Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Flywire CorpFLYW · Entity 1568 | Director | June 02, 2026 | June 04, 2026 |
| Macondray Capital Acquisition Corp. IDRAY · Entity 137746 | Director | June 30, 2021 | June 30, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Flywire Corp
Report date June 02, 2026 · Filed June 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | Direct | 59,318 |
Reported balance
After 2026-06-02 transaction · row 1
1 source rowRow 1 · 2026-06-02 · Grant · Acquired 11,558 · Balance 59,318 F1: Represents a restricted stock unit award that vests on the earlier of (a) June 2, 2027, and (b) the Issuer's next annual meeting of stockholders, provided that the Reporting Person has provided continuous service to the Issuer through such date. In addition, the restricted stock unit award will accelerate and fully vest upon a change in control, or the Reporting Person's earlier death or disability. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit award that vests on the earlier of (a) June 2, 2027, and (b) the Issuer's next annual meeting of stockholders, provided that the Reporting Person has provided continuous service to the Issuer through such date. In addition, the restricted stock unit award will accelerate and fully vest upon a change in control, or the Reporting Person's earlier death or disability.
Macondray Capital Acquisition Corp. I
Report date June 30, 2021 · Filed June 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary shares, par value $0.0001SEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-06-30 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The reporting person owns 40,000 Class B ordinary shares which are convertible into Class A ordinary shares as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-256171). The Class B ordinary shares have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person owns 40,000 Class B ordinary shares which are convertible into Class A ordinary shares as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-256171). The Class B ordinary shares have no expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Robinhood Markets, Inc.
Report date April 01, 2023 · Filed April 04, 2023
Section 16 reporting ended · disclosed 2023-04-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 703,057 |
Ending reported balance
After 2023-04-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-04-01 · Exercise / conversion · Acquired 97,447 · Balance 751,372 F1: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Row 2 · 2023-04-01 · Tax withholding · Disposed 48,315 · Balance 703,057 F2: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 97,447 RSUs and does not represent a sale by the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-08-18 | Direct | 36,965 |
Reported balance
After 2023-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-04-01 · Exercise / conversion · Disposed 36,964 · Balance 36,965 F1: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3: On August 19, 2019, the Reporting Person was granted 591,425 RSUs under Robinhood's Amended and Restated 2013 Stock Plan, which award was amended and restated on January 13, 2020. One-eighth (1/8) of these RSUs vested on January 1, 2020, with the remainder scheduled to vest in fourteen (14) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-12-09 | Direct | 141,129 |
Reported balance
After 2023-04-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-04-01 · Exercise / conversion · Disposed 20,161 · Balance 141,129 F1: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs vested on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-12-09 | Direct | 282,258 |
Reported balance
After 2023-04-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-04-01 · Exercise / conversion · Disposed 40,322 · Balance 282,258 F1: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-eighth (1/8) of these RSUs vested on April 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 168,064 |
Reported balance
Holding disclosure · report date 2023-04-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 168,064 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F2: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 97,447 RSUs and does not represent a sale by the Reporting Person.
F3: On August 19, 2019, the Reporting Person was granted 591,425 RSUs under Robinhood's Amended and Restated 2013 Stock Plan, which award was amended and restated on January 13, 2020. One-eighth (1/8) of these RSUs vested on January 1, 2020, with the remainder scheduled to vest in fourteen (14) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F4: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs vested on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F5: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-eighth (1/8) of these RSUs vested on April 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2022 Filed Jun 3, 2022 22:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 31,091 | $9.37 | $291,322.67 |
DisclosureSEC source: 0001783879-22-000119 · wf-form4_165429589297566.xml · nonDerivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,181 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 62,707 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 62,707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000119 · wf-form4_165429589297566.xml · nonDerivative · entry 1 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| May 01, 2022 Filed May 3, 2022 23:01 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 8,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000100 · wf-form4_165161881544278.xml · derivative · entry 4 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,714 Underlying: Class A Common Stock · 8,215 shares Expires 2026-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan, which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| May 01, 2022 Filed May 3, 2022 23:01 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 4,073 | $9.81 | $39,956.13 |
DisclosureSEC source: 0001783879-22-000100 · wf-form4_165161881544278.xml · nonDerivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,565 F2 · price: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 8,215 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| May 01, 2022 Filed May 3, 2022 23:01 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 8,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000100 · wf-form4_165161881544278.xml · nonDerivative · entry 1 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:08 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 20,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000083 · wf-form4_164911731768460.xml · derivative · entry 6 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,774 Underlying: Class A Common Stock · 20,161 shares Expires 2027-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:08 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 36,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000083 · wf-form4_164911731768460.xml · derivative · entry 5 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,821 Underlying: Class A Common Stock · 36,964 shares Expires 2026-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 591,425 RSUs under the 2013 Plan, which award was amended and restated on January 13, 2020. One-eighth (1/8) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in fourteen (14) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:08 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 8,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000083 · wf-form4_164911731768460.xml · derivative · entry 4 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,929 Underlying: Class A Common Stock · 8,214 shares Expires 2026-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which awards was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:08 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 32,396 | $13.50 | $437,346.00 |
DisclosureSEC source: 0001783879-22-000083 · wf-form4_164911731768460.xml · nonDerivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,423 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 65,339 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:08 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 65,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000083 · wf-form4_164911731768460.xml · nonDerivative · entry 1 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 01:16 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GrantRestricted Stock Units · Derivative | 77,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000067 · wf-form4_164851655334745.xml · derivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,160 Underlying: Class A Common Stock · 77,160 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 77,160 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 77,160 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 01:16 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GrantRestricted Stock Units · Derivative | 385,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000067 · wf-form4_164851655334745.xml · derivative · entry 1 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,802 Underlying: Class A Common Stock · 385,802 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:48 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 30,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000053 · wf-form4_164635129146392.xml · derivative · entry 5 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,670 Underlying: Class A Common Stock · 30,381 shares Expires 2027-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 486,102 RSUs under the 2013 Plan. One-fourth (1/4) of these RSUs were scheduled to vest on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:48 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 8,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000053 · wf-form4_164635129146392.xml · derivative · entry 4 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,143 Underlying: Class A Common Stock · 8,214 shares Expires 2026-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which awards was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:48 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 19,136 | $11.77 | $225,230.72 |
DisclosureSEC source: 0001783879-22-000053 · wf-form4_164635129146392.xml · nonDerivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,480 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 38,595 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:48 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 38,595 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000053 · wf-form4_164635129146392.xml · nonDerivative · entry 1 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:57 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 8,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000034 · wf-form4_164393262023522.xml · derivative · entry 4 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,357 Underlying: Class A Common Stock · 8,214 shares Expires 2026-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan, which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:57 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 4,073 | $14.65 | $59,669.45 |
DisclosureSEC source: 0001783879-22-000034 · wf-form4_164393262023522.xml · nonDerivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,021 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 8,214 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:57 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 8,214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000034 · wf-form4_164393262023522.xml · nonDerivative · entry 1 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 02:09 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 24,746 | $18.44 | $456,316.24 |
DisclosureSEC source: 0001783879-22-000015 · wf-form4_164134853976851.xml · nonDerivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,880 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting of 65,340 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:09 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 20,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000015 · wf-form4_164134853976851.xml · derivative · entry 6 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,935 Underlying: Class A Common Stock · 20,162 shares Expires 2027-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:09 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 36,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000015 · wf-form4_164134853976851.xml · derivative · entry 5 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,785 Underlying: Class A Common Stock · 36,964 shares Expires 2026-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 591,425 RSUs under the 2013 Stock Plan which award was amended and restated on January 13, 2020. One-eighth (1/8) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in fourteen (14) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:09 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 8,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000015 · wf-form4_164134853976851.xml · derivative · entry 4 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,571 Underlying: Class A Common Stock · 8,214 shares Expires 2026-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which awards was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| January 01, 2022 Filed Jan 5, 2022 02:09 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 65,340 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000015 · wf-form4_164134853976851.xml · nonDerivative · entry 1 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 01:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 30,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-21-000094 · wf-form4_163858203323551.xml · derivative · entry 5 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,051 Underlying: Class A Common Stock · 30,382 shares Expires 2027-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 486,102 RSUs under the 2013 Plan. One-fourth (1/4) of these RSUs were scheduled to vest on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 01:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 16,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-21-000094 · wf-form4_163858203323551.xml · derivative · entry 4 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,785 Underlying: Class A Common Stock · 16,429 shares Expires 2026-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.underlying_shares: Approximately half of the settlement transaction reported on this line represents RSUs that vested on November 1, 2021, for which Robinhood delayed settlement until the expiration of its initial public offering lock-up period. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 01:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 23,210 | $23.93 | $555,415.30 |
DisclosureSEC source: 0001783879-21-000094 · wf-form4_163858203323551.xml · nonDerivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,286 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 46,811 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 01:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 46,811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000094 · wf-form4_163858203323551.xml · nonDerivative · entry 1 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| November 08, 2021 Filed Nov 12, 2021 13:27 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 4,000 | $38.00 | $152,000.00 |
DisclosureSEC source: 0001783879-21-000075 · wf-form4_163672361502672.xml · nonDerivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 168,064 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2021. Read SEC document |
| November 08, 2021 Filed Nov 12, 2021 13:27 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 17,159 | $38.03 | $652,620.26 |
DisclosureSEC source: 0001783879-21-000075 · wf-form4_163672361502672.xml · nonDerivative · entry 1 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,685 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in August 2021. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $38.00 to $38.13. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 01:16 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 20,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-21-000064 · wf-form4_163555657705663.xml · derivative · entry 7 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,097 Underlying: Class A Common Stock · 20,161 shares Expires 2027-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F6 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 01:16 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 30,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-21-000064 · wf-form4_163555657705663.xml · derivative · entry 6 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,433 Underlying: Class A Common Stock · 30,381 shares Expires 2027-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 486,102 RSUs under the 2013 Plan. One-fourth (1/4) of these RSUs were scheduled to vest on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 01:16 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 36,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-21-000064 · wf-form4_163555657705663.xml · derivative · entry 5 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,749 Underlying: Class A Common Stock · 36,964 shares Expires 2026-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 591,425 RSUs under the 2013 Plan, which award was amended and restated on January 13, 2020. One-eighth (1/8) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in fourteen (14) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 01:16 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 24,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-21-000064 · wf-form4_163555657705663.xml · derivative · entry 4 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,214 Underlying: Class A Common Stock · 24,643 shares Expires 2026-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 01:16 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 55,605 | $35.44 | $1,970,641.20 |
DisclosureSEC source: 0001783879-21-000064 · wf-form4_163555657705663.xml · nonDerivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,844 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting of 112,149 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 01:16 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 112,149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000064 · wf-form4_163555657705663.xml · nonDerivative · entry 1 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 21:01 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherClass A Common Stock | 172,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000012 · wf-form4_162802440862001.xml · nonDerivative · entry 5 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 172,064 F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 21:01 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherCommon Stock | 172,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000012 · wf-form4_162802440862001.xml · nonDerivative · entry 4 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 0 F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 21:01 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherClass A Common Stock | 219,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000012 · wf-form4_162802440862001.xml · nonDerivative · entry 3 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,300 F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 21:01 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherCommon Stock | 219,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000012 · wf-form4_162802440862001.xml · nonDerivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. F2 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:01 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleCommon Stock | 193,000 | $34.32 | $6,624,358.30 |
DisclosureSEC source: 0001783879-21-000012 · wf-form4_162802440862001.xml · nonDerivative · entry 1 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,300 F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $33.29 to $35.30. The weighted-average price is reported above. The reporting person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 20:24 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleCommon Stock | 7,000 | $38.47 | $269,276.70 |
DisclosureSEC source: 0001628280-21-015061 · wf-form4_162767667976717.xml · nonDerivative · entry 3 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,300 F1 · security: Shares of Common Stock will automatically be reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering ("IPO"). F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $38.00 to $39.99. The weighted-average price is reported above. The reporting person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 20:24 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 40,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015061 · wf-form4_162767667976717.xml · derivative · entry 8 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,258 Underlying: Common Stock · 40,322 shares Expires 2027-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: RSUs convert into Common Stock on a 1-for-1 basis upon vesting and settlement. F9 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan. Subject to accelerated vesting in certain circumstances, one-sixteenth (1/16) of these RSUs were scheduled to vest on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to (a) the Reporting Person's continued service with Robinhood through the applicable vesting date and (b) the occurrence of a Liquidity Event. F1 · derivative.underlying: Shares of Common Stock will automatically be reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering ("IPO"). Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 20:24 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 182,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015061 · wf-form4_162767667976717.xml · derivative · entry 7 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,814 Underlying: Common Stock · 182,288 shares Expires 2027-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: RSUs convert into Common Stock on a 1-for-1 basis upon vesting and settlement. F8 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 486,102 RSUs under the 2013 Plan. Subject to accelerated vesting in certain circumstances, one-fourth (1/4) of these RSUs were scheduled to vest on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to (a) the Reporting Person's continued service with Robinhood through the applicable vesting date and (b) the occurrence of a Liquidity Event. F1 · derivative.underlying: Shares of Common Stock will automatically be reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering ("IPO"). Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 20:24 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 295,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015061 · wf-form4_162767667976717.xml · derivative · entry 6 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,713 Underlying: Common Stock · 295,712 shares Expires 2026-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: RSUs convert into Common Stock on a 1-for-1 basis upon vesting and settlement. F7 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 591,425 RSUs under the 2013 Plan, which award was amended and restated on January 13, 2020. Subject to accelerated vesting in certain circumstances, one-eighth (1/8) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in fourteen (14) equal quarterly installments thereafter, in each case subject to (a) the Reporting Person's continued service with Robinhood through the applicable vesting date and (b) the occurrence of a Liquidity Event. F1 · derivative.underlying: Shares of Common Stock will automatically be reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering ("IPO"). Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 20:24 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 246,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015061 · wf-form4_162767667976717.xml · derivative · entry 5 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,857 Underlying: Common Stock · 246,426 shares Expires 2026-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: RSUs convert into Common Stock on a 1-for-1 basis upon vesting and settlement. F6 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which award was amended and restated on January 13, 2020. Subject to accelerated vesting in certain circumstances, one-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to (a) the Reporting Person's continued service with Robinhood through the applicable vesting date and (b) the occurrence of a liquidity event, which was satisfied upon the effectiveness of Robinhood's IPO registration statement on Form S-1 ("Liquidity Event"). F1 · derivative.underlying: Shares of Common Stock will automatically be reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering ("IPO"). Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 20:24 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingCommon Stock | 379,174 | $38.00 | $14,408,612.00 |
DisclosureSEC source: 0001628280-21-015061 · wf-form4_162767667976717.xml · nonDerivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,300 F1 · security: Shares of Common Stock will automatically be reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering ("IPO"). F4 · shares: Represents shares withheld by Robinhood to satisfy tax withholding obligations in connection with the vesting of 764,748 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 20:24 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionCommon Stock | 764,748 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-21-015061 · wf-form4_162767667976717.xml · nonDerivative · entry 1 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of Common Stock will automatically be reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering ("IPO"). F2 · shares: Represents shares received upon vesting of restricted stock units ("RSUs") in connection with the IPO Liquidity Event (as defined below). F3 · price: RSUs convert into Common Stock on a 1-for-1 basis upon vesting and settlement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.