Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMAZON COM INCAMZN · Entity 1956 | Senior Vice President and CAO | February 15, 2007 | February 21, 2007 |
| Mobility Global Inc.MBGL · Entity 392 | Director | September 01, 2026 | September 02, 2026 |
| SentinelOne, Inc.S · Entity 3695 | Director | June 25, 2026 | June 27, 2026 |
| TRIMBLE INC.TRMB · Entity 3390 | Director | January 02, 2026 | February 13, 2026 |
| WORKIVA INCWK · Entity 589 | Director | June 01, 2026 | June 03, 2026 |
| Workday, Inc.WDAY · Entity 1785 | co-President | January 16, 2018 | January 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMAZON COM INC
Report date February 15, 2007 · Filed February 21, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 36,500 |
Reported balance
After 2007-02-15 transaction · row 1
1 source rowRow 1 · 2007-02-15 · Sale · Disposed 3,500 · Balance 36,500 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2: Represents the weighted average sale price. The highest price at which shares were sold was $40.17 and the lowest price at which shares were sold was $39.87. |
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | IndirectHeld by the reporting person's Amazon.com 401(k) plan account | 307.108 |
Reported balance
Holding disclosure · report date 2007-02-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 307.108 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $40.17 and the lowest price at which shares were sold was $39.87.
Mobility Global Inc.
Report date September 01, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,267 |
Ending reported balance
After 2026-09-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-01 · Grant · Acquired 20,172 · Balance 70,172 F1: Represents a special grant of restricted stock units ("RSUs") made to the Reporting Person in connection with the Issuer's spin-off from S&P Global Inc. on July 1, 2026, pursuant to the Issuer's 2026 Long Term Incentive Plan (the "2026 Plan"). These RSUs will vest in full on the third anniversary of the date of grant, subject to the terms and conditions of the award agreement. Row 2 · 2026-09-01 · Grant · Acquired 11,095 · Balance 81,267 F2: Represents an annual grant of RSUs made to the Reporting Person in respect of his service on the Issuer's board of directors pursuant to the 2026 Plan. These RSUs will vest on July 1, 2027, subject to the terms and conditions of the award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a special grant of restricted stock units ("RSUs") made to the Reporting Person in connection with the Issuer's spin-off from S&P Global Inc. on July 1, 2026, pursuant to the Issuer's 2026 Long Term Incentive Plan (the "2026 Plan"). These RSUs will vest in full on the third anniversary of the date of grant, subject to the terms and conditions of the award agreement.
F2: Represents an annual grant of RSUs made to the Reporting Person in respect of his service on the Issuer's board of directors pursuant to the 2026 Plan. These RSUs will vest on July 1, 2027, subject to the terms and conditions of the award agreement.
SentinelOne, Inc.
Report date June 25, 2026 · Filed June 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 62,485 |
Last balance in matching sequence
After 2026-06-25 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-06-25 · Grant · Acquired 4,746 · Balance 48,247 F1: Represents an award of deferred restricted stock units (DSUs) granted on June 25, 2026, which shall vest on a time-based vesting schedule but for which settlement has been deferred pursuant to the Reporting Person's election under the Program (defined below). Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to satisfaction of the time-based vesting conditions. The DSUs shall time-vest as to 25% of the total shares on each of September 15, December 15, and March 15, and with the final quarterly installment vesting on the earliest of (i) the date of the next annual meeting of the Issuer's stockholders, (ii) the date immediately prior to the next annual meeting of the Issuer's stockholders if the applicable non-employee director's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election, and F2: [cont'd from Footnote 1] (iii) June 15, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date, and with deferred settlement occurring subject to the terms of the Program. F3: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. Row 2 · 2026-06-25 · Grant · Acquired 14,238 · Balance 62,485 F4: Represents an award of restricted stock units. The entire award shall vest and settle for shares of the Issuer's Class A Common Stock on the earliest of (a) June 25, 2027, (b) the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to such, if the Reporting Person's service as a director ends at such meeting due to his/her failure to be re-elected or not standing for re-election), (c) the Reporting Person's death, (d) the date on which the Reporting Person becomes disabled, or (e) the occurrence of a change in control as defined in the Issuer's Non-Employee Director Compensation Program (the "Program"), in each case subject to the Reporting Person's continued service to the Issuer on each vesting date. F3: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Omega Living Trust | 120,000 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 120,000 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Children's Trust 3 | 5,527 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,527 F5: The reported securities are directly held by an irrevocable trust with a third-party trustee, which was settled by the reporting person and for which a child of the reporting person is the beneficiary. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Children's Trust 2 | 5,527 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,527 F5: The reported securities are directly held by an irrevocable trust with a third-party trustee, which was settled by the reporting person and for which a child of the reporting person is the beneficiary. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Children's Trust 1 | 5,527 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 5,527 F5: The reported securities are directly held by an irrevocable trust with a third-party trustee, which was settled by the reporting person and for which a child of the reporting person is the beneficiary. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Children's Trust 4 | 5,527 |
Reported balance
Holding disclosure · report date 2026-06-25 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 5,527 F5: The reported securities are directly held by an irrevocable trust with a third-party trustee, which was settled by the reporting person and for which a child of the reporting person is the beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of deferred restricted stock units (DSUs) granted on June 25, 2026, which shall vest on a time-based vesting schedule but for which settlement has been deferred pursuant to the Reporting Person's election under the Program (defined below). Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to satisfaction of the time-based vesting conditions. The DSUs shall time-vest as to 25% of the total shares on each of September 15, December 15, and March 15, and with the final quarterly installment vesting on the earliest of (i) the date of the next annual meeting of the Issuer's stockholders, (ii) the date immediately prior to the next annual meeting of the Issuer's stockholders if the applicable non-employee director's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election, and
F2: [cont'd from Footnote 1] (iii) June 15, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date, and with deferred settlement occurring subject to the terms of the Program.
F3: Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.
F4: Represents an award of restricted stock units. The entire award shall vest and settle for shares of the Issuer's Class A Common Stock on the earliest of (a) June 25, 2027, (b) the date of the next annual meeting of the Issuer's stockholders (or the date immediately prior to such, if the Reporting Person's service as a director ends at such meeting due to his/her failure to be re-elected or not standing for re-election), (c) the Reporting Person's death, (d) the date on which the Reporting Person becomes disabled, or (e) the occurrence of a change in control as defined in the Issuer's Non-Employee Director Compensation Program (the "Program"), in each case subject to the Reporting Person's continued service to the Issuer on each vesting date.
F5: The reported securities are directly held by an irrevocable trust with a third-party trustee, which was settled by the reporting person and for which a child of the reporting person is the beneficiary.
TRIMBLE INC.
Report date January 02, 2026 · Filed February 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectOmega Living Trust | 87,589 |
Last balance in matching sequence
After 2025-09-11 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-09-11 · Gift · Disposed 87,589 · Balance 0 F1: Transfer to a trust, with Mark S Peek as beneficiary Row 2 · 2025-09-11 · Gift · Acquired 87,589 · Balance 87,589 F1: Transfer to a trust, with Mark S Peek as beneficiary |
| Common StockSEC Table I · non-derivative | IndirectMark S Peek Trustee, Family Trust | 4,928 |
Reported balance
Holding disclosure · report date 2026-01-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,928 |
Filing footnotes · ownership attribution and instrument terms
F1: Transfer to a trust, with Mark S Peek as beneficiary
WORKIVA INC
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 6,070 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 4,070 · Balance 6,070 F1: Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units pursuant to the Workiva Inc. 2014 Equity Incentive Plan.
Workday, Inc.
Report date January 16, 2018 · Filed January 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 169,717 |
Last balance in matching sequence
After 2018-01-17 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2018-01-16 · Sale · Disposed 1,511 · Balance 186,122 F1: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.9900 to $109.9899, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3: Includes 155,791 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. F4: The reported shares, other than the shares underlying the RSUs described in Footnote 3, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Row 2 · 2018-01-16 · Sale · Disposed 2,660 · Balance 183,462 F1: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $109.9900 to $110.9899, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3: Includes 155,791 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. F4: The reported shares, other than the shares underlying the RSUs described in Footnote 3, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Row 3 · 2018-01-16 · Sale · Disposed 2,272 · Balance 181,190 F1: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $111.1100 to $112.1099, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3: Includes 155,791 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. F4: The reported shares, other than the shares underlying the RSUs described in Footnote 3, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Row 4 · 2018-01-16 · Sale · Disposed 1,817 · Balance 179,373 F1: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $112.1100 to $113.1099, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3: Includes 155,791 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. F4: The reported shares, other than the shares underlying the RSUs described in Footnote 3, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Row 5 · 2018-01-17 · Sale · Disposed 9,656 · Balance 169,717 F8: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the OMEGA Living Trust, UTA 8/6/15. F3: Includes 155,791 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. F4: The reported shares, other than the shares underlying the RSUs described in Footnote 3, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 309,543 |
Reported balance
Holding disclosure · report date 2018-01-16 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 309,543 F9: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F10: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. F11: Held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.9900 to $109.9899, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
F3: Includes 155,791 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date.
F4: The reported shares, other than the shares underlying the RSUs described in Footnote 3, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $109.9900 to $110.9899, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $111.1100 to $112.1099, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $112.1100 to $113.1099, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
F8: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the OMEGA Living Trust, UTA 8/6/15.
F9: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
F10: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date.
F11: Held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2021 Filed Dec 14, 2021 22:49 UTC | SentinelOne, Inc. S · Entity 3695 | PurchaseClass A Common Stock | 30,000 | $48.02 | $1,440,573.00 |
DisclosureSEC source: 0001209191-21-069554 · doc4.xml · nonDerivative · entry 2 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,860 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.85 to $48.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:49 UTC | SentinelOne, Inc. S · Entity 3695 | GrantClass A Common Stock | 635 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069554 · doc4.xml · nonDerivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,860 F1 · shares: Represents deferred stock units ("DSUs") granted on December 10, 2021 pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program") as a form of voluntary deferred compensation for serving as a non-employee director. Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The DSUs vest as to 25% of the total shares on each of March 15, June 15, September 15 and December 15 following December 10, 2021, with the final quarterly installment vest on the earliest of (i) the date of the next annual meeting of the Issuer's stockholders, (ii) the date immediately prior to the next annual meeting of the Issuer's stockholders if the applicable non-employee director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election, and F2 · shares: [cont'd from Footnote 1] (iii) the originally scheduled vesting date of such DSU installment, subject to the Reporting Person's provision of service to the Issuer on each vesting date and subject to the terms of the Program. Read SEC document |
| September 09, 2021 Filed Sep 14, 2021 00:39 UTC | SentinelOne, Inc. S · Entity 3695 | GrantClass A Common Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055790 · doc4.xml · nonDerivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,225 F1 · shares: Represents deferred stock units ("DSUs") granted on September 9, 2021 pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program") as a form of voluntary deferred compensation for serving as a non-employee director. Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The DSUs vest as to 25% of the total shares on each of March 15, June 15, September 15 and December 15 following September 9, 2021, with the final quarterly installment vest on the earliest of (i) the date of the next annual meeting of the Issuer's stockholders, (ii) the date immediately prior to the next annual meeting of the Issuer's stockholders if the applicable non-employee director's service as a director ends at such meeting due to the director's failure to be re-elected or the director not standing for re-election, and F2 · shares: [cont'd from Footnote 1] (iii) the originally scheduled vesting date of such DSU installment, subject to the Reporting Person's provision of service to the Issuer on each vesting date and subject to the terms of the Program. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 22:10 UTC | SentinelOne, Inc. S · Entity 3695 | PurchaseClass A Common Stock | 10,000 | $35.00 | $350,000.00 |
DisclosureSEC source: 0001209191-21-045157 · doc4.xml · nonDerivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| May 12, 2021 Filed May 14, 2021 21:15 UTC | TRIMBLE INC. TRMB · Entity 3390 | GrantRestricted Stock Units · Derivative | 3,436 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000864749-21-000075 · wf-form4_162102692779285.xml · derivative · entry 3 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,436 Underlying: Common Stock · 3,436 shares Expires 2022-05-12 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Trimble Inc. common stock. F4 · derivative.exercise_date: 100% of these restricted stock units will vest on the 1st anniversary of the vest commencement date. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 12, 2021 Filed May 14, 2021 21:15 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionRestricted Stock Units · Derivative | 6,511 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000864749-21-000075 · wf-form4_162102692779285.xml · derivative · entry 2 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,511 shares Expires 2021-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of Trimble Inc. common stock. F2 · derivative.exercise_date: The vesting date of these restricted stock units was changed from 05/15/2021 to 05/12/2021. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 12, 2021 Filed May 14, 2021 21:15 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionCommon Stock | 6,511 | $0.00 | $0.00 |
DisclosureSEC source: 0000864749-21-000075 · wf-form4_162102692779285.xml · nonDerivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:26 UTC | TRIMBLE INC. TRMB · Entity 3390 | SaleCommon Stock | 5,000 | $62.30 | $311,475.00 |
DisclosureSEC source: 0000864749-20-000168 · wf-form4_160798837231063.xml · nonDerivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,251 Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:59 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionEmployee Stock Option · Derivative | 25,000 | $0.00 Strike: $35.02 | $0.00 |
DisclosureSEC source: 0000864749-20-000130 · wf-form4_159985795251541.xml · derivative · entry 3 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2021-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option grant is fully vested as of 5/9/2015. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:59 UTC | TRIMBLE INC. TRMB · Entity 3390 | SaleCommon Stock | 25,000 | $50.14 | $1,253,600.00 |
DisclosureSEC source: 0000864749-20-000130 · wf-form4_159985795251541.xml · nonDerivative · entry 2 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,251 F1 · price: This transaction was executed in multiple trades at prices ranging from $50.13 to $50.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:59 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionCommon Stock | 25,000 | $35.02 | $875,500.00 |
DisclosureSEC source: 0000864749-20-000130 · wf-form4_159985795251541.xml · nonDerivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:21 UTC | TRIMBLE INC. TRMB · Entity 3390 | GrantRestricted Stock Units · Derivative | 6,511 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000864749-20-000096 · wf-form4_159078726367538.xml · derivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,511 Underlying: Common Stock · 6,511 shares Expires 2021-05-15 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Trimble Inc. common stock. F2 · derivative.exercise_date: 100% of these restricted stock units will vest on the 1st anniversary of the vest commencement date. Read SEC document |
| May 07, 2020 Filed May 11, 2020 23:06 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionRestricted Stock Unit · Derivative | 6,494 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000864749-20-000058 · wf-form4_158923838525500.xml · derivative · entry 2 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,494 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 100% of these restricted stock units will vest on the 1st anniversary of the grant date. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of Trimble Inc. common stock. F2 · derivative.exercise_date: 100% of these restricted stock units will vest on the 1st anniversary of the grant date. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 07, 2020 Filed May 11, 2020 23:06 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionCommon Stock | 6,494 | $0.00 | $0.00 |
DisclosureSEC source: 0000864749-20-000058 · wf-form4_158923838525500.xml · nonDerivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of Trimble Inc. common stock. Read SEC document |
| February 21, 2020 Filed Feb 21, 2020 23:59 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionEmployee Stock Option · Derivative | 19,481 | $0.00 Strike: $28.08 | $0.00 |
DisclosureSEC source: 0000864749-20-000024 · wf-form4_158232952284541.xml · derivative · entry 5 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,481 shares Expires 2020-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option grant is fully vested as of May 7, 2014. Read SEC document |
| February 21, 2020 Filed Feb 21, 2020 23:59 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionCommon Stock | 19,481 | $28.08 | $547,026.48 |
DisclosureSEC source: 0000864749-20-000024 · wf-form4_158232952284541.xml · nonDerivative · entry 3 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 23:59 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionEmployee Stock Option · Derivative | 15,000 | $0.00 Strike: $14.08 | $0.00 |
DisclosureSEC source: 0000864749-20-000024 · wf-form4_158232952284541.xml · derivative · entry 4 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2020-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option grant is fully vested as of March 25, 2013. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 23:59 UTC | TRIMBLE INC. TRMB · Entity 3390 | SaleCommon Stock | 15,000 | $45.87 | $687,976.50 |
DisclosureSEC source: 0000864749-20-000024 · wf-form4_158232952284541.xml · nonDerivative · entry 2 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,276 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.61 to $46.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 23:59 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionCommon Stock | 15,000 | $14.08 | $211,200.00 |
DisclosureSEC source: 0000864749-20-000024 · wf-form4_158232952284541.xml · nonDerivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2019 Filed May 9, 2019 21:23 UTC | TRIMBLE INC. TRMB · Entity 3390 | GrantRestricted Stock Unit · Derivative | 6,494 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000864749-19-000083 · wf-form4_155743701743456.xml · derivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,494 Underlying: Common Stock · 6,494 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Trimble Inc. common stock. F2 · derivative.exercise_date: 100% of these restricted stock units will vest on the 1st anniversary of the grant date. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:50 UTC | TRIMBLE INC. TRMB · Entity 3390 | SaleCommon Stock | 4,804 | $40.99 | $196,915.96 |
DisclosureSEC source: 0000864749-19-000058 · wf-form4_155691659698081.xml · nonDerivative · entry 2 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,276 F2 · kind: The sale was effected by Mr. Peek to a rule 10b5-1 sale plan effective February 16, 2018. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:50 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionRestricted Stock Unit · Derivative | 8,006 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000864749-19-000058 · wf-form4_155691659698081.xml · derivative · entry 3 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,006 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of Trimble Inc common stock. F3 · derivative.exercise_date: 100% of these restricted stock unites will vest on the 1st anniversary of the grant date. F4 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:50 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionCommon Stock | 8,006 | $0.00 | $0.00 |
DisclosureSEC source: 0000864749-19-000058 · wf-form4_155691659698081.xml · nonDerivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of Trimble Inc common stock. Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 21:10 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionEmployee Stock Option · Derivative | 15,000 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0000864749-19-000044 · wf-form4_155665858755868.xml · derivative · entry 3 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 100% of these restricted stock units will vest on the 1st anniversary of the grant date. Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 21:10 UTC | TRIMBLE INC. TRMB · Entity 3390 | SaleCommon Stock | 15,000 | $40.00 | $600,000.00 |
DisclosureSEC source: 0000864749-19-000044 · wf-form4_155665858755868.xml · nonDerivative · entry 2 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,074 F1 · kind: The sale was effected by Mr. Peek to a rule 10b5-1 sale plan effective February 16, 2018. Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 21:10 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionCommon Stock | 15,000 | $26.98 | $404,625.00 |
DisclosureSEC source: 0000864749-19-000044 · wf-form4_155665858755868.xml · nonDerivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2018 Filed May 4, 2018 21:31 UTC | TRIMBLE INC. TRMB · Entity 3390 | SaleCommon Stock | 4,612 | $34.19 | $157,684.28 |
DisclosureSEC source: 0000864749-18-000058 · wf-form4_152546946372049.xml · nonDerivative · entry 2 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,074 F1 · kind: The sale was effected by Mr. Peek to a rule 10b5-1 sale plan effective February 16, 2018. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:31 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionRestricted Stock Unit · Derivative | 7,686 | $0.00 | $0.00 |
DisclosureSEC source: 0000864749-18-000058 · wf-form4_152546946372049.xml · derivative · entry 3 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,686 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On May 2, 2018 shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F2 · derivative.exercise_date: On May 2, 2018 shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F2 · derivative.expiration_date: On May 2, 2018 shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:31 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionCommon Stock | 7,686 | $0.00 | $0.00 |
DisclosureSEC source: 0000864749-18-000058 · wf-form4_152546946372049.xml · nonDerivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 3, 2018 15:39 UTC | TRIMBLE INC. TRMB · Entity 3390 | GrantRestricted Stock Unit · Derivative | 8,006 | $0.00 | $0.00 |
DisclosureSEC source: 0000864749-18-000048 · wf-form4_152536189601776.xml · derivative · entry 2 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,006 Underlying: Common Stock · 8,006 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Trimble Inc. common stock. F2 · derivative.exercise_date: 100% of these restricted stock units will vest on the 1st anniversary of the grant date. F2 · derivative.expiration_date: 100% of these restricted stock units will vest on the 1st anniversary of the grant date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:58 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionEmployee Stock Option · Derivative | 5,000 | $0.00 Strike: $21.53 | $0.00 |
DisclosureSEC source: 0000864749-18-000005 · wf-form4_151933669582342.xml · derivative · entry 3 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 8.33% of these options will become exercisable on 6/03/2011 and an additional 8.33% of these options will become exercisable monthly thereafter. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:58 UTC | TRIMBLE INC. TRMB · Entity 3390 | SaleCommon Stock | 5,000 | $39.36 | $196,779.00 |
DisclosureSEC source: 0000864749-18-000005 · wf-form4_151933669582342.xml · nonDerivative · entry 2 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: The price reported is the weighted average sale price of shares occurring at prices ranging from $39.31 - $39.44. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold for each separate price. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:58 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionCommon Stock | 5,000 | $21.53 | $107,650.00 |
DisclosureSEC source: 0000864749-18-000005 · wf-form4_151933669582342.xml · nonDerivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 23:19 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionEmployee Stock Option · Derivative | 5,000 | $0.00 Strike: $21.53 | $0.00 |
DisclosureSEC source: 0000864749-18-000003 · wf-form4_151873672958605.xml · derivative · entry 6 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2018-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 8.33% of these options will become exercisable on 06/03/2011 and an additional 8.33% of these options will become exercisable monthly thereafter. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 23:19 UTC | TRIMBLE INC. TRMB · Entity 3390 | SaleCommon Stock | 5,000 | $40.00 | $200,000.00 |
DisclosureSEC source: 0000864749-18-000003 · wf-form4_151873672958605.xml · nonDerivative · entry 4 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 23:19 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionCommon Stock | 5,000 | $21.53 | $107,650.00 |
DisclosureSEC source: 0000864749-18-000003 · wf-form4_151873672958605.xml · nonDerivative · entry 3 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 23:19 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionEmployee Stock Option · Derivative | 5,000 | $0.00 Strike: $21.53 | $0.00 |
DisclosureSEC source: 0000864749-18-000003 · wf-form4_151873672958605.xml · derivative · entry 5 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires 2018-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 8.33% of these options will become exercisable on 06/03/2011 and an additional 8.33% of these options will become exercisable monthly thereafter. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 23:19 UTC | TRIMBLE INC. TRMB · Entity 3390 | SaleCommon Stock | 5,000 | $39.60 | $197,985.00 |
DisclosureSEC source: 0000864749-18-000003 · wf-form4_151873672958605.xml · nonDerivative · entry 2 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 23:19 UTC | TRIMBLE INC. TRMB · Entity 3390 | Exercise / conversionCommon Stock | 5,000 | $21.53 | $107,650.00 |
DisclosureSEC source: 0000864749-18-000003 · wf-form4_151873672958605.xml · nonDerivative · entry 1 PEEK MARK S · CIK 0001184754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 01:20 UTC | Workday, Inc. WDAY · Entity 1785 | SaleClass A Common Stock | 9,656 | $112.90 | $1,090,162.40 |
DisclosureSEC source: 0001209191-18-004418 · doc4.xml · nonDerivative · entry 5 PEEK MARK S · CIK 0001184754 · co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,717 F8 · kind: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the OMEGA Living Trust, UTA 8/6/15. F3 · balance_after: Includes 155,791 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. F4 · ownership.direct: The reported shares, other than the shares underlying the RSUs described in Footnote 3, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 01:20 UTC | Workday, Inc. WDAY · Entity 1785 | SaleClass A Common Stock | 1,817 | $112.39 | $204,203.91 |
DisclosureSEC source: 0001209191-18-004418 · doc4.xml · nonDerivative · entry 4 PEEK MARK S · CIK 0001184754 · co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,373 F1 · kind: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $112.1100 to $113.1099, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · balance_after: Includes 155,791 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. F4 · ownership.direct: The reported shares, other than the shares underlying the RSUs described in Footnote 3, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 01:20 UTC | Workday, Inc. WDAY · Entity 1785 | SaleClass A Common Stock | 2,272 | $111.61 | $253,583.83 |
DisclosureSEC source: 0001209191-18-004418 · doc4.xml · nonDerivative · entry 3 PEEK MARK S · CIK 0001184754 · co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,190 F1 · kind: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $111.1100 to $112.1099, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · balance_after: Includes 155,791 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. F4 · ownership.direct: The reported shares, other than the shares underlying the RSUs described in Footnote 3, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 01:20 UTC | Workday, Inc. WDAY · Entity 1785 | SaleClass A Common Stock | 2,660 | $110.35 | $293,523.82 |
DisclosureSEC source: 0001209191-18-004418 · doc4.xml · nonDerivative · entry 2 PEEK MARK S · CIK 0001184754 · co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,462 F1 · kind: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $109.9900 to $110.9899, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · balance_after: Includes 155,791 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. F4 · ownership.direct: The reported shares, other than the shares underlying the RSUs described in Footnote 3, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 01:20 UTC | Workday, Inc. WDAY · Entity 1785 | SaleClass A Common Stock | 1,511 | $109.48 | $165,425.19 |
DisclosureSEC source: 0001209191-18-004418 · doc4.xml · nonDerivative · entry 1 PEEK MARK S · CIK 0001184754 · co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,122 F1 · kind: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.9900 to $109.9899, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · balance_after: Includes 155,791 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. F4 · ownership.direct: The reported shares, other than the shares underlying the RSUs described in Footnote 3, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 00:06 UTC | Workday, Inc. WDAY · Entity 1785 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002247 · doc4.xml · derivative · entry 11 PEEK MARK S · CIK 0001184754 · co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,543 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F8 · derivative.exercise_price: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F8 · derivative.exercise_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F8 · derivative.expiration_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. F9 · ownership.direct: Held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 00:06 UTC | Workday, Inc. WDAY · Entity 1785 | SaleClass A Common Stock | 15,000 | $110.00 | $1,650,000.00 |
DisclosureSEC source: 0001209191-18-002247 · doc4.xml · nonDerivative · entry 8 PEEK MARK S · CIK 0001184754 · co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,633 F4 · kind: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the OMEGA Living Trust, UTA 8/6/15. F1 · balance_after: Includes 173,707 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. F3 · ownership.direct: The reported shares, other than the shares underlying the RSUs described in footnote 1, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 00:06 UTC | Workday, Inc. WDAY · Entity 1785 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002247 · doc4.xml · nonDerivative · entry 7 PEEK MARK S · CIK 0001184754 · co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 173,707 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. F3 · ownership.direct: The reported shares, other than the shares underlying the RSUs described in footnote 1, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 00:06 UTC | Workday, Inc. WDAY · Entity 1785 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002247 · doc4.xml · derivative · entry 10 PEEK MARK S · CIK 0001184754 · co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,543 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F8 · derivative.exercise_price: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F8 · derivative.exercise_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F8 · derivative.expiration_date: All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. F9 · ownership.direct: Held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 00:06 UTC | Workday, Inc. WDAY · Entity 1785 | SaleClass A Common Stock | 15,000 | $105.00 | $1,575,000.00 |
DisclosureSEC source: 0001209191-18-002247 · doc4.xml · nonDerivative · entry 6 PEEK MARK S · CIK 0001184754 · co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,633 F4 · kind: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the OMEGA Living Trust, UTA 8/6/15. F1 · balance_after: Includes 173,707 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. F3 · ownership.direct: The reported shares, other than the shares underlying the RSUs described in footnote 1, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 00:06 UTC | Workday, Inc. WDAY · Entity 1785 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002247 · doc4.xml · nonDerivative · entry 5 PEEK MARK S · CIK 0001184754 · co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 173,707 RSUs that entitle the Reporting Person to receive one share of Class A Common Stock upon settlement, which will take place within 30 days of vesting, from original grants consisting of i) 69,738 RSUs with a grant date of 4/15/2014 which vested or will vest in eight (8) quarterly installments beginning 7/15/2016, and ii) 69,738 RSUs with a grant date of 4/15/2015, 25,000 RSUs with a grant date of 6/15/2015, 77,465 RSUs with a grant date of 4/15/2016, and 72,329 RSUs with a grant date of 4/14/2017, each of which vested or will vest as to 25% of the underlying shares on the one-year anniversary of grant and then quarterly thereafter. All grants are subject to the Reporting Person's continued service with the Issuer on the applicable vesting date. F3 · ownership.direct: The reported shares, other than the shares underlying the RSUs described in footnote 1, are held by the OMEGA Living Trust, UTA 8/6/15, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.