Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HA Sustainable Infrastructure Capital, Inc.HASI · Entity 3894 | Director | June 03, 2026 | June 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HA Sustainable Infrastructure Capital, Inc.
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP UnitsSEC Table II · derivative / convertible security | Direct | 13,864 |
Reported balance
After 2026-06-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-06-03 · Grant · Acquired 8,698 · Balance 13,864 F4: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of HA Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F5: 13,864 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 13,864 long-term incentive plan units ("LTIP Units") in the Partnership. F6: N/A |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 19,162 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 19,162 |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Jeffrey W. Eckel Revocable Trust | 330,171 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 330,171 F1: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy spouse | 9,050 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,050 F2: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of their pecuniary interest. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy grandson | 2,887 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,887 F3: The reporting person acts as custodian for their grandson under the Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| LTIP UnitsSEC Table II · derivative / convertible security | IndirectBy HASI Management HoldCo LLC | 705,558 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 705,558 F4: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of HA Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F7: 705,558 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 705,558 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan. F6: N/A F8: Previously included in this total were 43,903 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2025 were not met, and 5,166 LTIP Units which are now held directly by the Reporting Person. F9: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary.
F2: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of their pecuniary interest.
F3: The reporting person acts as custodian for their grandson under the Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F4: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of HA Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.
F5: 13,864 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 13,864 long-term incentive plan units ("LTIP Units") in the Partnership.
F6: N/A
F7: 705,558 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 705,558 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan.
F8: Previously included in this total were 43,903 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2025 were not met, and 5,166 LTIP Units which are now held directly by the Reporting Person.
F9: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2020 Filed Apr 3, 2020 21:40 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 144,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000069 · wf-form4_158595003538743.xml · derivative · entry 7 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 372,750 Underlying: Common stock, par value $0.01 per share · 144,750 shares Expires not disclosed F7 · derivative.exercise_price: 228,000 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 228,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of the 144,750 LTIP Units reported herein, 48,250 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person, and 96,500 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F8 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F7 · derivative.exercise_date: 228,000 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 228,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of the 144,750 LTIP Units reported herein, 48,250 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person, and 96,500 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F8 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F9 · derivative.expiration_date: N/A F10 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:40 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | OtherCommon stock, par value $0.01 per share | 212,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000069 · wf-form4_158595003538743.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 865,394 F1 · shares: 212,744 were transferred into the Jeffrey W. Eckel Revocable Trust on April 1, 2020. F2 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:40 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | OtherCommon stock, par value $0.01 per share | 212,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000069 · wf-form4_158595003538743.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,633 F1 · shares: 212,744 were transferred into the Jeffrey W. Eckel Revocable Trust on April 1, 2020. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 21:09 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 4,000 | $20.66 | $82,640.00 |
DisclosureSEC source: 0001561894-20-000050 · wf-form4_158439294578314.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 652,650 F1 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 23:23 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 30,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000044 · wf-form4_158414182211488.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,377 F1 · price: On March 11, 2020, the reporting person was granted shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on May 15, 2021. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 22:20 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 111,687 | $36.14 | $4,036,368.18 |
DisclosureSEC source: 0001561894-20-000026 · wf-form4_158379238459370.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,281 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 231,234 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2020. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:38 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 87,063 | $38.13 | $3,319,712.19 |
DisclosureSEC source: 0001561894-20-000011 · wf-form4_158259108740959.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,968 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 180,260 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on February 20, 2020. Read SEC document |
| December 27, 2019 Filed Feb 14, 2020 21:55 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000002 · wf-form5_158171733467724.xml · nonDerivative · entry 4 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Chesapeake Power Foundation Disclosed balance after: 15,000 F4 · balance_after: These shares are held by the Chesapeake Power Foundation, the activities of which Jeffrey W. Eckel has the sole ability to direct. Read SEC document |
| December 27, 2019 Filed Feb 14, 2020 21:55 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000002 · wf-form5_158171733467724.xml · nonDerivative · entry 3 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 648,650 F2 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. F3 · balance_after: 69,453 shares were transferred from Mr. Eckel's direct holdings into the Jeffrey W. Eckel Revocable Trust during the year ended December 31, 2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 02:31 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 1,376 | $29.06 | $39,986.56 |
DisclosureSEC source: 0001561894-19-000129 · wf-form4_157551306282226.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Chesapeake Power LLC Disclosed balance after: 107,661 F1 · balance_after: These shares are held by Chesapeake Power, LLC, of which Jeffrey W. Eckel is the sole member. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 02:31 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 1,032 | $29.06 | $29,989.92 |
DisclosureSEC source: 0001561894-19-000129 · wf-form4_157551306282226.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,484 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 22:04 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 25 | $30.17 | $754.25 |
DisclosureSEC source: 0001561894-19-000119 · wf-form4_157299144813238.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By grandson Disclosed balance after: 2,555 F3 · balance_after: The reporting person acts as custodian for his grandson under the Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 22:04 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 2,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-19-000119 · wf-form4_157299144813238.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 594,197 F1 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of these shares. F2 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 21:50 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 36 | $27.19 | $978.84 |
DisclosureSEC source: 0001561894-19-000100 · wf-form4_156512821086803.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By grandson Disclosed balance after: 2,530 F2 · balance_after: The reporting person acts as custodian for his grandson under the Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 21:50 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 1,855 | $26.99 | $50,066.45 |
DisclosureSEC source: 0001561894-19-000100 · wf-form4_156512821086803.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Chesapeake Power LLC Disclosed balance after: 106,285 F1 · balance_after: These shares are held by the Chesapeake Power, LLC, of which Jeffrey W. Eckel is the sole member. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:39 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 27,884 | $26.36 | $735,022.24 |
DisclosureSEC source: 0001561894-19-000076 · wf-form4_155804277861210.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,452 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 57,729 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on May 15, 2019. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:39 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-19-000076 · wf-form4_155804277861210.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 596,431 F3 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:15 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 55 | $26.84 | $1,476.20 |
DisclosureSEC source: 0001561894-19-000069 · wf-form4_155743653533540.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By grandson Disclosed balance after: 2,494 F2 · balance_after: The reporting person acts as custodian for his grandson under the Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2019 Filed May 9, 2019 21:15 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 930 | $26.82 | $24,942.60 |
DisclosureSEC source: 0001561894-19-000069 · wf-form4_155743653533540.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Chesapeake Power LLC Disclosed balance after: 104,430 F1 · balance_after: These shares are held by the Chesapeake Power, LLC, of which Jeffrey W. Eckel is the sole member. Includes 103,500 shares previously reported as owned directly; this was an inadvertent administrative oversight, as these shares are held by Chesapeake Power, LLC. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:29 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 228,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-19-000054 · wf-form4_155432692684319.xml · derivative · entry 5 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 228,000 Underlying: Common stock, par value $0.01 per share · 228,000 shares Expires not disclosed F4 · derivative.exercise_price: 228,000 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 228,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 228,000 LTIP Units, 76,000 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2020, March 5, 2021, and March 5, 2022, subject to continued employment by the Reporting Person, and 152,000 represent the maximum amount of LTIP Units that can vest on March 5, 2022 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F5 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.exercise_date: 228,000 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 228,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 228,000 LTIP Units, 76,000 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2020, March 5, 2021, and March 5, 2022, subject to continued employment by the Reporting Person, and 152,000 represent the maximum amount of LTIP Units that can vest on March 5, 2022 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F5 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F6 · derivative.expiration_date: N/A F4 · derivative.underlying_shares: 228,000 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 228,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 228,000 LTIP Units, 76,000 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2020, March 5, 2021, and March 5, 2022, subject to continued employment by the Reporting Person, and 152,000 represent the maximum amount of LTIP Units that can vest on March 5, 2022 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F5 · derivative.underlying_shares: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F7 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is the managing member of HoldCo LLC. The LTIP Units reported represent the total number of LTIP Units owned by HoldCo LLC. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 21:57 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 105,684 | $25.31 | $2,674,862.04 |
DisclosureSEC source: 0001561894-19-000024 · wf-form4_155199585043542.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,836 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 218,807 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2019. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:16 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000101 · wf-form4_154266220103296.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 597,681 F1 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 23:53 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 89 | $22.95 | $2,042.55 |
DisclosureSEC source: 0001561894-18-000100 · wf-form4_154223960047030.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By grandson Disclosed balance after: 2,439 F1 · balance_after: The reporting person acts as custodian for his grandson under the Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 23:53 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 1,000 | $22.95 | $22,950.00 |
DisclosureSEC source: 0001561894-18-000100 · wf-form4_154223960047030.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,520 Read SEC document |
| June 11, 2018 Filed Jun 11, 2018 23:09 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 1,000 | $17.97 | $17,973.90 |
DisclosureSEC source: 0001561894-18-000084 · wf-form4_152875855063086.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 599,181 F1 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 11:01 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 1,000 | $17.95 | $17,950.00 |
DisclosureSEC source: 0001561894-18-000082 · wf-form4_152871484195629.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 598,181 F1 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| June 07, 2018 Filed Jun 7, 2018 22:41 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 2,000 | $17.90 | $35,800.00 |
DisclosureSEC source: 0001561894-18-000080 · wf-form4_152841129453891.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 597,181 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.85 to $17.95, inclusive on June 7, 2018. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| May 25, 2018 Filed May 29, 2018 11:09 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 5,000 | $18.50 | $92,500.00 |
DisclosureSEC source: 0001561894-18-000072 · wf-form4_152759214642902.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 595,181 F1 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| May 21, 2018 Filed May 22, 2018 21:18 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 2,000 | $18.62 | $37,240.00 |
DisclosureSEC source: 0001561894-18-000070 · wf-form4_152702391706347.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 590,181 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.61 to $18.63, inclusive on May 21, 2018. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. This amount has been increased by 2,000 shares from the previous Form 4 submitted to correct an administrative error related to donations made at the end of 2017. Read SEC document |
| May 21, 2018 Filed May 22, 2018 21:18 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 250 | $18.60 | $4,650.00 |
DisclosureSEC source: 0001561894-18-000070 · wf-form4_152702391706347.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,520 Read SEC document |
| May 14, 2018 Filed May 14, 2018 20:53 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000068 · wf-form4_152633119491761.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 586,181 F1 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| May 09, 2018 Filed May 9, 2018 21:30 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000064 · wf-form4_152590141154165.xml · nonDerivative · entry 4 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 587,931 F2 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| May 09, 2018 Filed May 9, 2018 21:30 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000064 · wf-form4_152590141154165.xml · nonDerivative · entry 3 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By grandson Disclosed balance after: 2,350 F1 · balance_after: The reporting person acts as custodian for his grandson under the Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2018 Filed May 9, 2018 21:30 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 130 | $18.93 | $2,460.90 |
DisclosureSEC source: 0001561894-18-000064 · wf-form4_152590141154165.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By grandson Disclosed balance after: 1,650 F1 · balance_after: The reporting person acts as custodian for his grandson under the Uniform Gifts to Minors Act. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2018 Filed May 9, 2018 21:30 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 1,500 | $18.95 | $28,425.00 |
DisclosureSEC source: 0001561894-18-000064 · wf-form4_152590141154165.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,270 Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 21:48 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 124,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000049 · wf-form4_152305128231658.xml · nonDerivative · entry 3 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,770 F4 · price: On April 4, 2018, the reporting person was awarded up to a maximum of 124,200 Restricted Stock Units ("RSUs") under the Plan, which represent the right to receive one share of Common Stock of the issuer for each RSU at vesting. The RSUs vest on March 5, 2021 if certain absolute and relative stockholder return targets are achieved on or prior to such date. The number of RSUs to be awarded to the reporting person range from zero to 124,200 based on the Company's performance relative to the return targets. The RSUs reported on this Form 4 assume the reporting person receives the maximum possible grant. Dividend equivalents will accrue on the RSUs from the grant date, but the reporting person is not entitled to receive the dividend equivalents until the RSUs vest. The grant is being reported here for informational purposes only. F2 · balance_after: Excludes 29,776 shares previously reported as owned directly; this was an inadvertent administrative oversight as these shares are held by the Jeffrey W. Eckel Revocable Trust, as referred to in the sixth row of this Form 4. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 21:48 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 62,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000049 · wf-form4_152305128231658.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,570 F3 · price: On April 4, 2018, the reporting person was granted 62,100 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest in equal installments of one-third of the full amount on May 15, 2019, March 5, 2020 and March 5, 2021. F2 · balance_after: Excludes 29,776 shares previously reported as owned directly; this was an inadvertent administrative oversight as these shares are held by the Jeffrey W. Eckel Revocable Trust, as referred to in the sixth row of this Form 4. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 21:48 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 37,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000049 · wf-form4_152305128231658.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 689,470 F1 · price: On April 4, 2018, the reporting person was granted 37,029 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on May 15, 2019. F2 · balance_after: Excludes 29,776 shares previously reported as owned directly; this was an inadvertent administrative oversight as these shares are held by the Jeffrey W. Eckel Revocable Trust, as referred to in the sixth row of this Form 4. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:30 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 10,091 | $18.36 | $185,270.76 |
DisclosureSEC source: 0001561894-18-000023 · wf-form4_152149137176654.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682,217 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 21,053 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 15, 2018. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 22:28 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 15,310 | $18.02 | $275,886.20 |
DisclosureSEC source: 0001561894-18-000007 · wf-form4_152054808884925.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,308 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 33,333 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2018. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 13:00 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 15,000 | $18.94 | $284,100.00 |
DisclosureSEC source: 0000899243-18-005401 · doc4.xml · nonDerivative · entry 4 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 559,105 F3 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| December 22, 2017 Filed Feb 14, 2018 23:04 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 86,208 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-003907 · doc5.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,618 Read SEC document |
| December 21, 2017 Filed Feb 14, 2018 23:04 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 42,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-003907 · doc5.xml · nonDerivative · entry 3 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By significant other Disclosed balance after: 42,000 F1 · balance_after: These shares are held by the reporting person's significant other. The reporting person disclaims ownership other than to the extent of his pecuniary interest. Read SEC document |
| December 21, 2017 Filed Feb 14, 2018 23:04 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 42,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-003907 · doc5.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,826 Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 21:38 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 2,725 | $22.51 | $61,339.75 |
DisclosureSEC source: 0000899243-17-015804 · doc4.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,826 Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 21:11 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 23,851 | $21.35 | $509,218.85 |
DisclosureSEC source: 0000899243-17-010918 · doc4.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,101 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 66,381 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on April 21, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:09 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 189,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008011 · doc4.xml · nonDerivative · entry 3 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,386,347 F3 · price: On March 15, 2017, the reporting person was awarded up to a maximum of 189,480 Restricted Stock Units ("RSUs") under the Plan, which represent the right to receive one share of Common Stock of the issuer for each RSU at vesting. The RSUs vest on March 5, 2020 if certain absolute and relative stockholder return targets are achieved on or prior to such date. The number of RSUs to be awarded to the reporting person range from zero to 189,480 based on the Company's performance relative to the return targets. The RSUs reported on this Form 4 assume the reporting person receives the maximum possible grant. Dividend equivalents will accrue on the RSUs from the grant date, but the reporting person is not entitled to receive the dividend equivalents until the RSUs vest. The grant is being reported here for informational purposes only. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:09 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 63,160 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008011 · doc4.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,196,867 F2 · price: On March 15, 2017, the reporting person was granted 63,160 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest in equal installments of one-third of the full amount on March 15, 2018, March 5, 2019 and March 5, 2020. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:09 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 29,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008011 · doc4.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,133,707 F1 · price: On March 15, 2017, the reporting person was granted 29,620 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on March 5, 2019. Read SEC document |
| March 13, 2017 Filed Mar 13, 2017 21:32 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 2,800 | $18.74 | $52,472.00 |
DisclosureSEC source: 0000899243-17-007328 · doc4.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,104,087 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.73 to $18.90, inclusive on March 13, 2017. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.