TapewireFind a company

person · Reporting owner

Ives Jeffrey L.

Disclosed activity across 2 companies

Tapewire entity
40807
SEC CIK
0001614096

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Acumen Pharmaceuticals, Inc.ABOS · Entity 6281DirectorJune 03, 2026June 05, 2026
Tvardi Therapeutics, Inc.CARA · Entity 7579DirectorJune 04, 2024June 06, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Acumen Pharmaceuticals, Inc.

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,300 Reported balance After 2026-06-03 transaction · row 1
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 35,500 · Balance 48,300

F1: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest in full on the earlier of the first anniversary of the date of grant or the 2027 annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.29 · Expires 2036-06-03Direct53,250 Reported balance After 2026-06-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-03 · Grant · Acquired 53,250 · Balance 53,250

F2: The shares subject to the option will vest in full on the earlier of the first anniversary of the date of grant or the 2027 annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest in full on the earlier of the first anniversary of the date of grant or the 2027 annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date.

F2: The shares subject to the option will vest in full on the earlier of the first anniversary of the date of grant or the 2027 annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date.

Tvardi Therapeutics, Inc.

Report date June 04, 2024 · Filed June 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect198,485 Reported balance After 2024-06-04 transaction · row 1
1 source row

Row 1 · 2024-06-04 · Grant · Acquired 150,647 · Balance 198,485

F1: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.66 · Expires 2034-06-04Direct195,000 Reported balance After 2024-06-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-06-04 · Grant · Acquired 195,000 · Balance 195,000

F2: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

F2: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2026 Filed Jun 5, 2026 20:29 UTC Acumen Pharmaceuticals, Inc. ABOS · Entity 6281 GrantStock Option (right to buy) · Derivative 53,250 $0.00 Strike: $2.29 $0.00
Disclosure

SEC source: 0001628280-26-041270 · wk-form4_1780691363.xml · derivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,250

Underlying: Common Stock · 53,250 shares

Expires 2036-06-03

F2 · derivative.exercise_date: The shares subject to the option will vest in full on the earlier of the first anniversary of the date of grant or the 2027 annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 20:29 UTC Acumen Pharmaceuticals, Inc. ABOS · Entity 6281 GrantCommon Stock 35,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-041270 · wk-form4_1780691363.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,300

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest in full on the earlier of the first anniversary of the date of grant or the 2027 annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 20:52 UTC Acumen Pharmaceuticals, Inc. ABOS · Entity 6281 GrantStock Option (right to buy) · Derivative 19,500 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001576885-25-000079 · wk-form4_1749156704.xml · derivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 19,500 shares

Expires 2035-06-04

F2 · derivative.exercise_date: The shares subject to the option will vest in full on the earlier of the first anniversary of the date of grant or the 2026 annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 04, 2025 Filed Jun 5, 2025 20:52 UTC Acumen Pharmaceuticals, Inc. ABOS · Entity 6281 GrantCommon Stock 12,800 $0.00 $0.00
Disclosure

SEC source: 0001576885-25-000079 · wk-form4_1749156704.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,800

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest in full on the earlier of the first anniversary of the date of grant or the 2026 annual stockholder meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
June 10, 2024 Filed Jun 10, 2024 20:54 UTC Acumen Pharmaceuticals, Inc. ABOS · Entity 6281 GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.62 $0.00
Disclosure

SEC source: 0001576885-24-000086 · wk-form4_1718052886.xml · derivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-06-09

F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 10, 2025 or the 2025 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:25 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantStock Option (Right to Buy) · Derivative 195,000 $0.00 Strike: $0.66 $0.00
Disclosure

SEC source: 0001415889-24-015760 · form4-06062024_080636.xml · derivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires 2034-06-04

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:25 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantCommon Stock 150,647 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015760 · form4-06062024_080636.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,485

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2025 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:31 UTC Acumen Pharmaceuticals, Inc. ABOS · Entity 6281 Exercise / conversionStock Option (right to buy) · Derivative 2,800 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001576885-23-000052 · wk-form4_1692397878.xml · derivative · entry 6

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires 2031-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:31 UTC Acumen Pharmaceuticals, Inc. ABOS · Entity 6281 Exercise / conversionStock Option (right to buy) · Derivative 39,149 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001576885-23-000052 · wk-form4_1692397878.xml · derivative · entry 5

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,149 shares

Expires 2029-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:31 UTC Acumen Pharmaceuticals, Inc. ABOS · Entity 6281 SaleCommon Stock 2,800 $6.66 $18,648.00
Disclosure

SEC source: 0001576885-23-000052 · wk-form4_1692397878.xml · nonDerivative · entry 4

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan entered into on May 17, 2023.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:31 UTC Acumen Pharmaceuticals, Inc. ABOS · Entity 6281 Exercise / conversionCommon Stock 2,800 $1.19 $3,332.00
Disclosure

SEC source: 0001576885-23-000052 · wk-form4_1692397878.xml · nonDerivative · entry 3

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:31 UTC Acumen Pharmaceuticals, Inc. ABOS · Entity 6281 SaleCommon Stock 39,149 $6.48 $253,685.52
Disclosure

SEC source: 0001576885-23-000052 · wk-form4_1692397878.xml · nonDerivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan entered into on May 17, 2023.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 22:31 UTC Acumen Pharmaceuticals, Inc. ABOS · Entity 6281 Exercise / conversionCommon Stock 39,149 $0.72 $28,187.28
Disclosure

SEC source: 0001576885-23-000052 · wk-form4_1692397878.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 21:43 UTC Acumen Pharmaceuticals, Inc. ABOS · Entity 6281 GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.20 $0.00
Disclosure

SEC source: 0001576885-23-000034 · wk-form4_1686174166.xml · derivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-06-05

F1 · derivative.exercise_date: The shares subject to the option will vest on the earlier of June 6, 2024 or the 2024 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:33 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantStock Option (Right to Buy) · Derivative 44,961 $0.00 Strike: $3.09 $0.00
Disclosure

SEC source: 0001209191-23-034327 · doc4.xml · derivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,961

Underlying: Common Stock · 44,961 shares

Expires 2033-06-01

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:33 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantCommon Stock 32,362 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034327 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,838

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 1, 2024 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 21:16 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 SaleCommon Stock 3,600 $9.05 $32,580.00
Disclosure

SEC source: 0001209191-22-042606 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,476

F1 · kind: Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on June 15, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.97 to $9.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:25 UTC Acumen Pharmaceuticals, Inc. ABOS · Entity 6281 GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001209191-22-037881 · doc4.xml · derivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares subject to the option will vest on on the earlier of June 15, 2023 or the 2023 annual stockholder meeting, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 21:51 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantStock Option (Right to Buy) · Derivative 16,996 $0.00 Strike: $8.42 $0.00
Disclosure

SEC source: 0001209191-22-034626 · doc4.xml · derivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,996

Underlying: Common Stock · 16,996 shares

Expires 2032-06-02

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 2, 2023 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 21:51 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantCommon Stock 11,876 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034626 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,076

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 2, 2023 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 23:15 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 SaleCommon Stock 8,180 $16.04 $131,207.20
Disclosure

SEC source: 0001209191-21-064855 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:18 UTC Acumen Pharmaceuticals, Inc. ABOS · Entity 6281 GrantStock Option (Right to Buy) · Derivative 34,000 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001209191-21-044949 · doc4.xml · derivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2031-06-30

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a three year period such that the option is fully vested on the third anniversary of the date of grant, subject to the Reporting Person's continuous service through each such vesting date and shall vest and become immediately exercisable prior to the effectiveness of a change in control.

Read SEC document
June 07, 2021 Filed Jun 7, 2021 23:25 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 SaleCommon Stock 2,520 $13.05 $32,886.00
Disclosure

SEC source: 0001209191-21-038760 · doc4.xml · nonDerivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,380

F2 · shares: Represents the number of shares sold by the Reporting Person to satisfy the Reporting Person's tax obligations resulting from the settlement of vested RSUs on June 3, 2021. The sales were effected pursuant to a "sell-to-cover" arrangement adopted in accordance with Rule 10b5-1 on May 28, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.02 to $13.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 23:25 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantStock Option (Right to Buy) · Derivative 10,800 $0.00 Strike: $13.06 $0.00
Disclosure

SEC source: 0001209191-21-038760 · doc4.xml · derivative · entry 3

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Common Stock · 10,800 shares

Expires 2031-06-03

F4 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 3, 2022 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 23:25 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantCommon Stock 7,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038760 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,900

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 3, 2022 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 01:26 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantCommon Stock 2,500 $15.75 $39,372.50
Disclosure

SEC source: 0001209191-20-060096 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

Read SEC document
November 19, 2020 Filed Nov 24, 2020 22:46 UTC Amendment Tvardi Therapeutics, Inc. CARA · Entity 7579 SaleCommon Stock 2,500 $15.75 $39,372.50
Disclosure

SEC source: 0001209191-20-060288 · doc4a.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

Read SEC document
June 04, 2020 Filed Jun 8, 2020 21:47 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantStock Option (Right to Buy) · Derivative 10,800 $0.00 Strike: $15.62 $0.00
Disclosure

SEC source: 0001209191-20-035065 · doc4.xml · derivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Common Stock · 10,800 shares

Expires 2030-06-04

F2 · derivative.exercise_date: This option was granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The shares underlying the option vest and become exercisable on the earlier of (i) June 4, 2021 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 21:47 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 GrantCommon Stock 7,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035065 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

F1 · shares: Represents the number of shares underlying restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. Each RSU represents the contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of (i) June 4, 2021 and (ii) immediately prior to the Issuer's next annual meeting of stockholders following the grant date, in each case, subject to the Reporting Person's continued service as a director through such date.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 23:51 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $9.94 $0.00
Disclosure

SEC source: 0001209191-20-034312 · doc4.xml · derivative · entry 3

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2025-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 23:51 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 SaleCommon Stock 1,000 $16.00 $16,000.00
Disclosure

SEC source: 0001209191-20-034312 · doc4.xml · nonDerivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 23:51 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 Exercise / conversionCommon Stock 1,000 $9.94 $9,940.00
Disclosure

SEC source: 0001209191-20-034312 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

Read SEC document
May 12, 2020 Filed May 15, 2020 00:02 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $9.94 $0.00
Disclosure

SEC source: 0001209191-20-029396 · doc4.xml · derivative · entry 3

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 2,500 shares

Expires 2025-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
May 12, 2020 Filed May 15, 2020 00:02 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 SaleCommon Stock 2,500 $16.00 $40,000.00
Disclosure

SEC source: 0001209191-20-029396 · doc4.xml · nonDerivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

Read SEC document
May 12, 2020 Filed May 15, 2020 00:02 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 Exercise / conversionCommon Stock 2,500 $9.94 $24,850.00
Disclosure

SEC source: 0001209191-20-029396 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

Read SEC document
April 21, 2020 Filed Apr 21, 2020 23:09 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $9.94 $0.00
Disclosure

SEC source: 0001209191-20-025311 · doc4.xml · derivative · entry 3

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 2,500 shares

Expires 2025-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
April 21, 2020 Filed Apr 21, 2020 23:09 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 SaleCommon Stock 2,500 $16.00 $40,000.00
Disclosure

SEC source: 0001209191-20-025311 · doc4.xml · nonDerivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

Read SEC document
April 21, 2020 Filed Apr 21, 2020 23:09 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 Exercise / conversionCommon Stock 2,500 $9.94 $24,850.00
Disclosure

SEC source: 0001209191-20-025311 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:39 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $9.94 $0.00
Disclosure

SEC source: 0001209191-20-016942 · doc4.xml · derivative · entry 3

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,500 shares

Expires 2025-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:39 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 SaleCommon Stock 2,500 $16.00 $40,000.00
Disclosure

SEC source: 0001209191-20-016942 · doc4.xml · nonDerivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 21:39 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 Exercise / conversionCommon Stock 2,500 $9.94 $24,850.00
Disclosure

SEC source: 0001209191-20-016942 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:01 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $9.94 $0.00
Disclosure

SEC source: 0001209191-20-006976 · doc4.xml · derivative · entry 3

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 2,500 shares

Expires 2025-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:01 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 SaleCommon Stock 2,500 $16.23 $40,575.00
Disclosure

SEC source: 0001209191-20-006976 · doc4.xml · nonDerivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:01 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 Exercise / conversionCommon Stock 2,500 $9.94 $24,850.00
Disclosure

SEC source: 0001209191-20-006976 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:06 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $9.94 $0.00
Disclosure

SEC source: 0001209191-20-002081 · doc4.xml · derivative · entry 3

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 2,500 shares

Expires 2025-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:06 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 SaleCommon Stock 2,500 $16.13 $40,325.00
Disclosure

SEC source: 0001209191-20-002081 · doc4.xml · nonDerivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 23:06 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 Exercise / conversionCommon Stock 2,500 $9.94 $24,850.00
Disclosure

SEC source: 0001209191-20-002081 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

Read SEC document
December 02, 2019 Filed Dec 5, 2019 00:49 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $5.32 $0.00
Disclosure

SEC source: 0001209191-19-059181 · doc4.xml · derivative · entry 3

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2026-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
December 02, 2019 Filed Dec 5, 2019 00:49 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 SaleCommon Stock 2,500 $25.83 $64,575.00
Disclosure

SEC source: 0001209191-19-059181 · doc4.xml · nonDerivative · entry 2

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

Read SEC document
December 02, 2019 Filed Dec 5, 2019 00:49 UTC Tvardi Therapeutics, Inc. CARA · Entity 7579 Exercise / conversionCommon Stock 2,500 $5.32 $13,300.00
Disclosure

SEC source: 0001209191-19-059181 · doc4.xml · nonDerivative · entry 1

Ives Jeffrey L. · CIK 0001614096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.