Lynch James Patrick

SEC source: 0001502013-26-000008 · edgardoc.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · SVP CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,485.53

F2 · shares: Represents the number of shares withheld and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of Restricted Stock (RSA) Award granted on June 5, 2024.

SEC source: 0001502013-26-000008 · edgardoc.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · SVP CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,533.53

F1 · shares: Represents the number of shares withheld and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of Restricted Stock (RSA) Award granted on March 4,2025

SEC source: 0001502013-26-000006 · edgardoc.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · SVP CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,583.363

F3 · shares: Represents the number of shares withheld and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of Restricted Stock (RSA) Award granted on June 5, 2024.

SEC source: 0001502013-26-000006 · edgardoc.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · SVP CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,632.363

F1 · shares: Represents the number of shares withheld and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of Restricted Stock (RSA) Award granted on March 4,2025

F2 · balance_after: Includes shares acquired through the Employee Stock Purchase Program (ESPP).

SEC source: 0001502013-26-000004 · edgardoc.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · SVP CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,205.699

F1 · shares: Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligations that arose in connection with the vesting of the Restricted Stock Award (RSA)

SEC source: 0001502013-26-000002 · edgardoc.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · SVP CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,261.699

F3 · shares: Represents the number of shares withheld and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of Restricted Stock (RSA) Award granted on March 4,2025

SEC source: 0001502013-26-000002 · edgardoc.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · SVP CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,487.699

F1 · shares: Restricted stock granted on 3/3/2026 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3 vests with one-third on March 3, 2027, and with the remaining 2/3 vesting quarterly over the succeeding 24 months.

F2 · balance_after: Includes shares acquired through Dividend Reinvestment and Employee Stock Purchase Plan

SEC source: 0001502013-25-000006 · edgardoc.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · SVP CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,618.9

F1 · shares: These shares were purchased in multiple transactions at the price of $42.795. The reporting person undertakes to provide full information regarding the number of shares purchased

SEC source: 0001502013-25-000004 · edgardoc.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · SVP CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,068.9

F1 · shares: Represents the number of shares withheld and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of Restricted Stock (RSA) Award granted on June 5, 2024.

SEC source: 0001035201-25-000032 · edgardoc.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · SVP CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,116.9

F1 · shares: Represents the number of shares withheld and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the vesting of Restricted Stock (RSA) Award granted on June 5, 2024.

F2 · balance_after: Includes shares acquired through the Employee Stock Purchase Program.

SEC source: 0001127602-25-017132 · form4.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Sr. VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,690.85

F1 · shares: Represents the number of shares withheld by and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the Restricted Stock (RSA) Award 834

SEC source: 0001127602-25-008632 · form4.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · Sr. VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,737.85

F2 · shares: Represents the number of shares withheld by and surrendered to the issuer to satisfy the tax withholding obligations that arose in connection with the Restricted Stock (RSA) Award 834

F3 · balance_after: Holdings include shares acquired in ESPP and dividend reinvestment transactions.

SEC source: 0001127602-25-008632 · form4.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Sr. VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,958.85

F1 · shares: Restricted stock granted on 3/4/2025 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests one-third on March 4, 2026, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

SEC source: 0001127602-24-018106 · form4.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Sr. VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,015.85

F1 · shares: Restricted stock granted June 5, 2024 pursuant to the California Water Service Group equity incentive plan in a transaction exempt under Rule 16-b-3. RSA vests with a one-third on March 5, 2025, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

SEC source: 0001127602-24-009088 · form4.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Senior VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,981.68

F1 · shares: Restricted stock granted 3/5/2024 pursuant to the California Water Service Group equity incentive plan exempt under Rule 16-b-3. RSA vest one-third on 3/5/2025, with the remaining 2/3 vesting quarterly over the succeeding 24 months.

SEC source: 0001214659-24-004754 · marketforms-65264.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Sr. VP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365.68

F1 · shares: This amendment is being made solely to remove 1,616 shares of Common Stock reported in the original Form 4 pursuant to a restricted stock grant that was ultimately not effected.

F2 · balance_after: Holdings include shares acquired in ESPP and dividend reinvestment transactions.

SEC source: 0000766829-22-000152 · wf-form4_166759541726972.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,249

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.

F2 · price: The price reported in Column 4 is the exact price at which all shares were sold.

F3 · balance_after: Represents 6,644 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000144 · wf-form4_166636878038418.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,958

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.

F2 · price: The price reported in Column 4 is the exact price at which all shares were sold.

F3 · balance_after: Represents 7,353 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000140 · wf-form4_166551084977624.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,761

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.

F2 · price: The price reported in Column 4 is the exact price at which all shares were sold.

F3 · balance_after: Represents 8,156 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000138 · wf-form4_166421291869981.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,381

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.

F2 · price: The price reported in Column 4 is the exact price at which all shares were sold.

F3 · balance_after: Represents 8,776 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000126 · wf-form4_166136152237297.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,914

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 9,309 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000067 · wf-form4_164624873878491.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,761

F1 · shares: Represents (i) 373 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported on the Form 4 filed on February 25, 2022 and (ii) 169 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 TSR RSUs reported on the Form 4 filed on February 25, 2022.

F2 · balance_after: Represents 9,156 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units including the shares that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000055 · wf-form4_164581129309281.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,303

F1 · shares: Represents (i) 1,081 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on average return on equity ("ROE") measured over the 2019, 2020, and 2021 calendar years and continued service by the reporting person through December 31, 2021 and (ii) 489 shares of common stock subject to the 2019 RSUs that vested upon the attainment of a certain performance goal based on relative total shareholder return ("TSR") measured over the period including the 2019, 2020, and 2021 calendar years and continued service by the reporting person through December 31, 2021.

F2 · balance_after: Represents 8,128 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 5,607 shares of the issuer's common stock underling restricted stock units including the shares that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000042 · wf-form4_164512962269400.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,733

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 8,128 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000027 · wf-form4_164150167459734.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,520

F1 · shares: Represents 288 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2022 pursuant to the terms of the January 4, 2021 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 7,915 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,037 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000006 · wf-form4_164141197974318.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,808

F3 · shares: Represents 497 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2022 pursuant to the terms of the January 2, 2019 and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 7,500 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,740 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-22-000006 · wf-form4_164141197974318.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,305

F1 · shares: Represents 1,927 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 6,781 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 5,956 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-21-000105 · wf-form4_162923224912118.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,378

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 6,781 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,029 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-21-000043 · wf-form4_161438375433476.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,207

F3 · shares: Represents 372 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1.

F4 · balance_after: Represents 6,610 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,029 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-21-000043 · wf-form4_161438375433476.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,579

F1 · shares: Represents 1,081 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on the average return on equity ("ROE") measured over the period including the 2019 and 2020 calendar years and continued service by the reporting person through December 31, 2020.

F2 · balance_after: Represents 5,901 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 5,110 shares of the issuer's common stock underling restricted stock units including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-21-000029 · wf-form4_161300241508382.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,498

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 5,901 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,029 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-21-000006 · wf-form4_160996660696462.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,284

F3 · shares: Represents 691 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 4, 2021 pursuant to the terms of the January 2, 2018, January 2, 2019, and January 2, 2020 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 5,687 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,029 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-21-000006 · wf-form4_160996660696462.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,975

F1 · shares: Represents 2,109 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 4,694 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 5,713 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000174 · wf-form4_160797205588779.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,866

F1 · balance_after: Represents 4,694 shares of the issuer's common stock, 12,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000129 · wf-form4_159838345744117.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,866

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 4,694 shares of the issuer's common stock, 13,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000082 · wf-form4_158697415217694.xml · nonDerivative · entry 6

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,705

F6 · balance_after: Represents 4,533 shares of the issuer's common stock, 13,068 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000082 · wf-form4_158697415217694.xml · nonDerivative · entry 5

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,805

F5 · balance_after: Represents 4,533 shares of the issuer's common stock, 13,168 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000082 · wf-form4_158697415217694.xml · nonDerivative · entry 4

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,905

F4 · balance_after: Represents 4,533 shares of the issuer's common stock, 13,268 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000082 · wf-form4_158697415217694.xml · nonDerivative · entry 3

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,005

F3 · balance_after: Represents 4,533 shares of the issuer's common stock, 13,368 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000082 · wf-form4_158697415217694.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,210

F2 · balance_after: Represents 4,533 shares of the issuer's common stock, 13,573 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000082 · wf-form4_158697415217694.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,310

F1 · balance_after: Represents 4,533 shares of the issuer's common stock, 13,673 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000078 · wf-form4_158403837085518.xml · nonDerivative · entry 6

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,410

F6 · balance_after: Represents 4,533 shares of the issuer's common stock, 13,773 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000078 · wf-form4_158403837085518.xml · nonDerivative · entry 5

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,510

F5 · balance_after: Represents 4,533 shares of the issuer's common stock, 13,873 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000078 · wf-form4_158403837085518.xml · nonDerivative · entry 4

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,710

F4 · balance_after: Represents 4,533 shares of the issuer's common stock, 14,073 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000078 · wf-form4_158403837085518.xml · nonDerivative · entry 3

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,810

F3 · balance_after: Represents 4,533 shares of the issuer's common stock, 14,173 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000078 · wf-form4_158403837085518.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,910

F2 · balance_after: Represents 4,533 shares of the issuer's common stock, 14,273 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000078 · wf-form4_158403837085518.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,110

F1 · balance_after: Represents 4,533 shares of the issuer's common stock, 14,473 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000061 · wf-form4_158327499184066.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,210

F3 · shares: Represents (i) 206 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1 and (ii) 192 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2017 EPS RSUs reported in footnote 1.

F4 · balance_after: Represents 4,533 shares of the issuer's common stock, 14,573 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000061 · wf-form4_158327499184066.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,608

F1 · shares: Represents (i) 597 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on return on equity ("ROE") measured over the 2019 calendar year period and continued service by the reporting person through December 31, 2019 and (ii) 561 shares of common stock subject to the 2017 RSUs that vested upon the attainment of a certain performance goal based on earnings per share ("EPS") for the 2019 calendar year and continued service by the reporting person through December 31, 2019.

F2 · balance_after: Represents 3,773 shares of the issuer's common stock, 14,573 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,762 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000050 · wf-form4_158156033108950.xml · nonDerivative · entry 8

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,450

F9 · balance_after: Represents 3,773 shares of the issuer's common stock, 14,573 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.