Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | SVP Intelligent Devices | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 3,371 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 3,371 · Balance 3,371 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2025 Filed May 9, 2025 22:40 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 500 | $171.46 | $85,730.00 |
DisclosureSEC source: 0001024478-25-000040 · wk-form4_1746830437.xml · nonDerivative · entry 1 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1 | $298.25 | $298.25 |
DisclosureSEC source: 0001024478-24-000188 · wk-form4_1733879301.xml · nonDerivative · entry 7 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,838 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 12/9/2024. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 16 | $297.78 | $4,764.44 |
DisclosureSEC source: 0001024478-24-000188 · wk-form4_1733879301.xml · nonDerivative · entry 6 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,839 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 12/9/2024. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.1850 to $298.1800. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 20 | $296.62 | $5,932.47 |
DisclosureSEC source: 0001024478-24-000188 · wk-form4_1733879301.xml · nonDerivative · entry 5 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,855 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 12/9/2024. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.1000 to $296.9950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 9 | $295.20 | $2,656.78 |
DisclosureSEC source: 0001024478-24-000188 · wk-form4_1733879301.xml · nonDerivative · entry 4 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,875 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 12/9/2024. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.8000 to $295.5300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000188 · wk-form4_1733879301.xml · derivative · entry 10 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 154 Underlying: Common Stock · 154 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F9 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000188 · wk-form4_1733879301.xml · nonDerivative · entry 3 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 20 | $301.99 | $6,039.82 |
DisclosureSEC source: 0001024478-24-000188 · wk-form4_1733879301.xml · nonDerivative · entry 2 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,730 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 12/7/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $301.76 to $302.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2024 Filed Dec 11, 2024 01:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000188 · wk-form4_1733879301.xml · derivative · entry 9 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F9 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2024 Filed Dec 11, 2024 01:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000188 · wk-form4_1733879301.xml · nonDerivative · entry 1 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 2,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000164 · wk-form4_1733523525.xml · derivative · entry 6 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,525 Underlying: Common Stock · 2,525 shares Expires 2027-12-05 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,023 | $0.00 Strike: $297.10 | $0.00 |
DisclosureSEC source: 0001024478-24-000164 · wk-form4_1733523525.xml · derivative · entry 5 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,023 Underlying: Common Stock · 8,023 shares Expires 2034-12-05 F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 229 | $296.46 | $67,890.32 |
DisclosureSEC source: 0001024478-24-000164 · wk-form4_1733523525.xml · nonDerivative · entry 2 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,681 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 12/4/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.30 to $296.4850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 22:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 787 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000164 · wk-form4_1733523525.xml · derivative · entry 4 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,575 Underlying: Common Stock · 787 shares Expires 2026-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 22:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 787 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000164 · wk-form4_1733523525.xml · nonDerivative · entry 1 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 21:32 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 137 | $256.76 | $35,175.54 |
DisclosureSEC source: 0001024478-24-000068 · wk-form4_1717795953.xml · nonDerivative · entry 3 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,123 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 06/06/2024. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.38 to $257.05. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 21:32 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 90 | $255.71 | $23,013.60 |
DisclosureSEC source: 0001024478-24-000068 · wk-form4_1717795953.xml · nonDerivative · entry 2 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,260 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 06/06/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.37 to $256.08. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 21:32 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 776 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000068 · wk-form4_1717795953.xml · derivative · entry 5 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 776 Underlying: Common Stock · 776 shares Expires 2025-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 21:32 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 776 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000068 · wk-form4_1717795953.xml · nonDerivative · entry 1 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2024 Filed Jun 3, 2024 23:19 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 70 | $260.64 | $18,245.10 |
DisclosureSEC source: 0001024478-24-000058 · wk-form4_1717456743.xml · nonDerivative · entry 4 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,574 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 6/1/2024. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $260.47 to $260.79. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2024 Filed Jun 3, 2024 23:19 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 72 | $259.87 | $18,710.76 |
DisclosureSEC source: 0001024478-24-000058 · wk-form4_1717456743.xml · nonDerivative · entry 3 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,644 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 6/1/2024. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $259.38 to $260.30. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2024 Filed Jun 3, 2024 23:19 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 31 | $259.04 | $8,030.13 |
DisclosureSEC source: 0001024478-24-000058 · wk-form4_1717456743.xml · nonDerivative · entry 2 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,716 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2023 to cover taxes due on restricted stock units that vested on 6/1/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.23 to $259.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2024 Filed Jun 3, 2024 23:19 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 594 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000058 · wk-form4_1717456743.xml · derivative · entry 6 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,189 Underlying: Common Stock · 594 shares Expires 2026-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| June 01, 2024 Filed Jun 3, 2024 23:19 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 594 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000058 · wk-form4_1717456743.xml · nonDerivative · entry 1 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 02:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10 | $280.20 | $2,802.00 |
DisclosureSEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · nonDerivative · entry 7 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,153 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/25/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 02:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 130 | $279.63 | $36,351.65 |
DisclosureSEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · nonDerivative · entry 6 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,163 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/25/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.04 to $280.02. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · derivative · entry 12 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 235 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · derivative · entry 11 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · nonDerivative · entry 5 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · nonDerivative · entry 4 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 02:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · derivative · entry 10 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 308 Underlying: Common Stock · 154 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 02:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · nonDerivative · entry 3 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 02:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 20 | $279.14 | $5,582.72 |
DisclosureSEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · nonDerivative · entry 2 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 825 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/25/2023 to cover taxes due on restricted stock units that vested on 12/7/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.99 to $279.5050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 02:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · derivative · entry 9 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 69 Underlying: Common Stock · 69 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 02:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000201 · wk-form4_1702346398.xml · nonDerivative · entry 1 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 00:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 2,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000178 · wk-form4_1701823862.xml · derivative · entry 2 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,362 Underlying: Common Stock · 2,362 shares Expires 2026-12-04 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 00:51 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 7,683 | $0.00 Strike: $279.50 | $0.00 |
DisclosureSEC source: 0001024478-23-000178 · wk-form4_1701823862.xml · derivative · entry 1 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,683 Underlying: Common Stock · 7,683 shares Expires 2033-12-04 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 22:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000119 · wf-form4_169637040229962.xml · derivative · entry 1 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235 Underlying: Common Stock · 235 shares Expires 2023-12-10 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 776 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000060 · wf-form4_168617202878953.xml · derivative · entry 3 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,552 Underlying: Common Stock · 776 shares Expires 2025-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F3 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 776 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000060 · wf-form4_168617202878953.xml · nonDerivative · entry 1 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 1,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000057 · wf-form4_168574042709680.xml · derivative · entry 1 Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,783 Underlying: Common Stock · 1,783 shares Expires 2026-06-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.