Arora Anil

SEC source: 0001336059-26-000003 · form4-06032026_080657.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,822

F1 · security: Each Restricted stock unit represents a contingent right to receive one share of the Issuer's common stock on June 1, 2027, or earlier upon certain events.

F1 · price: Each Restricted stock unit represents a contingent right to receive one share of the Issuer's common stock on June 1, 2027, or earlier upon certain events.

F2 · balance_after: Includes 238.52 shares acquired through a dividend equivalent reinvestment feature under the Issuer's Directors' Deferred Compensation Plan since the date of the Reporting Person's last report.

SEC source: 0001336059-26-000001 · primarydocument.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of December 29, 2025 (the "Merger Agreement") among the Issuer, Cvent Atlanta, LLC ("Parent"), and Summit Sub Corp. ("Merger Sub"), on April 1, 2026, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving company and a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each outstanding share of Issuer common stock was automatically canceled and converted into the right to receive cash in an amount equal to $8.10 per share, without interest, with similar treatment for outstanding RSUs.

SEC source: 0001562180-25-005023 · primarydocument.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,903

F1 · shares: Represents shares underlying restricted stock units ("RSUs"). The RSUs will vest on the earlier of (i) the date of the following year's Annual Meeting (or the date immediately prior to the next Annual Meeting if the Non-Employee Director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the first anniversary of the date of the grant.

SEC source: 0001415889-25-014902 · form4-05292025_090500.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,903

F1 · security: Each Restricted stock unit represents a contingent right to receive one share of the Issuer's common stock on May 27, 2026, or earlier upon certain events.

F1 · price: Each Restricted stock unit represents a contingent right to receive one share of the Issuer's common stock on May 27, 2026, or earlier upon certain events.

F2 · balance_after: Includes 123.53 shares acquired through a dividend equivalent reinvestment feature under the Issuer's Directors' Deferred Compensation Plan since the date of the Reporting Person's last report.

SEC source: 0001562180-25-002390 · primarydocument.xml · nonDerivative · entry 2

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,048

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $5.59 to $ 5.70 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares purchased in each separate price within the range set forth in footnote (2) to this Form 4.

F3 · acquired: Shares acquired on the open market on March 13, 2025.

SEC source: 0001562180-25-002390 · primarydocument.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,387

F1 · acquired: Shares acquired on the open market on March 11, 2025.

SEC source: 0001562180-24-005294 · primarydocument.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,348

F1 · shares: Represents shares underlying restricted stock units ("RSUs"). The RSUs will vest on the earlier of (i) the date of the following year's Annual Meeting (or the date immediately prior to the next Annual Meeting if the Non-Employee Director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the first anniversary of the date of the grant.

SEC source: 0001415889-24-014949 · form4-05302024_110551.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,257

F1 · security: Each Restricted stock unit represents a contingent right to receive one share of the Issuer's common stock on May 28, 2025, or earlier upon certain events.

F1 · price: Each Restricted stock unit represents a contingent right to receive one share of the Issuer's common stock on May 28, 2025, or earlier upon certain events.

SEC source: 0001562180-23-005508 · primarydocument.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,150

F1 · shares: Represents shares underlying restricted stock units ("RSUs"). The RSUs will vest on the earlier of (i) the date of the following year's Annual Meeting (or the date immediately prior to the next Annual Meeting if the Non-Employee Director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the first anniversary of the date of the grant.

SEC source: 0001209191-23-033295 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,475

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock on May 30, 2024, or earlier upon certain events.

SEC source: 0001562180-23-003813 · primarydocument.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,153

F1 · shares: Represents shares underlying restricted stock units ("RSUs"). 100% of the RSUs will vest on June 10th, 2023 subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0001209191-22-059895 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,604.77

F1 · shares: Represents the right to receive 330.42 shares of the Issuer's common stock in connection with the payment of the Reporting Person's director's fees, which fees have been deferred under the Issuer's Directors' Deferred Compensation Plan (the "Plan"). These shares will be distributed to the Reporting Person in accordance with his election under the Plan; deferred amounts may not be transferred from the Plan until the time specified in his election.

F2 · balance_after: Includes 56.96 shares acquired through dividend equivalent reinvestment under the Plan since the date of the Reporting Person's last report.

SEC source: 0001104659-22-110344 · tm2228653-2_4seq1.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated August 2, 2022 (the "Merger Agreement"), by and among Project Polaris Holdings, LP ("Parent"), Project Polaris Merger Sub, Inc. ("Merger Sub") and the Issuer, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock ("Company Common Stock") issued and outstanding immediately prior to the Merger was automatically cancelled, extinguished and converted into the right to receive $28.50 per share in cash, without interest thereon (the "Per Share Price").

F2 · kind: The reported securities include vested restricted stock units ("Company RSUs") of the Issuer which pursuant to the Merger Agreement, were, at the Effective Time, canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the Per Share Price and (ii) the total number of shares of Company Common Stock subject to such Company RSUs as of immediately prior to the Effective Time.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 2, 2022 (the "Merger Agreement"), by and among Project Polaris Holdings, LP ("Parent"), Project Polaris Merger Sub, Inc. ("Merger Sub") and the Issuer, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock ("Company Common Stock") issued and outstanding immediately prior to the Merger was automatically cancelled, extinguished and converted into the right to receive $28.50 per share in cash, without interest thereon (the "Per Share Price").

SEC source: 0001209191-22-048795 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,217.39

F1 · shares: Represents the right to receive 364.43 shares of the Issuer's common stock in connection with the payment of the Reporting Person's director's fees, which fees have been deferred under the Issuer's Directors' Deferred Compensation Plan (the "Plan"). These shares will be distributed to the Reporting Person in accordance with his election under the Plan; deferred amounts may not be transferred from the Plan until the time specified in his election.

F2 · balance_after: Includes 58.76 shares acquired since the date of the Reporting Person's last report through dividend equivalent reinvestment.

SEC source: 0001562180-22-005077 · primarydocument.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,153

F1 · shares: Represents shares underlying restricted stock units ("RSUs"). The RSUs will vest on the earlier of (i) the date of the following year's Annual Meeting (or the date immediately prior to the next Annual Meeting if the Non-Employee Director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election); or (ii) the first anniversary of the date of the grant.

SEC source: 0001415889-22-005989 · form4-06012022_020618.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,626

SEC source: 0001209191-22-034109 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,794.2

F1 · shares: Represents the right to receive 384.38 shares of the Issuer's common stock in connection with the payment of the Reporting Person's director's fees, which fees have been deferred under the Issuer's Directors' Deferred Compensation Plan (the "Plan"). These shares will be distributed to the Reporting Person in accordance with his election under the Plan; deferred amounts may not be transferred from the Plan until the time specified in his election.

F2 · balance_after: Includes 180.30 shares acquired since the date of the Reporting Person's last report through dividend equivalent reinvestment.

SEC source: 0001209191-22-033590 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,229.52

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock on May 31, 2023, or earlier upon certain events.

F2 · balance_after: Includes 7.278035 shares acquired through a dividend equivalent reinvestment feature under the Issuer's Director' Deferred Compensation Plan since the date of the Reporting Person's last report.

SEC source: 0001562180-22-003555 · primarydocument.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,567

F1 · shares: Represents shares underlying restricted stock units ("RSUs"). The RSUs will vest in three equal installments with the first 1/3 vesting on April 25, 2023, second 1/3 vesting on April 25, 2024, third 1/3 vesting on April 25, 2025, in each case subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0001209191-22-014900 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,484.24

F1 · shares: Represents the right to receive 362.42 shares of the Issuer's common stock in connection with the payment of the Reporting Person's director's fees, which fees have been deferred under the Issuer's Directors' Deferred Compensation Plan (the "Plan"). These shares will be distributed to the Reporting Person in accordance with his election under the Plan; deferred amounts may not be transferred from the Plan until the time specified in his election. Pursuant to the Plan, the Reporting Person received cash in connection with a partial share from a deferred compensation distribution.

SEC source: 0001209191-21-067563 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,122.03

F1 · shares: Represents the right to receive 410.51 shares of the Issuer's common stock in connection with the payment of the Reporting Person's director's fees, which fees have been deferred under the Issuer's Directors' Deferred Compensation Plan (the "Plan"). These shares will be distributed to the Reporting Person in accordance with his election under the Plan; deferred amounts may not be transferred from the Plan until the time specified in his election.

F2 · balance_after: Includes 123.33 shares acquired since the date of the Reporting Person's last report through dividend equivalent reinvestment.

SEC source: 0001209191-21-054493 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,588.19

F1 · shares: Represents the right to receive 373.92 shares of the Issuer's common stock in connection with the payment of the Reporting Person's director's fees, which fees have been deferred under the Issuer's Directors' Deferred Compensation Plan (the "Plan"). These shares will be distributed to the Reporting Person in accordance with his election under the Plan; deferred amounts may not be transferred from the Plan until the time specified in his election.

SEC source: 0001628280-21-015366 · wf-form4_162802414329979.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,852

F1 · kind: The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of performance stock units.

SEC source: 0001209191-21-037892 · doc4.xml · nonDerivative · entry 2

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,214.27

F2 · shares: Represents the right to receive 327.40 shares of the Issuer's common stock in connection with the payment of the Reporting Person's quarterly director's fees, which fees have been deferred under the Issuer's Directors' Deferred Compensation Plan (the "Plan"). These shares will be distributed to the Reporting Person in accordance with his election under the Plan; deferred amounts may not be transferred from the Plan until the time specified in his election.

F3 · balance_after: Includes 142.30 shares acquired since the date of the Reporting Person's last report through dividend equivalent reinvestment.

SEC source: 0001209191-21-037892 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,744.58

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock on June 1, 2022, or earlier upon certain events.

SEC source: 0001628280-21-004768 · wf-form4_161584483555954.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,956

F1 · kind: Represents restricted stock units that vest on the first anniversary of the date of the grant. These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-21-016853 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,377.58

F1 · shares: Represents the right to receive 366.03 shares of the Issuer's common stock in connection with the payment of the Reporting Person's quarterly director's fees, which fees have been deferred under the Issuer's Directors' Deferred Compensation Plan (the "Plan"). These shares will be distributed to the Reporting Person in accordance with his election under the Plan; deferred amounts may not be transferred from the Plan until the time specified in his election. Pursuant to the Plan, the Reporting Person received cash in connection with a partial share from a deferred compensation distribution.

F2 · balance_after: Includes 55.99 shares acquired since the date of the Reporting Person's last report through dividend equivalent reinvestment.

SEC source: 0001628280-21-007107 · wf-form4_161860407548314.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,088

F1 · kind: Represents performance stock units earned upon the achievement of specific performance measures, subject to vesting on July 30, 2021. These performance stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-20-061595 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,956.55

F1 · shares: Represents the right to receive 344.45 shares of the Issuer's common stock in connection with the payment of the Reporting Person's director's fees, which fees have been deferred under the Issuer's Directors' Deferred Compensation Plan (the "Plan"). These shares will be distributed to the Reporting Person in accordance with his election under the Plan; deferred amounts may not be transferred from the Plan until the time specified in his election.

F2 · balance_after: Includes 38.58 shares acquired since the date of the Reporting Person's last report through dividend equivalent reinvestment.

SEC source: 0001628280-20-014886 · wf-form4_160383146353889.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,169

F1 · kind: The sale was pursuant to a Rule 10b5-1 plan.

F2 · price: The Common Shares reported herein as being sold were sold at a range of between $84.50 and $84.60 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

SEC source: 0001628280-20-014748 · wf-form4_160349360319180.xml · nonDerivative · entry 3

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,669

F1 · kind: The sale was pursuant to a Rule 10b5-1 plan.

F4 · price: The Common Shares reported herein as being sold were sold at a range of between $82.97 and $83.10 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

SEC source: 0001628280-20-014748 · wf-form4_160349360319180.xml · nonDerivative · entry 2

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,767

F1 · kind: The sale was pursuant to a Rule 10b5-1 plan.

F3 · price: The Common Shares reported herein as being sold were sold at a range of between $81.95 and $82.90 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

SEC source: 0001628280-20-014748 · wf-form4_160349360319180.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,537

F1 · kind: The sale was pursuant to a Rule 10b5-1 plan.

F2 · price: The Common Shares reported herein as being sold were sold at a range of between $80.93 and $81.85 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

SEC source: 0001209191-20-049533 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,573.52

F1 · shares: Represents the right to receive 330.43 shares of the Issuer's common stock in connection with the payment of the Reporting Person's director's fees, which fees have been deferred under the Issuer's Directors' Deferred Compensation Plan (the "Plan"). These shares will be distributed to the Reporting Person in accordance with his election under the Plan; deferred amounts may not be transferred from the Plan until the time specified in his election.

F2 · balance_after: Includes 40.71 shares acquired since the date of the Reporting Person's last report through dividend equivalent reinvestment.

SEC source: 0001209191-20-034317 · doc4.xml · nonDerivative · entry 2

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,202.38

F2 · shares: Represents the right to receive 360.02 shares of the Issuer's common stock in connection with the payment of the Reporting Person's quarterly director's fees, which fees have been deferred under the Issuer's Directors' Deferred Compensation Plan (the "Plan"). These shares will be distributed to the Reporting Person in accordance with his election under the Plan; deferred amounts may not be transferred from the Plan until the time specified in his election.

SEC source: 0001209191-20-034317 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,842.36

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock on June 1, 2021, or earlier upon certain events.

SEC source: 0001209191-20-032911 · doc4.xml · derivative · entry 2

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units ("RSUs") were granted on May 28, 2019 and vested on May 28, 2020. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.

F1 · price: The restricted stock units ("RSUs") were granted on May 28, 2019 and vested on May 28, 2020. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.

F1 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on May 28, 2019 and vested on May 28, 2020. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.

F1 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on May 28, 2019 and vested on May 28, 2020. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.

SEC source: 0001209191-20-032911 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,389.36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units ("RSUs") were granted on May 28, 2019 and vested on May 28, 2020. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.

F2 · balance_after: Includes 114 shares acquired since the date of the Reporting Person's last report through dividend equivalent reinvestment.

SEC source: 0001209191-20-016099 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,221.36

F1 · shares: Represents the right to receive 442.63 shares of the Issuer's common stock in connection with the payment of the Reporting Person's quarterly director's fees, which fees have been deferred under the Issuer's Directors' Deferred Compensation Plan (the "Plan"). These shares will be distributed to the Reporting Person in accordance with his election under the Plan; deferred amounts may not be transferred from the Plan until the time specified in his election. Pursuant to the Plan, the Reporting Person's received cash in connection with a partial share from a deferred compensation distribution.

F2 · balance_after: Includes 5.94 shares acquired since the date of the Reporting person's last report through dividend equivalent reinvestment.

SEC source: 0001628280-20-002838 · wf-form4_158327917071819.xml · nonDerivative · entry 2

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,169

F2 · kind: Represents restricted stock units. One-fourth of the total amount awarded vested immediately on the date of the grant. The remaining amount vests over three years, with one-fourth of the total amount awarded vesting on each of the first, second and third anniversaries of the date of the grant. These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001628280-20-002838 · wf-form4_158327917071819.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,844

F1 · kind: The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001628280-19-015405 · wf-form4_157782808341674.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,492

F1 · kind: The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001209191-19-059128 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,773.73

F1 · shares: Represents the right to receive 434.63 shares of the Issuer's common stock in connection with the payment of the Reporting Person's quarterly director's fees, which fees have been deferred under the Issuer's Directors' Deferred Compensation Plan (the "Plan"). These shares will be distributed to the Reporting Person in accordance with his election under the Plan; deferred amounts may not be transferred from the Plan until the time specified in his election.

F2 · balance_after: Includes 16.30 shares acquired since the date of the Reporting Person's last report through dividend equivalent reinvestment.

SEC source: 0001628280-19-014666 · wf-form4_157532272773340.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,319

F1 · kind: The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001628280-19-013972 · wf-form4_157359348871682.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,104

F1 · kind: The sale was pursuant to a Rule 10b5-1 plan.

SEC source: 0001628280-19-012079 · wf-form4_156996742933673.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,580

F1 · kind: The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0000899243-19-022861 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,322.8

F1 · shares: Represents the right to receive 438.60 shares of the Issuer's common stock in connection with the payment of the Reporting Person's director's fees, which fees have been deferred under the Issuer's Directors' Deferred Compensation Plan (the "Plan"). These shares will be distributed to the Reporting Person in accordance with his election under the Plan; deferred amounts may not be transferred from the Plan until the time specified in his election.

F2 · balance_after: Includes 38.95 shares acquired since the date of the Reporting Person's last report through dividend equivalent reinvestment.

SEC source: 0001628280-19-011344 · wf-form4_156719907473567.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,407

F1 · kind: The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0000899243-19-020995 · doc4.xml · derivative · entry 2

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units ("RSUs") were granted on August 1, 2018 and vested on August 1, 2019. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.

F1 · price: The restricted stock units ("RSUs") were granted on August 1, 2018 and vested on August 1, 2019. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.

F1 · derivative.exercise_date: The restricted stock units ("RSUs") were granted on August 1, 2018 and vested on August 1, 2019. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.

F1 · derivative.expiration_date: The restricted stock units ("RSUs") were granted on August 1, 2018 and vested on August 1, 2019. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.

SEC source: 0000899243-19-020995 · doc4.xml · nonDerivative · entry 1

Arora Anil · CIK 0001336059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,845.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units ("RSUs") were granted on August 1, 2018 and vested on August 1, 2019. Each RSU represented the contingent right to receive one share of the Issuer's common stock on the vesting date.

F2 · balance_after: Includes 81 shares acquired since the date of the Reporting Person's last report through dividend equivalent reinvestment.