Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESS Tech, Inc.GWH · Entity 7856 | Director | May 29, 2026 | June 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESS Tech, Inc.
Report date May 29, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,185 |
Reported balance
After 2026-05-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-29 · Grant · Acquired 13,513 · Balance 53,185 F1: The reported shares are represented by restricted stock units ("RSUs"), which vest on the earlier of (i) May 29, 2027 or (ii) the day prior to the next annual meeting of stockholders. The Reporting Person has elected to defer the settlement of these RSUs to a date within 30 days of the earlier of (i) his separation of service from the Issuer within the meaning of Section 409A of the Internal Revenue Code (Section 409A) or (ii) the date on which a change of control (as defined in the Issuer's plan) occurs, provided that such transaction qualifies as a change of control within the meaning of Section 409A. F2: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares are represented by restricted stock units ("RSUs"), which vest on the earlier of (i) May 29, 2027 or (ii) the day prior to the next annual meeting of stockholders. The Reporting Person has elected to defer the settlement of these RSUs to a date within 30 days of the earlier of (i) his separation of service from the Issuer within the meaning of Section 409A of the Internal Revenue Code (Section 409A) or (ii) the date on which a change of control (as defined in the Issuer's plan) occurs, provided that such transaction qualifies as a change of control within the meaning of Section 409A.
F2: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST SOLAR, INC.
Report date March 06, 2021 · Filed March 10, 2021
Section 16 reporting ended · disclosed 2021-03-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,603 |
Ending reported balance
After 2021-03-08 transaction · row 11
11 source rows · reconciled sequenceRow 1 · 2021-03-06 · Exercise / conversion · Acquired 2,780 · Balance 14,969 F1: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018. Row 2 · 2021-03-06 · Tax withholding · Disposed 1,379 · Balance 13,590 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Row 3 · 2021-03-06 · Exercise / conversion · Acquired 4,137 · Balance 17,727 F3: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019. Row 4 · 2021-03-06 · Tax withholding · Disposed 2,052 · Balance 15,675 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Row 5 · 2021-03-06 · Exercise / conversion · Acquired 3,821 · Balance 19,496 F4: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020. Row 6 · 2021-03-06 · Tax withholding · Disposed 1,895 · Balance 17,601 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Row 7 · 2021-03-06 · Exercise / conversion · Acquired 6,918 · Balance 24,519 F5: Represents shares of common stock issued upon vesting of 100% of the restricted stock units granted on March 6, 2020. Row 8 · 2021-03-06 · Tax withholding · Disposed 3,430 · Balance 21,089 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Row 9 · 2021-03-07 · Exercise / conversion · Acquired 7,661 · Balance 28,750 F6: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017. Row 10 · 2021-03-07 · Tax withholding · Disposed 3,799 · Balance 24,951 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Row 11 · 2021-03-08 · Sale · Disposed 7,348 · Balance 17,603 F7: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 24, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,780 |
Reported balance
After 2021-03-06 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-03-06 · Exercise / conversion · Disposed 2,780 · Balance 2,780 F8: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F9: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,273 |
Reported balance
After 2021-03-06 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-03-06 · Exercise / conversion · Disposed 4,137 · Balance 8,273 F8: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F10: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,463 |
Reported balance
After 2021-03-06 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2021-03-06 · Exercise / conversion · Disposed 3,821 · Balance 11,463 F8: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F11: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-06 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2021-03-06 · Exercise / conversion · Disposed 6,918 · Balance 0 F8: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F12: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest 100% on the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-07 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2021-03-07 · Exercise / conversion · Disposed 7,661 · Balance 0 F8: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F13: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018.
F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.
F3: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019.
F4: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020.
F5: Represents shares of common stock issued upon vesting of 100% of the restricted stock units granted on March 6, 2020.
F6: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017.
F7: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 24, 2020.
F8: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.
F9: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
F10: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
F11: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
F12: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest 100% on the first anniversary of the grant date.
F13: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2026 Filed Jun 2, 2026 22:07 UTC | ESS Tech, Inc. GWH · Entity 7856 | GrantCommon Stock | 13,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001549086-26-000002 · form4-06022026_100602.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,185 F1 · shares: The reported shares are represented by restricted stock units ("RSUs"), which vest on the earlier of (i) May 29, 2027 or (ii) the day prior to the next annual meeting of stockholders. The Reporting Person has elected to defer the settlement of these RSUs to a date within 30 days of the earlier of (i) his separation of service from the Issuer within the meaning of Section 409A of the Internal Revenue Code (Section 409A) or (ii) the date on which a change of control (as defined in the Issuer's plan) occurs, provided that such transaction qualifies as a change of control within the meaning of Section 409A. F2 · balance_after: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| October 13, 2025 Filed Oct 15, 2025 20:48 UTC | ESS Tech, Inc. GWH · Entity 7856 | GrantCommon Stock | 13,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001549086-25-000004 · wk-form4_1760561278.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,672 F1 · shares: The reported shares are represented by restricted stock units ("RSUs") which vest on the earlier of (i) May 17, 2025 or (ii) the day prior to the next annual meeting of stockholders. The Reporting Person has elected to defer the settlement of these RSUs to a date within 30 days of the earlier of (i) his or her separation of service from the Issuer within the meaning of Section 409A of the Internal Revenue Code (Section 409A) or (ii) the date on which a change of control (as defined in the Issuer's plan) occurs, provided that such transaction qualifies as a change of control within the meaning of Section 409A. F2 · balance_after: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 17, 2024 Filed May 17, 2024 16:45 UTC | ESS Tech, Inc. GWH · Entity 7856 | GrantCommon Stock | 202,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-023949 · wk-form4_1715964344.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 392,429 F1 · shares: The reported shares are represented by restricted stock units ("RSUs") which vest on the earlier of (i) May 17, 2025 or (ii) the day prior to the next annual meeting of stockholders. The Reporting Person has elected to defer the settlement of these RSUs to a date within 30 days of the earlier of (i) his separation of service from the Issuer within the meaning of Section 409A of the Internal Revenue Code (Section 409A) or (ii) the date on which a change of control (as defined in the Issuer's plan) occurs, provided that such transaction qualifies as a change of control within the meaning of Section 409A. F2 · balance_after: A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 19, 2023 Filed May 22, 2023 20:23 UTC | ESS Tech, Inc. GWH · Entity 7856 | GrantCommon Stock | 135,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019260 · wk-form4_1684787013.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,727 F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) May 19, 2024 or (ii) the day prior to the Issuer's next annual meeting of stockholders. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:26 UTC | ESS Tech, Inc. GWH · Entity 7856 | GrantCommon Stock | 29,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016184 · wf-form4_165428797736803.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,354 F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest on on the earlier of (i) June 1, 2023 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 02:55 UTC | ESS Tech, Inc. GWH · Entity 7856 | GrantCommon Stock | 24,868 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-045193 · doc4.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,868 F1 · shares: The shares are represented by restricted stock units, or RSUs, awarded upon the satisfaction of certain performance metrics as determined by the Compensation Committee. The RSUs were fully vested on the award date. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | SaleCommon Stock | 7,348 | $73.57 | $540,592.36 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · nonDerivative · entry 11 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,603 F7 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 24, 2020. Read SEC document |
| March 07, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionRestricted Stock Units · Derivative | 7,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · derivative · entry 16 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,661 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F13 · derivative.exercise_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. F13 · derivative.expiration_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units were scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Read SEC document |
| March 07, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Tax withholdingCommon Stock | 3,799 | $73.70 | $279,986.30 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · nonDerivative · entry 10 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,951 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Read SEC document |
| March 07, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionCommon Stock | 7,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · nonDerivative · entry 9 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionRestricted Stock Units · Derivative | 6,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · derivative · entry 15 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F12 · derivative.exercise_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest 100% on the first anniversary of the grant date. F12 · derivative.expiration_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest 100% on the first anniversary of the grant date. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionRestricted Stock Units · Derivative | 3,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · derivative · entry 14 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,463 Underlying: Common Stock · 3,821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F11 · derivative.exercise_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. F11 · derivative.expiration_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionRestricted Stock Units · Derivative | 4,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · derivative · entry 13 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,273 Underlying: Common Stock · 4,137 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F10 · derivative.exercise_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. F10 · derivative.expiration_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionRestricted Stock Units · Derivative | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · derivative · entry 12 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,780 Underlying: Common Stock · 2,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F9 · derivative.exercise_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. F9 · derivative.expiration_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Tax withholdingCommon Stock | 3,430 | $73.70 | $252,791.00 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · nonDerivative · entry 8 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,089 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionCommon Stock | 6,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · nonDerivative · entry 7 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents shares of common stock issued upon vesting of 100% of the restricted stock units granted on March 6, 2020. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Tax withholdingCommon Stock | 1,895 | $73.70 | $139,661.50 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · nonDerivative · entry 6 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,601 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionCommon Stock | 3,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · nonDerivative · entry 5 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2020. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Tax withholdingCommon Stock | 2,052 | $73.70 | $151,232.40 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · nonDerivative · entry 4 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,675 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionCommon Stock | 4,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · nonDerivative · entry 3 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Tax withholdingCommon Stock | 1,379 | $73.70 | $101,632.30 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · nonDerivative · entry 2 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,590 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Read SEC document |
| March 06, 2021 Filed Mar 10, 2021 01:46 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionCommon Stock | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009965 · form4.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:18 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Tax withholdingCommon Stock | 12,663 | $81.02 | $1,025,956.26 |
DisclosureSEC source: 0001127602-21-008325 · form4.xml · nonDerivative · entry 2 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,189 F2 · shares: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations with the vesting of the performance share units. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:18 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | GrantCommon Stock | 24,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008325 · form4.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,852 F1 · shares: Represents the acquisition of shares of common stock issued upon the vesting of the performance share units granted on May 1, 2018, which performance share unit awards were subject to vesting over an approximately three-year performance period contingent upon the achievement of certain performance objectives. Read SEC document |
| May 11, 2020 Filed May 12, 2020 20:36 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | SaleCommon Stock | 3,065 | $43.66 | $133,817.90 |
DisclosureSEC source: 0001127602-20-016288 · form4.xml · nonDerivative · entry 2 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 24, 2020. F3 · price: This transaction was executed in multiple trades at prices ranging from $43.53 to $43.99. The price reported above reflects the weighted average sales price for the transactions reported on this line. Read SEC document |
| May 11, 2020 Filed May 12, 2020 20:36 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | SaleCommon Stock | 11,951 | $42.84 | $511,980.84 |
DisclosureSEC source: 0001127602-20-016288 · form4.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,255 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 24, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $42.46 to $43.45. The price reported above reflects the weighted average sales price for the transactions reported on this line. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:11 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | SaleCommon Stock | 4,507 | $35.89 | $161,756.23 |
DisclosureSEC source: 0001127602-20-012137 · form4.xml · nonDerivative · entry 2 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,206 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 26, 2019. F3 · price: This transaction was executed in multiple trades at prices ranging from $35.71 to $36.59. The price reported above reflects the weighted average sales price for the transactions reported on this line. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 20:11 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | SaleCommon Stock | 2,572 | $35.15 | $90,405.80 |
DisclosureSEC source: 0001127602-20-012137 · form4.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,713 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 26, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $34.68 to $35.65. The price reported above reflects the weighted average sales price for the transactions reported on this line. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 20:10 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010081 · form4.xml · derivative · entry 12 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F10 · derivative.exercise_date: The restricted stock units were granted on March 8, 2016 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. F10 · derivative.expiration_date: The restricted stock units were granted on March 8, 2016 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 20:10 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Tax withholdingCommon Stock | 1,785 | $43.37 | $77,415.45 |
DisclosureSEC source: 0001127602-20-010081 · form4.xml · nonDerivative · entry 8 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,285 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Read SEC document |
| March 08, 2020 Filed Mar 10, 2020 20:10 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010081 · form4.xml · nonDerivative · entry 7 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 8, 2016. Read SEC document |
| March 07, 2020 Filed Mar 10, 2020 20:10 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionRestricted Stock Units · Derivative | 7,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010081 · form4.xml · derivative · entry 11 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,661 Underlying: Common Stock · 7,662 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F9 · derivative.exercise_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. F9 · derivative.expiration_date: The restricted stock units were granted on March 7, 2017 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Read SEC document |
| March 07, 2020 Filed Mar 10, 2020 20:10 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Tax withholdingCommon Stock | 3,799 | $43.37 | $164,762.63 |
DisclosureSEC source: 0001127602-20-010081 · form4.xml · nonDerivative · entry 6 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,470 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Read SEC document |
| March 07, 2020 Filed Mar 10, 2020 20:10 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionCommon Stock | 7,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010081 · form4.xml · nonDerivative · entry 5 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 7, 2017. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:10 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | GrantRestricted Stock Units · Derivative | 6,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010081 · form4.xml · derivative · entry 14 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,918 Underlying: Common Stock · 6,918 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F12 · derivative.exercise_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest 100% on the first anniversary of the grant date. F12 · derivative.expiration_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest 100% on the first anniversary of the grant date. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:10 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | GrantRestricted Stock Units · Derivative | 15,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010081 · form4.xml · derivative · entry 13 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,284 Underlying: Common Stock · 15,284 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F11 · derivative.exercise_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. F11 · derivative.expiration_date: The restricted stock units were granted on March 6, 2020 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:10 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionRestricted Stock Units · Derivative | 4,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010081 · form4.xml · derivative · entry 10 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,410 Underlying: Common Stock · 4,137 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F8 · derivative.exercise_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. F8 · derivative.expiration_date: The restricted stock units were granted on March 6, 2019 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:10 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionRestricted Stock Units · Derivative | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010081 · form4.xml · derivative · entry 9 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,560 Underlying: Common Stock · 2,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F7 · derivative.exercise_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. F7 · derivative.expiration_date: The restricted stock units were granted on March 6, 2018 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:10 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Tax withholdingCommon Stock | 2,052 | $43.37 | $88,995.24 |
DisclosureSEC source: 0001127602-20-010081 · form4.xml · nonDerivative · entry 4 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,607 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:10 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionCommon Stock | 4,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010081 · form4.xml · nonDerivative · entry 3 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2019. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:10 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Tax withholdingCommon Stock | 1,379 | $43.37 | $59,807.23 |
DisclosureSEC source: 0001127602-20-010081 · form4.xml · nonDerivative · entry 2 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,522 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:10 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionCommon Stock | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-010081 · form4.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 6, 2018. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:55 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Tax withholdingCommon Stock | 12,812 | $50.59 | $648,159.08 |
DisclosureSEC source: 0001127602-20-007975 · form4.xml · nonDerivative · entry 2 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,121 F2 · shares: Represents shares of common stock withheld by the issuer to satisfy certain tax withholding obligations with the vesting of the performance share units. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:55 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | GrantCommon Stock | 25,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007975 · form4.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,933 F1 · shares: Represents the acquisition of shares of common stock issued upon the vesting of the performance share units granted on March 7, 2017, which performance share unit awards were subject to vesting over an approximately three-year performance period contingent upon the achievement of certain performance objectives. Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 20:58 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | SaleCommon Stock | 16,370 | $53.18 | $870,556.60 |
DisclosureSEC source: 0001127602-19-031209 · form4.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 26, 2019. Read SEC document |
| May 06, 2019 Filed May 8, 2019 21:03 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | SaleCommon Stock | 14,539 | $60.18 | $874,957.02 |
DisclosureSEC source: 0001127602-19-017760 · form4.xml · nonDerivative · entry 2 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,560 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 26, 2019. F3 · price: This transaction was executed in multiple trades at prices ranging from $59.98 to $60.67. The price reported above reflects the weighted average sales price for the transactions reported on this line. Read SEC document |
| May 06, 2019 Filed May 8, 2019 21:03 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | SaleCommon Stock | 5,602 | $59.73 | $334,607.46 |
DisclosureSEC source: 0001127602-19-017760 · form4.xml · nonDerivative · entry 1 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,099 F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on February 26, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $58.98 to $59.97. The price reported above reflects the weighted average sales price for the transactions reported on this line. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 20:14 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionRestricted Stock Units · Derivative | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-010785 · form4.xml · derivative · entry 6 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Underlying: Common Stock · 3,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F6 · derivative.exercise_date: The restricted stock units were granted on March 8, 2016 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. F6 · derivative.expiration_date: The restricted stock units were granted on March 8, 2016 as part of the Issuer's annual equity grant to executive officers. These units are scheduled to vest annually at a rate of 25% on each anniversary of the grant date, commencing on the first anniversary of the grant date. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 20:14 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Tax withholdingCommon Stock | 1,785 | $51.16 | $91,320.60 |
DisclosureSEC source: 0001127602-19-010785 · form4.xml · nonDerivative · entry 4 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,701 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 20:14 UTC | FIRST SOLAR, INC. FSLR · Entity 72 | Exercise / conversionCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-010785 · form4.xml · nonDerivative · entry 3 Garabedian Raffi · CIK 0001549086 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 8, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.