Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | EVP, Chief Financial Officer | June 01, 2021 | June 03, 2021 |
| Trulieve Cannabis Corp.TRUL · Entity 4418 | Director | March 13, 2026 | March 17, 2026 |
| Vita Coco Company, Inc.COCO · Entity 4155 | Director | June 03, 2026 | June 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date June 01, 2021 · Filed June 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 40,654 |
Ending reported balance
After 2021-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-06-01 · Grant · Acquired 5,160 · Balance 43,056 F1: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021. Row 2 · 2021-06-01 · Tax withholding · Disposed 2,402 · Balance 40,654 F2: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 2,402 shares of Class A common stock. F3: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.
F2: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 2,402 shares of Class A common stock.
F3: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation.
Trulieve Cannabis Corp.
Report date March 13, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Subordinate Voting SharesSEC Table I · non-derivative | Direct | 65,778 |
Reported balance
After 2026-03-13 transaction · row 1
1 source rowRow 1 · 2026-03-13 · Grant · Acquired 23,438 · Balance 65,778 F1: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Trulieve Cannabis Corp. ("Trulieve") subordinate voting share. The RSUs will vest on the earliest of (i) the end of the reporting person's service on the board of directors of Trulieve, (ii) a change of control of Trulieve, or (iii) December 1, 2032. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Trulieve Cannabis Corp. ("Trulieve") subordinate voting share. The RSUs will vest on the earliest of (i) the end of the reporting person's service on the board of directors of Trulieve, (ii) a change of control of Trulieve, or (iii) December 1, 2032.
Vita Coco Company, Inc.
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,709 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 1,530 · Balance 18,709 F1: Represents deferred RSUs granted under the Issuers 2021 Incentive Award Plan which vest in full the earlier of (i) the day immediately preceding the Annual Stockholders Meeting after the grant date or (ii) the first anniversary of the grant date provided that the Reporting Person remains in continuous service on the applicable vesting date. The Reporting Persons deferred RSUs will settle on the date the Reporting Person ceases service on the Board. Each deferred RSU represents the right to receive one share of common stock of the Issuer. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.18 · Expires 2031-07-12 | Direct | 30,500 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 30,500 F2: The stock option is fully vested and currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred RSUs granted under the Issuers 2021 Incentive Award Plan which vest in full the earlier of (i) the day immediately preceding the Annual Stockholders Meeting after the grant date or (ii) the first anniversary of the grant date provided that the Reporting Person remains in continuous service on the applicable vesting date. The Reporting Persons deferred RSUs will settle on the date the Reporting Person ceases service on the Board. Each deferred RSU represents the right to receive one share of common stock of the Issuer.
F2: The stock option is fully vested and currently exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2019 Filed May 2, 2019 22:43 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 977 | $53.29 | $52,064.33 |
DisclosureSEC source: 0000014693-19-000050 · wf-form4_155683699027504.xml · nonDerivative · entry 2 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,266.037 F4 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 977 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. F3 · balance_after: Updated to reflect dividend reinvestment. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:43 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 3,909 | $52.30 | $204,440.70 |
DisclosureSEC source: 0000014693-19-000050 · wf-form4_155683699027504.xml · nonDerivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,567.0398 F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 3,909 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. F3 · balance_after: Updated to reflect dividend reinvestment. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 21:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 32,067 | $0.00 Strike: $15.09 | $0.00 |
DisclosureSEC source: 0000014693-19-000002 · wf-form4_154655068205375.xml · derivative · entry 5 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 32,067 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 21:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 14,721 | $46.52 | $684,753.20 |
DisclosureSEC source: 0000014693-19-000002 · wf-form4_154655068205375.xml · nonDerivative · entry 3 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,203.4366 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.48 to $46.59, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 21:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 17,346 | $47.58 | $825,322.68 |
DisclosureSEC source: 0000014693-19-000002 · wf-form4_154655068205375.xml · nonDerivative · entry 2 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,924.4366 F2 · price: The closing price of BF-B on December 31, 2018, was used to calculate the withholding obligation. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 21:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 32,067 | $15.09 | $483,826.90 |
DisclosureSEC source: 0000014693-19-000002 · wf-form4_154655068205375.xml · nonDerivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,270.4366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total has been updated to reflect dividend reinvestment. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 28,482 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000128 · wf-form4_153299003601293.xml · derivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,482 Underlying: Class B Common · 28,482 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:18 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 2,098 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000073 · wf-form4_152824069915190.xml · nonDerivative · entry 2 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,165.9752 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:18 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 8,396 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000073 · wf-form4_152824069915190.xml · nonDerivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,165.8676 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:30 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 368 | $56.04 | $20,622.72 |
DisclosureSEC source: 0000014693-18-000027 · wf-form4_152530382010694.xml · nonDerivative · entry 2 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,899 F4 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 368 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. F6 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 6,163 additional shares in the February 2018 stock split, including 773 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:30 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 1,472 | $53.37 | $78,560.64 |
DisclosureSEC source: 0000014693-18-000027 · wf-form4_152530382010694.xml · nonDerivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,081 F1 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 1,472 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation. F3 · balance_after: Total has been updated to reflect dividend reinvestment. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 22,926 | $0.00 Strike: $13.53 | $0.00 |
DisclosureSEC source: 0000014693-18-000002 · wf-form4_151510408822744.xml · derivative · entry 5 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 22,926 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 11,214 | $67.41 | $755,885.28 |
DisclosureSEC source: 0000014693-18-000002 · wf-form4_151510408822744.xml · nonDerivative · entry 3 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.16 to $67.56, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 11,712 | $68.67 | $804,263.04 |
DisclosureSEC source: 0000014693-18-000002 · wf-form4_151510408822744.xml · nonDerivative · entry 2 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,318 F1 · price: The closing price of BF-B on December 29, 2017, was used to calculate the withholding obligation. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 22,926 | $13.53 | $310,074.15 |
DisclosureSEC source: 0000014693-18-000002 · wf-form4_151510408822744.xml · nonDerivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 31,810 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000146 · wf-form4_150154088019945.xml · derivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,810 Underlying: Class B Common · 31,810 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 3,094 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000100 · wf-form4_149669768304219.xml · nonDerivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,481.4541 F1 · shares: These shares were issued on June 1, 2017, in connection with a July 24, 2014 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2017. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $45.125, which is the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:01 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 1,651 | $48.06 | $79,347.06 |
DisclosureSEC source: 0000014693-17-000069 · wf-form4_149376965062795.xml · nonDerivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,387.4541 F1 · shares: To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 1,651 shares of Class A common stock. F2 · price: The closing price of BF-A ($48.06) on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 14,262 | $0.00 Strike: $17.76 | $0.00 |
DisclosureSEC source: 0000014693-17-000002 · wf-form4_148364740825849.xml · derivative · entry 6 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 14,262 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 7,131 shares at an exercise price of $35.51, but were adjusted to reflect the August 2016 stock split. F6 · balance_after: These stock appreciation rights were previously reported as covering 7,131 shares at an exercise price of $35.51, but were adjusted to reflect the August 2016 stock split. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 5,423 | $45.17 | $244,949.86 |
DisclosureSEC source: 0000014693-17-000002 · wf-form4_148364740825849.xml · nonDerivative · entry 3 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.1644 to $45.19, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 8,839 | $44.92 | $397,047.88 |
DisclosureSEC source: 0000014693-17-000002 · wf-form4_148364740825849.xml · nonDerivative · entry 2 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,527 F2 · price: The closing price of BF-B on December 30, 2016 was used to calculate the withholding obligation. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 14,262 | $17.76 | $253,221.81 |
DisclosureSEC source: 0000014693-17-000002 · wf-form4_148364740825849.xml · nonDerivative · entry 1 MORREAU JANE C · CIK 0001259381 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On August 18, 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 52 additional shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.