Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRUPANION, INC.TRUP · Entity 4822 | Director | August 30, 2023 | September 01, 2023 |
| TWFG, Inc.TWFG · Entity 5723 | Director | June 05, 2026 | June 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRUPANION, INC.
Report date August 30, 2023 · Filed September 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,866 |
Ending reported balance
After 2023-08-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-08-30 · Exercise / conversion · Acquired 12,688 · Balance 14,554 Row 2 · 2023-08-30 · Sale · Disposed 8,688 · Balance 5,866 F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.88 to $30.17 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.06 · Expires 2027-02-21 | Direct | 0 |
Reported balance
After 2023-08-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-08-30 · Exercise / conversion · Disposed 12,688 · Balance 0 F2: The option vests as to 25% of the total shares on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017, subject to the reporting person's provision of services to the issuer on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.88 to $30.17 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
F2: The option vests as to 25% of the total shares on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017, subject to the reporting person's provision of services to the issuer on each vesting date.
TWFG, Inc.
Report date June 05, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote 2 | 765,587 |
Reported balance
After 2026-06-05 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-06-05 · Purchase · Acquired 7,865 · Balance 765,587 F2: 753,216 shares of Class A Common Stock reported herein are held directly by Griffin Highline Capital LLC. Mr. Michael Doak is the Chief Executive Officer, Co-Chairman and Manager of Griffin Highline Capital LLC and has sole voting and dispositive power over the shares held by Griffin Highline Capital LLC. 12,371 shares of Class A Common Stock reported herein are directly held by Dallas Specialty Insurance Company, which is controlled by Griffin Highline Capital LLC. Mr. Doak disclaims beneficial ownership of any units or shares owned by either Griffin Highline Capital LLC or Dallas Specialty Insurance Company, except to the extent of his pecuniary interests therein. |
| Class A Common StockSEC Table I · non-derivative | Direct | 10,117 |
Reported balance
Holding disclosure · report date 2026-06-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,117 F1: Shares of Class A Common Stock reported herein include 4,000 restricted stock units ("RSUs") previously granted to the reporting person in his capacity as a director of the issuer. The RSUs vest in full on the first anniversary of their grant date, subject to his continued service as a director through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class A Common Stock reported herein include 4,000 restricted stock units ("RSUs") previously granted to the reporting person in his capacity as a director of the issuer. The RSUs vest in full on the first anniversary of their grant date, subject to his continued service as a director through the vesting date.
F2: 753,216 shares of Class A Common Stock reported herein are held directly by Griffin Highline Capital LLC. Mr. Michael Doak is the Chief Executive Officer, Co-Chairman and Manager of Griffin Highline Capital LLC and has sole voting and dispositive power over the shares held by Griffin Highline Capital LLC. 12,371 shares of Class A Common Stock reported herein are directly held by Dallas Specialty Insurance Company, which is controlled by Griffin Highline Capital LLC. Mr. Doak disclaims beneficial ownership of any units or shares owned by either Griffin Highline Capital LLC or Dallas Specialty Insurance Company, except to the extent of his pecuniary interests therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2019 Filed Feb 26, 2019 23:13 UTC | TRUPANION, INC. TRUP · Entity 4822 | GrantRestricted Stock Unit (RSU) · Derivative | 3,129 | $0.00 Strike: $29.93 | $0.00 |
DisclosureSEC source: 0001371285-19-000072 · wf-form4_155122276532162.xml · derivative · entry 1 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,129 Underlying: Common Stock · 3,129 shares Expires 2019-12-31 F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:13 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 663 | $0.00 Strike: $28.01 | $0.00 |
DisclosureSEC source: 0001371285-19-000010 · wf-form4_154655359016936.xml · derivative · entry 2 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Unit (RSU) · 663 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:13 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 663 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-19-000010 · wf-form4_154655359016936.xml · nonDerivative · entry 1 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The RSU converts into common stock on a one-for-one basis. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 21:04 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 663 | $0.00 Strike: $28.01 | $0.00 |
DisclosureSEC source: 0001371285-18-000202 · wf-form4_153851427895328.xml · derivative · entry 2 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663 Underlying: Restricted Stock Unit (RSU) · 663 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 21:04 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 663 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-18-000202 · wf-form4_153851427895328.xml · nonDerivative · entry 1 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The RSU converts into common stock on a one-for-one basis. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 21:13 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 663 | $0.00 Strike: $28.01 | $0.00 |
DisclosureSEC source: 0001371285-18-000130 · wf-form4_153065240981713.xml · derivative · entry 2 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,326 Underlying: Restricted Stock Unit (RSU) · 663 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 21:13 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 663 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-18-000130 · wf-form4_153065240981713.xml · nonDerivative · entry 1 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The RSU converts into common stock on a one-for-one basis. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 22:33 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 662 | $0.00 Strike: $28.01 | $0.00 |
DisclosureSEC source: 0001371285-18-000061 · wf-form4_152279478961441.xml · derivative · entry 2 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,989 Underlying: Restricted Stock Unit (RSU) · 662 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 22:33 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-18-000061 · wf-form4_152279478961441.xml · nonDerivative · entry 1 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The RSU converts into common stock on a one-for-one basis. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:43 UTC | TRUPANION, INC. TRUP · Entity 4822 | GrantRestricted Stock Unit (RSU) · Derivative | 2,651 | $0.00 Strike: $28.01 | $0.00 |
DisclosureSEC source: 0001371285-18-000041 · wf-form4_151934299522617.xml · derivative · entry 1 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,651 Underlying: Restricted Stock Unit (RSU) · 2,651 shares Expires 2018-12-31 F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:19 UTC | TRUPANION, INC. TRUP · Entity 4822 | GrantStock Option (right to buy) · Derivative | 12,688 | $0.00 Strike: $16.06 | $0.00 |
DisclosureSEC source: 0001371285-17-000037 · wf-form4_148789193283073.xml · derivative · entry 1 DOAK MICHAEL · CIK 0001611672 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,688 Underlying: Common Stock · 12,688 shares Expires 2027-02-21 F1 · derivative.exercise_date: The option vests as to 25% of the total shares on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017, subject to the reporting person's provision of services to the issuer on each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.