Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| loanDepot, Inc.LDI · Entity 723 | Director · 10% owner | June 04, 2026 | June 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
loanDepot, Inc.
Report date June 04, 2026 · Filed June 08, 2026
Jointly reported with Golson Brian P., Dodson Andrew C, PCP MANAGERS, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 103,768,936 |
Reported balance
After 2026-06-04 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-06-04 · Grant · Acquired 211,864 · Balance 103,768,936 F1: Includes 211,864 unvested restricted stock units ("RSUs"), which vest ratably on August 31, 2026, November 30, 2026, February 26, 2027, and May 28, 2027. F2: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3: PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the reporting persons and their affiliates may be deemed to beneficially own the reported securities. F4: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson serve as directors of the Issuer (the "Directors") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Brian Golson's father | 2,500 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,500 F5: Mr. Golson oversees the reported LDI shares held of record by his father. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 211,864 unvested restricted stock units ("RSUs"), which vest ratably on August 31, 2026, November 30, 2026, February 26, 2027, and May 28, 2027.
F2: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
F3: PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the reporting persons and their affiliates may be deemed to beneficially own the reported securities.
F4: Pursuant to Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson serve as directors of the Issuer (the "Directors") and hold the RSUs for the benefit of PCP Managers, L.P. The Directors disclaim all right, title and interest in the RSUs.
F5: Mr. Golson oversees the reported LDI shares held of record by his father.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Performant Healthcare Inc
Report date September 03, 2021 · Filed September 08, 2021
Jointly reported with PCP MANAGERS, L.P., PCap II, LLC, PCap Partners II, LLC, PARTHENON INVESTORS II. L.P.
Section 16 reporting ended · disclosed 2021-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 6,054,724 |
Reported balance
After 2021-09-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-03 · Sale · Disposed 19,228 · Balance 6,054,724 F1: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote.
F2: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 12, 2022 Filed Jan 15, 2022 02:34 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass D Common Stock · Derivative | 3,795,413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-002051 · doc4.xml · derivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director · 10% owner Dodson Andrew C · CIK 0001656792 · Director Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 97,026,671 Underlying: Class A Common Stock · 3,795,413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock. F1 · price: Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock. F1 · derivative.exercise_date: Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock. F1 · derivative.expiration_date: Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock. F2 · ownership.nature: The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors"). F3 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| January 12, 2022 Filed Jan 15, 2022 02:34 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass A Common Stock | 3,795,413 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-002051 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director · 10% owner Dodson Andrew C · CIK 0001656792 · Director Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,808,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors"). F3 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 23:04 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock | 14,156,560 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-045844 · doc4.xml · nonDerivative · entry 4 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,394 F3 · kind: The reported securities were distributed by certain of the Parthenon Investors to such holder's limited partners pursuant to a pro rata distribution for no consideration that was exempt under Rule 16a-9. F3 · price: The reported securities were distributed by certain of the Parthenon Investors to such holder's limited partners pursuant to a pro rata distribution for no consideration that was exempt under Rule 16a-9. F2 · ownership.nature: The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors"). Read SEC document |
| November 12, 2021 Filed Nov 23, 2021 23:04 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass D Common Stock · Derivative | 14,156,560 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-045844 · doc4.xml · derivative · entry 6 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 100,822,084 Underlying: Class A Common Stock · 14,156,560 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock. F4 · price: The Parthenon Investors received the shares of the Issuer's Class D Common Stock pursuant to reorganization transactions in connection with the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock. F1 · derivative.expiration_date: Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock. F2 · ownership.nature: The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors"). Read SEC document |
| November 12, 2021 Filed Nov 23, 2021 23:04 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass A Common Stock | 14,156,560 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-045844 · doc4.xml · nonDerivative · entry 3 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,169,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock. F2 · ownership.nature: The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors"). Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 17:13 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-21-000133 · wf-form4_163613241059542.xml · derivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · PCP Managers, L.P. Disclosed balance after: 4,466 Underlying: Class A Common Stock, par value $0.001 per share · 4,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty (30) days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F2 · date: RSUs vested on 9/30/21 and settled on 11/3/21 when the Issuer's trading blackout period ended and trading was permitted to commence. F1 · derivative.exercise_date: As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty (30) days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F1 · derivative.expiration_date: As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty (30) days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F3 · ownership.direct: PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Andrew C. Dodson and Brian P. Golson serve as directors of loanDepot, Inc. (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. F4 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 17:13 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock, par value $0.001 per share | 4,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-21-000133 · wf-form4_163613241059542.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · PCP Managers, L.P. Disclosed balance after: 13,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty (30) days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F2 · date: RSUs vested on 9/30/21 and settled on 11/3/21 when the Issuer's trading blackout period ended and trading was permitted to commence. F1 · price: As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty (30) days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F3 · ownership.direct: PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Andrew C. Dodson and Brian P. Golson serve as directors of loanDepot, Inc. (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. F4 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 16:05 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 19,228 | $5.01 | $96,420.73 |
DisclosureSEC source: 0001209191-21-055129 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · No longer 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · No longer 10% owner PCap II, LLC · CIK 0001311577 · No longer 10% owner PCap Partners II, LLC · CIK 0001311576 · No longer 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · No longer 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,054,724 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 16:05 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 257,917 | $4.92 | $1,269,054.81 |
DisclosureSEC source: 0001209191-21-054952 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,073,952 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 16:05 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 15,668 | $5.00 | $78,350.97 |
DisclosureSEC source: 0001209191-21-051377 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,331,869 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 16:05 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 997 | $5.01 | $4,993.97 |
DisclosureSEC source: 0001209191-21-050812 · doc4.xml · nonDerivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,347,537 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 16:05 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 460,343 | $5.05 | $2,323,351.12 |
DisclosureSEC source: 0001209191-21-050812 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,348,534 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| August 06, 2021 Filed Aug 9, 2021 20:35 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-21-000086 · wf-form4_162854131609437.xml · derivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · PCP Managers, L.P. Disclosed balance after: 8,930 Underlying: Class A Common Stock, par value $0.001 per share · 4,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty (30) days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F2 · date: RSUs vested on 6/30/2021 but did not settle until 8/6/2021 when the Issuer's trading blackout period ended and trading was permitted to commence. F1 · derivative.exercise_date: As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty (30) days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F1 · derivative.expiration_date: As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty (30) days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F4 · ownership.direct: PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Andrew C. Dodson and Brian P. Golson serve as directors of loanDepot, Inc. (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. F5 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| August 06, 2021 Filed Aug 9, 2021 20:35 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock, par value $0.001 per share | 4,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-21-000086 · wf-form4_162854131609437.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · PCP Managers, L.P. Disclosed balance after: 8,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty (30) days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. F2 · date: RSUs vested on 6/30/2021 but did not settle until 8/6/2021 when the Issuer's trading blackout period ended and trading was permitted to commence. F3 · price: Restricted stock units convert into shares of Class A common stock on a one-for-one basis. F4 · ownership.direct: PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Andrew C. Dodson and Brian P. Golson serve as directors of loanDepot, Inc. (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. F5 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 16:05 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 8,278 | $4.90 | $40,582.90 |
DisclosureSEC source: 0001209191-21-050389 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,808,877 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 16:05 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 35,552 | $4.91 | $174,496.33 |
DisclosureSEC source: 0001209191-21-049915 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,817,155 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 16:06 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 39,338 | $4.91 | $193,007.96 |
DisclosureSEC source: 0001209191-21-049273 · doc4.xml · nonDerivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,852,707 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 16:06 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 78,000 | $5.02 | $391,474.20 |
DisclosureSEC source: 0001209191-21-049273 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,892,045 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 16:05 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 565,306 | $5.16 | $2,917,826.92 |
DisclosureSEC source: 0001209191-21-048768 · doc4.xml · nonDerivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,970,045 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 16:05 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 7,858 | $4.80 | $37,718.40 |
DisclosureSEC source: 0001209191-21-048768 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,535,351 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 16:05 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 155,862 | $4.79 | $747,108.91 |
DisclosureSEC source: 0001209191-21-048423 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,543,209 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 16:05 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 11,484 | $4.71 | $54,057.48 |
DisclosureSEC source: 0001209191-21-048159 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,699,071 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| July 21, 2021 Filed Jul 22, 2021 16:06 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 88,241 | $4.82 | $425,595.17 |
DisclosureSEC source: 0001209191-21-047727 · doc4.xml · nonDerivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,710,555 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 16:06 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 176,378 | $4.66 | $821,674.55 |
DisclosureSEC source: 0001209191-21-047727 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,798,796 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 16:05 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 76,881 | $4.74 | $364,269.87 |
DisclosureSEC source: 0001209191-21-047360 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,975,174 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| July 13, 2021 Filed Jul 15, 2021 16:06 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 1,496,088 | $4.57 | $6,843,704.95 |
DisclosureSEC source: 0001209191-21-046774 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,052,055 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| July 12, 2021 Filed Jul 13, 2021 16:30 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 59,844 | $3.98 | $238,125.26 |
DisclosureSEC source: 0000899243-21-028216 · doc4.xml · nonDerivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,548,143 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 16:30 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 146,227 | $3.86 | $564,757.92 |
DisclosureSEC source: 0000899243-21-028216 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,607,987 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| July 07, 2021 Filed Jul 9, 2021 16:30 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 106,886 | $3.74 | $399,657.44 |
DisclosureSEC source: 0000899243-21-027998 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,754,214 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 16:54 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 1,994,784 | $3.70 | $7,380,700.80 |
DisclosureSEC source: 0000899243-21-027543 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,861,100 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 16:38 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 75,403 | $3.70 | $278,802.59 |
DisclosureSEC source: 0000899243-21-026964 · doc4.xml · nonDerivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,855,884 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 16:38 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 244,570 | $3.70 | $906,107.39 |
DisclosureSEC source: 0000899243-21-026964 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,931,287 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 16:24 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 44,098 | $3.74 | $164,997.08 |
DisclosureSEC source: 0000899243-21-026560 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,175,857 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 16:42 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 40,362 | $3.30 | $133,198.64 |
DisclosureSEC source: 0000899243-21-025516 · doc4.xml · nonDerivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,219,955 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 16:42 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 100,737 | $3.31 | $333,086.89 |
DisclosureSEC source: 0000899243-21-025516 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,260,317 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| June 15, 2021 Filed Jun 21, 2021 19:35 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 28,155 | $3.71 | $104,393.11 |
DisclosureSEC source: 0000899243-21-025101 · doc4.xml · nonDerivative · entry 4 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,361,054 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| June 14, 2021 Filed Jun 21, 2021 19:35 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 41,866 | $3.73 | $156,302.52 |
DisclosureSEC source: 0000899243-21-025101 · doc4.xml · nonDerivative · entry 3 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,389,209 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| June 11, 2021 Filed Jun 21, 2021 19:35 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 72,411 | $3.77 | $273,098.09 |
DisclosureSEC source: 0000899243-21-025101 · doc4.xml · nonDerivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,431,075 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| June 02, 2021 Filed Nov 23, 2021 23:04 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock | 4,715,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-045844 · doc4.xml · nonDerivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,394 F3 · kind: The reported securities were distributed by certain of the Parthenon Investors to such holder's limited partners pursuant to a pro rata distribution for no consideration that was exempt under Rule 16a-9. F3 · price: The reported securities were distributed by certain of the Parthenon Investors to such holder's limited partners pursuant to a pro rata distribution for no consideration that was exempt under Rule 16a-9. F2 · ownership.nature: The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors"). Read SEC document |
| May 07, 2021 Filed May 10, 2021 21:36 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019010 · doc4.xml · derivative · entry 3 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · PCP Managers, L.P. Disclosed balance after: 13,394 Underlying: Class A Common Stock, par value $0.001 per share · 4,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A common stock, par value $0.001 per share ("Class A Common Stock") or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F4 · derivative.exercise_date: The RSUs settle in shares of Class A Common Stock of the Issuer in three installments of 4,464 each on May 6, 2021, June 30, 2021, and September 30, 2021 and 4,466 on December 31, 2021. F4 · derivative.expiration_date: The RSUs settle in shares of Class A Common Stock of the Issuer in three installments of 4,464 each on May 6, 2021, June 30, 2021, and September 30, 2021 and 4,466 on December 31, 2021. F2 · ownership.direct: PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Andrew C. Dodson and Brian P. Golson serve as directors of loanDepot, Inc.'s (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. F3 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| May 06, 2021 Filed May 10, 2021 21:36 UTC | loanDepot, Inc. LDI · Entity 723 | GrantRestricted Stock Units · Derivative | 17,858 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-019010 · doc4.xml · derivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · PCP Managers, L.P. Disclosed balance after: 17,858 Underlying: Class A Common Stock, par value $0.001 per share · 17,858 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A common stock, par value $0.001 per share ("Class A Common Stock") or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F4 · derivative.exercise_date: The RSUs settle in shares of Class A Common Stock of the Issuer in three installments of 4,464 each on May 6, 2021, June 30, 2021, and September 30, 2021 and 4,466 on December 31, 2021. F4 · derivative.expiration_date: The RSUs settle in shares of Class A Common Stock of the Issuer in three installments of 4,464 each on May 6, 2021, June 30, 2021, and September 30, 2021 and 4,466 on December 31, 2021. F2 · ownership.direct: PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Andrew C. Dodson and Brian P. Golson serve as directors of loanDepot, Inc.'s (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. F3 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| May 06, 2021 Filed May 10, 2021 21:36 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A common stock, par value $0.001 per share | 4,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-019010 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · PCP Managers, L.P. Disclosed balance after: 4,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A common stock, par value $0.001 per share ("Class A Common Stock") or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A common stock, par value $0.001 per share ("Class A Common Stock") or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock F2 · ownership.direct: PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Andrew C. Dodson and Brian P. Golson serve as directors of loanDepot, Inc.'s (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. F3 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| May 05, 2021 Filed Nov 23, 2021 23:04 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass D Common Stock · Derivative | 4,715,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-045844 · doc4.xml · derivative · entry 5 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 114,978,644 Underlying: Class A Common Stock · 4,715,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock. F4 · price: The Parthenon Investors received the shares of the Issuer's Class D Common Stock pursuant to reorganization transactions in connection with the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock. F1 · derivative.expiration_date: Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock. F2 · ownership.nature: The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors"). Read SEC document |
| May 05, 2021 Filed Nov 23, 2021 23:04 UTC | loanDepot, Inc. LDI · Entity 723 | ConversionClass A Common Stock | 4,715,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-045844 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner Golson Brian P. · CIK 0001555304 · Director Dodson Andrew C · CIK 0001656792 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,728,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock. F2 · ownership.nature: The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors"). Read SEC document |
| April 26, 2021 Filed Jun 21, 2021 19:35 UTC | Performant Healthcare Inc PFMT · Entity 74046 | SaleCommon Stock, par value $0.0001 per share | 997,392 | $2.37 | $2,362,123.47 |
DisclosureSEC source: 0000899243-21-025101 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PCap II, LLC · CIK 0001311577 · 10% owner PCap Partners II, LLC · CIK 0001311576 · 10% owner PARTHENON INVESTORS II. L.P. · CIK 0001132655 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,503,486 F1 · ownership.nature: The reported shares are owned of record by Parthenon DCS Holdings, LLC ("DCS Holdings"). Parthenon Investors II, L.P., as the manager of DCS Holdings; PCap Partners II, LLC, as the general partner of Parthenon Investors II, L.P.; PCap II, LLC, as the managing member of PCap Partners II, LLC; PCP Managers, L.P., as the managing member of PCap II, LLC; and PCP Managers GP, LLC, as the general partner of PCP Managers, L.P. may be deemed to beneficially own the shares reported herein. The entities aforementioned, except for DCS Holdings, are referred to as the "Reporting Persons." Investment decisions, including voting and dispositive power, with respect to shares reported herein are made by the Managing Members of PCP Managers GP, LLC, who act by majority vote. F2 · ownership.nature: Each of the Reporting Persons, as well as the Managing Members of PCP Managers GP, LLC, disclaims beneficial ownership of the shares reported herein, and this report shall not be deemed an admission that the Reporting persons or the Managing Members of PCP Managers GP, LLC are the beneficial owners of such shares for the purpose of Section 16 or for any other purpose, except, in each case, to the extent of each such Reporting Person's or Managing Member's pecuniary interest therein. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 21:41 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass C Common Stock, par value $0.001 per share | 53,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007817 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCP Managers, L.P. Disclosed balance after: 3,388,887 F3 · price: As described in the loanDepot, Inc.'s (the "Issuer") registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F4 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 21:30 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass C Common Stock, par value $0.001 per share | 53,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007813 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCP Managers, L.P. Disclosed balance after: 3,388,887 F3 · price: As described in the loanDepot, Inc.'s (the "Issuer") registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F4 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock, par value $0.001 per share | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 21 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock, par value $0.001 per share | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 20 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 1,929 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:45 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass D Common Stock, par value $0.001 per share | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006799 · doc4.xml · nonDerivative · entry 19 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner Golson Brian P. · CIK 0001555304 · 10% owner Ament David J. · CIK 0001477996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 137,853 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.