Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vistance Networks, Inc.VISN · Entity 4717 | Director | June 01, 2026 | June 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vistance Networks, Inc.
Report date June 01, 2026 · Filed June 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,347,729 |
Last balance in matching sequence
After 2026-06-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-06-01 · Grant · Acquired 53,000 · Balance 1,516,475 F1: Reflects restricted stock units that will vest ratably on 06/01/2027, 06/01/2028 and 06/01/2029, subject to the reporting person's continued employment with the issuer. F2: As previously reported, includes (a) 28,600 restricted stock units that were granted on 03/01/2024 and will vest on 06/01/2027; (b) 58,067 restricted stock units that were granted on 06/01/2024 and will vest on 06/01/2027; and (c) 68,267 restricted stock units that were granted on 03/01/2025 and will vest ratably on 06/01/2027 and 06/01/2028; each subject to the reporting person's continued employment with the issuer. Row 2 · 2026-06-01 · Tax withholding · Disposed 168,746 · Balance 1,347,729 F3: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units and performance share units. F2: As previously reported, includes (a) 28,600 restricted stock units that were granted on 03/01/2024 and will vest on 06/01/2027; (b) 58,067 restricted stock units that were granted on 06/01/2024 and will vest on 06/01/2027; and (c) 68,267 restricted stock units that were granted on 03/01/2025 and will vest ratably on 06/01/2027 and 06/01/2028; each subject to the reporting person's continued employment with the issuer. |
| Common StockSEC Table I · non-derivative | IndirectWatts Family Foundation | 10,000 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units that will vest ratably on 06/01/2027, 06/01/2028 and 06/01/2029, subject to the reporting person's continued employment with the issuer.
F2: As previously reported, includes (a) 28,600 restricted stock units that were granted on 03/01/2024 and will vest on 06/01/2027; (b) 58,067 restricted stock units that were granted on 06/01/2024 and will vest on 06/01/2027; and (c) 68,267 restricted stock units that were granted on 03/01/2025 and will vest ratably on 06/01/2027 and 06/01/2028; each subject to the reporting person's continued employment with the issuer.
F3: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units and performance share units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAROLINA FINANCIAL CORP
Report date May 01, 2020 · Filed May 04, 2020
Section 16 reporting ended · disclosed 2020-05-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-05-01 transaction · row 1
1 source rowRow 1 · 2020-05-01 · Disposition to issuer · Disposed 71,143 · Balance 0 F1: Disposed of in accordance with the Agreement and Plan of Merger, dated as of November 17, 2019 (the "Merger Agreement") by and between Carolina Financial Corporation and United Bancshares, Inc., pursuant to which Carolina Financial Corporation was merged with and into United Bancshares Inc., effective May 1, 2020 (the "Merger"). On May 1, 2020, the effective date of the Merger, each issued and outstanding share of Carolina Financial Corporation common stock was converted into the right to receive 1.13 shares of United Bancshares, Inc. common stock (subject to the payment of cash in lieu of fractional shares). As a result of the Merger, a Reporting Person no longer beneficially owns, directly or indirectly, any shares of Carolina Financial Corporation common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in accordance with the Agreement and Plan of Merger, dated as of November 17, 2019 (the "Merger Agreement") by and between Carolina Financial Corporation and United Bancshares, Inc., pursuant to which Carolina Financial Corporation was merged with and into United Bancshares Inc., effective May 1, 2020 (the "Merger"). On May 1, 2020, the effective date of the Merger, each issued and outstanding share of Carolina Financial Corporation common stock was converted into the right to receive 1.13 shares of United Bancshares, Inc. common stock (subject to the payment of cash in lieu of fractional shares). As a result of the Merger, a Reporting Person no longer beneficially owns, directly or indirectly, any shares of Carolina Financial Corporation common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2026 Filed Jun 4, 2026 00:32 UTC | Vistance Networks, Inc. VISN · Entity 4717 | Tax withholdingCommon Stock | 168,746 | $12.27 | $2,070,513.42 |
DisclosureSEC source: 0001193125-26-256075 · ownership.xml · nonDerivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,347,729 F3 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units and performance share units. F2 · balance_after: As previously reported, includes (a) 28,600 restricted stock units that were granted on 03/01/2024 and will vest on 06/01/2027; (b) 58,067 restricted stock units that were granted on 06/01/2024 and will vest on 06/01/2027; and (c) 68,267 restricted stock units that were granted on 03/01/2025 and will vest ratably on 06/01/2027 and 06/01/2028; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2026 Filed Jun 4, 2026 00:32 UTC | Vistance Networks, Inc. VISN · Entity 4717 | GrantCommon Stock | 53,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-256075 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,516,475 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2027, 06/01/2028 and 06/01/2029, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 28,600 restricted stock units that were granted on 03/01/2024 and will vest on 06/01/2027; (b) 58,067 restricted stock units that were granted on 06/01/2024 and will vest on 06/01/2027; and (c) 68,267 restricted stock units that were granted on 03/01/2025 and will vest ratably on 06/01/2027 and 06/01/2028; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 21:11 UTC | Vistance Networks, Inc. VISN · Entity 4717 | GrantCommon Stock | 2,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-076648 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,463,475 F1 · acquired: On 03/01/2023, the reporting person was granted 55,000 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. On 01/08/2026, the Compensation Committee determined that 68,255 performance share units were earned based upon actual performance, which performance period ended on 12/31/2025. On 02/24/2026, the Compensation Committee determined that 2,365 additional performance share units were earned based upon actual performance, and such additional performance share units will vest on 06/01/2026, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 18,334 restricted stock units that were granted on 03/01/2023 and will vest on 06/01/2026; (b) 20,667 restricted stock units that were granted on 06/01/2023 and will vest on 06/01/2026; (c) 57,200 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; (d) 116,134 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; (e) 102,400 restricted stock units that were granted on 03/01/2025 and will vest ratably on 06/01/2026, 06/01/2027 and 06/01/2028; and (f) 209,921 performance share units that were earned on 01/08/2026 and will vest on 06/01/2026; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| January 08, 2026 Filed Jan 12, 2026 21:08 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 68,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-010374 · ownership.xml · nonDerivative · entry 3 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,461,110 F4 · acquired: On 03/01/2025, the reporting person was granted and award of performance share units, 34,133 of which related to performance over a performance period ending on 12/31/2025, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria for such performance period was exceeded, resulting in a total of 68,266 performance share units earned. These performance share units will vest on 06/01/2026, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 18,334 restricted stock units that were granted on 03/01/2023 and will vest on 06/01/2026; (b) 20,667 restricted stock units that were granted on 06/01/2023 and will vest on 06/01/2026; (c) 57,200 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; (d) 116,134 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; and (e) 102,400 restricted stock units that were granted on 03/01/2025 and will vest ratably on 06/01/2026, 06/01/2027 and 06/01/2028; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| January 08, 2026 Filed Jan 12, 2026 21:08 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 73,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-010374 · ownership.xml · nonDerivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,392,844 F3 · acquired: On 03/01/2023, the reporting person was granted 36,700 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria was exceeded, resulting in a total of 73,400 performance share units earned. The performance share units will vest on 06/01/2026, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 18,334 restricted stock units that were granted on 03/01/2023 and will vest on 06/01/2026; (b) 20,667 restricted stock units that were granted on 06/01/2023 and will vest on 06/01/2026; (c) 57,200 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; (d) 116,134 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; and (e) 102,400 restricted stock units that were granted on 03/01/2025 and will vest ratably on 06/01/2026, 06/01/2027 and 06/01/2028; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| January 08, 2026 Filed Jan 12, 2026 21:08 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 68,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-010374 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,319,444 F1 · acquired: On 03/01/2023, the reporting person was granted 55,000 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria was exceeded, resulting in a total of 68,255 performance share units earned. The performance share units will vest on 06/01/2026, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 18,334 restricted stock units that were granted on 03/01/2023 and will vest on 06/01/2026; (b) 20,667 restricted stock units that were granted on 06/01/2023 and will vest on 06/01/2026; (c) 57,200 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; (d) 116,134 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2026 and 06/01/2027; and (e) 102,400 restricted stock units that were granted on 03/01/2025 and will vest ratably on 06/01/2026, 06/01/2027 and 06/01/2028; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 21:18 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 102,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032067 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,251,189 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2026, 06/01/2027 and 06/01/2028, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 26,134 restricted stock units that were granted 03/01/2022 and will vest on 06/01/2025; (b) 36,667 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 41,334 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (d) 85,800 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; (e) 174,200 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; and (f) 32,759 performance share units that were earned on 02/24/2025 and will vest on 06/01/2025; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:41 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 32,759 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-027849 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,148,789 F1 · acquired: On March 1, 2022, the reporting person was granted 47,000 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria was partially met, resulting in a total of 32,759 performance share units earned. The performance share units will vest on 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 26,134 restricted stock units that were granted 03/01/2022 and will vest on 06/01/2025; (b) 36,667 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 41,334 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (d) 85,800 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; and (e) 174,200 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:11 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 174,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-068667 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,116,030 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 26,134 restricted stock units that were granted on 03/01/2022 and will vest on 06/01/2025; (b) 36,667 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 41,334 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; and (d) 85,800 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:17 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 15,000 | $1.05 | $15,769.50 |
DisclosureSEC source: 0000950170-24-027977 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 941,830 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.035 to $1.085. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; (c) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (d) 85,800 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:16 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 85,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026474 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 926,830 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (c) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:58 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 25,000 | $1.67 | $41,630.00 |
DisclosureSEC source: 0000950170-23-067813 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 841,030 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.66 to $1.67. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (c) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 22:29 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 20,000 | $1.74 | $34,768.00 |
DisclosureSEC source: 0000950170-23-065909 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 816,030 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.73 to $1.745. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (c) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 22:20 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 20,000 | $1.63 | $32,574.00 |
DisclosureSEC source: 0000950170-23-064907 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 796,030 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.6225 to $1.65. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (c) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 23:28 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 60,000 | $1.39 | $83,388.00 |
DisclosureSEC source: 0000950170-23-064288 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 776,030 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.385 to $1.40. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (c) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 20:14 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 10,000 | $3.34 | $33,432.00 |
DisclosureSEC source: 0001209191-23-047584 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 716,030 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $3.33 to $3.40. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (c) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (d) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 20:58 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 10,000 | $3.43 | $34,264.00 |
DisclosureSEC source: 0001209191-23-047216 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 706,030 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $3.415 to $3.43. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (c) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (d) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 22:36 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 10,000 | $3.70 | $36,987.00 |
DisclosureSEC source: 0001209191-23-046794 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 696,030 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $3.665 to $3.715. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (c) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (d) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:49 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 62,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034551 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 686,030 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; and (c) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| May 09, 2023 Filed May 10, 2023 20:21 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 10,000 | $4.48 | $44,775.00 |
DisclosureSEC source: 0001209191-23-028482 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 624,030 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $4.465 to $4.49. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025; and (c) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 10, 2023 Filed Mar 13, 2023 20:11 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 10,000 | $6.75 | $67,495.00 |
DisclosureSEC source: 0001209191-23-018174 · doc4.xml · nonDerivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Watts Family Foundation Disclosed balance after: 10,000 F2 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $6.73 to $6.76. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:18 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015471 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,030 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 10/01/2020 and will vest on 10/01/2023; and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 01:13 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 5,000 | $10.07 | $50,344.50 |
DisclosureSEC source: 0001209191-22-045513 · doc4.xml · nonDerivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,030 F3 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $10.06 to $10.07. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| August 09, 2022 Filed Aug 12, 2022 01:13 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 10,000 | $9.45 | $94,548.00 |
DisclosureSEC source: 0001209191-22-045513 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,030 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $9.445 to $9.475. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:15 UTC | Vistance Networks, Inc. COMM · Entity 4717 | Exercise / conversionPerformance Share Units · Derivative | 44,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022991 · doc4.xml · derivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,000 Underlying: Common Stock · 44,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 1, 2020, the reporting person was granted 220,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on April 1, 2022, the continued employment requirement was met, resulting in vesting of 44,000 performance share units. The reporting person declined the opportunity to have shares withheld to cover taxes incurred in connection with the vesting of the performance share units and, instead, personally paid the required tax obligation in cash. F3 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:15 UTC | Vistance Networks, Inc. COMM · Entity 4717 | Exercise / conversionCommon Stock | 44,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022991 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 1, 2020, the reporting person was granted 220,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on April 1, 2022, the continued employment requirement was met, resulting in vesting of 44,000 performance share units. The reporting person declined the opportunity to have shares withheld to cover taxes incurred in connection with the vesting of the performance share units and, instead, personally paid the required tax obligation in cash. F2 · balance_after: As previously reported, includes (a) 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 20:04 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 6,000 | $7.26 | $43,584.60 |
DisclosureSEC source: 0001209191-22-018432 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,030 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $7.145 to $7.325. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 08, 2022 Filed Mar 8, 2022 22:58 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 4,000 | $7.44 | $29,740.00 |
DisclosureSEC source: 0001209191-22-017220 · doc4.xml · nonDerivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,030 F3 · price: The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 22:58 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 6,000 | $8.87 | $53,215.80 |
DisclosureSEC source: 0001209191-22-017220 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,030 F1 · price: The price shown is the weighted average prices of the shares purchased in this transaction. The price range for this transaction is $8.775 to $8.95. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:05 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 78,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015369 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,030 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 22:51 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 5,000 | $9.77 | $48,874.00 |
DisclosureSEC source: 0001209191-21-066175 · doc4.xml · nonDerivative · entry 3 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,677 F4 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.765 to $9.79. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 22:51 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 20,000 | $9.73 | $194,564.00 |
DisclosureSEC source: 0001209191-21-066175 · doc4.xml · nonDerivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,677 F3 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.705 to $9.76. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:51 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 10,000 | $9.88 | $98,802.00 |
DisclosureSEC source: 0001209191-21-066175 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,677 F1 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.87 to $9.89. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 10, 2021 Filed Nov 11, 2021 02:02 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 20,000 | $9.55 | $190,964.00 |
DisclosureSEC source: 0001209191-21-064006 · doc4.xml · nonDerivative · entry 3 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,677 F4 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.39 to $9.75. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 09, 2021 Filed Nov 11, 2021 02:02 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 15,000 | $9.77 | $146,617.50 |
DisclosureSEC source: 0001209191-21-064006 · doc4.xml · nonDerivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,677 F3 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.65 to $9.90. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 08, 2021 Filed Nov 11, 2021 02:02 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 30,000 | $9.96 | $298,719.00 |
DisclosureSEC source: 0001209191-21-064006 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,677 F1 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.73 to $10.10. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:08 UTC | Vistance Networks, Inc. COMM · Entity 4717 | Exercise / conversionPerformance Share Units · Derivative | 22,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-059565 · doc4.xml · derivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,000 Underlying: Common Stock · 22,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 1, 2020, the reporting person was granted 220,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. On March 31, 2021, the $15.00 stock price hurdle was achieved and, on October 1, 2021, the continued employment requirement was met, resulting in vesting of 22,000 performance share units. F3 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:08 UTC | Vistance Networks, Inc. COMM · Entity 4717 | Exercise / conversionCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-059565 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 1, 2020, the reporting person was granted 220,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. On March 31, 2021, the $15.00 stock price hurdle was achieved and, on October 1, 2021, the continued employment requirement was met, resulting in vesting of 22,000 performance share units. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 20:51 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 65,000 | $15.26 | $991,913.00 |
DisclosureSEC source: 0001209191-21-051894 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,677 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $14.935 to $15.44. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes 100,000 restricted sock units that were granted on 10/01/2020 and will vest in three equal installments on 10/01/2021, 10/01/2022, and 10/01/2023, subject to the reporting person's continued service with the issuer. Read SEC document |
| May 07, 2021 Filed Mar 3, 2022 14:24 UTC | Vistance Networks, Inc. COMM · Entity 4717 | Tax withholdingCommon Stock | 5,047 | $18.38 | $92,763.86 |
DisclosureSEC source: 0001209191-22-015215 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,630 F1 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:10 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantPerformance Share Units · Derivative | 220,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053095 · doc4.xml · derivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Underlying: Common Stock · 220,000 shares Expires 2024-10-01 F3 · shares: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued service with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. F3 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued service with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:10 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053095 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,677 F1 · acquired: Reflects restricted stock units that vest in three equal installments on 10/01/2021, 10/01/2022 and 10/01/2023, subject to the reporting person's continued service with the issuer. F2 · balance_after: As previously reported, includes 16,100 restricted stock units that were granted on 5/08/2020 pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021, and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:32 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 16,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028524 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,677 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 01, 2020 Filed May 4, 2020 11:56 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | Disposition to issuerCommon Stock | 71,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000870385-20-000020 · primary_doc.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of in accordance with the Agreement and Plan of Merger, dated as of November 17, 2019 (the "Merger Agreement") by and between Carolina Financial Corporation and United Bancshares, Inc., pursuant to which Carolina Financial Corporation was merged with and into United Bancshares Inc., effective May 1, 2020 (the "Merger"). On May 1, 2020, the effective date of the Merger, each issued and outstanding share of Carolina Financial Corporation common stock was converted into the right to receive 1.13 shares of United Bancshares, Inc. common stock (subject to the payment of cash in lieu of fractional shares). As a result of the Merger, a Reporting Person no longer beneficially owns, directly or indirectly, any shares of Carolina Financial Corporation common stock. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 22:09 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 15,000 | $6.89 | $103,306.50 |
DisclosureSEC source: 0001209191-20-019352 · doc4.xml · nonDerivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,577 F3 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $6.835 to $6.94. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, reflects 11,242 restricted stock units that were granted on 6/21/2019 and will vest the earlier to occur of (i) June 21, 2020 or (ii) the date of the issuer's 2020 annual stockholders'meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 22:09 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 15,000 | $6.85 | $102,709.50 |
DisclosureSEC source: 0001209191-20-019352 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,577 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $6.84 to $6.86. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, reflects 11,242 restricted stock units that were granted on 6/21/2019 and will vest the earlier to occur of (i) June 21, 2020 or (ii) the date of the issuer's 2020 annual stockholders'meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 20:34 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 11,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038938 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,577 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 15:03 UTC | CAROLINA FINANCIAL CORP CARO · Entity 149472 | GrantCommon Stock | 677 | $36.91 | $24,988.07 |
DisclosureSEC source: 0000870385-19-000020 · primary_doc.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,143 Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:07 UTC | Vistance Networks, Inc. COMM · Entity 4717 | PurchaseCommon Stock | 25,000 | $19.00 | $474,950.00 |
DisclosureSEC source: 0001209191-18-058502 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,335 F1 · price: The price shown is the weighted average prices of the shares purchased in this transaction. The price range for this transaction is $18.99 to $19.00. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes 5,712 restricted stock units that were granted on May 4, 2018 and will vest on May 4, 2019, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 04, 2018 Filed May 8, 2018 21:48 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 5,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028678 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,335 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on May 4, 2019, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.