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person · Reporting owner

Malloy Kirk

Disclosed activity across 4 companies

Tapewire entity
42331
SEC CIK
0001326794

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DermTech, Inc.DMTK · Entity 89998DirectorJune 01, 2023June 05, 2023
RAPID MICRO BIOSYSTEMS, INC.RPID · Entity 6966DirectorMay 29, 2026June 02, 2026
VivoSim Labs, INC.ONVO · Entity 8386DirectorSeptember 05, 2019September 09, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DermTech, Inc.

Report date June 01, 2023 · Filed June 05, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect86,459 Reported balance After 2023-06-01 transaction · row 1
1 source row

Row 1 · 2023-06-01 · Grant · Acquired 35,714 · Balance 86,459

F1: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. The restricted stock units shall vest in four equal quarterly installments over the one-year period following the grant date, subject to the reporting person's continued service. The shares underlying any vested restricted stock units shall be released to the reporting person on June 1, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. The restricted stock units shall vest in four equal quarterly installments over the one-year period following the grant date, subject to the reporting person's continued service. The shares underlying any vested restricted stock units shall be released to the reporting person on June 1, 2024.

RAPID MICRO BIOSYSTEMS, INC.

Report date May 29, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect60,687 Reported balance After 2026-05-29 transaction · row 1
1 source row

Row 1 · 2026-05-29 · Grant · Acquired 12,787 · Balance 60,687

F1: On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended.

Series A Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.96 · Expires 2027-05-29Direct12,787 Reported balance After 2026-05-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-29 · Grant · Acquired 12,787 · Balance 12,787

F1: On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended.

F3: The Series A and Series B Warrants cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 4.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise.

Series B Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.34 · Expires 2031-05-29Direct12,787 Reported balance After 2026-05-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-29 · Grant · Acquired 12,787 · Balance 12,787

F1: On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended.

F3: The Series A and Series B Warrants cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 4.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust10,000 Reported balance Holding disclosure · report date 2026-05-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,000

F2: Shares held in family trust as to which the Reporting Person shares investment power and the Reporting Person and/or immediate family members are beneficiaries.

Filing footnotes · ownership attribution and instrument terms

F1: On May 29, 2026, the Reporting Person purchased, in a registered direct offering, 12,787 shares of the Issuer's Class A Common Stock, as well as an accompanying Series A Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof) and an accompanying Series B Warrant to purchase 12,787 shares of the Issuer's Class A Common Stock (or pre-funded warrants in lieu thereof). The purchase price of each share of Issuer Class A Common Stock and accompanying Series A and Series B Warrant was $1.955. The issuance of such securities was approved by the Issuer's compensation committee of the board of directors in accordance with Rule 16(b)-3 of the Securities Exchange Act of 1934, as amended.

F2: Shares held in family trust as to which the Reporting Person shares investment power and the Reporting Person and/or immediate family members are beneficiaries.

F3: The Series A and Series B Warrants cannot be exercised for shares of the Issuer's Class A Common Stock if, as a result of such exercise, the holder, together with its affiliates and any other persons whose beneficial ownership would be aggregated for purposes of Section 13(d) of the Act, would beneficially own more than 4.99% of the total number of shares of the Issuer's Class A Common Stock then outstanding immediately following such exercise.

VivoSim Labs, INC.

Report date September 05, 2019 · Filed September 09, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.27 · Expires 2029-09-05Direct52,000 Reported balance After 2019-09-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-09-05 · Grant · Acquired 52,000 · Balance 52,000

F1: The option represents an automatic annual award granted pursuant to the Issuer's non-employee director compensation plan. The option shares vest and become exercisable in full on the earlier of (i) September 5, 2020 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting.

Filing footnotes · ownership attribution and instrument terms

F1: The option represents an automatic annual award granted pursuant to the Issuer's non-employee director compensation plan. The option shares vest and become exercisable in full on the earlier of (i) September 5, 2020 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NanoString Technologies Inc

Report date May 06, 2024 · Filed May 08, 2024

Section 16 reporting ended · disclosed 2024-05-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,384 Reported balance After 2024-05-06 transaction · row 1
1 source row

Row 1 · 2024-05-06 · Exercise / conversion · Acquired 41,133 · Balance 65,384

F1: The shares have not been delivered to the reporting person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-05-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-05-06 · Exercise / conversion · Disposed 41,133 · Balance 0

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock.

F3: Pursuant to the terms of the award, as a result of the closing of the sale of substantially all of the assets of the Company to Bruker Corporation, which constituted a "Change of Control" under the terms of the RSU award agreement, the vesting of the RSUs accelerated.

Filing footnotes · ownership attribution and instrument terms

F1: The shares have not been delivered to the reporting person.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock.

F3: Pursuant to the terms of the award, as a result of the closing of the sale of substantially all of the assets of the Company to Bruker Corporation, which constituted a "Change of Control" under the terms of the RSU award agreement, the vesting of the RSUs accelerated.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 11, 2021 Filed Jan 13, 2021 16:36 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Options (right to buy) · Derivative 1,000 $7.47 Strike: $7.47 $7,470.00
Disclosure

SEC source: 0001401708-21-000004 · wf-form4_161057377155904.xml · derivative · entry 4

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 16:36 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 2,500 $66.53 $166,325.00
Disclosure

SEC source: 0001401708-21-000004 · wf-form4_161057377155904.xml · nonDerivative · entry 3

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990

F1 · kind: The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2020.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 16:36 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,500 $16.36 $24,540.00
Disclosure

SEC source: 0001401708-21-000004 · wf-form4_161057377155904.xml · nonDerivative · entry 2

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 16:36 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,000 $7.47 $7,470.00
Disclosure

SEC source: 0001401708-21-000004 · wf-form4_161057377155904.xml · nonDerivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 17:00 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Option (right to buy) · Derivative 1,500 $16.36 Strike: $16.36 $24,540.00
Disclosure

SEC source: 0001401708-20-000214 · wf-form4_160521843120365.xml · derivative · entry 5

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,435

Underlying: Common Stock · 1,500 shares

Expires 2026-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 50% of the shares subject to the Option vest on the one year anniversary of September 12, 2016 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 17:00 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Options (right to buy) · Derivative 1,000 $7.47 Strike: $7.47 $7,470.00
Disclosure

SEC source: 0001401708-20-000214 · wf-form4_160521843120365.xml · derivative · entry 4

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,168

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 17:00 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 2,500 $40.96 $102,400.00
Disclosure

SEC source: 0001401708-20-000214 · wf-form4_160521843120365.xml · nonDerivative · entry 3

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990

F1 · kind: The sales reported by Dr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2020.

F2 · ownership.direct: Not applicable

Read SEC document
November 09, 2020 Filed Nov 12, 2020 17:00 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,500 $16.36 $24,540.00
Disclosure

SEC source: 0001401708-20-000214 · wf-form4_160521843120365.xml · nonDerivative · entry 2

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 17:00 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,000 $7.47 $7,470.00
Disclosure

SEC source: 0001401708-20-000214 · wf-form4_160521843120365.xml · nonDerivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2020 Filed Sep 11, 2020 16:41 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Options (right to buy) · Derivative 1,000 $7.47 Strike: $7.47 $7,470.00
Disclosure

SEC source: 0001401708-20-000176 · wf-form4_159985687470200.xml · derivative · entry 5

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,168

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.

Read SEC document
September 08, 2020 Filed Sep 11, 2020 16:41 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Option (right to buy) · Derivative 1,500 $16.36 Strike: $16.36 $24,540.00
Disclosure

SEC source: 0001401708-20-000176 · wf-form4_159985687470200.xml · derivative · entry 4

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,935

Underlying: Common Stock · 1,500 shares

Expires 2026-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 50% of the shares subject to the Option vest on the one year anniversary of September 12, 2016 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date.

Read SEC document
September 08, 2020 Filed Sep 11, 2020 16:41 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 3,400 $36.61 $124,474.00
Disclosure

SEC source: 0001401708-20-000176 · wf-form4_159985687470200.xml · nonDerivative · entry 3

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990

F1 · kind: The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2020.

Read SEC document
September 08, 2020 Filed Sep 11, 2020 16:41 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,000 $7.47 $7,470.00
Disclosure

SEC source: 0001401708-20-000176 · wf-form4_159985687470200.xml · nonDerivative · entry 2

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2020 Filed Sep 11, 2020 16:41 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,500 $16.36 $24,540.00
Disclosure

SEC source: 0001401708-20-000176 · wf-form4_159985687470200.xml · nonDerivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 16:48 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Option (right to buy) · Derivative 1,500 $16.36 Strike: $16.36 $24,540.00
Disclosure

SEC source: 0001401708-20-000155 · wf-form4_159735171953883.xml · derivative · entry 5

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,435

Underlying: Common Stock · 1,500 shares

Expires 2026-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 50% of the shares subject to the Option vest on the one year anniversary of September 12, 2016 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 16:48 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Options (right to buy) · Derivative 1,000 $7.47 Strike: $7.47 $7,470.00
Disclosure

SEC source: 0001401708-20-000155 · wf-form4_159735171953883.xml · derivative · entry 4

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,168

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 16:48 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 2,500 $35.97 $89,925.00
Disclosure

SEC source: 0001401708-20-000155 · wf-form4_159735171953883.xml · nonDerivative · entry 3

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890

F1 · kind: The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2020.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 16:48 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,500 $16.36 $24,540.00
Disclosure

SEC source: 0001401708-20-000155 · wf-form4_159735171953883.xml · nonDerivative · entry 2

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 16:48 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,000 $7.47 $7,470.00
Disclosure

SEC source: 0001401708-20-000155 · wf-form4_159735171953883.xml · nonDerivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 19:44 UTC NanoString Technologies Inc NSTG · Entity 15988 GrantRestricted Stock Units · Derivative 5,520 $0.00 $0.00
Disclosure

SEC source: 0001401708-20-000134 · wf-form4_159243746263079.xml · derivative · entry 3

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,520

Underlying: Common Stock · 5,520 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Issuer's common stock.

F4 · derivative.exercise_date: 100% of the RSUs vest on the earlier of the one year anniversary of June 16, 2020 or on the date immediately prior to the 2021 annual meeting of stockholders.

F4 · derivative.expiration_date: 100% of the RSUs vest on the earlier of the one year anniversary of June 16, 2020 or on the date immediately prior to the 2021 annual meeting of stockholders.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 19:44 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionRestricted Stock Units · Derivative 1,890 $0.00 $0.00
Disclosure

SEC source: 0001401708-20-000134 · wf-form4_159243746263079.xml · derivative · entry 2

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Issuer's common stock.

F3 · derivative.exercise_date: 100% of the RSUs vest on the earlier of the one year anniversary of June 18, 2019 or on the date immediately prior to the 2020 annual meeting of stockholders.

F3 · derivative.expiration_date: 100% of the RSUs vest on the earlier of the one year anniversary of June 18, 2019 or on the date immediately prior to the 2020 annual meeting of stockholders.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 19:44 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001401708-20-000134 · wf-form4_159243746263079.xml · nonDerivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 16:27 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Option (right to buy) · Derivative 1,500 $16.36 Strike: $16.36 $24,540.00
Disclosure

SEC source: 0001401708-20-000096 · wf-form4_158758724944678.xml · derivative · entry 3

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,935

Underlying: Common Stock · 1,500 shares

Expires 2026-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 50% of the shares subject to the Option vest on the one year anniversary of September 12, 2016 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 16:27 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 1,500 $30.00 $45,000.00
Disclosure

SEC source: 0001401708-20-000096 · wf-form4_158758724944678.xml · nonDerivative · entry 2

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on June 7, 2019.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 16:27 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,500 $16.36 $24,540.00
Disclosure

SEC source: 0001401708-20-000096 · wf-form4_158758724944678.xml · nonDerivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 16:12 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Options (right to buy) · Derivative 1,000 $25.61 Strike: $7.47 $25,612.50
Disclosure

SEC source: 0001401708-20-000094 · wf-form4_158715430993759.xml · derivative · entry 3

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,168

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 16:12 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 1,000 $25.61 $25,612.50
Disclosure

SEC source: 0001401708-20-000094 · wf-form4_158715430993759.xml · nonDerivative · entry 2

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on June 7, 2019.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $25.12 to $25.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 16:12 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,000 $7.47 $7,470.00
Disclosure

SEC source: 0001401708-20-000094 · wf-form4_158715430993759.xml · nonDerivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 16:46 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Option (right to buy) · Derivative 1,500 $16.36 Strike: $16.36 $24,540.00
Disclosure

SEC source: 0001401708-20-000017 · wf-form4_158163039539166.xml · derivative · entry 8

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,435

Underlying: Common Stock · 1,500 shares

Expires 2026-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 50% of the shares subject to the Option vest on the one year anniversary of September 12, 2016 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 16:46 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Options (right to buy) · Derivative 1,000 $7.47 Strike: $7.47 $7,470.00
Disclosure

SEC source: 0001401708-20-000017 · wf-form4_158163039539166.xml · derivative · entry 7

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,168

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 16:46 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 100 $31.73 $3,173.00
Disclosure

SEC source: 0001401708-20-000017 · wf-form4_158163039539166.xml · nonDerivative · entry 6

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on June 7, 2019.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 16:46 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 1,400 $31.14 $43,596.00
Disclosure

SEC source: 0001401708-20-000017 · wf-form4_158163039539166.xml · nonDerivative · entry 5

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on June 7, 2019.

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $30.68 to $31.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 16:46 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,500 $16.36 $24,540.00
Disclosure

SEC source: 0001401708-20-000017 · wf-form4_158163039539166.xml · nonDerivative · entry 4

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 16:46 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 100 $31.73 $3,173.00
Disclosure

SEC source: 0001401708-20-000017 · wf-form4_158163039539166.xml · nonDerivative · entry 3

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on June 7, 2019.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 16:46 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 900 $31.12 $28,008.00
Disclosure

SEC source: 0001401708-20-000017 · wf-form4_158163039539166.xml · nonDerivative · entry 2

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on June 7, 2019.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $30.65 to $31.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 16:46 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,000 $7.47 $7,470.00
Disclosure

SEC source: 0001401708-20-000017 · wf-form4_158163039539166.xml · nonDerivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 13, 2019 17:48 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Options (right to buy) · Derivative 1,000 $7.47 Strike: $7.47 $7,470.00
Disclosure

SEC source: 0001401708-19-000227 · wf-form4_157627728359507.xml · derivative · entry 3

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,168

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.

Read SEC document
December 13, 2019 Filed Dec 13, 2019 17:48 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 1,000 $25.59 $25,593.50
Disclosure

SEC source: 0001401708-19-000227 · wf-form4_157627728359507.xml · nonDerivative · entry 2

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on June 7, 2019.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $25.52 to $25.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
December 13, 2019 Filed Dec 13, 2019 17:48 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,000 $7.47 $7,470.00
Disclosure

SEC source: 0001401708-19-000227 · wf-form4_157627728359507.xml · nonDerivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 16:13 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Options (right to buy) · Derivative 1,000 $7.47 Strike: $7.47 $7,470.00
Disclosure

SEC source: 0001401708-19-000198 · wf-form4_157134316209306.xml · derivative · entry 3

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,168

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 16:13 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 1,000 $22.00 $22,000.00
Disclosure

SEC source: 0001401708-19-000198 · wf-form4_157134316209306.xml · nonDerivative · entry 2

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on June 7, 2019.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 16:13 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,000 $7.47 $7,470.00
Disclosure

SEC source: 0001401708-19-000198 · wf-form4_157134316209306.xml · nonDerivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 22:57 UTC VivoSim Labs, INC. ONVO · Entity 8386 GrantStock Option (Right to Buy) · Derivative 52,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001209191-19-048958 · doc4.xml · derivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 52,000 shares

Expires 2029-09-05

F1 · derivative.exercise_date: The option represents an automatic annual award granted pursuant to the Issuer's non-employee director compensation plan. The option shares vest and become exercisable in full on the earlier of (i) September 5, 2020 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 16:35 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionStock Options (right to buy) · Derivative 1,000 $7.47 Strike: $7.47 $7,470.00
Disclosure

SEC source: 0001401708-19-000174 · wf-form4_156581488838010.xml · derivative · entry 3

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,168

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 16:35 UTC NanoString Technologies Inc NSTG · Entity 15988 SaleCommon Stock 1,000 $25.05 $25,051.00
Disclosure

SEC source: 0001401708-19-000174 · wf-form4_156581488838010.xml · nonDerivative · entry 2

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on June 7, 2019.

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $25.03 to $25.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 16:35 UTC NanoString Technologies Inc NSTG · Entity 15988 Exercise / conversionCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001401708-19-000174 · wf-form4_156581488838010.xml · nonDerivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 16:14 UTC NanoString Technologies Inc NSTG · Entity 15988 GrantRestricted Stock Units · Derivative 1,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001401708-19-000156 · wf-form4_156106166197297.xml · derivative · entry 2

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890

Underlying: Common Stock · 1,890 shares

Expires not disclosed

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock.

F3 · derivative.exercise_date: 100% of the RSUs vest on the earlier of the one-year anniversary of June 18, 2019 or the date immediately prior to the 2020 annual meeting of stockholders.

F3 · derivative.expiration_date: 100% of the RSUs vest on the earlier of the one-year anniversary of June 18, 2019 or the date immediately prior to the 2020 annual meeting of stockholders.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 16:14 UTC NanoString Technologies Inc NSTG · Entity 15988 GrantStock Options (right to buy) · Derivative 3,857 $0.00 Strike: $26.45 $0.00
Disclosure

SEC source: 0001401708-19-000156 · wf-form4_156106166197297.xml · derivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,857

Underlying: Common Stock · 3,857 shares

Expires 2029-06-18

F1 · derivative.exercise_date: 100% of the shares subject to the Option vest on the earlier of the one-year anniversary of June 18, 2019 or the date immediately prior to the 2020 annual meeting of stockholders.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 16:31 UTC NanoString Technologies Inc NSTG · Entity 15988 GrantCommon Stock · Derivative 4,410 $0.00 Strike: $23.34 $0.00
Disclosure

SEC source: 0001401708-19-000110 · wf-form4_155371865664845.xml · derivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,410

Underlying: Common Stock · 4,410 shares

Expires 2029-03-25

F1 · derivative.exercise_date: 100% of the shares subject to the Option vest on the the date prior to the day of the Company's 2019 annual meeting of stockholders.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:56 UTC VivoSim Labs, INC. ONVO · Entity 8386 GrantStock Option (Right to Buy) · Derivative 45,500 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001209191-18-044421 · doc4.xml · derivative · entry 1

Malloy Kirk · CIK 0001326794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,550

Underlying: Common Stock · 45,550 shares

Expires 2028-07-26

F1 · derivative.exercise_date: The option shares vest and become exercisable in full on the earlier of (i) July 26, 2019 or (ii) immediately prior to commencement of the Issuer's next annual stockholder meeting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.