mr. Drahi, the "Reporting Persons"). Bidfair is ultimately controlled by Mr.Drahi. Because of the relationship of Mr. Drahi to Bidfair, each Reporting Person may be deemed to own securities reported in this Form 3. F2: Mr. Drahi owns 826,399 shares of common stock of Sotheby's (the "Issuer"). |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
Holding disclosure · report date 2019-06-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 0 F1: This Form 3 is being jointly filed by Patrick Drahi ("Mr. Drahi"), an individual, and on behalf of BidFair USA LLC, a Delaware limited liability company ("BidFair," and, together with Mr. Drahi, the "Reporting Persons"). Bidfair is ultimately controlled by Mr.Drahi. Because of the relationship of Mr. Drahi to Bidfair, each Reporting Person may be deemed to own securities reported in this Form 3. F3: BidFair and BidFair MergeRight Inc., a wholly-owned subsidiary of BidFair ("Merger Sub"), entered into the Voting and Support Agreement (the "Voting Agreement") with certain funds affiliated with Third Point LLC, Domenico De Sole, and Thomas S. Smith Jr. The Voting Agreement was entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 16, 2019, by and among the Issuer, BidFair and Merger Sub. For additional information regarding the Voting Agreement and the Merger Agreement, see Schedule 13D filed by the Reporting Persons with the Securities and Exchange Commission on June 26, 2019 (the "Schedule 13D"). F4: As a result of certain provisions contained in the Voting Agreement, the Reporting Persons may be deemed to have shared voting power to vote up to an aggregate of 6,903,948 shares of common stock of the Issuer, representing approximately 14.8% of the Issuer's outstanding shares based on 46,612,805 shares of common stock outstanding as of June 10, 2019 (as represented to the Reporting Persons by the Issuer pursuant to the Merger Agreement) deemed beneficially owned pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended. Notwithstanding the preceding sentence, the Reporting Persons hereby disclaim beneficial ownership of all such shares of common stock that are the subject of the Voting Agreement and this Form 3 shall not be construed as an admission that the Reporting Persons are, for any or all purposes, the beneficial owners of any such shares that are the subject of the Voting Agreement and covered by this Form 3. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is being jointly filed by Patrick Drahi ("Mr. Drahi"), an individual, and on behalf of BidFair USA LLC, a Delaware limited liability company ("BidFair," and, together with Mr. Drahi, the "Reporting Persons"). Bidfair is ultimately controlled by Mr.Drahi. Because of the relationship of Mr. Drahi to Bidfair, each Reporting Person may be deemed to own securities reported in this Form 3.
F2: Mr. Drahi owns 826,399 shares of common stock of Sotheby's (the "Issuer").
F3: BidFair and BidFair MergeRight Inc., a wholly-owned subsidiary of BidFair ("Merger Sub"), entered into the Voting and Support Agreement (the "Voting Agreement") with certain funds affiliated with Third Point LLC, Domenico De Sole, and Thomas S. Smith Jr. The Voting Agreement was entered into in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 16, 2019, by and among the Issuer, BidFair and Merger Sub. For additional information regarding the Voting Agreement and the Merger Agreement, see Schedule 13D filed by the Reporting Persons with the Securities and Exchange Commission on June 26, 2019 (the "Schedule 13D").
F4: As a result of certain provisions contained in the Voting Agreement, the Reporting Persons may be deemed to have shared voting power to vote up to an aggregate of 6,903,948 shares of common stock of the Issuer, representing approximately 14.8% of the Issuer's outstanding shares based on 46,612,805 shares of common stock outstanding as of June 10, 2019 (as represented to the Reporting Persons by the Issuer pursuant to the Merger Agreement) deemed beneficially owned pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended. Notwithstanding the preceding sentence, the Reporting Persons hereby disclaim beneficial ownership of all such shares of common stock that are the subject of the Voting Agreement and this Form 3 shall not be construed as an admission that the Reporting Persons are, for any or all purposes, the beneficial owners of any such shares that are the subject of the Voting Agreement and covered by this Form 3.
Teads Holding Co.
Report date February 03, 2025 · Filed February 12, 2025
Jointly reported with Altice Teads S.A., Altice International S.a r.l., Altice Luxembourg S.A., Altice Group Lux S.a r.l., Next Alt S.a.r.l., Next Luxembourg S.C.Sp, Next Luxembourg Management GP S.a r.l.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,750,000 |
Reported balance
Holding disclosure · report date 2025-02-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 43,750,000 F1: On February 3, 2025 (the "Closing Date"), pursuant to the Share Purchase Agreement, dated as of August 1, 2024 (as amended by Amendment No. 1 on February 3, 2025, the "Share Purchase Agreement"), by and among Altice Teads S.A., a public limited liability company (societe anonyme) incorporated and existing under the laws of the Grand Duchy of Luxembourg ("Altice Teads"), TEADS, a private limited liability company (societe a responsabilite limitee) incorporated and existing under the laws of the Grand Duchy of Luxembourg and then a wholly owned subsidiary of Altice Teads ("Teads"), and Outbrain Inc., a Delaware corporation ("Outbrain"), Outbrain acquired, via certain of its subsidiaries, from Altice Teads all of the issued and outstanding share capital of Teads, upon the terms and subject to the conditions set forth in the Share Purchase Agreement (the "Transaction"). F2: In accordance with the Share Purchase Agreement, on the Closing Date, at the closing of the Transaction (the "Closing") and as consideration for the shares of Teads held by Altice Teads, Outbrain paid to Altice Teads $625,000,000, subject to certain customary adjustments, and issued to Altice Teads 43,750,000 shares of common stock, par value $0.001 per share, of Outbrain ("Common Stock"). F3: Represents securities owned directly by Altice Teads. Altice Teads is a direct, wholly owned subsidiary of Altice International S.a r.l. (except for one share held by Altice Luxembourg S.A.). Altice International S.a r.l. is a direct, wholly owned subsidiary of Altice Luxembourg S.A. Altice Luxembourg S.A. is a direct, wholly owned subsidiary of Altice Group Lux S.a r.l. Next Alt S.a r.l. owns 91.33% of the outstanding shares of Altice Group Lux S.a r.l. Next Luxembourg S.C.Sp owns all of the outstanding share capital of Next Alt S.a r.l. Patrick Drahi owns all of the outstanding limited partnership units of Next Luxembourg S.C.Sp. Next Luxembourg Management GP S.a r.l. is the general partner of Next Luxembourg S.C.Sp. Patrick Drahi owns all of the outstanding share capital of Next Luxembourg Management GP S.a r.l. F4: As a result of the ownership described in footnote (3) above, Altice Teads, Altice International S.a r.l., Altice Luxembourg S.A., Altice Group Lux S.a r.l., Next Alt S.a r.l., Next Luxembourg S.C.Sp, Next Luxembourg Management GP S.a r.l. and Patrick Drahi (collectively, the "Reporting Persons") may be deemed to have shared beneficial ownership of all of the securities beneficially owned by Altice Teads. Neither the filing of this Form 3 nor any of its contents shall be deemed to constitute an admission that any of the Reporting Persons (other than Altice Teads to the extent it directly holds the securities reported on this Form 3) is the beneficial owner of the Common Stock referred to herein for purposes of Section 16 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose, and such beneficial ownership is expressly disclaimed except to the extent of the Reporting Persons' respective pecuniary interest therein. F5: Solely for purposes of Section 16 of the Exchange Act, the Reporting Persons may be deemed to be directors-by-deputization by virtue of the Reporting Persons' contractual right to nominate two directors to the board of directors of Outbrain (the "Board") pursuant to the Stockholders' Agreement, dated as of the Closing Date, by and between Altice Teads and Outbrain entered into in connection with the Closing. For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the Board approved the acquisition of any direct or indirect pecuniary interest of the securities reported herein by the Reporting Persons. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 3, 2025 (the "Closing Date"), pursuant to the Share Purchase Agreement, dated as of August 1, 2024 (as amended by Amendment No. 1 on February 3, 2025, the "Share Purchase Agreement"), by and among Altice Teads S.A., a public limited liability company (societe anonyme) incorporated and existing under the laws of the Grand Duchy of Luxembourg ("Altice Teads"), TEADS, a private limited liability company (societe a responsabilite limitee) incorporated and existing under the laws of the Grand Duchy of Luxembourg and then a wholly owned subsidiary of Altice Teads ("Teads"), and Outbrain Inc., a Delaware corporation ("Outbrain"), Outbrain acquired, via certain of its subsidiaries, from Altice Teads all of the issued and outstanding share capital of Teads, upon the terms and subject to the conditions set forth in the Share Purchase Agreement (the "Transaction").
F2: In accordance with the Share Purchase Agreement, on the Closing Date, at the closing of the Transaction (the "Closing") and as consideration for the shares of Teads held by Altice Teads, Outbrain paid to Altice Teads $625,000,000, subject to certain customary adjustments, and issued to Altice Teads 43,750,000 shares of common stock, par value $0.001 per share, of Outbrain ("Common Stock").
F3: Represents securities owned directly by Altice Teads. Altice Teads is a direct, wholly owned subsidiary of Altice International S.a r.l. (except for one share held by Altice Luxembourg S.A.). Altice International S.a r.l. is a direct, wholly owned subsidiary of Altice Luxembourg S.A. Altice Luxembourg S.A. is a direct, wholly owned subsidiary of Altice Group Lux S.a r.l. Next Alt S.a r.l. owns 91.33% of the outstanding shares of Altice Group Lux S.a r.l. Next Luxembourg S.C.Sp owns all of the outstanding share capital of Next Alt S.a r.l. Patrick Drahi owns all of the outstanding limited partnership units of Next Luxembourg S.C.Sp. Next Luxembourg Management GP S.a r.l. is the general partner of Next Luxembourg S.C.Sp. Patrick Drahi owns all of the outstanding share capital of Next Luxembourg Management GP S.a r.l.
F4: As a result of the ownership described in footnote (3) above, Altice Teads, Altice International S.a r.l., Altice Luxembourg S.A., Altice Group Lux S.a r.l., Next Alt S.a r.l., Next Luxembourg S.C.Sp, Next Luxembourg Management GP S.a r.l. and Patrick Drahi (collectively, the "Reporting Persons") may be deemed to have shared beneficial ownership of all of the securities beneficially owned by Altice Teads. Neither the filing of this Form 3 nor any of its contents shall be deemed to constitute an admission that any of the Reporting Persons (other than Altice Teads to the extent it directly holds the securities reported on this Form 3) is the beneficial owner of the Common Stock referred to herein for purposes of Section 16 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose, and such beneficial ownership is expressly disclaimed except to the extent of the Reporting Persons' respective pecuniary interest therein.
F5: Solely for purposes of Section 16 of the Exchange Act, the Reporting Persons may be deemed to be directors-by-deputization by virtue of the Reporting Persons' contractual right to nominate two directors to the board of directors of Outbrain (the "Board") pursuant to the Stockholders' Agreement, dated as of the Closing Date, by and between Altice Teads and Outbrain entered into in connection with the Closing. For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the Board approved the acquisition of any direct or indirect pecuniary interest of the securities reported herein by the Reporting Persons.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2024 Filed Dec 13, 2024 22:02 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004244 · form4.xml · derivative · entry 6 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,441,840 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-12 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:02 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004244 · form4.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,710,250 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-12 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:02 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004244 · form4.xml · derivative · entry 4 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,978,660 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-12 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:02 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $25.68 | $6,893,735.08 |
DisclosureSEC source: 0000929638-24-004244 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,288,492 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:02 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $24.50 | $6,576,045.00 |
DisclosureSEC source: 0000929638-24-004244 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,556,902 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:02 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $23.32 | $6,258,354.92 |
DisclosureSEC source: 0000929638-24-004244 · form4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,825,312 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 22:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004227 · form4.xml · derivative · entry 6 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,247,070 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-11 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 22:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004227 · form4.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,515,480 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-11 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 22:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004227 · form4.xml · derivative · entry 4 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,783,890 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-11 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 22:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $25.68 | $6,893,735.08 |
DisclosureSEC source: 0000929638-24-004227 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,093,722 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 22:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $24.50 | $6,576,045.00 |
DisclosureSEC source: 0000929638-24-004227 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,362,132 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 22:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $23.32 | $6,258,354.92 |
DisclosureSEC source: 0000929638-24-004227 · form4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,630,542 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 22:11 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004224 · form4.xml · derivative · entry 6 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,052,300 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-10 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 22:11 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004224 · form4.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,320,710 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-10 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 22:11 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004224 · form4.xml · derivative · entry 4 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,589,120 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-10 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 22:11 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $25.68 | $6,893,735.08 |
DisclosureSEC source: 0000929638-24-004224 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,898,952 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 22:11 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $24.50 | $6,576,045.00 |
DisclosureSEC source: 0000929638-24-004224 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,167,362 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 22:11 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $23.32 | $6,258,354.92 |
DisclosureSEC source: 0000929638-24-004224 · form4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,435,772 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 22:02 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004221 · form4.xml · derivative · entry 6 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,857,530 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-09 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 22:02 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004221 · form4.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,125,940 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-09 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 22:02 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004221 · form4.xml · derivative · entry 4 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,394,350 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-09 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 22:02 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $25.68 | $6,893,735.08 |
DisclosureSEC source: 0000929638-24-004221 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,704,182 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 22:02 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $24.50 | $6,576,045.00 |
DisclosureSEC source: 0000929638-24-004221 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,972,592 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 22:02 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $23.32 | $6,258,354.92 |
DisclosureSEC source: 0000929638-24-004221 · form4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,241,002 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 22:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004214 · form4.xml · derivative · entry 6 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,662,760 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-06 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 22:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004214 · form4.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,931,170 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-06 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 22:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004214 · form4.xml · derivative · entry 4 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,199,580 Underlying: Class A Common stock · 268,410 shares Expires 2024-12-06 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 22:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $25.68 | $6,893,735.08 |
DisclosureSEC source: 0000929638-24-004214 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,509,412 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 22:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $24.50 | $6,576,045.00 |
DisclosureSEC source: 0000929638-24-004214 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,777,822 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 22:00 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,410 | $23.32 | $6,258,354.92 |
DisclosureSEC source: 0000929638-24-004214 · form4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,046,232 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004180 · form4.xml · derivative · entry 6 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,467,990 Underlying: Class A Common stock · 268,409 shares Expires 2024-12-05 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004180 · form4.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,736,399 Underlying: Class A Common stock · 268,409 shares Expires 2024-12-05 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004180 · form4.xml · derivative · entry 4 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,004,808 Underlying: Class A Common stock · 268,409 shares Expires 2024-12-05 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,409 | $25.68 | $6,893,709.39 |
DisclosureSEC source: 0000929638-24-004180 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,314,642 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,409 | $24.50 | $6,576,020.50 |
DisclosureSEC source: 0000929638-24-004180 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,583,051 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:21 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,409 | $23.32 | $6,258,331.61 |
DisclosureSEC source: 0000929638-24-004180 · form4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,851,460 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 22:04 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004169 · form4.xml · derivative · entry 6 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,273,217 Underlying: Class A Common stock · 268,409 shares Expires 2024-12-04 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 22:04 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004169 · form4.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,541,626 Underlying: Class A Common stock · 268,409 shares Expires 2024-12-04 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 22:04 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004169 · form4.xml · derivative · entry 4 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,810,035 Underlying: Class A Common stock · 268,409 shares Expires 2024-12-04 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 22:04 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,409 | $25.68 | $6,893,709.39 |
DisclosureSEC source: 0000929638-24-004169 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,119,869 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 22:04 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,409 | $24.50 | $6,576,020.50 |
DisclosureSEC source: 0000929638-24-004169 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,388,278 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 22:04 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,409 | $23.32 | $6,258,331.61 |
DisclosureSEC source: 0000929638-24-004169 · form4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,656,687 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 22:01 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004162 · form4.xml · derivative · entry 6 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,078,444 Underlying: Class A Common stock · 268,409 shares Expires 2024-12-03 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 22:01 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004162 · form4.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,346,853 Underlying: Class A Common stock · 268,409 shares Expires 2024-12-03 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 22:01 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004162 · form4.xml · derivative · entry 4 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,615,262 Underlying: Class A Common stock · 268,409 shares Expires 2024-12-03 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 22:01 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,409 | $25.68 | $6,893,709.39 |
DisclosureSEC source: 0000929638-24-004162 · form4.xml · nonDerivative · entry 3 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,925,096 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 22:01 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,409 | $24.50 | $6,576,020.50 |
DisclosureSEC source: 0000929638-24-004162 · form4.xml · nonDerivative · entry 2 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,193,505 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 22:01 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | SaleClass A common stock | 268,409 | $23.32 | $6,258,331.61 |
DisclosureSEC source: 0000929638-24-004162 · form4.xml · nonDerivative · entry 1 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,461,914 F4 · date: In connection with the exercise and expiration of the Capped Calls on the date set forth in Table II, Next Alt repaid debt to the financial institution incurred in connection with the execution of the Capped Calls by delivering the shares set forth in Table I on such date valued at the price set forth in Table I for such date. F1 · ownership.direct: Next Alt S.a r.l. ("Next Alt") is an indirect wholly-owned and controlled personal holding company of Patrick Drahi. Mr. Drahi is a director of the Issuer. Next Alt is a party to a stockholders agreement with the Issuer pursuant to which Next Alt has certain rights to appoint directors of the Issuer. Each Reporting Person disclaims beneficial ownership of all interests reported on this Form 4 except to the extent of such Reporting Person's pecuniary interests. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 22:10 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004153 · form4.xml · derivative · entry 6 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,883,671 Underlying: Class A Common stock · 268,409 shares Expires 2024-12-02 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 22:10 UTC | Optimum Communications, Inc. ATUS · Entity 5768 | OtherCall option (obligation to sell) · Derivative | 268,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-24-004153 · form4.xml · derivative · entry 5 Next Alt S.a.r.l. · CIK 0001709662 · Director · 10% owner Drahi Patrick · CIK 0001709689 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,152,080 Underlying: Class A Common stock · 268,409 shares Expires 2024-12-02 F2 · derivative.exercise_price: Next Alt is a party to existing bilateral European capped call transactions ("Capped Calls") with a financial institution counterparty with respect to a total of 33,819,573 shares of Class A common stock of the Issuer. The Capped Calls expire in equal tranches over a 42 scheduled trading day period, beginning October 25, 2024 and are automatically exercised upon expiration. For each Capped Call (of which there are three on each trading day, each at different strike prices), Next Alt is required to deliver to the counterparty a number of shares of Class A common stock equal to the amount set forth in (3). F3 · derivative.exercise_price: (i) if the then-current value of the shares (the "Settlement Price") is below the lower strike price (98.5%, 103.5% or 108.5% of the reference price), zero; (ii) if the Settlement Price is equal to or above the lower strike price but is equal to or below the higher strike price (149.6%, 154.6% or 159.6% of the reference price), then (x) the product of the number of shares under such Capped Call and the lower strike price divided by (y) the Settlement Price; or (iii) if the Settlement Price is above the higher strike price, (x) the product of (A) the number of shares under such Capped Call and (B) the sum of (I) the lower strike price and (II) the excess, if any, of the Settlement Price over the higher strike price, divided by (y) the Settlement Price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.