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person · Reporting owner

Rogers Erica J.

Disclosed activity across 4 companies

Tapewire entity
41381
SEC CIK
0001769940

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ceribell, Inc.CBLL · Entity 4994DirectorJune 02, 2026June 04, 2026
Lucira Health, Inc.LHDX · Entity 115613DirectorJune 01, 2022June 03, 2022
Sight Sciences, Inc.SGHT · Entity 5537DirectorJune 05, 2025June 10, 2025
Silk Road Medical IncSILK · Entity 87417Director · President and CEOMarch 02, 2021September 29, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ceribell, Inc.

Report date June 02, 2026 · Filed June 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,054 Reported balance After 2026-06-02 transaction · row 1
1 source row

Row 1 · 2026-06-02 · Grant · Acquired 7,838 · Balance 33,054

F1: Represents restricted stock units ("RSUs").

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs").

Lucira Health, Inc.

Report date June 01, 2022 · Filed June 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.85 · Expires 2032-05-31Direct59,459 Reported balance After 2022-06-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-06-01 · Grant · Acquired 59,459 · Balance 59,459

F1: The shares subject to this option will vest upon the earlier of the one year anniversary of the grant date of June 1, 2022 or immediately prior to the next annual meeting.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to this option will vest upon the earlier of the one year anniversary of the grant date of June 1, 2022 or immediately prior to the next annual meeting.

Sight Sciences, Inc.

Report date June 05, 2025 · Filed June 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect175,352 Reported balance After 2025-06-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-06-05 · Grant · Acquired 30,952 · Balance 175,352

F1: Reflects a grant of restricted stock units ("RSUs") made to the Reporting Person under the Issuer's Non-Employee Director Compensation Program. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.001 per share ("Common Stock"). The number of RSUs granted is equal to $130,000 divided by the closing price of the Common Stock on the grant date, June 5, 2025. The RSUs vest on the earlier of June 5, 2026 and the date of the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's continued service as a director on the Company's board of directors through such vesting date.

F2: Includes (i) 44,400 shares of Common Stock, (ii) 30,952 RSUs, which are subject to vesting as reported herein, and (iii) 100,000 shares of Common Stock which the Reporting Person has the right to acquire upon the exercise of stock options exercisable within 60 days of June 5, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a grant of restricted stock units ("RSUs") made to the Reporting Person under the Issuer's Non-Employee Director Compensation Program. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.001 per share ("Common Stock"). The number of RSUs granted is equal to $130,000 divided by the closing price of the Common Stock on the grant date, June 5, 2025. The RSUs vest on the earlier of June 5, 2026 and the date of the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person's continued service as a director on the Company's board of directors through such vesting date.

F2: Includes (i) 44,400 shares of Common Stock, (ii) 30,952 RSUs, which are subject to vesting as reported herein, and (iii) 100,000 shares of Common Stock which the Reporting Person has the right to acquire upon the exercise of stock options exercisable within 60 days of June 5, 2025.

Silk Road Medical Inc

Report date March 02, 2021 · Filed September 29, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect267,988 Reported balance After 2021-03-02 transaction · row 1
1 source row

Row 1 · 2021-03-02 · Sale · Disposed 1,651 · Balance 267,988

F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on September 11, 2020, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

F2: This transaction was executed in multiple trades at price ranging from $56.55 to $56.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on September 11, 2020, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). In compliance with SEC guidance, the Reporting Person has not checked the box above but states that the Rule 10b5-1 trading plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

F2: This transaction was executed in multiple trades at price ranging from $56.55 to $56.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 11, 2022 Filed Jul 13, 2022 17:32 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionCommon Stock 30,000 $1.60 $48,000.00
Disclosure

SEC source: 0001593968-22-001242 · primary_01.xml · nonDerivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

Read SEC document
June 08, 2022 Filed Aug 5, 2022 20:08 UTC Sight Sciences, Inc. SGHT · Entity 5537 GrantRestricted Stock Units · Derivative 11,940 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-027818 · doc4.xml · derivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,940

Underlying: Common Stock · 11,940 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) June 8, 2023 and (ii) one day prior to the Company's 2023 annual meeting of shareholders, subject to the Reporting Person's continued service with the Issuer through such vesting date. The RSUs have no expiration date.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) June 8, 2023 and (ii) one day prior to the Company's 2023 annual meeting of shareholders, subject to the Reporting Person's continued service with the Issuer through such vesting date. The RSUs have no expiration date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:42 UTC Lucira Health, Inc. LHDX · Entity 115613 GrantStock Option (right to buy) · Derivative 59,459 $0.00 Strike: $1.85 $0.00
Disclosure

SEC source: 0001209191-22-034104 · doc4.xml · derivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,459

Underlying: Common Stock · 59,459 shares

Expires 2032-05-31

F1 · derivative.exercise_date: The shares subject to this option will vest upon the earlier of the one year anniversary of the grant date of June 1, 2022 or immediately prior to the next annual meeting.

Read SEC document
May 20, 2022 Filed Jul 13, 2022 17:32 UTC Silk Road Medical Inc SILK · Entity 87417 GrantCommon Stock 550 $24.51 $13,480.50
Disclosure

SEC source: 0001593968-22-001242 · primary_01.xml · nonDerivative · entry 3

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,199

F3 · kind: These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(c).

Read SEC document
April 11, 2022 Filed Apr 13, 2022 19:21 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionOption (right to buy) · Derivative 30,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001593968-22-000863 · primary_01.xml · derivative · entry 4

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,654

Underlying: Common Stock · 30,000 shares

Expires 2026-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 19:21 UTC Silk Road Medical Inc SILK · Entity 87417 SaleCommon Stock 30,000 $43.37 $1,301,172.00
Disclosure

SEC source: 0001593968-22-000863 · primary_01.xml · nonDerivative · entry 2

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,649

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

F2 · price: This transaction was executed in multiple trades at price ranging from $42.80 to $44.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 19:21 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionCommon Stock 30,000 $1.60 $48,000.00
Disclosure

SEC source: 0001593968-22-000863 · primary_01.xml · nonDerivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:56 UTC Silk Road Medical Inc SILK · Entity 87417 GrantOption (right to buy) · Derivative 162,700 $0.00 Strike: $36.01 $0.00
Disclosure

SEC source: 0001593968-22-000657 · primary_01.xml · derivative · entry 6

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,700

Underlying: Common Stock · 162,700 shares

Expires 2032-03-03

F4 · derivative.exercise_date: One forty-eighth of the shares subject to the option shall vest on April 1, 2022 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:56 UTC Silk Road Medical Inc SILK · Entity 87417 GrantOption (right to buy) · Derivative 85,320 $0.00 Strike: $36.01 $0.00
Disclosure

SEC source: 0001593968-22-000657 · primary_01.xml · derivative · entry 5

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,320

Underlying: Common Stock · 85,320 shares

Expires 2032-03-03

F4 · derivative.exercise_date: One forty-eighth of the shares subject to the option shall vest on April 1, 2022 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:56 UTC Silk Road Medical Inc SILK · Entity 87417 Tax withholdingCommon Stock 3,100 $35.72 $110,735.72
Disclosure

SEC source: 0001593968-22-000657 · primary_01.xml · nonDerivative · entry 3

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,649

F2 · shares: Represents shares that have been sold by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:56 UTC Silk Road Medical Inc SILK · Entity 87417 GrantCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000657 · primary_01.xml · nonDerivative · entry 2

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,749

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of SILK common stock. 25% of the shares shall vest on March 1, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:56 UTC Silk Road Medical Inc SILK · Entity 87417 GrantCommon Stock 93,570 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000657 · primary_01.xml · nonDerivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,749

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of SILK common stock. 25% of the shares shall vest on March 1, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 18:55 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionOption (right to buy) · Derivative 10,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001593968-22-000213 · primary_01.xml · derivative · entry 4

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,654

Underlying: Common Stock · 10,000 shares

Expires 2026-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 18:55 UTC Silk Road Medical Inc SILK · Entity 87417 SaleCommon Stock 10,000 $41.88 $418,787.00
Disclosure

SEC source: 0001593968-22-000213 · primary_01.xml · nonDerivative · entry 2

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,179

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

F2 · price: This transaction was executed in multiple trades at price ranging from $40.03 to $42.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 11, 2022 Filed Jan 13, 2022 18:55 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionCommon Stock 10,000 $1.60 $16,000.00
Disclosure

SEC source: 0001593968-22-000213 · primary_01.xml · nonDerivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:39 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionOption (right to buy) · Derivative 10,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001593968-21-002545 · primary_01.xml · derivative · entry 4

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,654

Underlying: Common Stock · 10,000 shares

Expires 2026-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:39 UTC Silk Road Medical Inc SILK · Entity 87417 SaleCommon Stock 10,000 $40.95 $409,530.00
Disclosure

SEC source: 0001593968-21-002545 · primary_01.xml · nonDerivative · entry 2

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,179

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

F2 · price: This transaction was executed in multiple trades at price ranging from $40.25 to $41.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:39 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionCommon Stock 10,000 $1.60 $16,000.00
Disclosure

SEC source: 0001593968-21-002545 · primary_01.xml · nonDerivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

Read SEC document
November 30, 2021 Filed Nov 30, 2021 19:37 UTC Silk Road Medical Inc SILK · Entity 87417 PurchaseCommon Stock 2,500 $41.30 $103,250.00
Disclosure

SEC source: 0001593968-21-002476 · primary_01.xml · nonDerivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,179

F1 · price: This transaction was executed in multiple trades at price ranging from $41.22 to $41.31. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 18:14 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionOption (right to buy) · Derivative 10,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001593968-21-002392 · primary_01.xml · derivative · entry 8

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,654

Underlying: Common Stock · 10,000 shares

Expires 2026-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 18:14 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionOption (right to buy) · Derivative 5,738 $0.00 Strike: $1.46 $0.00
Disclosure

SEC source: 0001593968-21-002392 · primary_01.xml · derivative · entry 7

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,738 shares

Expires 2024-12-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 18:14 UTC Silk Road Medical Inc SILK · Entity 87417 SaleCommon Stock 2,357 $50.47 $118,957.79
Disclosure

SEC source: 0001593968-21-002392 · primary_01.xml · nonDerivative · entry 5

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,679

F3 · kind: The sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 18:14 UTC Silk Road Medical Inc SILK · Entity 87417 SaleCommon Stock 10,000 $50.64 $506,394.00
Disclosure

SEC source: 0001593968-21-002392 · primary_01.xml · nonDerivative · entry 4

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,036

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

F2 · price: This transaction was executed in multiple trades at price ranging from $49.31 to $51.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 18:14 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionCommon Stock 10,000 $1.60 $16,000.00
Disclosure

SEC source: 0001593968-21-002392 · primary_01.xml · nonDerivative · entry 3

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 18:14 UTC Silk Road Medical Inc SILK · Entity 87417 SaleCommon Stock 5,738 $50.64 $290,568.88
Disclosure

SEC source: 0001593968-21-002392 · primary_01.xml · nonDerivative · entry 2

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,036

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

F2 · price: This transaction was executed in multiple trades at price ranging from $49.31 to $51.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 18:14 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionCommon Stock 5,738 $1.46 $8,377.48
Disclosure

SEC source: 0001593968-21-002392 · primary_01.xml · nonDerivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021.

Read SEC document
October 11, 2021 Filed Oct 12, 2021 20:48 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionOption (right to buy) · Derivative 11,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001593968-21-002263 · primary_01.xml · derivative · entry 4

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,654

Underlying: Common Stock · 11,000 shares

Expires 2026-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
October 11, 2021 Filed Oct 12, 2021 20:48 UTC Silk Road Medical Inc SILK · Entity 87417 SaleCommon Stock 11,000 $55.73 $613,013.50
Disclosure

SEC source: 0001593968-21-002263 · primary_01.xml · nonDerivative · entry 2

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,036

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F2 · price: This transaction was executed in multiple trades at price ranging from $53.98 to $56.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 11, 2021 Filed Oct 12, 2021 20:48 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionCommon Stock 11,000 $1.60 $17,600.00
Disclosure

SEC source: 0001593968-21-002263 · primary_01.xml · nonDerivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

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September 13, 2021 Filed Sep 14, 2021 20:23 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionOption (right to buy) · Derivative 11,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001593968-21-002127 · primary_01.xml · derivative · entry 4

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,654

Underlying: Common Stock · 11,000 shares

Expires 2026-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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September 13, 2021 Filed Sep 14, 2021 20:23 UTC Silk Road Medical Inc SILK · Entity 87417 SaleCommon Stock 11,000 $57.32 $630,565.10
Disclosure

SEC source: 0001593968-21-002127 · primary_01.xml · nonDerivative · entry 2

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,036

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F2 · price: This transaction was executed in multiple trades at price ranging from $56.05 to $58.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 20:23 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionCommon Stock 11,000 $1.60 $17,600.00
Disclosure

SEC source: 0001593968-21-002127 · primary_01.xml · nonDerivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 19:32 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionOption (right to buy) · Derivative 11,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001593968-21-001970 · primary_01.xml · derivative · entry 4

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,654

Underlying: Common Stock · 11,000 shares

Expires 2026-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 19:32 UTC Silk Road Medical Inc SILK · Entity 87417 SaleCommon Stock 11,000 $49.12 $540,317.80
Disclosure

SEC source: 0001593968-21-001970 · primary_01.xml · nonDerivative · entry 2

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,036

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F2 · price: This transaction was executed in multiple trades at price ranging from $48.61 to $49.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 19:32 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionCommon Stock 11,000 $1.60 $17,600.00
Disclosure

SEC source: 0001593968-21-001970 · primary_01.xml · nonDerivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 18:54 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionOption (right to buy) · Derivative 11,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001593968-21-001839 · primary_01.xml · derivative · entry 4

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,654

Underlying: Common Stock · 11,000 shares

Expires 2026-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 18:54 UTC Silk Road Medical Inc SILK · Entity 87417 SaleCommon Stock 11,000 $46.25 $508,774.20
Disclosure

SEC source: 0001593968-21-001839 · primary_01.xml · nonDerivative · entry 2

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,036

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F2 · price: This transaction was executed in multiple trades at price ranging from $45.19 to $47.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 18:54 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionCommon Stock 11,000 $1.60 $17,600.00
Disclosure

SEC source: 0001593968-21-001839 · primary_01.xml · nonDerivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 18:16 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionOption (right to buy) · Derivative 11,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001593968-21-001613 · primary_01.xml · derivative · entry 5

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,654

Underlying: Common Stock · 11,000 shares

Expires 2026-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 18:16 UTC Silk Road Medical Inc SILK · Entity 87417 SaleCommon Stock 11,000 $47.02 $517,188.10
Disclosure

SEC source: 0001593968-21-001613 · primary_01.xml · nonDerivative · entry 2

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,616

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F2 · price: This transaction was executed in multiple trades at price ranging from $46.64 to $47.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 18:16 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionCommon Stock 11,000 $1.60 $17,600.00
Disclosure

SEC source: 0001593968-21-001613 · primary_01.xml · nonDerivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

Read SEC document
May 20, 2021 Filed Jun 14, 2021 18:16 UTC Silk Road Medical Inc SILK · Entity 87417 GrantCommon Stock 420 $40.38 $16,959.60
Disclosure

SEC source: 0001593968-21-001613 · primary_01.xml · nonDerivative · entry 3

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,036

F3 · kind: These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(c).

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May 11, 2021 Filed May 12, 2021 21:38 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionOption (right to buy) · Derivative 11,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001593968-21-001295 · primary_01.xml · derivative · entry 4

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,654

Underlying: Common Stock · 11,000 shares

Expires 2026-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
May 11, 2021 Filed May 12, 2021 21:38 UTC Silk Road Medical Inc SILK · Entity 87417 SaleCommon Stock 11,000 $48.65 $535,197.30
Disclosure

SEC source: 0001593968-21-001295 · primary_01.xml · nonDerivative · entry 2

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,616

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F2 · price: This transaction was executed in multiple trades at price ranging from $47.82 to $49.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 11, 2021 Filed May 12, 2021 21:38 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionCommon Stock 11,000 $1.60 $17,600.00
Disclosure

SEC source: 0001593968-21-001295 · primary_01.xml · nonDerivative · entry 1

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:02 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionOption (right to buy) · Derivative 10,605 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001593968-21-001114 · primary_01.xml · derivative · entry 7

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,654

Underlying: Common Stock · 10,605 shares

Expires 2026-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:02 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionOption (right to buy) · Derivative 395 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001593968-21-001114 · primary_01.xml · derivative · entry 6

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,467

Underlying: Common Stock · 395 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:02 UTC Silk Road Medical Inc SILK · Entity 87417 SaleCommon Stock 10,605 $49.73 $527,422.71
Disclosure

SEC source: 0001593968-21-001114 · primary_01.xml · nonDerivative · entry 4

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,616

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F2 · price: This transaction was executed in multiple trades at price ranging from $48.81 to $50.30. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:02 UTC Silk Road Medical Inc SILK · Entity 87417 Exercise / conversionCommon Stock 10,605 $1.60 $16,968.00
Disclosure

SEC source: 0001593968-21-001114 · primary_01.xml · nonDerivative · entry 3

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:02 UTC Silk Road Medical Inc SILK · Entity 87417 SaleCommon Stock 395 $49.73 $19,644.69
Disclosure

SEC source: 0001593968-21-001114 · primary_01.xml · nonDerivative · entry 2

Rogers Erica J. · CIK 0001769940 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,616

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.

F2 · price: This transaction was executed in multiple trades at price ranging from $48.81 to $50.30. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.