Johnson A Kristen

SEC source: 0000766829-20-000172 · wf-form4_160762231105783.xml · nonDerivative · entry 2

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,275

F2 · balance_after: Represents (i) 2,874 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,401 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-20-000172 · wf-form4_160762231105783.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Cash-Settled Restricted Stock Unit (CRSU) will vest and be settled on the third anniversary of the date of grant and each CRSU entitles the reporting person to a cash amount equal to the fair market value of one share of common stock on the vesting date. On December 8, 2020, such CRSUs vested and will be settled in cash in accordance with the terms of the CRSU agreement.

SEC source: 0000766829-20-000164 · wf-form4_160703814596053.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,275

F1 · shares: Represents 7 shares subject to restricted stock units ("RSU") and 70 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 2,874 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,401 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-20-000141 · wf-form4_159908723667000.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,198

F1 · shares: Represents 7 shares subject to restricted stock units ("RSU") and 74 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 2,867 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,331 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-20-000117 · wf-form4_159121908488698.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,117

F1 · shares: Represents 7 shares subject to restricted stock units ("RSU") and 72 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 2,860 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,257 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-20-000067 · wf-form4_158335659020498.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,038

F1 · shares: Represents 7 shares subject to restricted stock units ("RSU") and 72 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 2,853 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,185 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-20-000017 · wf-form4_157836017199404.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,959

F1 · shares: Represents 1,508 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,846 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms and 14,113 shares subject to Deferred Share Units ("DSU") that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0000766829-19-000148 · wf-form4_157548251132162.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,451

F1 · shares: Represents 5 shares subject to restricted stock units ("RSU") and 59 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 1,338 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,113 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0001501364-19-000142 · wf-form4_157289535058313.xml · derivative · entry 5

Johnson A Kristen · CIK 0001313291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,308 shares

Expires 2020-11-15

F2 · price: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement.

SEC source: 0001501364-19-000142 · wf-form4_157289535058313.xml · derivative · entry 4

Johnson A Kristen · CIK 0001313291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,017 shares

Expires 2022-06-21

F2 · price: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement.

SEC source: 0001501364-19-000142 · wf-form4_157289535058313.xml · derivative · entry 3

Johnson A Kristen · CIK 0001313291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,682 shares

Expires 2022-06-21

F2 · price: Pursuant to the Merger Agreement, each UBNK stock option, whether or not then vested or free of conditions to payment, was cancelled and converted automatically into the right to receive a number of shares of People's United Common Stock specified in the Merger Agreement.

SEC source: 0001501364-19-000142 · wf-form4_157289535058313.xml · nonDerivative · entry 2

Johnson A Kristen · CIK 0001313291 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By United Bank 401(k) Plan

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 15, 2019 (the "Merger Agreement"), by and between United Financial Bancorp, Inc. ("UBNK") and People's United Financial, Inc. ("People's United"), in exchange for 0.875 shares of common stock of People's United ("People's United Common Stock") per share of common stock of UBNK, with cash payable in lieu of any fractional shares. As a result of the merger, the reporting person no longer beneficially owns directly or indirectly any shares of issuer common stock.

SEC source: 0001501364-19-000142 · wf-form4_157289535058313.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 15, 2019 (the "Merger Agreement"), by and between United Financial Bancorp, Inc. ("UBNK") and People's United Financial, Inc. ("People's United"), in exchange for 0.875 shares of common stock of People's United ("People's United Common Stock") per share of common stock of UBNK, with cash payable in lieu of any fractional shares. As a result of the merger, the reporting person no longer beneficially owns directly or indirectly any shares of issuer common stock.

SEC source: 0000766829-19-000137 · wf-form4_157081550514645.xml · derivative · entry 2

Johnson A Kristen · CIK 0001313291 · VP, HR & Corp Sec of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039

Underlying: Common Stock · 1,039 shares

Expires 2020-12-08

F2 · derivative.exercise_price: Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date.

F2 · shares: Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date.

F2 · derivative.underlying_shares: Represents 1,039 shares of common stock underlying the restricted stock units ("RSUs") previously granted pursuant to certain stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time). Each RSU will vest and be settled on the third anniversary of the date of grant and each RSU entitles the reporting person to a cash amount equal to one share of common stock on the vesting date.

SEC source: 0000766829-19-000137 · wf-form4_157081550514645.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · VP, HR & Corp Sec of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,388

F1 · shares: Represents shares of common stock underlying the following awards previously granted pursuant to certain performance stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time): (i) 1,334 shares subject to restricted stock units ("RSUs") that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,054 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

F1 · balance_after: Represents shares of common stock underlying the following awards previously granted pursuant to certain performance stock programs of Connecticut Water Service, Inc. and assumed by Issuer on the effective date of the merger pursuant to that certain Second Amended and Restated Agreement and Plan of Merger by and among Connecticut Water Service, Inc., Issuer and Hydro Sub, Inc., dated as of August 5, 2018 (as amended from time to time): (i) 1,334 shares subject to restricted stock units ("RSUs") that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,054 shares subject to deferred stock units ("DSUs") that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

SEC source: 0001209191-19-053000 · doc4.xml · derivative · entry 3

Johnson A Kristen · CIK 0001313291 · V.P. Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,023 shares

Expires not disclosed

F3 · derivative.exercise_price: SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement).

F3 · derivative.exercise_date: SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement).

F3 · derivative.expiration_date: SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement).

F3 · derivative.underlying_shares: SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement).

SEC source: 0001209191-19-053000 · doc4.xml · derivative · entry 2

Johnson A Kristen · CIK 0001313291 · V.P. Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,147 shares

Expires not disclosed

F2 · derivative.exercise_price: All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement).

F2 · derivative.exercise_date: All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement).

F2 · derivative.expiration_date: All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement).

F2 · derivative.underlying_shares: All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement).

SEC source: 0001209191-19-053000 · doc4.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · V.P. Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: See explanation in remarks below

SEC source: 0001209191-19-019947 · doc4.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · V.P. Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,934

F1 · shares: Disposition represents forfeitures of a portion of the performance share unit awards previously made to the reporting person on January 18, 2018 pursuant to the terms of the Company's 2014 Performance Stock Program, based on the Board's March 14, 2019 determination on the percentage of the performance targets under the 2018 Long-Term Incentive Plan that were attained for 2018.

F1 · price: Disposition represents forfeitures of a portion of the performance share unit awards previously made to the reporting person on January 18, 2018 pursuant to the terms of the Company's 2014 Performance Stock Program, based on the Board's March 14, 2019 determination on the percentage of the performance targets under the 2018 Long-Term Incentive Plan that were attained for 2018.

SEC source: 0001501364-19-000027 · wf-form5_155009568507951.xml · nonDerivative · entry 2

Johnson A Kristen · CIK 0001313291 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By United Bank 401(k) Plan

Disclosed balance after: 20,490.571

F8 · ownership.direct: Shares allocated to the account of Ms. Johnson under the United Bank 401(k) Plan, of which all shares are vested.

F9 · ownership.direct: Additional non-reportable shares acquired in the United Bank 401(k) Plan during 2018, not previously reported.

SEC source: 0001501364-18-000138 · wf-form4_154283520270637.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,938

F1 · ownership.direct: Includes 10,265 shares of Restricted Stock granted on June 21, 2012 pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan that vested on the first annual anniversary of the grant date.

F2 · ownership.direct: Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan which vested on the first annual anniversary of the June 20, 2014 grant date.

F3 · ownership.direct: Includes 1,796 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan that vested on the first annual anniversary of the November 22, 2016 grant date.

F4 · ownership.direct: Includes 1,698 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan on June 21, 2013, and pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30,2014, all shares became 100% vested.

F5 · ownership.direct: Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan that vested on the first annual anniversary of the November 18, 2015 grant date.

F6 · ownership.direct: Includes 1,631 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the November 22, 2017 grant date.

F7 · ownership.direct: Transaction represents 1,893 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan that vest on the first annual anniversary of the November 19, 2018 grant date.

SEC source: 0001209191-18-004704 · doc4.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · V.P. Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,090

SEC source: 0001501364-18-000018 · wf-form5_151865303120029.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By United Bank 401(k) Plan

Disclosed balance after: 19,955.44

F1 · ownership.direct: Shares allocated to the account of Ms. Johnson under the United Bank 401(k) Plan, of which all shares are vested.

F2 · ownership.direct: Additional non-reportable shares acquired in the United Bank 401(k) Plan during 2017, not previously reported.

SEC source: 0001209191-17-065139 · doc4.xml · derivative · entry 1

Johnson A Kristen · CIK 0001313291 · V.P. Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023

Underlying: Common Stock · 1,023 shares

Expires 2020-12-08

F1 · security: The reporting person was granted 1,023 cash-settled restricted stock units ("RSU") under the Company's 2014 Performance Stock Program.

SEC source: 0001501364-17-000123 · wf-form4_151182112435502.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,045

F1 · ownership.direct: Includes 10,265 shares of Restricted Stock granted on June 21, 2012 pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan that vested on the first annual anniversary of the grant date.

F2 · ownership.direct: Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan that vested on the first annual anniversary of the June 20, 2014 grant date.

F3 · ownership.direct: Includes 1,796 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan that vested on the first annual anniversary of the November 22, 2016 grant date.

F4 · ownership.direct: Includes 1,698 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan on June 21, 2013, and pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30,2014, all shares became 100% vested.

F5 · ownership.direct: Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan that vested on the first annual anniversary of the November 18, 2015 grant date.

F6 · ownership.direct: Transaction represents 1,631 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the November 22, 2017 grant date.

SEC source: 0001209191-17-005023 · doc4.xml · nonDerivative · entry 2

Johnson A Kristen · CIK 0001313291 · V.P. Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,614

SEC source: 0001209191-17-005023 · doc4.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · V.P. Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,193

SEC source: 0001501364-17-000017 · wf-form5_148712334960447.xml · nonDerivative · entry 2

Johnson A Kristen · CIK 0001313291 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By United Bank 401(k) Plan

Disclosed balance after: 19,453.79

F6 · ownership.direct: Additional non-reportable shares acquired in the United Bank 401(k) Plan during 2016 not previously reported are comprised of shares purchased in 2016.

F7 · ownership.direct: Shares allocated to the account under the United Bank 401(k) Plan, of which all shares are vested.

SEC source: 0001501364-16-000171 · wf-form4_147993062663696.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,414

F1 · ownership.direct: Includes 10,265 shares of Restricted Stock granted on June 21, 2012 pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.

F2 · ownership.direct: Includes 1,698 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan on June 21, 2013, and pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30,2014, all shares became 100% vested.

F3 · ownership.direct: Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan which vested on the first annual anniversary of the June 20, 2014 grant date.

F4 · ownership.direct: Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the November 18, 2015 grant date.

F5 · ownership.direct: Transaction represents 1,796 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the November 22, 2016 grant date.