Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESS Tech, Inc.GWH · Entity 7856 | Director | May 29, 2026 | June 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESS Tech, Inc.
Report date May 29, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,185 |
Reported balance
After 2026-05-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-29 · Grant · Acquired 13,513 · Balance 53,185 F1: The reported shares are represented by restricted stock units ("RSUs"), which vest on the earlier of (i) May 29, 2027 or (ii) the day prior to the next annual meeting of stockholders. The Reporting Person has elected to defer the settlement of these RSUs to a date within 30 days of the earlier of (i) his separation of service from the Issuer within the meaning of Section 409A of the Internal Revenue Code (Section 409A) or (ii) the date on which a change of control (as defined in the Issuer's plan) occurs, provided that such transaction qualifies as a change of control within the meaning of Section 409A. F2: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares are represented by restricted stock units ("RSUs"), which vest on the earlier of (i) May 29, 2027 or (ii) the day prior to the next annual meeting of stockholders. The Reporting Person has elected to defer the settlement of these RSUs to a date within 30 days of the earlier of (i) his separation of service from the Issuer within the meaning of Section 409A of the Internal Revenue Code (Section 409A) or (ii) the date on which a change of control (as defined in the Issuer's plan) occurs, provided that such transaction qualifies as a change of control within the meaning of Section 409A.
F2: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST SOLAR, INC.
Report date March 06, 2021 · Filed March 10, 2021
Section 16 reporting ended · disclosed 2021-03-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,603 |
Ending reported balance
After 2021-03-08 transaction · row 11
11 source rows · reconciled sequenceRow 1 · 2021-03-06 · Exercise / conversion · Acquired 2,780 · Balance 14,969 F1: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018. Row 2 · 2021-03-06 · Tax withholding · Disposed 1,379 · Balance 13,590 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Row 3 · 2021-03-06 · Exercise / conversion · Acquired 4,137 · Balance 17,727 F3: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019. Row 4 · 2021-03-06 · Tax withholding · Disposed 2,052 · Balance 15,675 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Row 5 · 2021-03-06 · Exercise / conversion · Acquired 3,821 · Balance 19,496 F4: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020. Row 6 · 2021-03-06 · Tax withholding · Disposed 1,895 · Balance 17,601 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Row 7 · 2021-03-06 · Exercise / conversion · Acquired 6,918 · Balance 24,519 F5: Represents shares of common stock issued upon vesting of 100% of the restricted stock units granted on March 6, 2020. Row 8 · 2021-03-06 · Tax withholding · Disposed 3,430 · Balance 21,089 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Row 9 · 2021-03-07 · Exercise / conversion · Acquired 7,661 · Balance 28,750 F6: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017. Row 10 · 2021-03-07 · Tax withholding · Disposed 3,799 · Balance 24,951 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Row 11 · 2021-03-08 · Sale · Disposed 7,348 · Balance 17,603 F7: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 24, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,780 |
Reported balance
After 2021-03-06 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-03-06 · Exercise / conversion · Disposed 2,780 · Balance 2,780 F8: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F9: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,273 |
Reported balance
After 2021-03-06 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-03-06 · Exercise / conversion · Disposed 4,137 · Balance 8,273 F8: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F10: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,463 |
Reported balance
After 2021-03-06 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2021-03-06 · Exercise / conversion · Disposed 3,821 · Balance 11,463 F8: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F11: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-06 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2021-03-06 · Exercise / conversion · Disposed 6,918 · Balance 0 F8: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F12: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest 100% on the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-07 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2021-03-07 · Exercise / conversion · Disposed 7,661 · Balance 0 F8: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F13: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.
F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.
F3: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019.
F4: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020.
F5: Represents shares of common stock issued upon vesting of 100% of the restricted stock units granted on March 6, 2020.
F6: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.
F7: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 24, 2020.
F8: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.
F9: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
F10: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
F11: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
F12: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest 100% on the first anniversary of the grant date.
F13: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2017 Filed Mar 9, 2017 21:07 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionCommon Stock | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011035 · form4.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 8, 2016. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:07 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | GrantRestricted Stock Units · Derivative | 30,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011035 · form4.xml · derivative · entry 3 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,647 Underlying: Common Stock · 30,647 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F4 · derivative.exercise_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. F4 · derivative.expiration_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 21:28 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionRestricted Stock Units · Derivative | 2,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010601 · form4.xml · derivative · entry 6 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,822 Underlying: Common Stock · 2,911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan. F6 · derivative.exercise_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. F6 · derivative.expiration_date: The restricted stock units were granted on March 5, 2015 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 21:28 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionRestricted Stock Units · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010601 · form4.xml · derivative · entry 5 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,149 Underlying: Common Stock · 2,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan. F5 · derivative.exercise_date: The restricted stock units were granted on March 5, 2014 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. F5 · derivative.expiration_date: The restricted stock units were granted on March 5, 2014 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 21:28 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Tax withholdingCommon Stock | 1,094 | $34.61 | $37,863.34 |
DisclosureSEC source: 0001127602-17-010601 · form4.xml · nonDerivative · entry 4 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,166 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 21:28 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Tax withholdingCommon Stock | 808 | $34.61 | $27,964.88 |
DisclosureSEC source: 0001127602-17-010601 · form4.xml · nonDerivative · entry 3 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,260 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 21:28 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionCommon Stock | 2,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010601 · form4.xml · nonDerivative · entry 2 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2015 Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 21:28 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionCommon Stock | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010601 · form4.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2014. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:32 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068128 · form4.xml · derivative · entry 1 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F2 · derivative.exercise_date: The restricted stock units were granted on November 21, 2016 pursuant to a retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018. F2 · derivative.expiration_date: The restricted stock units were granted on November 21, 2016 pursuant to a retention equity award. These units are scheduled to vest at a rate of 33% on July 21, 2017, 33% on March 21, 2018 and 34% on November 21, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.