Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Braze, Inc.BRZE · Entity 4102 | General Counsel & Corp. Sec. | May 29, 2026 | June 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Braze, Inc.
Report date May 29, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 230,184 |
Reported balance
After 2026-05-29 transaction · row 1
1 source rowRow 1 · 2026-05-29 · Grant · Acquired 230,184 · Balance 230,184 F1: These shares represent a restricted stock unit ("RSU") award, which shall vest over three years with 40% of shares vesting on May 15, 2027, 35% of shares vesting in equal quarterly installments through May 15, 2028, and the remainder of the shares vesting in equal quarterly installments thereafter. The vesting of the RSUs are subject to the Reporting Person's continuous service through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent a restricted stock unit ("RSU") award, which shall vest over three years with 40% of shares vesting on May 15, 2027, 35% of shares vesting in equal quarterly installments through May 15, 2028, and the remainder of the shares vesting in equal quarterly installments thereafter. The vesting of the RSUs are subject to the Reporting Person's continuous service through each vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alteryx, Inc.
Report date March 19, 2024 · Filed March 19, 2024
Section 16 reporting ended · disclosed 2024-03-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-03-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-19 · Disposition to issuer · Disposed 79,509 · Balance 38,492 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2: At the effective time of the Merger, these shares were automatically converted solely into the right to receive cash in an amount equal to $48.25, without interest, per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement. Row 2 · 2024-03-19 · Disposition to issuer · Disposed 38,492 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F3: At the effective time of the Merger, each outstanding restricted stock unit that was unvested was cancelled and converted solely into the contingent right to receive a cash award (without interest) equal to (i) the total number of shares of common stock subject to such unvested restricted stock unit award immediately prior to the effective time of the Merger, multiplied by (ii) the Per Share Price, less applicable withholding taxes. Such resulting cash award and payment thereof will be subject to the same vesting terms and conditions as applied to such unvested restricted stock unit award immediately prior to the effective time of the Merger. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $68.26 · Expires 2029-03-03 | Direct | 0 |
Reported balance
After 2024-03-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-03-19 · Disposition to issuer · Disposed 7,046 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F4: At the effective time of the Merger, this option to purchase shares of the Issuer's common stock had an exercise price per share that was greater than or equal to the Per Share Price and, pursuant to the terms of the Merger Agreement, was cancelled for no consideration or payment. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.09 · Expires 2028-01-05 | Direct | 0 |
Reported balance
After 2024-03-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-03-19 · Disposition to issuer · Disposed 9,389 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F5: At the effective time of the Merger, each issued and outstanding stock option that was vested was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such vested option multiplied by (ii) the excess, if any, of the Per Share Price over the exercise price per share of such vested option, less applicable withholding taxes, subject to the terms and conditions of the Merger Agreement. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-09-13 | Direct | 0 |
Reported balance
After 2024-03-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-03-19 · Disposition to issuer · Disposed 90,000 · Balance 0 F6: This award of performance-based restricted stock units had not become eligible for vesting as of the effective time of the Merger based on the actual or deemed achievement of the applicable performance-based metrics and, pursuant to the terms of the award agreement under which this award was granted and the Merger Agreement, was cancelled for no consideration or payment. F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent.
F2: At the effective time of the Merger, these shares were automatically converted solely into the right to receive cash in an amount equal to $48.25, without interest, per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement.
F3: At the effective time of the Merger, each outstanding restricted stock unit that was unvested was cancelled and converted solely into the contingent right to receive a cash award (without interest) equal to (i) the total number of shares of common stock subject to such unvested restricted stock unit award immediately prior to the effective time of the Merger, multiplied by (ii) the Per Share Price, less applicable withholding taxes. Such resulting cash award and payment thereof will be subject to the same vesting terms and conditions as applied to such unvested restricted stock unit award immediately prior to the effective time of the Merger.
F4: At the effective time of the Merger, this option to purchase shares of the Issuer's common stock had an exercise price per share that was greater than or equal to the Per Share Price and, pursuant to the terms of the Merger Agreement, was cancelled for no consideration or payment.
F5: At the effective time of the Merger, each issued and outstanding stock option that was vested was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such vested option multiplied by (ii) the excess, if any, of the Per Share Price over the exercise price per share of such vested option, less applicable withholding taxes, subject to the terms and conditions of the Merger Agreement.
F6: This award of performance-based restricted stock units had not become eligible for vesting as of the effective time of the Merger based on the actual or deemed achievement of the applicable performance-based metrics and, pursuant to the terms of the award agreement under which this award was granted and the Merger Agreement, was cancelled for no consideration or payment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2020 Filed Jun 16, 2020 20:43 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass B Common Stock · Derivative | 729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000059 · wf-form4_159235457478251.xml · derivative · entry 14 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729 Underlying: Class A Common Stock · 729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F10 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F10 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 20:43 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 729 | $0.00 Strike: $12.30 | $0.00 |
DisclosureSEC source: 0001689923-20-000059 · wf-form4_159235457478251.xml · derivative · entry 13 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,374 Underlying: Class B Common Stock · 729 shares Expires 2026-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on November 29, 2017, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 20:43 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass B Common Stock · Derivative | 2,604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000059 · wf-form4_159235457478251.xml · derivative · entry 12 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F10 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F10 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 20:43 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass B Common Stock · Derivative | 2,604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000059 · wf-form4_159235457478251.xml · derivative · entry 11 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,604 Underlying: Class A Common Stock · 2,604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F10 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F10 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 20:43 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,604 | $0.00 Strike: $9.94 | $0.00 |
DisclosureSEC source: 0001689923-20-000059 · wf-form4_159235457478251.xml · derivative · entry 10 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,786 Underlying: Class B Common Stock · 2,604 shares Expires 2026-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on August 8, 2017, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 20:43 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 122 | $144.37 | $17,613.14 |
DisclosureSEC source: 0001689923-20-000059 · wf-form4_159235457478251.xml · nonDerivative · entry 9 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,147 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.31 to $144.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 20:43 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 957 | $143.35 | $137,185.95 |
DisclosureSEC source: 0001689923-20-000059 · wf-form4_159235457478251.xml · nonDerivative · entry 8 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,269 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.87 to $143.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 20:43 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 3,224 | $142.37 | $459,000.88 |
DisclosureSEC source: 0001689923-20-000059 · wf-form4_159235457478251.xml · nonDerivative · entry 7 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,226 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.87 to $142.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 20:43 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 939 | $141.36 | $132,737.04 |
DisclosureSEC source: 0001689923-20-000059 · wf-form4_159235457478251.xml · nonDerivative · entry 6 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,450 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.88 to $141.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 20:43 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 598 | $140.37 | $83,941.26 |
DisclosureSEC source: 0001689923-20-000059 · wf-form4_159235457478251.xml · nonDerivative · entry 5 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,389 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.88 to $140.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 20:43 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass A Common Stock | 1,460 | $68.26 | $99,659.60 |
DisclosureSEC source: 0001689923-20-000059 · wf-form4_159235457478251.xml · nonDerivative · entry 4 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 20:43 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass A Common Stock | 1,047 | $27.09 | $28,363.23 |
DisclosureSEC source: 0001689923-20-000059 · wf-form4_159235457478251.xml · nonDerivative · entry 3 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 20:43 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass A Common Stock | 729 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000059 · wf-form4_159235457478251.xml · nonDerivative · entry 2 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 20:43 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass A Common Stock | 2,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000059 · wf-form4_159235457478251.xml · nonDerivative · entry 1 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 20:30 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass B Common Stock · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000055 · wf-form4_159123062530763.xml · derivative · entry 5 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 20:30 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass B Common Stock · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000055 · wf-form4_159123062530763.xml · derivative · entry 4 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Class A Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 20:30 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $9.94 | $0.00 |
DisclosureSEC source: 0001689923-20-000055 · wf-form4_159123062530763.xml · derivative · entry 3 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,390 Underlying: Class B Common Stock · 3,000 shares Expires 2026-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on August 8, 2017, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 20:30 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 3,000 | $144.34 | $433,020.00 |
DisclosureSEC source: 0001689923-20-000055 · wf-form4_159123062530763.xml · nonDerivative · entry 2 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,147 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.27 to $144.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 20:30 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000055 · wf-form4_159123062530763.xml · nonDerivative · entry 1 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| May 21, 2020 Filed May 22, 2020 17:02 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 3,550 | $140.87 | $500,088.50 |
DisclosureSEC source: 0001689923-20-000046 · wf-form4_159018132077145.xml · nonDerivative · entry 1 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,147 F1 · kind: The Reporting Person contributed shares of the Issuer's common stock to an exchange fund in exchange for shares of the exchange fund. The Issuer's common stock was valued at $140.87 per share for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person. F1 · price: The Reporting Person contributed shares of the Issuer's common stock to an exchange fund in exchange for shares of the exchange fund. The Issuer's common stock was valued at $140.87 per share for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,460 | $0.00 Strike: $68.26 | $0.00 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · derivative · entry 18 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,093 Underlying: Class A Common Stock · 1,460 shares Expires 2029-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,047 | $0.00 Strike: $27.09 | $0.00 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · derivative · entry 17 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,420 Underlying: Class A Common Stock · 1,047 shares Expires 2028-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass B Common Stock · Derivative | 729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · derivative · entry 16 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F11 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F11 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass B Common Stock · Derivative | 729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · derivative · entry 15 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729 Underlying: Class A Common Stock · 729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F11 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F11 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 729 | $0.00 Strike: $12.30 | $0.00 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · derivative · entry 14 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,103 Underlying: Class B Common Stock · 729 shares Expires 2026-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on November 29, 2017, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass B Common Stock · Derivative | 2,604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · derivative · entry 13 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F11 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F11 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass B Common Stock · Derivative | 2,604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · derivative · entry 12 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,604 Underlying: Class A Common Stock · 2,604 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F11 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F11 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,604 | $0.00 Strike: $9.94 | $0.00 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · derivative · entry 11 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,390 Underlying: Class B Common Stock · 2,604 shares Expires 2026-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on August 8, 2017, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 181 | $128.51 | $23,260.31 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · nonDerivative · entry 10 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,697 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.49 to $129.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 481 | $127.79 | $61,466.99 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · nonDerivative · entry 9 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,878 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.42 to $128.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 951 | $126.54 | $120,339.54 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · nonDerivative · entry 8 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,359 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.37 to $126.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 2,402 | $126.06 | $302,796.12 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · nonDerivative · entry 7 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,310 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.37 to $126.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 665 | $124.89 | $83,051.85 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · nonDerivative · entry 6 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,712 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.34 to $125.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 1,160 | $123.86 | $143,677.60 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · nonDerivative · entry 5 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,377 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.30 to $124.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass A Common Stock | 1,460 | $68.26 | $99,659.60 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · nonDerivative · entry 4 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass A Common Stock | 1,047 | $27.09 | $28,363.23 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · nonDerivative · entry 3 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass A Common Stock | 729 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · nonDerivative · entry 2 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 16:18 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass A Common Stock | 2,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000038 · wf-form4_158991946867746.xml · nonDerivative · entry 1 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 16:51 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,920 | $0.00 Strike: $68.26 | $0.00 |
DisclosureSEC source: 0001689923-20-000020 · wf-form4_158715668248031.xml · derivative · entry 17 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,553 Underlying: Class A Common Stock · 2,920 shares Expires 2029-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 16:51 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,834 | $0.00 Strike: $27.09 | $0.00 |
DisclosureSEC source: 0001689923-20-000020 · wf-form4_158715668248031.xml · derivative · entry 16 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,467 Underlying: Class A Common Stock · 1,834 shares Expires 2028-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 16:51 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass B Common Stock · Derivative | 729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000020 · wf-form4_158715668248031.xml · derivative · entry 15 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F9 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F9 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 16:51 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass B Common Stock · Derivative | 729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000020 · wf-form4_158715668248031.xml · derivative · entry 14 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729 Underlying: Class A Common Stock · 729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F9 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F9 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 16:51 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 729 | $0.00 Strike: $12.30 | $0.00 |
DisclosureSEC source: 0001689923-20-000020 · wf-form4_158715668248031.xml · derivative · entry 13 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,832 Underlying: Class B Common Stock · 729 shares Expires 2026-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on November 29, 2017, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 16:51 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass B Common Stock · Derivative | 357 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000020 · wf-form4_158715668248031.xml · derivative · entry 12 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F9 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F9 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 16:51 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass B Common Stock · Derivative | 357 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000020 · wf-form4_158715668248031.xml · derivative · entry 11 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357 Underlying: Class A Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F9 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date F9 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 16:51 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 357 | $0.00 Strike: $9.94 | $0.00 |
DisclosureSEC source: 0001689923-20-000020 · wf-form4_158715668248031.xml · derivative · entry 10 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,994 Underlying: Class B Common Stock · 357 shares Expires 2026-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on August 8, 2017, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 16:51 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 37 | $118.50 | $4,384.50 |
DisclosureSEC source: 0001689923-20-000020 · wf-form4_158715668248031.xml · nonDerivative · entry 9 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,697 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 16:51 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 944 | $117.84 | $111,240.96 |
DisclosureSEC source: 0001689923-20-000020 · wf-form4_158715668248031.xml · nonDerivative · entry 8 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,734 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.41 to $118.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 16:51 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 2,246 | $116.92 | $262,602.32 |
DisclosureSEC source: 0001689923-20-000020 · wf-form4_158715668248031.xml · nonDerivative · entry 7 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,678 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.41 to $117.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 16:51 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 1,998 | $115.94 | $231,648.12 |
DisclosureSEC source: 0001689923-20-000020 · wf-form4_158715668248031.xml · nonDerivative · entry 6 Lal Christopher M · CIK 0001426395 · CLO & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,924 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 24, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.41 to $116.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes (i) 19,369 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 345 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.