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person · Reporting owner

Sirosh Joseph

Disclosed activity across 2 companies

Tapewire entity
40472
SEC CIK
0001847175

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Absci CorpABSI · Entity 4685DirectorJune 04, 2026June 09, 2026
Compass, Inc.COMP · Entity 3646Chief Technology OfficerAugust 17, 2022August 19, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Absci Corp

Report date June 04, 2026 · Filed June 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,420 Reported balance After 2026-06-04 transaction · row 1
1 source row

Row 1 · 2026-06-04 · Grant · Acquired 10,100 · Balance 33,420

F1: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Absci Corporation 2021 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest and be settled in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.34 · Expires 2036-06-03Direct39,800 Reported balance After 2026-06-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-04 · Grant · Acquired 39,800 · Balance 39,800

F2: The shares subject to this option vest and become exercisable in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Absci Corporation 2021 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest and be settled in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such date.

F2: The shares subject to this option vest and become exercisable in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such date.

Compass, Inc.

Report date August 17, 2022 · Filed August 19, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect328,555 Ending reported balance After 2022-08-19 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-08-17 · Sale · Disposed 71,881 · Balance 479,137

F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.88 to $4.30 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 2 · 2022-08-18 · Sale · Disposed 71,880 · Balance 407,257

F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.86 to $4.11 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 3 · 2022-08-19 · Sale · Disposed 78,702 · Balance 328,555

F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.81 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote50 Reported balance Holding disclosure · report date 2022-08-17 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 50

F5: Represents 50 shares of Class A Common Stock held by Mr. Sirosh's son, who currently resides in Mr. Sirosh's household.

Filing footnotes · ownership attribution and instrument terms

F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.88 to $4.30 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.86 to $4.11 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.81 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Represents 50 shares of Class A Common Stock held by Mr. Sirosh's son, who currently resides in Mr. Sirosh's household.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2026 Filed Jun 9, 2026 01:28 UTC Absci Corp ABSI · Entity 4685 GrantStock Option (right to buy) · Derivative 39,800 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001672688-26-000105 · wk-form4_1780968490.xml · derivative · entry 2

Sirosh Joseph · CIK 0001847175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,800

Underlying: Common Stock · 39,800 shares

Expires 2036-06-03

F2 · derivative.exercise_date: The shares subject to this option vest and become exercisable in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such date.

Read SEC document
June 04, 2026 Filed Jun 9, 2026 01:28 UTC Absci Corp ABSI · Entity 4685 GrantCommon Stock 10,100 $0.00 $0.00
Disclosure

SEC source: 0001672688-26-000105 · wk-form4_1780968490.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,420

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Absci Corporation 2021 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest and be settled in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such date.

Read SEC document
June 11, 2025 Filed Jun 12, 2025 23:06 UTC Absci Corp ABSI · Entity 4685 GrantStock Option (right to buy) · Derivative 57,400 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001672688-25-000035 · wk-form4_1749769590.xml · derivative · entry 2

Sirosh Joseph · CIK 0001847175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,400

Underlying: Common Stock · 57,400 shares

Expires 2035-06-10

F2 · derivative.exercise_date: The shares subject to this option vest and become exercisable in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such date.

Read SEC document
June 11, 2025 Filed Jun 12, 2025 23:06 UTC Absci Corp ABSI · Entity 4685 GrantCommon Stock 14,500 $0.00 $0.00
Disclosure

SEC source: 0001672688-25-000035 · wk-form4_1749769590.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,320

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Absci Corporation 2021 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest and be settled in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:39 UTC Absci Corp ABSI · Entity 4685 GrantStock Option (right to buy) · Derivative 36,274 $0.00 Strike: $4.96 $0.00
Disclosure

SEC source: 0001672688-24-000027 · wk-form4_1718397553.xml · derivative · entry 2

Sirosh Joseph · CIK 0001847175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,274

Underlying: Common Stock · 36,274 shares

Expires 2034-06-11

F2 · derivative.exercise_date: The shares subject to this option vest and become exercisable in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:39 UTC Absci Corp ABSI · Entity 4685 GrantCommon Stock 8,820 $0.00 $0.00
Disclosure

SEC source: 0001672688-24-000027 · wk-form4_1718397553.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,820

F1 · shares: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Absci Corporation 2021 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest and be settled in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 22:31 UTC Absci Corp ABSI · Entity 4685 GrantStock Option (right to buy) · Derivative 53,100 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001672688-23-000025 · wk-form4_1686954663.xml · derivative · entry 1

Sirosh Joseph · CIK 0001847175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,100

Underlying: Common Stock · 53,100 shares

Expires 2033-06-13

F1 · derivative.exercise_date: The shares subject to this option vest and become exercisable in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such date.

Read SEC document
August 19, 2022 Filed Aug 19, 2022 22:01 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 78,702 $3.66 $288,049.32
Disclosure

SEC source: 0001563190-22-000118 · wf-form4_166094648343623.xml · nonDerivative · entry 3

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,555

F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.81 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 22:01 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 71,880 $4.04 $290,395.20
Disclosure

SEC source: 0001563190-22-000118 · wf-form4_166094648343623.xml · nonDerivative · entry 2

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,257

F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.86 to $4.11 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 22:01 UTC Compass, Inc. COMP · Entity 3646 SaleClass A Common Stock 71,881 $4.03 $289,680.43
Disclosure

SEC source: 0001563190-22-000118 · wf-form4_166094648343623.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,137

F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.88 to $4.30 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:51 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,490 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000096 · wf-form4_165973267835436.xml · derivative · entry 4

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,430

Underlying: Class A Common Stock · 9,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested and exercisable on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested and exercisable on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:51 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 2,643 $3.97 $10,492.71
Disclosure

SEC source: 0001563190-22-000096 · wf-form4_165973267835436.xml · nonDerivative · entry 2

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,018

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:51 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 9,490 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000096 · wf-form4_165973267835436.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 20:58 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 34,117 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000077 · wf-form4_165731389516823.xml · derivative · entry 5

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,351

Underlying: Class A Common Stock · 34,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

F5 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 20:58 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,490 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000077 · wf-form4_165731389516823.xml · derivative · entry 4

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,920

Underlying: Class A Common Stock · 9,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested and exercisable on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested and exercisable on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 20:58 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 10,959 $4.38 $48,000.42
Disclosure

SEC source: 0001563190-22-000077 · wf-form4_165731389516823.xml · nonDerivative · entry 2

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,171

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 20:58 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 43,607 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000077 · wf-form4_165731389516823.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:52 UTC Absci Corp ABSI · Entity 4685 GrantStock Option (right to buy) · Derivative 11,958 $0.00 Strike: $3.39 $0.00
Disclosure

SEC source: 0001628280-22-016854 · wf-form4_165489431224758.xml · derivative · entry 1

Sirosh Joseph · CIK 0001847175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,958

Underlying: Common Stock · 11,958 shares

Expires 2032-06-07

F1 · derivative.exercise_date: The shares subject to this option vest and become exercisable in full on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such date.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:35 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,480 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000054 · wf-form4_165463770174263.xml · derivative · entry 4

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,410

Underlying: Class A Common Stock · 9,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested and exercisable on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested and exercisable on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:35 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 2,658 $6.27 $16,665.66
Disclosure

SEC source: 0001563190-22-000054 · wf-form4_165463770174263.xml · nonDerivative · entry 2

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,523

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:35 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 9,480 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000054 · wf-form4_165463770174263.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:45 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027618 · doc4.xml · derivative · entry 4

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,890

Underlying: Class A Common Stock · 9,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:45 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 2,670 $5.86 $15,646.20
Disclosure

SEC source: 0001209191-22-027618 · doc4.xml · nonDerivative · entry 2

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,701

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
May 04, 2022 Filed May 6, 2022 20:45 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 9,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027618 · doc4.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:06 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023727 · doc4.xml · derivative · entry 4

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,380

Underlying: Class A Common Stock · 9,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:06 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 2,680 $7.32 $19,617.60
Disclosure

SEC source: 0001209191-22-023727 · doc4.xml · nonDerivative · entry 2

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,881

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 22:06 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 9,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023727 · doc4.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
March 28, 2022 Filed Mar 29, 2022 23:33 UTC Compass, Inc. COMP · Entity 3646 GrantRestricted Stock Unit (RSU) · Derivative 136,468 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021536 · doc4.xml · derivative · entry 1

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,468

Underlying: Class A Common Stock · 136,468 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

F2 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:35 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016763 · doc4.xml · derivative · entry 4

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,870

Underlying: Class A Common Stock · 9,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_price: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:35 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 2,370 $7.46 $17,680.20
Disclosure

SEC source: 0001209191-22-016763 · doc4.xml · nonDerivative · entry 2

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,071

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:35 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 9,490 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016763 · doc4.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:38 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007525 · doc4.xml · derivative · entry 4

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,360

Underlying: Class A Common Stock · 9,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_price: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:38 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 3,020 $7.90 $23,858.00
Disclosure

SEC source: 0001209191-22-007525 · doc4.xml · nonDerivative · entry 2

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,951

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:38 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 9,480 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-007525 · doc4.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
January 07, 2022 Filed Jan 10, 2022 21:28 UTC Absci Corp ABSI · Entity 4685 GrantStock Option (right to buy) · Derivative 45,810 $0.00 Strike: $7.19 $0.00
Disclosure

SEC source: 0001628280-22-000628 · wf-form4_164185002846450.xml · derivative · entry 1

Sirosh Joseph · CIK 0001847175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,810

Underlying: Common Stock · 45,810 shares

Expires 2032-01-06

F1 · derivative.exercise_date: The shares subject to this option vest and become exercisable in 36 approximately equal monthly installments beginning on January 7, 2022, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
January 07, 2022 Filed Apr 6, 2022 21:39 UTC Amendment Absci Corp ABSI · Entity 4685 GrantStock Option (right to buy) · Derivative 45,180 $0.00 Strike: $7.19 $0.00
Disclosure

SEC source: 0001628280-22-008612 · wf-form4a_164928113825609.xml · derivative · entry 1

Sirosh Joseph · CIK 0001847175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,180

Underlying: Common Stock · 45,180 shares

Expires 2032-01-06

F1 · derivative.exercise_date: The shares subject to this option vest and become exercisable in 36 approximately equal monthly installments beginning on January 7, 2022, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 22:40 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002502 · doc4.xml · derivative · entry 4

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,840

Underlying: Class A Common Stock · 9,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_price: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 22:40 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 3,387 $8.86 $30,008.82
Disclosure

SEC source: 0001209191-22-002502 · doc4.xml · nonDerivative · entry 2

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,491

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 22:40 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 9,490 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-002502 · doc4.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:52 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068422 · doc4.xml · derivative · entry 4

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,330

Underlying: Class A Common Stock · 9,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_price: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:52 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 4,357 $9.23 $40,215.11
Disclosure

SEC source: 0001209191-21-068422 · doc4.xml · nonDerivative · entry 2

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,388

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 23:52 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 9,490 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-068422 · doc4.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:26 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-063165 · doc4.xml · derivative · entry 4

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,820

Underlying: Class A Common Stock · 9,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_price: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:26 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 4,353 $12.91 $56,197.23
Disclosure

SEC source: 0001209191-21-063165 · doc4.xml · nonDerivative · entry 2

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,255

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:26 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 9,480 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-063165 · doc4.xml · nonDerivative · entry 1

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 22:51 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative 100,000 $0.00 Strike: $5.16 $0.00
Disclosure

SEC source: 0001209191-21-062251 · doc4.xml · derivative · entry 7

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,540

Underlying: Class A Common Stock · 100,000 shares

Expires 2028-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares monthly thereafter, with 100% of the total shares vested and exercisable on December 4, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 22:51 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU · Derivative 4,550 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062251 · doc4.xml · derivative · entry 6

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_price: The RSUs are fully vested.

F5 · derivative.exercise_date: The RSUs are fully vested.

F5 · derivative.expiration_date: The RSUs are fully vested.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 22:51 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 313,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062251 · doc4.xml · derivative · entry 5

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,300

Underlying: Class A Common Stock · 313,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_price: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 22:51 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 100,000 $5.16 $516,000.00
Disclosure

SEC source: 0001209191-21-062251 · doc4.xml · nonDerivative · entry 3

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 22:51 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 145,552 $12.89 $1,876,165.28
Disclosure

SEC source: 0001209191-21-062251 · doc4.xml · nonDerivative · entry 2

Sirosh Joseph · CIK 0001847175 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,128

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.