FINN BRIAN D

SEC source: 0001124195-26-000002 · form4-06082026_080602.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,079

F1 · balance_after: Includes 15,083 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

SEC source: 0001415889-25-017303 · form4-06132025_100626.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,996

F1 · balance_after: Includes 14,819 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

SEC source: 0001213900-25-028236 · ownership.xml · derivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director · 10% owner · Chairman of Board of Directors

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Siddhi Sponsor LLC

Disclosed balance after: 338,000

Underlying: Class A Ordinary Share, par value $0.0001 per share · 33,800 shares

Expires not disclosed

F2 · derivative.exercise_price: The rights convert automatically into Class A ordinary shares concurrently with or immediately following the consummation of the Issuer's initial business combination.

F2 · price: The rights convert automatically into Class A ordinary shares concurrently with or immediately following the consummation of the Issuer's initial business combination.

F2 · derivative.exercise_date: The rights convert automatically into Class A ordinary shares concurrently with or immediately following the consummation of the Issuer's initial business combination.

F2 · derivative.expiration_date: The rights convert automatically into Class A ordinary shares concurrently with or immediately following the consummation of the Issuer's initial business combination.

F1 · ownership.nature: Reflects the 338,000 private units owned by Siddhi Sponsor LLC, the Issuer's sponsor. The private units consist of Class A ordinary shares and rights. The private units were purchased at $10.00 per unit for an aggregate purchase price of $ 3,380,000. Mr. Brian D. Finn is the managing member of Siddhi Sponsor LLC. Mr. Finn has voting and dispositive power over the shares held of record by Siddhi Sponsor LLC. Mr. Finn disclaims any beneficial ownership of the shares held by Siddhi Sponsor LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001213900-25-028236 · ownership.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director · 10% owner · Chairman of Board of Directors

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Siddhi Sponsor LLC

Disclosed balance after: 7,238,000

F1 · price: Reflects the 338,000 private units owned by Siddhi Sponsor LLC, the Issuer's sponsor. The private units consist of Class A ordinary shares and rights. The private units were purchased at $10.00 per unit for an aggregate purchase price of $ 3,380,000. Mr. Brian D. Finn is the managing member of Siddhi Sponsor LLC. Mr. Finn has voting and dispositive power over the shares held of record by Siddhi Sponsor LLC. Mr. Finn disclaims any beneficial ownership of the shares held by Siddhi Sponsor LLC, except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Reflects the 338,000 private units owned by Siddhi Sponsor LLC, the Issuer's sponsor. The private units consist of Class A ordinary shares and rights. The private units were purchased at $10.00 per unit for an aggregate purchase price of $ 3,380,000. Mr. Brian D. Finn is the managing member of Siddhi Sponsor LLC. Mr. Finn has voting and dispositive power over the shares held of record by Siddhi Sponsor LLC. Mr. Finn disclaims any beneficial ownership of the shares held by Siddhi Sponsor LLC, except to the extent of his pecuniary interest therein.

SEC source: 0001415889-24-026176 · form4-11052024_101150.xml · derivative · entry 5

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Marstar Investments LLC

Disclosed balance after: 107,526

Underlying: Common Stock · 107,526 shares

Expires 2030-05-01

F1 · kind: The reported acquisition is an exempt transaction under Rule 16b-3.

F2 · ownership.nature: Securities are held by Marstar Investments LLC ("Marstar"). Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001415889-24-026176 · form4-11052024_101150.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Marstar Investments LLC

Disclosed balance after: 467,760

F1 · kind: The reported acquisition is an exempt transaction under Rule 16b-3.

F2 · ownership.nature: Securities are held by Marstar Investments LLC ("Marstar"). Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001415889-24-016745 · form4-06132024_100625.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-06-12

F1 · derivative.exercise_date: One hundred percent (100%) of the award will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

SEC source: 0001209191-23-059626 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 243,125

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5710 to $0.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-059626 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 163,125

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5941 to $0.6198, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-059006 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 123,125

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5927 to $0.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-059006 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 106,666

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5902 to $0.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-058681 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 150,000

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5938 to $0.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-059003 · doc4a.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 66,666

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5938 to $0.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · balance_after: This Form 4/A amends the Form 4 originally filed on December 14, 2023 solely to correct the amount reported in Table I, Column 5. Due to an administrative error, the amount reported on the original Form 4 was not adjusted to reflect the issuer's 1-for-6 reverse stock split completed on July 5, 2023 ("Reverse Stock Split"). The reported number of shares has been adjusted to reflect the impact of the Reverse Stock Split.

F3 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-058681 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 120,000

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5827 to $0.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-059003 · doc4a.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 36,666

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5827 to $0.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2 · balance_after: This Form 4/A amends the Form 4 originally filed on December 14, 2023 solely to correct the amount reported in Table I, Column 5. Due to an administrative error, the amount reported on the original Form 4 was not adjusted to reflect the issuer's 1-for-6 reverse stock split completed on July 5, 2023 ("Reverse Stock Split"). The reported number of shares has been adjusted to reflect the impact of the Reverse Stock Split.

F3 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-038073 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,860

F1 · balance_after: Includes 195,059 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

SEC source: 0001209191-23-021740 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,801

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.4307 to $0.4581, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001415889-25-005778 · form4a-02272025_120221.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 207,794

F1 · shares: The original Form 4, filed on March 30, 2023, has been amended solely to correct an error which previously reflected that the purchases reported were attributed to the Reporting Person directly

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.4307 to $0.4581, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001209191-23-021740 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,007

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.44 to 0.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001415889-25-005778 · form4a-02272025_120221.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MI-CM LLC

Disclosed balance after: 150,000

F1 · shares: The original Form 4, filed on March 30, 2023, has been amended solely to correct an error which previously reflected that the purchases reported were attributed to the Reporting Person directly

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.44 to 0.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F3 · ownership.nature: Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001443984-22-000371 · wf-form4_167096540065350.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386

Underlying: Common Shares · 88 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0000899243-22-037643 · doc4.xml · derivative · entry 9

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MI-MJ LLC

Disclosed balance after: 547,642

Underlying: Common Stock · 547,642 shares

Expires 2026-09-24

F3 · kind: On December 2, 2022, Rotor Sponsor LLC ("Sponsor") made a pro rata distribution of all of its shares of Issuer common stock and all of its private warrants to acquire Issuer common stock to its member and interest holders (the "Sponsor Distribution"). As part of this distribution, Marstar and MI-MJ LLC ("MI-MJ), each a member and interest holder of Sponsor, received 772,730 and 515,153 shares of Issuer common stock, respectively, and 821,463 and 547,642 private warrants, respectively. Sponsor no longer has a reportable beneficial interest in any Issuer securities.

F7 · price: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F7 · derivative.exercise_date: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F7 · derivative.expiration_date: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F5 · ownership.nature: Securities are held by MI-MJ. Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0000899243-22-037643 · doc4.xml · derivative · entry 8

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marstar Investments LLC

Disclosed balance after: 821,463

Underlying: Common Stock · 821,463 shares

Expires 2026-09-24

F3 · kind: On December 2, 2022, Rotor Sponsor LLC ("Sponsor") made a pro rata distribution of all of its shares of Issuer common stock and all of its private warrants to acquire Issuer common stock to its member and interest holders (the "Sponsor Distribution"). As part of this distribution, Marstar and MI-MJ LLC ("MI-MJ), each a member and interest holder of Sponsor, received 772,730 and 515,153 shares of Issuer common stock, respectively, and 821,463 and 547,642 private warrants, respectively. Sponsor no longer has a reportable beneficial interest in any Issuer securities.

F7 · price: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F7 · derivative.exercise_date: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F7 · derivative.expiration_date: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F2 · ownership.nature: Securities are held by Marstar. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0000899243-22-037643 · doc4.xml · derivative · entry 7

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rotor Sponsor LLC

Disclosed balance after: 0

Underlying: Common Stock · 5,970,684 shares

Expires 2026-09-24

F3 · kind: On December 2, 2022, Rotor Sponsor LLC ("Sponsor") made a pro rata distribution of all of its shares of Issuer common stock and all of its private warrants to acquire Issuer common stock to its member and interest holders (the "Sponsor Distribution"). As part of this distribution, Marstar and MI-MJ LLC ("MI-MJ), each a member and interest holder of Sponsor, received 772,730 and 515,153 shares of Issuer common stock, respectively, and 821,463 and 547,642 private warrants, respectively. Sponsor no longer has a reportable beneficial interest in any Issuer securities.

F7 · price: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F7 · derivative.exercise_date: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F7 · derivative.expiration_date: Private placement warrants were acquired by Sponsor upon consummation of the Issuer's initial public offering on January 20, 2021 (the "IPO") at a purchase price of $1.00 per warrant, with each warrant exercisable for one share of the Issuer's Class A Common Stock. The private placement warrants became exercisable at any time commencing on the later of one year from the closing of the IPO and 30 days after the completion of Issuer's initial business combination. In connection with the Issuer's initial business combination, the Issuer's Class A common stock was redesignated as Common Stock. The Issuer's initial business combination closed on September 24, 2021. The private placement warrants expire five years after the closing of the Issuer's initial business combination.

F4 · ownership.nature: Mr. Finn is the managing member of Sponsor.

SEC source: 0000899243-22-037643 · doc4.xml · nonDerivative · entry 4

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MI-MJ LLC

Disclosed balance after: 515,153

F3 · kind: On December 2, 2022, Rotor Sponsor LLC ("Sponsor") made a pro rata distribution of all of its shares of Issuer common stock and all of its private warrants to acquire Issuer common stock to its member and interest holders (the "Sponsor Distribution"). As part of this distribution, Marstar and MI-MJ LLC ("MI-MJ), each a member and interest holder of Sponsor, received 772,730 and 515,153 shares of Issuer common stock, respectively, and 821,463 and 547,642 private warrants, respectively. Sponsor no longer has a reportable beneficial interest in any Issuer securities.

F5 · ownership.nature: Securities are held by MI-MJ. Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0000899243-22-037643 · doc4.xml · nonDerivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marstar Investments LLC

Disclosed balance after: 2,161,418

F3 · kind: On December 2, 2022, Rotor Sponsor LLC ("Sponsor") made a pro rata distribution of all of its shares of Issuer common stock and all of its private warrants to acquire Issuer common stock to its member and interest holders (the "Sponsor Distribution"). As part of this distribution, Marstar and MI-MJ LLC ("MI-MJ), each a member and interest holder of Sponsor, received 772,730 and 515,153 shares of Issuer common stock, respectively, and 821,463 and 547,642 private warrants, respectively. Sponsor no longer has a reportable beneficial interest in any Issuer securities.

F2 · ownership.nature: Securities are held by Marstar. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0000899243-22-037643 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rotor Sponsor LLC

Disclosed balance after: 0

F3 · kind: On December 2, 2022, Rotor Sponsor LLC ("Sponsor") made a pro rata distribution of all of its shares of Issuer common stock and all of its private warrants to acquire Issuer common stock to its member and interest holders (the "Sponsor Distribution"). As part of this distribution, Marstar and MI-MJ LLC ("MI-MJ), each a member and interest holder of Sponsor, received 772,730 and 515,153 shares of Issuer common stock, respectively, and 821,463 and 547,642 private warrants, respectively. Sponsor no longer has a reportable beneficial interest in any Issuer securities.

F4 · ownership.nature: Mr. Finn is the managing member of Sponsor.

SEC source: 0000899243-22-037643 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marstar Investments LLC

Disclosed balance after: 1,388,688

F1 · kind: On December 2, 2022, Rotor-Sarcos LLC ("Rotor-Sarcos") made a pro rata distribution of shares of Issuer common stock to its member and interest holders. As part of this distribution, Marstar Investments LLC ("Marstar"), a member and interest holder of Rotor-Sarcos, received 434,779 shares of Issuer common stock.

F2 · ownership.nature: Securities are held by Marstar. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001443984-22-000298 · wf-form4_166489900134997.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,521

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.

SEC source: 0001443984-22-000262 · wf-form4_166309867820014.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298

Underlying: Common Shares · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001443984-22-000217 · wf-form4_165711378427123.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,863

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.

SEC source: 0001209191-22-039969 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,007

F1 · balance_after: Includes 57,692 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of Sarcos Technology and Robotics Corporation (the "Company"). The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the annual meeting of the Company's stockholders (the "Annual Meeting") next following the date the award was granted, in each case, subject to the Recipient continuing to be a Service Provider through the applicable vesting date.

F2 · balance_after: Includes 12,315 shares of Common Stock underlying RSUs that fully vested on June 28, 2022.

SEC source: 0001209191-22-037508 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,315

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $3.02 to $3.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001209191-22-037508 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,315

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $2.88 to $2.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001443984-22-000196 · wf-form4_165522949693604.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001209191-22-029846 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,315

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $3.7586 to $3.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001209191-22-029846 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,315

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $3.51 to $3.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001443984-22-000122 · wf-form4_164918671926331.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,504

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.

SEC source: 0001209191-22-026013 · doc4.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marstar Investments LLC

Disclosed balance after: 822,759

F3 · kind: On April 27, 2022, Rotor-Sarcos LLC ("Rotor-Sarcos") made a pro rata distribution of shares of Issuer common stock to its member and interest holders. As part of this distribution, Marstar Investments LLC ("Marstar"), a member and interest holder of Rotor-Sarcos, received 451,286 shares.

F4 · ownership.nature: Shares are held by Marstar. Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

SEC source: 0001443984-22-000113 · wf-form4_164729841605791.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184

Underlying: Common Shares · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001443984-22-000077 · wf-form4_164435759494543.xml · derivative · entry 5

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153

Underlying: Common Shares · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

F3 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.

SEC source: 0001443984-22-000077 · wf-form4_164435759494543.xml · nonDerivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,278

F2 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.

SEC source: 0001443984-22-000077 · wf-form4_164435759494543.xml · nonDerivative · entry 2

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,061

SEC source: 0001443984-22-000077 · wf-form4_164435759494543.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

SEC source: 0001443984-22-000039 · wf-form4_164384039652593.xml · derivative · entry 3

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367

Underlying: Common Shares · 90 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 4, 2019, the reporting person was granted 330 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

F3 · derivative.exercise_date: On April 1, 2019, the reporting person was granted 314 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

F4 · derivative.exercise_date: On July 1, 2019, the reporting person was granted 253 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

F5 · derivative.exercise_date: On October 1, 2019, the reporting person was granted 248 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

F2 · derivative.expiration_date: On February 4, 2019, the reporting person was granted 330 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

F3 · derivative.expiration_date: On April 1, 2019, the reporting person was granted 314 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

F4 · derivative.expiration_date: On July 1, 2019, the reporting person was granted 253 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

F5 · derivative.expiration_date: On October 1, 2019, the reporting person was granted 248 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.

SEC source: 0001443984-22-000039 · wf-form4_164384039652593.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

SEC source: 0001209191-22-026013 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gee Jay LLC

Disclosed balance after: 0

F1 · kind: On February 28, 2022, Gee Jay LLC ("Gee Jay") transferred 12,500 shares of Issuer common stock to its affiliate that is not a reporting person.

F2 · ownership.nature: Mr. Finn is the trustee of the sole member and manager of Gee Jay. Gee Jay no longer has a reportable beneficial interest in the shares of Issuer common stock.

SEC source: 0001443984-21-000384 · wf-form4_163951758756596.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457

Underlying: Common Shares · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

SEC source: 0001209191-21-071496 · doc4.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,315

F1 · shares: Represents restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of Sarcos Technology and Robotics Corporation (the "Company"). The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the annual meeting of the Company's stockholders (the "Annual Meeting") next following the date the award was granted, in each case, subject to the Recipient continuing to be a Service Provider through the applicable vesting date.

SEC source: 0001209191-22-024465 · doc4a.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,315

F1 · shares: Represents restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of Sarcos Technology and Robotics Corporation (the "Company"). The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the annual meeting of the Company's stockholders (the "Annual Meeting") next following the date the award was granted, in each case, subject to the Recipient continuing to be a Service Provider through the applicable vesting date.