Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Donnelley Financial Solutions, Inc.DFIN · Entity 2289 | Director | May 30, 2019 | June 03, 2019 |
| EQUINIX INCEQIX · Entity 2047 | Director | May 13, 2026 | May 14, 2026 |
| PROCORE TECHNOLOGIES, INC.PCOR · Entity 2592 | Director | June 04, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Donnelley Financial Solutions, Inc.
Report date May 30, 2019 · Filed June 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,874 |
Reported balance
After 2019-05-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-30 · Grant · Acquired 9,508 · Balance 24,874 F1: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. F2: Includes 15,366 shares held directly and 9,508 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier.
F2: Includes 15,366 shares held directly and 9,508 restricted stock units.
EQUINIX INC
Report date May 13, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 241 |
Reported balance
After 2026-05-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 241 · Balance 241 F1: The Restricted Stock Units shall vest on the earlier of (i) May 13, 2027 or (ii) if the reporting person does not stand for re-election as a director of the Company, the date of the regular meeting of the Company's stockholders held in the calendar year subsequent to the grant date; provided that, in either case, the reporting person remains in continuous Service through such vesting date. F2: Restricted stock unit award expires upon reporting person's termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units shall vest on the earlier of (i) May 13, 2027 or (ii) if the reporting person does not stand for re-election as a director of the Company, the date of the regular meeting of the Company's stockholders held in the calendar year subsequent to the grant date; provided that, in either case, the reporting person remains in continuous Service through such vesting date.
F2: Restricted stock unit award expires upon reporting person's termination of service.
PROCORE TECHNOLOGIES, INC.
Report date June 04, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,871 |
Reported balance
After 2026-06-04 transaction · row 1
1 source rowRow 1 · 2026-06-04 · Grant · Acquired 4,712 · Balance 63,871 F1: Represents shares of common stock issuable upon the settlement of restricted stock units ("RSUs"). 100% of the RSUs vest on the date of the issuer's 2027 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such annual meeting as a result of the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election), subject to the Reporting Person's continued service through such vesting date. The Reporting Person has elected to defer the receipt of common stock upon the vesting of the RSUs until the earlier of (i) the date that is ninety (90) days following the date of termination of service, and (ii) the date of a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock issuable upon the settlement of restricted stock units ("RSUs"). 100% of the RSUs vest on the date of the issuer's 2027 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such annual meeting as a result of the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election), subject to the Reporting Person's continued service through such vesting date. The Reporting Person has elected to defer the receipt of common stock upon the vesting of the RSUs until the earlier of (i) the date that is ninety (90) days following the date of termination of service, and (ii) the date of a change in control.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CITRIX SYSTEMS INC
Report date September 30, 2022 · Filed October 03, 2022
Section 16 reporting ended · disclosed 2022-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-09-30 transaction · row 1
1 source rowRow 1 · 2022-09-30 · Disposition to issuer · Disposed 36,830.382 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 31, 2022 (the "Merger Agreement"), by and among the Issuer, Picard Parent, Inc. ("Parent"), Picard Merger Sub, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), and for certain limited purposes detailed in the Merger Agreement, TIBCO Software Inc., Merger Sub merged with and into the Issuer on September 30, 2022, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each outstanding share of Issuer common stock was automatically converted into the right to receive cash in the amount of $104.00, without interest and less any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of January 31, 2022 (the "Merger Agreement"), by and among the Issuer, Picard Parent, Inc. ("Parent"), Picard Merger Sub, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), and for certain limited purposes detailed in the Merger Agreement, TIBCO Software Inc., Merger Sub merged with and into the Issuer on September 30, 2022, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each outstanding share of Issuer common stock was automatically converted into the right to receive cash in the amount of $104.00, without interest and less any applicable withholding taxes.
Talend S.A.
Report date May 16, 2019 · Filed February 26, 2020 · Amendment
Section 16 reporting ended · disclosed 2020-02-26. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-employee Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.62 · Expires 2029-05-16 | Direct | 10,680 |
Reported balance
After 2019-05-16 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-05-16 · Grant · Acquired 10,680 · Balance 10,680 F1: The exercise price of the non-employee warrant is 42.58 Euros. The U.S. dollar equivalent of the exercise price is $47.62 using the European Central Bank rate as of December 31, 2018 (1.00 = $1.1183). F4: The subscription price of the non-employee warrant is 2.16 Euros per warrant. The U.S. dollar equivalent of the subscription price is $2.42 using the European Central Bank rate as of December 31, 2018 (1.00 = $1.1183). F2: The Ordinary Shares underlying the warrant vest in four equal quarterly installments beginning on August 16, 2019. F3: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise price of the non-employee warrant is 42.58 Euros. The U.S. dollar equivalent of the exercise price is $47.62 using the European Central Bank rate as of December 31, 2018 (1.00 = $1.1183).
F2: The Ordinary Shares underlying the warrant vest in four equal quarterly installments beginning on August 16, 2019.
F3: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F4: The subscription price of the non-employee warrant is 2.16 Euros per warrant. The U.S. dollar equivalent of the subscription price is $2.42 using the European Central Bank rate as of December 31, 2018 (1.00 = $1.1183).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2019 Filed Dec 23, 2019 13:21 UTC | CITRIX SYSTEMS INC CTXS · Entity 123414 | GrantCommon Stock | 104.386 | $0.00 | $0.00 |
DisclosureSEC source: 0000877890-19-000309 · wf-form4_157712526464682.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,289.394 F1 · shares: On December 20, 2019, Citrix Systems, Inc ("Citrix") paid a cash dividend of $0.35 per share on each share of its outstanding common stock. The dividend was payable to all holders of Citrix's common stock on the record date, December 6, 2019. The Reporting Person received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Any fractional shares will round up at vesting. A portion of these shares are deferred until the Reporting Person's separation from service from the Board of Directors of Citrix, pursuant to the Outside Directors Deferred Compensation Program previously established by Citrix. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 14:27 UTC | CITRIX SYSTEMS INC CTXS · Entity 123414 | SaleCommon Stock | 2,351 | $110.00 | $258,610.00 |
DisclosureSEC source: 0000877890-19-000283 · wf-form4_157298201739286.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,185.008 F1 · shares: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on January 28, 2019. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 08:08 UTC | CITRIX SYSTEMS INC CTXS · Entity 123414 | GrantCommon Stock | 121.416 | $0.00 | $0.00 |
DisclosureSEC source: 0000877890-19-000228 · wf-form4_156932686492627.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,536.008 F1 · shares: On September 20, 2019, Citrix Systems, Inc ("Citrix") paid a cash dividend of $0.35 per share on each share of its outstanding common stock. The dividend was payable to all holders of Citrix's common stock on the record date, September 6, 2019. The Reporting Person received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Any fractional shares will round up at vesting. A portion of these shares are deferred until the Reporting Person's separation from service from the Board of Directors of Citrix, pursuant to the Outside Directors Deferred Compensation Program previously established by Citrix. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 11:45 UTC | CITRIX SYSTEMS INC CTXS · Entity 123414 | GrantCommon Stock | 0.843 | $0.00 | $0.00 |
DisclosureSEC source: 0000877890-19-000194 · wf-form4_156216869100815.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,414.592 F1 · shares: Represents shares issued as a result of rounding of fractional shares on final vesting. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 14:38 UTC | CITRIX SYSTEMS INC CTXS · Entity 123414 | GrantCommon Stock | 2,541 | $0.00 | $0.00 |
DisclosureSEC source: 0000877890-19-000190 · wf-form4_156209269512266.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,413.749 F1 · shares: Grant of restricted stock units that vest in equal monthly installments over a period of one year. Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 13:01 UTC | CITRIX SYSTEMS INC CTXS · Entity 123414 | GrantCommon Stock | 110.862 | $0.00 | $0.00 |
DisclosureSEC source: 0000877890-19-000142 · wf-form4_156148208086244.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,872.749 F1 · shares: On June 21, 2019, Citrix Systems, Inc ("Citrix") paid a cash dividend of $0.35 per share on each share of its outstanding common stock. The dividend was payable to all holders of Citrix's common stock on the record date, June 7, 2019. The Reporting Person received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Any fractional shares will round up at vesting. A portion of these shares are deferred until the Reporting Person's separation from service from the Board of Directors of Citrix, pursuant to the Outside Directors Deferred Compensation Program previously established by Citrix. Read SEC document |
| May 30, 2019 Filed May 31, 2019 22:05 UTC | EQUINIX INC EQIX · Entity 2047 | GrantRestricted Stock Unit · Derivative | 513 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001645635-19-000048 · edgar.xml · derivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513 Underlying: Common Stock · 513 shares Expires not disclosed F1 · derivative.exercise_date: The Restricted Stock Units shall vest on the earlier of (i) the one year anniversary of the grant date or (ii) if the person does not stand for re-election as a director of the Company, the date of the regular meeting of the Company's stockholders held in the calendar year susequent to the grant date; provided that the reporting person in continuous service through such vesting date. F2 · derivative.expiration_date: Restricted Stock Unit award expires upon reporting person's terminiation of service. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 20:19 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 9,508 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-033905 · doc4.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,874 F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. F2 · balance_after: Includes 15,366 shares held directly and 9,508 restricted stock units. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:18 UTC | Talend S.A. TLND · Entity 136371 | GrantNon-employee Warrant (right to buy) · Derivative | 11,987 | $0.00 Strike: $47.62 | $0.00 |
DisclosureSEC source: 0001209191-19-031588 · doc4.xml · derivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,987 Underlying: Ordinary Shares · 11,987 shares Expires 2029-05-16 F1 · derivative.exercise_price: The exercise price of the non-employee warrant is 42.58 Euros. The U.S. dollar equivalent of the exercise price is $47.62 using the European Central Bank rate as of December 31, 2018 (1.00 = $1.1183). F2 · derivative.exercise_date: The Ordinary Shares underlying the warrant vest in four equal quarterly installments beginning on August 16, 2019. F3 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| May 16, 2019 Filed Feb 26, 2020 18:48 UTC Amendment | Talend S.A. TLND · Entity 136371 | GrantNon-employee Warrant (right to buy) · Derivative | 10,680 | $2.42 Strike: $47.62 | $25,845.60 |
DisclosureSEC source: 0001209191-20-013207 · doc4a.xml · derivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,680 Underlying: Ordinary Shares · 10,680 shares Expires 2029-05-16 F1 · derivative.exercise_price: The exercise price of the non-employee warrant is 42.58 Euros. The U.S. dollar equivalent of the exercise price is $47.62 using the European Central Bank rate as of December 31, 2018 (1.00 = $1.1183). F4 · price: The subscription price of the non-employee warrant is 2.16 Euros per warrant. The U.S. dollar equivalent of the subscription price is $2.42 using the European Central Bank rate as of December 31, 2018 (1.00 = $1.1183). F2 · derivative.exercise_date: The Ordinary Shares underlying the warrant vest in four equal quarterly installments beginning on August 16, 2019. F3 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 13:00 UTC | CITRIX SYSTEMS INC CTXS · Entity 123414 | GrantCommon Stock | 111.787 | $0.00 | $0.00 |
DisclosureSEC source: 0000877890-19-000043 · wf-form4_155353321875135.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,761.887 F1 · shares: On March 22, 2019, Citrix Systems, Inc ("Citrix") paid a cash dividend of $0.35 per share on each share of its outstanding common stock. The dividend was payable to all holders of Citrix's common stock on the record date, March 8, 2019. The Reporting Person received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Any fractional shares will round up at vesting. A portion of these shares are deferred until the Reporting Person's separation from service from the Board of Directors of Citrix, pursuant to the Outside Directors Deferred Compensation Program previously established by Citrix. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 06:13 UTC | CITRIX SYSTEMS INC CTXS · Entity 123414 | GrantCommon Stock | 113.1 | $0.00 | $0.00 |
DisclosureSEC source: 0000877890-18-000171 · wf-form4_154582278716693.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,650.1 F1 · shares: On December 21, 2018, Citrix Systems, Inc ("Citrix") paid a cash dividend of $0.35 per share on each share of its outstanding common stock. The dividend was payable to all holders of Citrix's common stock on the record date, December 7, 2018. The Reporting Person received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Any fractional shares will round up at vesting. A portion of these shares are deferred until the Reporting Person's separation from service from the Board of Directors of Citrix, pursuant to the Outside Directors Deferred Compensation Program previously established by Citrix. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 18:10 UTC | CITRIX SYSTEMS INC CTXS · Entity 123414 | GrantCommon Stock | 2,342 | $0.00 | $0.00 |
DisclosureSEC source: 0000877890-18-000095 · wf-form4_153065581024232.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,537 F1 · shares: Grant of restricted stock units that vest in equal monthly installments over a period of one year. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | GrantRestricted Stock Unit · Derivative | 629 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001645635-18-000040 · edgar.xml · derivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629 Underlying: Common Stock · 629 shares Expires not disclosed F1 · derivative.exercise_date: The Restricted Stock Units shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) if the reporting person does not stand for re-election as a director of the Company, the date of the regular meeting of the Company's stockholders held in the calendar year subsequent to the grant date; provided that, in either case, the reporting person remains in continuous Service through such vesting date. Pursuant to a Deferral Election, vested shares will be delivered to the reporting person thirty days after the reporting person's separation from Service or earlier in the event the Company is subject to a change in control event or in the event of the reporting person's death. F2 · derivative.expiration_date: Restricted Stock Unit award expires upon reporting person's terminiation of service. Read SEC document |
| May 24, 2018 Filed May 29, 2018 20:11 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 7,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-033778 · doc4.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,366 F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. F2 · balance_after: Includes 7,945 shares held directly and 7,421 restricted stock units. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 15:01 UTC | CITRIX SYSTEMS INC CTXS · Entity 123414 | GrantCommon Stock | 3,173 | $0.00 | $0.00 |
DisclosureSEC source: 0000877890-17-000077 · wf-form4_149928128974982.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,195 F1 · shares: Grant of restricted stock units that vest over a period of one year. The Reporting Person has elected to defer receipt of 100% of the vested units until the Reporting Person's separation from service from the Board of Directors of Citrix Systems, Inc. (the "Company"), pursuant to the Outside Directors Deferred Compensation Program established under the Company's 2014 Equity Incentive Plan. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:59 UTC | EQUINIX INC EQIX · Entity 2047 | Exercise / conversionRestricted Stock Unit · Derivative | 683 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001645635-17-000055 · edgar.xml · derivative · entry 3 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Units shall vest on the earlier of (i) the one year anniversary of the grant date or (ii) if the person does not stand for re-election as a director of the Company, the date of the regular meeting of the Company's stockholders held in the calendar year susequent to the grant date; provided that the reporting person in continuous service through such vesting date. F2 · derivative.expiration_date: Restricted Stock Unit award expires upon reporting person's terminiation of service. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:59 UTC | EQUINIX INC EQIX · Entity 2047 | Exercise / conversionCommon Stock | 683 | $0.00 | $0.00 |
DisclosureSEC source: 0001645635-17-000055 · edgar.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Caldwell-Kwicinski Family Trust Disclosed balance after: 1,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 20:59 UTC | EQUINIX INC EQIX · Entity 2047 | GrantRestricted Stock Unit · Derivative | 566 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001645635-17-000055 · edgar.xml · derivative · entry 2 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566 Underlying: Common Stock · 566 shares Expires not disclosed F1 · derivative.exercise_date: The Restricted Stock Units shall vest on the earlier of (i) the one year anniversary of the grant date or (ii) if the person does not stand for re-election as a director of the Company, the date of the regular meeting of the Company's stockholders held in the calendar year susequent to the grant date; provided that the reporting person in continuous service through such vesting date. F2 · derivative.expiration_date: Restricted Stock Unit award expires upon reporting person's terminiation of service. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:12 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 4,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-034273 · doc4.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,944 F1 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs are payable in shares of common stock on the first anniversary of the grant date or when the reporting person ceases to be a director, if earlier. F2 · balance_after: Includes 27 shares held directly and 7,917 restricted stock units. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:47 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-030915 · doc4.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27 F1 · shares: Nanci E. Caldwell has been awarded director restricted stock units ("RSUs") with a value of $68,970, pursuant to the Donnelley Financial Non-Employee Director Compensation Plan, for her service on the Donnelley Financial Solutions, Inc. ("DFS") board of directors for the remainder of 2016. The number of shares of common stock owned does not reflect ownership of RSUs because the number of RSUs will be determined based on a ten trading day value weighted average price of DFS common stock following the date of grant. Ms. Caldwell's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. The Reporting Person will amend this Form 4 when such information is available. F1 · balance_after: Nanci E. Caldwell has been awarded director restricted stock units ("RSUs") with a value of $68,970, pursuant to the Donnelley Financial Non-Employee Director Compensation Plan, for her service on the Donnelley Financial Solutions, Inc. ("DFS") board of directors for the remainder of 2016. The number of shares of common stock owned does not reflect ownership of RSUs because the number of RSUs will be determined based on a ten trading day value weighted average price of DFS common stock following the date of grant. Ms. Caldwell's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. The Reporting Person will amend this Form 4 when such information is available. Read SEC document |
| October 01, 2016 Filed Oct 18, 2016 23:42 UTC Amendment | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 3,046 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031903 · doc4a.xml · nonDerivative · entry 1 CALDWELL NANCI · CIK 0001232403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,073 F1 · shares: Reporting Person is filing an amendment to her Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Nanci E. Caldwell was awarded restricted stock units ("RSUs") with a value of $68,970, pursuant to the Donnelley Financial Non-Employee Director Compensation Plan, for her service on the Donnelley Financial Solutions, Inc. ("DFS") board of directors for the remainder of 2016. Such grant represents 3,046 RSUs calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant. F2 · shares: (Continued from Footnote 1) Ms. Caldwell's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. Ms. Caldwell's beneficial ownership of securities also reflects 27 shares of common stock owned prior to the grant of RSUs. F1 · balance_after: Reporting Person is filing an amendment to her Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Nanci E. Caldwell was awarded restricted stock units ("RSUs") with a value of $68,970, pursuant to the Donnelley Financial Non-Employee Director Compensation Plan, for her service on the Donnelley Financial Solutions, Inc. ("DFS") board of directors for the remainder of 2016. Such grant represents 3,046 RSUs calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant. F2 · balance_after: (Continued from Footnote 1) Ms. Caldwell's RSUs will vest one year from the date of grant. The RSUs are payable in shares of common stock one year from the date of grant or when the Reporting Person ceases to be a director, if earlier. Ms. Caldwell's beneficial ownership of securities also reflects 27 shares of common stock owned prior to the grant of RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.