Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENWORTH FINANCIAL INCGNW · Entity 4085 | EVP & Chief Financial Officer | May 15, 2020 | May 18, 2020 |
| OPENLANE, Inc.OPLN · Entity 4015 | Director | June 05, 2026 | June 08, 2026 |
| TRINET GROUP, INC.TNET · Entity 4202 | EVP & CHIEF FINANCIAL OFFICER | November 15, 2025 | November 18, 2025 |
| TaskUs, Inc.TASK · Entity 5199 | Director | May 21, 2026 | May 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENWORTH FINANCIAL INC
Report date May 15, 2020 · Filed May 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 543,690 |
Ending reported balance
After 2020-05-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-05-15 · Exercise / conversion · Acquired 90,090 · Balance 584,321 F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Row 2 · 2020-05-15 · Tax withholding · Disposed 40,631 · Balance 543,690 F2: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 15, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 180,181 |
Reported balance
After 2020-05-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-05-15 · Exercise / conversion · Disposed 90,090 · Balance 180,181 F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020. |
| Class A Common StockSEC Table I · non-derivative | Indirectby 401(k) | 1,278.87 |
Reported balance
Holding disclosure · report date 2020-05-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,278.87 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 15, 2020.
F3: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020.
OPENLANE, Inc.
Report date June 05, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 6,031 |
Reported balance
After 2026-06-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-05 · Grant · Acquired 6,031 · Balance 6,031 F1: The phantom stock will convert into shares of common stock on a one-for-one basis. F2: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 6,031 shares of phantom stock vest on June 5, 2027, and are subject to forfeiture until vested. All other shares of phantom stock are vested. F3: The reporting person will receive shares of common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock will convert into shares of common stock on a one-for-one basis.
F2: Represents director fees deferred in the reporting person's account in the KAR Auction Services, Inc. Directors Deferred Compensation Plan. 6,031 shares of phantom stock vest on June 5, 2027, and are subject to forfeiture until vested. All other shares of phantom stock are vested.
F3: The reporting person will receive shares of common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.
TRINET GROUP, INC.
Report date November 15, 2025 · Filed November 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 84,500 |
Last balance in matching sequence
After 2025-11-15 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2025-11-14 · Grant · Acquired 109 · Balance 86,138 F1: These shares were acquired under the TriNet Group, Inc. 2014 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). F2: The total securities beneficially owned includes shares of unvested restricted stock units. It excludes unvested performance-based restricted stock units which will be reported when earned upon achievement of certain performance criteria. Row 2 · 2025-11-15 · Tax withholding · Disposed 429 · Balance 85,709 F3: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 23, 2022. F2: The total securities beneficially owned includes shares of unvested restricted stock units. It excludes unvested performance-based restricted stock units which will be reported when earned upon achievement of certain performance criteria. Row 3 · 2025-11-15 · Tax withholding · Disposed 458 · Balance 85,251 F4: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 15, 2023. F2: The total securities beneficially owned includes shares of unvested restricted stock units. It excludes unvested performance-based restricted stock units which will be reported when earned upon achievement of certain performance criteria. Row 4 · 2025-11-15 · Tax withholding · Disposed 316 · Balance 84,935 F5: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 15, 2024. F2: The total securities beneficially owned includes shares of unvested restricted stock units. It excludes unvested performance-based restricted stock units which will be reported when earned upon achievement of certain performance criteria. Row 5 · 2025-11-15 · Tax withholding · Disposed 435 · Balance 84,500 F6: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 21, 2025. F2: The total securities beneficially owned includes shares of unvested restricted stock units. It excludes unvested performance-based restricted stock units which will be reported when earned upon achievement of certain performance criteria. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired under the TriNet Group, Inc. 2014 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
F2: The total securities beneficially owned includes shares of unvested restricted stock units. It excludes unvested performance-based restricted stock units which will be reported when earned upon achievement of certain performance criteria.
F3: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 23, 2022.
F4: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 15, 2023.
F5: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 15, 2024.
F6: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on March 21, 2025.
TaskUs, Inc.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 56,198 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Exercise / conversion · Acquired 12,491 · Balance 56,198 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs will be settled in either Class A common stock of the Issuer or cash (or a combination thereof). 100% of the RSUs will vest on the earlier of either (a) May 22, 2026 or (b) the date of the 2026 Annual Stockholder Meeting. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-21 · Exercise / conversion · Disposed 12,491 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs will be settled in either Class A common stock of the Issuer or cash (or a combination thereof). 100% of the RSUs will vest on the earlier of either (a) May 22, 2026 or (b) the date of the 2026 Annual Stockholder Meeting. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 28,037 |
Reported balance
After 2026-05-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-21 · Grant · Acquired 28,037 · Balance 28,037 F2: Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs will be settled in either Class A common stock of the Issuer or cash (or a combination thereof). 100% of the RSUs will vest on the earlier of either (a) May 21, 2027 or (b) the date of the 2027 Annual Stockholder Meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs will be settled in either Class A common stock of the Issuer or cash (or a combination thereof). 100% of the RSUs will vest on the earlier of either (a) May 22, 2026 or (b) the date of the 2026 Annual Stockholder Meeting.
F2: Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs will be settled in either Class A common stock of the Issuer or cash (or a combination thereof). 100% of the RSUs will vest on the earlier of either (a) May 21, 2027 or (b) the date of the 2027 Annual Stockholder Meeting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2021 Filed Nov 17, 2021 23:38 UTC | TRINET GROUP, INC. TNET · Entity 4202 | GrantCommon Stock | 185 | $67.80 | $12,543.00 |
DisclosureSEC source: 0000937098-21-000260 · wf-form4_163719226448705.xml · nonDerivative · entry 1 TUMINELLI KELLY L · CIK 0001549864 · EVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,562 F1 · shares: These shares were acquired under the TriNet Group, Inc. 2014 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 22:20 UTC | TRINET GROUP, INC. TNET · Entity 4202 | Tax withholdingCommon Stock | 4,811 | $98.36 | $473,209.96 |
DisclosureSEC source: 0000937098-21-000235 · wf-form4_163468198473006.xml · nonDerivative · entry 2 TUMINELLI KELLY L · CIK 0001549864 · EVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,377 F2 · shares: Represents the shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of a portion of the restricted stock unit award granted on October 15, 2020. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 20:44 UTC | TaskUs, Inc. TASK · Entity 5199 | GrantRestricted Stock Units · Derivative | 1,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001829864-21-000010 · wf-form4_163122027657009.xml · derivative · entry 2 TUMINELLI KELLY L · CIK 0001549864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,708 Underlying: Class A Common Stock · 1,708 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs will be settled in either Class A common stock of the Issuer or cash (or a combination thereof). 100% of the RSUs will vest on the earlier of either (a) June 14, 2022 or (b) the date of the 2022 Annual Stockholder Meeting. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs will be settled in either Class A common stock of the Issuer or cash (or a combination thereof). 100% of the RSUs will vest on the earlier of either (a) June 14, 2022 or (b) the date of the 2022 Annual Stockholder Meeting. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs will be settled in either Class A common stock of the Issuer or cash (or a combination thereof). 100% of the RSUs will vest on the earlier of either (a) June 14, 2022 or (b) the date of the 2022 Annual Stockholder Meeting. Read SEC document |
| September 07, 2021 Filed Sep 9, 2021 20:44 UTC | TaskUs, Inc. TASK · Entity 5199 | GrantRestricted Stock Units · Derivative | 3,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001829864-21-000010 · wf-form4_163122027657009.xml · derivative · entry 1 TUMINELLI KELLY L · CIK 0001549864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,451 Underlying: Class A Common Stock · 3,451 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs will be settled in either Class A common stock of the Issuer or cash (or a combination thereof). These RSUs vest annually over three years as follows: 33% on September 7, 2022; 33% on September 7, 2023; and 34% on September 7, 2024. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs will be settled in either Class A common stock of the Issuer or cash (or a combination thereof). These RSUs vest annually over three years as follows: 33% on September 7, 2022; 33% on September 7, 2023; and 34% on September 7, 2024. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of the Issuer. The RSUs will be settled in either Class A common stock of the Issuer or cash (or a combination thereof). These RSUs vest annually over three years as follows: 33% on September 7, 2022; 33% on September 7, 2023; and 34% on September 7, 2024. Read SEC document |
| May 14, 2021 Filed Oct 19, 2021 22:20 UTC | TRINET GROUP, INC. TNET · Entity 4202 | GrantCommon Stock | 96 | $64.52 | $6,193.92 |
DisclosureSEC source: 0000937098-21-000235 · wf-form4_163468198473006.xml · nonDerivative · entry 1 TUMINELLI KELLY L · CIK 0001549864 · EVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,188 F1 · shares: These shares were acquired under the TriNet Group, Inc. 2014 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| May 15, 2020 Filed May 18, 2020 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 90,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030068 · doc4.xml · derivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,181 Underlying: Class A Common Stock · 90,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020. Read SEC document |
| May 15, 2020 Filed May 18, 2020 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 40,631 | $2.68 | $108,891.08 |
DisclosureSEC source: 0001209191-20-030068 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,690 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 15, 2020. Read SEC document |
| May 15, 2020 Filed May 18, 2020 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 90,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-030068 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 308,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023911 · doc4.xml · derivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,311 Underlying: Class A Common Stock · 308,311 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:43 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 44,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019289 · doc4.xml · derivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 44,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:43 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 20,145 | $4.02 | $80,982.90 |
DisclosureSEC source: 0001209191-20-019289 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,231 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 13, 2020. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:43 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 44,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-019289 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:39 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 61,026 | $4.22 | $257,529.72 |
DisclosureSEC source: 0001209191-20-010180 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,710 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on February 13, 2020. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:39 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 201,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010180 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,736 F1 · shares: Reflects Performance Stock Units that were granted on March 15, 2017 and fully vested on February 13, 2020, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:11 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 270,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030866 · doc4.xml · derivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,271 Underlying: Class A Common Stock · 270,271 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:33 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 96,605 | $3.95 | $381,589.75 |
DisclosureSEC source: 0001209191-19-021169 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,735 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 21, 2019. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:33 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 214,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021169 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,340 F1 · shares: Reflects Performance Stock Units that were granted on March 16, 2016 and fully vested on March 21, 2019, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 7,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020753 · doc4.xml · derivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 20, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 20, 2019. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 3,507 | $3.95 | $13,852.65 |
DisclosureSEC source: 0001209191-19-020753 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,140 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 20, 2019. Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 20:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 7,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-020753 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 44,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019988 · doc4.xml · derivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,666 Underlying: Class A Common Stock · 44,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 20,145 | $4.01 | $80,781.45 |
DisclosureSEC source: 0001209191-19-019988 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,872 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 44,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-019988 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014048 · doc4.xml · derivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 60,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 18,252 | $4.01 | $73,190.52 |
DisclosureSEC source: 0001209191-19-014048 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,350 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014048 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| November 03, 2018 Filed Nov 5, 2018 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057157 · doc4.xml · derivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on November 3, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on November 3, 2018. Read SEC document |
| November 03, 2018 Filed Nov 5, 2018 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 1,128 | $4.07 | $4,590.96 |
DisclosureSEC source: 0001209191-18-057157 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,602 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on November 3, 2018. Read SEC document |
| November 03, 2018 Filed Nov 5, 2018 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-057157 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 7,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021073 · doc4.xml · derivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,775 Underlying: Class A Common Stock · 7,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 20, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 20, 2018. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 3,507 | $2.90 | $10,170.30 |
DisclosureSEC source: 0001209191-18-021073 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,230 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 20, 2018. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 7,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-021073 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 44,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020168 · doc4.xml · derivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,333 Underlying: Class A Common Stock · 44,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 20,145 | $2.94 | $59,226.30 |
DisclosureSEC source: 0001209191-18-020168 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,962 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 44,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-020168 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013333 · doc4.xml · derivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Class A Common Stock · 60,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2018. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 18,475 | $2.88 | $53,208.00 |
DisclosureSEC source: 0001209191-18-013333 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,440 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2018. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013333 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:28 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 1,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011928 · doc4.xml · derivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:28 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 376 | $2.96 | $1,112.96 |
DisclosureSEC source: 0001209191-18-011928 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,915 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:28 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 1,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-011928 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059402 · doc4.xml · derivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Class A Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on November 3, 2017. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on November 3, 2017. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 1,193 | $3.39 | $4,044.27 |
DisclosureSEC source: 0001209191-17-059402 · doc4.xml · nonDerivative · entry 2 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,229 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on November 3, 2017. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 21:16 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059402 · doc4.xml · nonDerivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:08 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 134,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021339 · doc4.xml · derivative · entry 1 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,000 Underlying: Class A Common Stock · 134,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 15, 2018. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 15, 2018. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015234 · doc4a.xml · derivative · entry 7 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Class A Common Stock · 60,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F6 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017. F6 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2017. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 20,080 | $4.04 | $81,123.20 |
DisclosureSEC source: 0001209191-17-015234 · doc4a.xml · nonDerivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,922 F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F4 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2017. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 21:06 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-015234 · doc4a.xml · nonDerivative · entry 3 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · date: This amendment is being filed to amend the Form 4 filed by the Reporting Person on February 21, 2017 to correct an inadvertent administrative error reporting the Transaction Date as February 18, 2017. The correct Transaction Date, together with a minor adjustment to the number of shares withheld for tax purposes, are reflected in this amended filing. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 22:08 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 1,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012778 · doc4.xml · derivative · entry 7 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062 Underlying: Class A Common Stock · 1,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F5 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. F5 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2017. Read SEC document |
| February 20, 2017 Filed Feb 21, 2017 22:08 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 352 | $4.01 | $1,411.52 |
DisclosureSEC source: 0001209191-17-012778 · doc4.xml · nonDerivative · entry 4 Groh Kelly L · CIK 0001549864 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,605 F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 20, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.