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person · Reporting owner

FINN BRIAN D

Disclosed activity across 10 companies

Tapewire entity
40623
SEC CIK
0001124195

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Blue Owl Capital CorpNONE · Entity 3829DirectorJune 17, 2019June 18, 2019
Blue Owl Capital Corp IINONE · Entity 81984DirectorFebruary 03, 2017February 03, 2017
Blue Owl Capital Corp IIINONE · Entity 84112DirectorAugust 04, 2020August 04, 2020
Blue Owl Credit Income Corp.NONE · Entity 81985DirectorDecember 28, 2020December 28, 2020
Blue Owl Technology Finance Corp.OWL ROCK T · Entity 3868DirectorOctober 09, 2018October 09, 2018
Blue Owl Technology Finance Corp. IINONE · Entity 81482DirectorJanuary 31, 2022January 31, 2022
Blue Owl Technology Income Corp.NONE · Entity 81983DirectorFebruary 11, 2022February 11, 2022
Palladyne AI Corp.PDYN · Entity 6068DirectorJune 08, 2026June 08, 2026
SCOTTS MIRACLE-GRO COSMG · Entity 4142DirectorDecember 09, 2022December 13, 2022
Siddhi Acquisition Corp (Cayman Islands)SDHI · Entity 5732Director · 10% owner · Chairman of Board of DirectorsApril 02, 2025April 02, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Blue Owl Capital Corp

Report date June 17, 2019 · Filed June 18, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy LLC35,779 Reported balance After 2019-06-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-06-17 · Purchase · Acquired 9,464 · Balance 35,779

F1: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.

Blue Owl Capital Corp II

Report date February 03, 2017 · Filed February 03, 2017

This filing explicitly reported no securities owned.

Blue Owl Capital Corp III

Report date August 04, 2020 · Filed August 04, 2020

This filing explicitly reported no securities owned.

Blue Owl Credit Income Corp.

Report date December 28, 2020 · Filed December 28, 2020

This filing explicitly reported no securities owned.

Blue Owl Technology Finance Corp.

Report date October 09, 2018 · Filed October 09, 2018

This filing explicitly reported no securities owned.

Blue Owl Technology Finance Corp. II

Report date January 31, 2022 · Filed January 31, 2022

This filing explicitly reported no securities owned.

Blue Owl Technology Income Corp.

Report date February 11, 2022 · Filed February 11, 2022

This filing explicitly reported no securities owned.

Palladyne AI Corp.

Report date June 08, 2026 · Filed June 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect74,079 Reported balance After 2026-06-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-08 · Grant · Acquired 15,083 · Balance 74,079

F1: Includes 15,083 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

Common StockSEC Table I · non-derivativeIndirectBy Marstar Investments LLC467,760 Reported balance Holding disclosure · report date 2026-06-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 467,760

F2: Securities are held by Marstar Investments LLC ("Marstar"). Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy MI-MJ LLC85,858 Reported balance Holding disclosure · report date 2026-06-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 85,858

F3: Securities are held by MI-MJ. Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy MI-CM LLC261,091 Reported balance Holding disclosure · report date 2026-06-08 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 261,091

F4: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 15,083 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

F2: Securities are held by Marstar Investments LLC ("Marstar"). Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

F3: Securities are held by MI-MJ. Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

F4: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SCOTTS MIRACLE-GRO CO

Report date December 09, 2022 · Filed December 13, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect386 Reported balance After 2022-12-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-12-09 · Grant · Acquired 88 · Balance 386

F1: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Siddhi Acquisition Corp (Cayman Islands)

Report date April 02, 2025 · Filed April 02, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary Share, par value $0.0001 per shareSEC Table I · non-derivativeIndirectHeld by Siddhi Sponsor LLC7,238,000 Reported balance After 2025-04-02 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-04-02 · Purchase · Acquired 338,000 · Balance 7,238,000

F1: Reflects the 338,000 private units owned by Siddhi Sponsor LLC, the Issuer's sponsor. The private units consist of Class A ordinary shares and rights. The private units were purchased at $10.00 per unit for an aggregate purchase price of $ 3,380,000. Mr. Brian D. Finn is the managing member of Siddhi Sponsor LLC. Mr. Finn has voting and dispositive power over the shares held of record by Siddhi Sponsor LLC. Mr. Finn disclaims any beneficial ownership of the shares held by Siddhi Sponsor LLC, except to the extent of his pecuniary interest therein.

Right to receive one tenth of one Class A Ordinary ShareSEC Table II · derivative / convertible securityIndirectHeld by Siddhi Sponsor LLC338,000 Reported balance After 2025-04-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-04-02 · Purchase · Acquired 338,000 · Balance 338,000

F2: The rights convert automatically into Class A ordinary shares concurrently with or immediately following the consummation of the Issuer's initial business combination.

F1: Reflects the 338,000 private units owned by Siddhi Sponsor LLC, the Issuer's sponsor. The private units consist of Class A ordinary shares and rights. The private units were purchased at $10.00 per unit for an aggregate purchase price of $ 3,380,000. Mr. Brian D. Finn is the managing member of Siddhi Sponsor LLC. Mr. Finn has voting and dispositive power over the shares held of record by Siddhi Sponsor LLC. Mr. Finn disclaims any beneficial ownership of the shares held by Siddhi Sponsor LLC, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the 338,000 private units owned by Siddhi Sponsor LLC, the Issuer's sponsor. The private units consist of Class A ordinary shares and rights. The private units were purchased at $10.00 per unit for an aggregate purchase price of $ 3,380,000. Mr. Brian D. Finn is the managing member of Siddhi Sponsor LLC. Mr. Finn has voting and dispositive power over the shares held of record by Siddhi Sponsor LLC. Mr. Finn disclaims any beneficial ownership of the shares held by Siddhi Sponsor LLC, except to the extent of his pecuniary interest therein.

F2: The rights convert automatically into Class A ordinary shares concurrently with or immediately following the consummation of the Issuer's initial business combination.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2019 Filed Jul 2, 2019 17:16 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 253 $98.98 $25,041.94
Disclosure

SEC source: 0001443984-19-000111 · wf-form4_156208779157179.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,264

Read SEC document
June 17, 2019 Filed Jun 18, 2019 21:02 UTC Blue Owl Capital Corp NONE · Entity 3829 PurchaseCommon Stock 9,464 $15.27 $144,515.28
Disclosure

SEC source: 0001104659-19-036178 · a4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 35,779

F1 · balance_after: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 18:58 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 58 $94.13 $5,459.54
Disclosure

SEC source: 0001443984-19-000081 · wf-form4_156027950687278.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345

Underlying: Common Shares · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 18:12 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 314 $79.68 $25,019.52
Disclosure

SEC source: 0001443984-19-000051 · wf-form4_155422875341846.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,011

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000

Read SEC document
March 21, 2019 Filed Mar 23, 2019 00:13 UTC Blue Owl Capital Corp NONE · Entity 3829 PurchaseCommon Stock 1,761 $15.57 $27,418.77
Disclosure

SEC source: 0001104659-19-016916 · a4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 25,757

F1 · balance_after: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:09 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 62 $82.16 $5,093.92
Disclosure

SEC source: 0001443984-19-000038 · wf-form4_155241413366016.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

Underlying: Common Shares · 62 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:42 UTC Blue Owl Capital Corp NONE · Entity 3829 PurchaseCommon Stock 2,671 $15.40 $41,133.40
Disclosure

SEC source: 0001104659-19-008792 · a4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 23,996

F1 · balance_after: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:05 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 330 $75.80 $25,014.00
Disclosure

SEC source: 0001182489-19-000073 · edgar.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,697

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:05 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 2,441 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000073 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,367

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:51 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionDividend Equivalent Rights · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000048 · edgar.xml · derivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225

Underlying: Common Shares · 92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 365 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2016.

F3 · derivative.exercise_date: On April 1, 2016, the reporting person was granted 343 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2016.

F4 · derivative.exercise_date: On July 1, 2016, the reporting person was granted 360 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2016.

F5 · derivative.exercise_date: On October 1, 2016, the reporting person was granted 301 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2016.

F2 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 365 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2016.

F3 · derivative.expiration_date: On April 1, 2016, the reporting person was granted 343 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2016.

F4 · derivative.expiration_date: On July 1, 2016, the reporting person was granted 360 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2016.

F5 · derivative.expiration_date: On October 1, 2016, the reporting person was granted 301 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2016.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:51 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 92 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000048 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:58 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionDividend Equivalent Rights · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000026 · edgar.xml · derivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317

Underlying: Common Shares · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

F2 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:58 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 189 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000026 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 21:34 UTC Blue Owl Capital Corp NONE · Entity 3829 PurchaseCommon Stock 2,052 $15.59 $31,990.68
Disclosure

SEC source: 0001104659-18-072832 · a4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 20,824

F1 · balance_after: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 16:22 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 84 $68.35 $5,741.40
Disclosure

SEC source: 0001182489-18-000474 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506

Underlying: Common Shares · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 20:45 UTC Blue Owl Capital Corp NONE · Entity 3829 PurchaseCommon Stock 896 $15.30 $13,708.80
Disclosure

SEC source: 0001104659-18-061115 · a4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,328

F1 · balance_after: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 19:11 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 317 $79.03 $25,052.51
Disclosure

SEC source: 0001182489-18-000437 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,645

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 74 $76.88 $5,689.12
Disclosure

SEC source: 0001552781-18-000392 · ownership.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422

Underlying: Common Shares · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:47 UTC Blue Owl Capital Corp NONE · Entity 3829 PurchaseCommon Stock 1,838 $15.46 $28,415.48
Disclosure

SEC source: 0001104659-18-053216 · a4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 17,432

F1 · balance_after: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes 1,126 shares acquired pursuant to Owl Rock Capital Corporation's dividend reinvestment plan. Such transaction was exempt from Section 16 reporting under Rule 16a-11.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 16:53 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 300 $83.48 $25,044.00
Disclosure

SEC source: 0001182489-18-000299 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,328

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 18:56 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GiftCommon Shares 4,846 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000279 · edgar.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 4,846

F1 · kind: This transaction involved a gift of securities by the reporting person to a family trust for the benefit of members of the reporting person's immediate family.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 18:56 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GiftCommon Shares 4,846 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000279 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,028

F1 · kind: This transaction involved a gift of securities by the reporting person to a family trust for the benefit of members of the reporting person's immediate family.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 19:25 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 61 $87.04 $5,309.44
Disclosure

SEC source: 0001182489-18-000268 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348

Underlying: Common Shares · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
May 04, 2018 Filed May 7, 2018 20:21 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 PurchaseCommon Shares 7,500 $79.95 $599,647.50
Disclosure

SEC source: 0001182489-18-000210 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,874

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.425 to $80.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 18:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 301 $90.48 $27,234.48
Disclosure

SEC source: 0001182489-18-000179 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,374

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:29 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 56 $91.89 $5,145.84
Disclosure

SEC source: 0001182489-18-000147 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

Underlying: Common Shares · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:05 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 277 $90.48 $25,062.96
Disclosure

SEC source: 0001552781-18-000080 · e18048_finn-form4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,073

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:05 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 2,045 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000080 · e18048_finn-form4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,796

Read SEC document
January 31, 2018 Filed Feb 1, 2018 13:51 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionDividend Equivalent Rights · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000042 · edgar.xml · derivative · entry 6

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231

Underlying: Common Shares · 104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 395 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

F4 · derivative.exercise_date: On April 1, 2015, the reporting person was granted 371 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2015.

F5 · derivative.exercise_date: On July 1, 2015, the reporting person was granted 419 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2015.

F6 · derivative.exercise_date: On October 1, 2015, the reporting person was granted 410 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2015.

F3 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 395 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

F4 · derivative.expiration_date: On April 1, 2015, the reporting person was granted 371 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2015.

F5 · derivative.expiration_date: On July 1, 2015, the reporting person was granted 419 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2015.

F6 · derivative.expiration_date: On October 1, 2015, the reporting person was granted 410 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2015.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 13:51 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionDeferred Stock Unit · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000042 · edgar.xml · derivative · entry 4

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 395 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

F3 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 395 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2015.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 13:51 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 107 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000042 · edgar.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:51 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionDividend Equivalent Rights · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000042 · edgar.xml · derivative · entry 5

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335

Underlying: Common Shares · 193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:51 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionDeferred Stock Unit · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000042 · edgar.xml · derivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3

Underlying: Common Shares · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:51 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000042 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:39 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 59 $101.48 $5,987.32
Disclosure

SEC source: 0001182489-17-000583 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528

Underlying: Common Shares · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:11 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionDividend Equivalent Rights · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000566 · edgar.xml · derivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469

Underlying: Common Shares · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On December 1, 2014, the reporting person was granted 234 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On December 1, 2014, the reporting person was granted 234 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:11 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionDeferred Stock Units · Derivative 236 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000566 · edgar.xml · derivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On December 1, 2014, the reporting person was granted 234 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F2 · derivative.expiration_date: On December 1, 2014, the reporting person was granted 234 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:11 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 252 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-17-000566 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 14:31 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 255 $98.34 $25,076.70
Disclosure

SEC source: 0001182489-17-000509 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,181

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 19:03 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 64 $94.25 $6,032.00
Disclosure

SEC source: 0001182489-17-000500 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485

Underlying: Common Shares · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 10:48 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 277 $90.53 $25,076.81
Disclosure

SEC source: 0001182489-17-000396 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,926

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 19:24 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 68 $83.37 $5,669.16
Disclosure

SEC source: 0001182489-17-000359 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421

Underlying: Common Shares · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
May 24, 2017 Filed May 24, 2017 21:38 UTC Blue Owl Capital Corp NONE · Entity 3829 PurchaseCommon Stock 1,632.765 $14.97 $24,442.49
Disclosure

SEC source: 0000899243-17-014259 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 8,384.995

F1 · balance_after: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes 8 shares acquired on November 30, 2016 pursuant to Owl Rock Capital Corporation's dividend reinvestment plan. Such transaction was exempt from Section 16 reporting under Rule 16a-11.

Read SEC document
April 28, 2017 Filed May 2, 2017 21:31 UTC Blue Owl Capital Corp NONE · Entity 3829 PurchaseCommon Stock 448 $15.15 $6,787.20
Disclosure

SEC source: 0000899243-17-011472 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 6,645

F1 · balance_after: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes78 shares acquired on March 15, 2017 pursuant to Owl Rock Capital Corporation's dividend reinvestment plan. Such transaction was exempt from Section 16 reporting under Rule 16a-11.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 13:16 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 269 $93.25 $25,084.25
Disclosure

SEC source: 0001182489-17-000282 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,649

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:48 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 58 $91.83 $5,326.14
Disclosure

SEC source: 0001182489-17-000242 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353

Underlying: Common Shares · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 269 $92.98 $25,011.62
Disclosure

SEC source: 0001182489-17-000100 · edgar.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,380

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 1,990 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000100 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,111

Read SEC document
December 27, 2016 Filed Dec 27, 2016 21:42 UTC Blue Owl Capital Corp NONE · Entity 3829 PurchaseCommon Stock 4,301 $14.86 $63,912.86
Disclosure

SEC source: 0000899243-16-036339 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 6,119

F1 · balance_after: Reflects the shares held by Marstar Investments, LLC. Mr. Finn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes 8 shares acquired on November 30, 2016 pursuant to Owl Rock Capital Corporation's dividend reinvestment plan. Such transaction was exempt from Section 16 reporting under Rule 16a-11.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 19:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001318 · edgar.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295

Underlying: Common Shares · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.