Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AdTheorent Holding Company, Inc.MACQ · Entity 89626 | Director | February 25, 2021 | February 26, 2021 |
| Apollo Asset Backed Credit Co LLCNONE · Entity 61015 | Director | September 25, 2026 | September 29, 2026 |
| Bancorp BankTBBK · Entity 171316 | Director | December 06, 2017 | December 07, 2017 |
| Bancorp, Inc.TBBK · Entity 4314 | Director | May 25, 2021 | May 26, 2021 |
| Gen Digital Inc.GEN · Entity 2098 | Director | September 09, 2026 | September 11, 2026 |
| INSU ACQUISITION CORP IIIIIII · Entity 144388 | Director | December 22, 2020 | December 24, 2020 |
| Metromile, LLCINAQ · Entity 125017 | Director | September 08, 2020 | September 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AdTheorent Holding Company, Inc.
Report date February 25, 2021 · Filed February 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-25 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The shares of Class B common stock have no expiration date and will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-252607). |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock have no expiration date and will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-252607).
Apollo Asset Backed Credit Co LLC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| E SharesSEC Table I · non-derivative | Direct | 6,046.422 |
Reported balance
After 2026-09-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 2,016.503 · Balance 6,046.422 F1: Represents shares granted as compensation for serving as a member of the Board of Directors of the Issuer. The shares vest in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date. F2: Includes shares acquired through the Issuer's distribution reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares granted as compensation for serving as a member of the Board of Directors of the Issuer. The shares vest in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.
F2: Includes shares acquired through the Issuer's distribution reinvestment plan.
Bancorp Bank
Report date December 06, 2017 · Filed December 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 333,100 |
Reported balance
After 2017-12-06 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2017-12-06 · Sale · Disposed 40,400 · Balance 333,100 F1: Reporting Person sold an aggregate of 40,000 shares at process raging from $9.55 to $9.69 for an average price of $9.6019 per share. |
| Common StockSEC Table I · non-derivative | Direct | 311,215 |
Reported balance
After 2017-12-07 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2017-12-07 · Sale · Acquired 21,885 · Balance 311,215 F2: Reporting Person sold an aggregate of 21,885 shares at process ranging from $9.70 to $9.79 for an average price of $9.726 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting Person sold an aggregate of 40,000 shares at process raging from $9.55 to $9.69 for an average price of $9.6019 per share.
F2: Reporting Person sold an aggregate of 21,885 shares at process ranging from $9.70 to $9.79 for an average price of $9.726 per share.
Bancorp, Inc.
Report date May 25, 2021 · Filed May 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 235,700 |
Reported balance
After 2021-05-25 transaction · row 1
1 source rowRow 1 · 2021-05-25 · Exercise / conversion · Acquired 5,000 · Balance 235,700 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.45 · Expires 2023-01-23 | Direct | 0 |
Reported balance
After 2021-05-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-05-25 · Exercise / conversion · Disposed 5,000 · Balance 0 |
Gen Digital Inc.
Report date September 09, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,491 |
Reported balance
After 2026-09-09 transaction · row 1
1 source rowRow 1 · 2026-09-09 · Grant · Acquired 9,072 · Balance 40,491 F1: Annual non-employee director equity award. The RSUs will vest 100% on the earlier of September 9, 2027, or the next annual meeting, and subject to service through the respective vesting date. |
| GEN Contingent Value RightsSEC Table II · derivative / convertible security · Expires 2027-04-17 | Direct | 51,140 |
Reported balance
Holding disclosure · report date 2026-09-09 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 51,140 F2: Pursuant to the Contingent Value Rights Agreement dated April 17, 2025, (the CVR Agreement"), each GENVR share entitles the holder a conditional payment of $23.00 in Gen Digital Inc.'s common stock (GEN), par value $0.01 per share, if, on any date prior to April 17, 2027, (i) each GEN share trades at an average volume-weighted price of at least $37,50 per share for more than 30 consecutive trading days within the period from December 10, 2024 to April 17, 2027 or (ii) Gen undergoes a change of control. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual non-employee director equity award. The RSUs will vest 100% on the earlier of September 9, 2027, or the next annual meeting, and subject to service through the respective vesting date.
F2: Pursuant to the Contingent Value Rights Agreement dated April 17, 2025, (the CVR Agreement"), each GENVR share entitles the holder a conditional payment of $23.00 in Gen Digital Inc.'s common stock (GEN), par value $0.01 per share, if, on any date prior to April 17, 2027, (i) each GEN share trades at an average volume-weighted price of at least $37,50 per share for more than 30 consecutive trading days within the period from December 10, 2024 to April 17, 2027 or (ii) Gen undergoes a change of control.
INSU ACQUISITION CORP III
Report date December 22, 2020 · Filed December 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | IndirectBy Dioptra Advisors III, LLC | 15,000 |
Reported balance
After 2020-12-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-12-22 · Other · Acquired 15,000 · Balance 15,000 F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F2: Allocated to the reporting person as a member of Dioptra Advisors III, LLC for service on the issuer's board of directors. F3: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
F2: Allocated to the reporting person as a member of Dioptra Advisors III, LLC for service on the issuer's board of directors.
F3: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Metromile, LLC
Report date September 08, 2020 · Filed September 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectBy Insurance Acquisition Sponsor II, LLC | 20,000 |
Reported balance
After 2020-09-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-09-08 · Other · Acquired 20,000 · Balance 20,000 F1: Allocated to the reporting person as a member of Insurance Acquisition Sponsor II, LLC. F2: These shares underlie 20,000 units of the issuer held by Insurance Acquisition Sponsor II, LLC and allocated to the reporting person. F9: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F3: Held directly by the issuer's sponsor, Insurance Acquisition Sponsor II, LLC, of which the reporting person is a member. |
| Class B common stockSEC Table II · derivative / convertible security | IndirectBy Insurance Acquisition Sponsor II, LLC | 80,000 |
Reported balance
After 2020-09-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-09-08 · Other · Acquired 80,000 · Balance 80,000 F4: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1: Allocated to the reporting person as a member of Insurance Acquisition Sponsor II, LLC. F9: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F3: Held directly by the issuer's sponsor, Insurance Acquisition Sponsor II, LLC, of which the reporting person is a member. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Insurance Acquisition Sponsor II, LLC | 6,666 |
Reported balance
After 2020-09-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-09-08 · Other · Acquired 6,666 · Balance 6,666 F1: Allocated to the reporting person as a member of Insurance Acquisition Sponsor II, LLC. F5: These warrants underlie 20,000 units of the issuer held by Insurance Acquisition Sponsor II, LLC and allocated to the reporting person. F9: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F6: The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering. F7: The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A ordinary shares or the issuer's liquidation. F3: Held directly by the issuer's sponsor, Insurance Acquisition Sponsor II, LLC, of which the reporting person is a member. |
| Class B common stockSEC Table II · derivative / convertible security | IndirectBy Dioptra Advisors II, LLC | 15,000 |
Reported balance
After 2020-09-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-09-08 · Other · Acquired 15,000 · Balance 15,000 F4: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F8: Allocated to the reporting person as a member of Dioptra Advisors II, LLC for service on the issuer's board of directors. F9: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F10: Held directly by the issuer's sponsor, Dioptra Advisors II, LLC, of which the reporting person is a member. |
Filing footnotes · ownership attribution and instrument terms
F1: Allocated to the reporting person as a member of Insurance Acquisition Sponsor II, LLC.
F2: These shares underlie 20,000 units of the issuer held by Insurance Acquisition Sponsor II, LLC and allocated to the reporting person.
F3: Held directly by the issuer's sponsor, Insurance Acquisition Sponsor II, LLC, of which the reporting person is a member.
F4: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
F5: These warrants underlie 20,000 units of the issuer held by Insurance Acquisition Sponsor II, LLC and allocated to the reporting person.
F6: The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.
F7: The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A ordinary shares or the issuer's liquidation.
F8: Allocated to the reporting person as a member of Dioptra Advisors II, LLC for service on the issuer's board of directors.
F9: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
F10: Held directly by the issuer's sponsor, Dioptra Advisors II, LLC, of which the reporting person is a member.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MONEYLION INC.
Report date April 17, 2025 · Filed April 21, 2025
Section 16 reporting ended · disclosed 2025-04-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-04-17 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2025-04-17 · Disposition to issuer · Disposed 49,550 · Balance 0 F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger (the "Effective Time"), dated December 10, 2024, by and among Gen Digital Inc., a Delaware corporation ("Parent"), Maverick Group Holdings, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and MoneyLion Inc., a Delaware corporation ("Company"), each share of Class A common stock, par value $0.0001 per share, of the Company ("Class A Common Stock") held by the Reporting Person was cancelled and converted into the right to receive(i) $82 in cash (the "Per Share Cash Consideration") and (ii) one contingent value right issued by Parent subject to and in accordance with the Contingent Value Rights Agreement, dated April 17, 2025 by and among the Company and Computershare Inc., a Delaware corporation, and its affiliate Computershare Trust Company, N.A., a federally chartered trust company (each, a "CVR", and together with the Per Share Cash Consideration, the "Merger Consideration"). F2: Represents shares of Class A Common Stock held directly by the Reporting Person. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-04-17 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2025-04-17 · Disposition to issuer · Disposed 417 · Balance 0 F3: Represents restricted stock units, each of which represents a contingent right to receive one share of Class A Common Stock and the acquisition of which was previously reported in Table I of the Reporting Person's prior Form 4s. At the Effective Time, each restricted stock unit held by a non-employee director as of immediately prior to the Effective Time (whether vested or unvested) was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock subject to such restricted stock unit as of immediately prior to the Effective Time. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.70 · Expires 2030-09-01 | Direct | 0 |
Reported balance
After 2025-04-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-04-17 · Disposition to issuer · Disposed 1,173 · Balance 0 F4: At the Effective Time, each option to purchase shares of Class A Common Stock (whether vested or unvested) with an exercise price that is less than the closing price of a share of Class A Common Stock as of the Effective Time was cancelled and converted into the right to receive (i) an amount in cash equal to the excess of the Per Share Cash Consideration over the applicable exercise price and (ii) one CVR. F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger (the "Effective Time"), dated December 10, 2024, by and among Gen Digital Inc., a Delaware corporation ("Parent"), Maverick Group Holdings, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and MoneyLion Inc., a Delaware corporation ("Company"), each share of Class A common stock, par value $0.0001 per share, of the Company ("Class A Common Stock") held by the Reporting Person was cancelled and converted into the right to receive(i) $82 in cash (the "Per Share Cash Consideration") and (ii) one contingent value right issued by Parent subject to and in accordance with the Contingent Value Rights Agreement, dated April 17, 2025 by and among the Company and Computershare Inc., a Delaware corporation, and its affiliate Computershare Trust Company, N.A., a federally chartered trust company (each, a "CVR", and together with the Per Share Cash Consideration, the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger (the "Effective Time"), dated December 10, 2024, by and among Gen Digital Inc., a Delaware corporation ("Parent"), Maverick Group Holdings, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and MoneyLion Inc., a Delaware corporation ("Company"), each share of Class A common stock, par value $0.0001 per share, of the Company ("Class A Common Stock") held by the Reporting Person was cancelled and converted into the right to receive(i) $82 in cash (the "Per Share Cash Consideration") and (ii) one contingent value right issued by Parent subject to and in accordance with the Contingent Value Rights Agreement, dated April 17, 2025 by and among the Company and Computershare Inc., a Delaware corporation, and its affiliate Computershare Trust Company, N.A., a federally chartered trust company (each, a "CVR", and together with the Per Share Cash Consideration, the "Merger Consideration").
F2: Represents shares of Class A Common Stock held directly by the Reporting Person.
F3: Represents restricted stock units, each of which represents a contingent right to receive one share of Class A Common Stock and the acquisition of which was previously reported in Table I of the Reporting Person's prior Form 4s. At the Effective Time, each restricted stock unit held by a non-employee director as of immediately prior to the Effective Time (whether vested or unvested) was cancelled and converted into the right to receive the Merger Consideration in respect of each share of Class A Common Stock subject to such restricted stock unit as of immediately prior to the Effective Time.
F4: At the Effective Time, each option to purchase shares of Class A Common Stock (whether vested or unvested) with an exercise price that is less than the closing price of a share of Class A Common Stock as of the Effective Time was cancelled and converted into the right to receive (i) an amount in cash equal to the excess of the Per Share Cash Consideration over the applicable exercise price and (ii) one CVR.
SHIFT TECHNOLOGIES, INC.
Report date October 13, 2020 · Filed October 14, 2020
Section 16 reporting ended · disclosed 2020-10-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 16,453 |
Reported balance
After 2020-10-13 transaction · row 1
1 source rowRow 1 · 2020-10-13 · Exercise / conversion · Acquired 16,453 · Balance 16,453 F1: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock held directly by the reporting person converted automatically into 1.096837 shares of Class A Common Stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 149,138 |
Reported balance
After 2020-10-13 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-10-13 · Exercise / conversion · Acquired 124,888 · Balance 149,138 F2: As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. However, the reporting person's pecuniary interest in the shares of Class A Common Stock issued upon such conversion held indirectly became equal to the pecuniary interest in the shares of Class B Common Stock converted on a one-for-one basis. F3: These shares are held directly by Insurance Acquisition Sponsor, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-10-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-10-13 · Exercise / conversion · Disposed 15,000 · Balance 0 F1: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock held directly by the reporting person converted automatically into 1.096837 shares of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2020-10-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-10-13 · Exercise / conversion · Disposed 124,888 · Balance 0 F2: As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. However, the reporting person's pecuniary interest in the shares of Class A Common Stock issued upon such conversion held indirectly became equal to the pecuniary interest in the shares of Class B Common Stock converted on a one-for-one basis. F1: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock held directly by the reporting person converted automatically into 1.096837 shares of Class A Common Stock. F3: These shares are held directly by Insurance Acquisition Sponsor, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-10-13 | IndirectSee footnote | 12,125 |
Reported balance
Holding disclosure · report date 2020-10-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 12,125 F4: These warrants are held directly by Insurance Acquisition Sponsor, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 13, 2020, the issuer acquired Shift Technologies, Inc. ("Shift") by the merger (the "Merger") of IAC Merger Sub, Inc., a wholly-owned subsidiary of the issuer, with and into Shift, with Shift surviving as a wholly-owned subsidiary of the issuer. As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock held directly by the reporting person converted automatically into 1.096837 shares of Class A Common Stock.
F2: As a result of the Merger, each of the issuer's outstanding shares of Class B Common Stock converted automatically into 1.096837 shares of Class A Common Stock. However, the reporting person's pecuniary interest in the shares of Class A Common Stock issued upon such conversion held indirectly became equal to the pecuniary interest in the shares of Class B Common Stock converted on a one-for-one basis.
F3: These shares are held directly by Insurance Acquisition Sponsor, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
F4: These warrants are held directly by Insurance Acquisition Sponsor, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2020 Filed Sep 9, 2020 16:31 UTC | Metromile, LLC INAQ · Entity 125017 | OtherClass B common stock · Derivative | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-025875 · ownership.xml · derivative · entry 2 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Insurance Acquisition Sponsor II, LLC Disclosed balance after: 80,000 Underlying: Class A common stock · 80,000 shares Expires not disclosed F4 · derivative.exercise_price: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F1 · kind: Allocated to the reporting person as a member of Insurance Acquisition Sponsor II, LLC. F9 · shares: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F1 · price: Allocated to the reporting person as a member of Insurance Acquisition Sponsor II, LLC. F4 · derivative.exercise_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F4 · derivative.expiration_date: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. F3 · ownership.nature: Held directly by the issuer's sponsor, Insurance Acquisition Sponsor II, LLC, of which the reporting person is a member. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 16:31 UTC | Metromile, LLC INAQ · Entity 125017 | OtherClass A common stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-025875 · ownership.xml · nonDerivative · entry 1 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Insurance Acquisition Sponsor II, LLC Disclosed balance after: 20,000 F1 · kind: Allocated to the reporting person as a member of Insurance Acquisition Sponsor II, LLC. F2 · shares: These shares underlie 20,000 units of the issuer held by Insurance Acquisition Sponsor II, LLC and allocated to the reporting person. F9 · shares: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. F1 · price: Allocated to the reporting person as a member of Insurance Acquisition Sponsor II, LLC. F3 · ownership.nature: Held directly by the issuer's sponsor, Insurance Acquisition Sponsor II, LLC, of which the reporting person is a member. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:22 UTC | Bancorp, Inc. TBBK · Entity 4314 | SaleCommon Stock | 12,592 | $10.11 | $127,305.12 |
DisclosureSEC source: 0001295401-20-000062 · primary_doc.xml · nonDerivative · entry 1 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,244 F1 · price: Reporting Person sold a total of 12,592 shares at prices ranging from $10.07 to $10.14 for an average price of $10.11. Read SEC document |
| May 20, 2020 Filed May 21, 2020 20:54 UTC | Bancorp, Inc. TBBK · Entity 4314 | GrantCommon Stock | 13,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001295401-20-000033 · primary_doc.xml · nonDerivative · entry 1 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,836 F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 21:49 UTC | Bancorp, Inc. TBBK · Entity 4314 | SaleCommon Stock | 21,479 | $10.96 | $235,409.84 |
DisclosureSEC source: 0001295401-19-000070 · primary_doc.xml · nonDerivative · entry 1 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,736 F1 · price: Reporting Person sold a total of 21,479 shares at prices ranging from $10.94 to $10.98 for an average price of $10.96. Read SEC document |
| November 19, 2019 Filed Dec 18, 2019 21:30 UTC Amendment | Bancorp, Inc. TBBK · Entity 4314 | SaleCommon Stock | 21,479 | $10.96 | $235,409.84 |
DisclosureSEC source: 0001295401-19-000076 · primary_doc.xml · nonDerivative · entry 1 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,736 F1 · price: Reporting Person sold a total of 21,479 shares at prices ranging from $10.94 to $10.98 for an average price of $10.96. Read SEC document |
| February 11, 2019 Filed Feb 11, 2019 23:32 UTC | Bancorp, Inc. TBBK · Entity 4314 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001295401-19-000030 · primary_doc.xml · nonDerivative · entry 1 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,215 F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in one installment on the first anniversary of the date of grant. Read SEC document |
| May 16, 2018 Filed May 17, 2018 22:10 UTC | Bancorp, Inc. TBBK · Entity 4314 | GrantCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001295401-18-000030 · primary_doc.xml · nonDerivative · entry 1 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,715 F1 · price: The Reporting Person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. upon vesting. The restricted stock units shall vest in full one year from the date of grant. Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 18:18 UTC | Bancorp Bank TBBK · Entity 171316 | SaleCommon Stock | 21,885 | $9.73 | $212,853.51 |
DisclosureSEC source: 0001559369-17-000005 · primary_doc.xml · nonDerivative · entry 2 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,215 F2 · price: Reporting Person sold an aggregate of 21,885 shares at process ranging from $9.70 to $9.79 for an average price of $9.726 per share. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:30 UTC Amendment | Bancorp, Inc. TBBK · Entity 4314 | SaleCommon Stock | 21,885 | $9.73 | $212,853.51 |
DisclosureSEC source: 0001140361-17-045709 · doc1.xml · nonDerivative · entry 2 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,215 F2 · price: Reporting Person sold an aggregate of 21,885 shares at process ranging form $9.70 to $9.79 for an average price of $9.726 per share. Read SEC document |
| December 07, 2017 Filed Dec 12, 2017 21:05 UTC Amendment | Bancorp, Inc. TBBK · Entity 4314 | SaleCommon Stock | 21,885 | $9.73 | $212,853.51 |
DisclosureSEC source: 0001140361-17-045861 · doc1.xml · nonDerivative · entry 2 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,215 F2 · price: Reporting Person sold an aggregate of 21,885 shares at process ranging form $9.70 to $9.79 for an average price of $9.726 per share. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 18:18 UTC | Bancorp Bank TBBK · Entity 171316 | SaleCommon Stock | 40,400 | $9.60 | $387,916.76 |
DisclosureSEC source: 0001559369-17-000005 · primary_doc.xml · nonDerivative · entry 1 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,100 F1 · price: Reporting Person sold an aggregate of 40,000 shares at process raging from $9.55 to $9.69 for an average price of $9.6019 per share. Read SEC document |
| December 06, 2017 Filed Dec 11, 2017 21:30 UTC Amendment | Bancorp, Inc. TBBK · Entity 4314 | SaleCommon Stock | 40,400 | $9.60 | $387,916.76 |
DisclosureSEC source: 0001140361-17-045709 · doc1.xml · nonDerivative · entry 1 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,100 F1 · price: Reporting Person sold an aggregate of 40,000 shares at process ranging from $9.55 to $9.69 for an average price of $9.6019 per share. Read SEC document |
| December 06, 2017 Filed Dec 12, 2017 21:05 UTC Amendment | Bancorp, Inc. TBBK · Entity 4314 | SaleCommon Stock | 40,400 | $9.60 | $387,916.76 |
DisclosureSEC source: 0001140361-17-045861 · doc1.xml · nonDerivative · entry 1 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,100 F1 · price: Reporting Person sold an aggregate of 40,000 shares at process ranging from $9.55 to $9.69 for an average price of $9.6019 per share. Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 19:08 UTC | Bancorp, Inc. TBBK · Entity 4314 | GrantCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001559369-17-000004 · primary_doc.xml · nonDerivative · entry 1 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,500 F1 · price: The reporting person was granted restricted stock units, each of which represents the right to receive one share of common stock of The Bancorp, Inc. The restricted stock units vest in three equal annual installments beginning on February 3, 2018. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 20:40 UTC | Bancorp, Inc. TBBK · Entity 4314 | PurchaseCommon Stock | 250,000 | $4.50 | $1,125,000.00 |
DisclosureSEC source: 0001140361-16-082016 · doc1.xml · nonDerivative · entry 1 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,500 Read SEC document |
| October 04, 2016 Filed Feb 10, 2017 19:01 UTC Amendment | Bancorp, Inc. TBBK · Entity 4314 | PurchaseCommon Stock | 225,000 | $4.50 | $1,012,500.00 |
DisclosureSEC source: 0001559369-17-000003 · primary_doc.xml · nonDerivative · entry 1 Chrystal John C · CIK 0001559369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.