Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 10x Genomics, Inc.TXG · Entity 2172 | Director | June 04, 2026 | June 08, 2026 |
| Penumbra IncPEN · Entity 3430 | President | April 15, 2020 | April 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
10x Genomics, Inc.
Report date June 04, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 65,278 |
Reported balance
After 2026-06-04 transaction · row 1
1 source rowRow 1 · 2026-06-04 · Grant · Acquired 8,829 · Balance 65,278 F1: Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/4th of the RSUs shall vest on each quarterly anniversary measured from May 21, 2026, subject to the Reporting Person continuing as a service provider through each such date. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 3,000 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,000 F2: These shares are held by the Kosaraju Family Trust dated June 21, 2014, of which the Reporting Person is trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/4th of the RSUs shall vest on each quarterly anniversary measured from May 21, 2026, subject to the Reporting Person continuing as a service provider through each such date.
F2: These shares are held by the Kosaraju Family Trust dated June 21, 2014, of which the Reporting Person is trustee.
Penumbra Inc
Report date April 15, 2020 · Filed April 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 155,351 |
Last balance in matching sequence
After 2020-04-15 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
7 source rowsRow 1 · 2020-04-15 · Sale · Disposed 200 · Balance 157,651 F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2: This transaction was executed in multiple trades at prices ranging from $164.78 to $165.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3: Shares are held by the Kosaraju Family Trust. Row 2 · 2020-04-15 · Sale · Disposed 100 · Balance 157,551 F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3: Shares are held by the Kosaraju Family Trust. Row 3 · 2020-04-15 · Sale · Disposed 300 · Balance 157,251 F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4: This transaction was executed in multiple trades at prices ranging from $167.16 to $167.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3: Shares are held by the Kosaraju Family Trust. Row 4 · 2020-04-15 · Sale · Disposed 217 · Balance 157,034 F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5: This transaction was executed in multiple trades at prices ranging from $168.01 to $168.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3: Shares are held by the Kosaraju Family Trust. Row 5 · 2020-04-15 · Sale · Disposed 600 · Balance 156,434 F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6: This transaction was executed in multiple trades at prices ranging from $169.04 to $169.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3: Shares are held by the Kosaraju Family Trust. Row 6 · 2020-04-15 · Sale · Disposed 383 · Balance 156,051 F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7: This transaction was executed in multiple trades at prices ranging from $170.05 to $170.67. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3: Shares are held by the Kosaraju Family Trust. Row 7 · 2020-04-15 · Sale · Disposed 700 · Balance 155,351 F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8: This transaction was executed in multiple trades at prices ranging from $171.22 to $171.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3: Shares are held by the Kosaraju Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $164.78 to $165.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares are held by the Kosaraju Family Trust.
F4: This transaction was executed in multiple trades at prices ranging from $167.16 to $167.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $168.01 to $168.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $169.04 to $169.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $170.05 to $170.67. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $171.22 to $171.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEVRO CORP
Report date April 03, 2025 · Filed April 03, 2025
Section 16 reporting ended · disclosed 2025-04-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-04-03 transaction · row 1
1 source rowRow 1 · 2025-04-03 · Disposition to issuer · Disposed 46,575 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated February 6, 2025, by and among the Issuer, Globus Medical, Inc. ("Globus") and Palmer Merger Sub, Inc., a direct, wholly owned subsidiary of Globus ("Merger Sub"), Merger Sub merged with and into the Issuer, and the Issuer became a wholly owned subsidiary of Globus upon consummation of the merger (the "Effective Time"). F2: At the Effective Time, (i) each outstanding share of Common Stock was automatically converted into the right to receive $5.85 in cash (the "Merger Consideration"), (ii) each outstanding award of restricted stock units automatically converted into the right to receive, without interest and subject to withholding taxes, the product of (a) the aggregate number of Common Stock underlying such award and (b) the Merger Consideration, and (iii) each outstanding award of performance stock units automatically converted into the right to receive, without interest and subject to withholding taxes, the product of (a) the aggregate number of Common Stock underlying such award, assuming that the applicable performance goals have been achieved at the greater of target and actual level of performance as determined by the compensation committee, and (b) the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated February 6, 2025, by and among the Issuer, Globus Medical, Inc. ("Globus") and Palmer Merger Sub, Inc., a direct, wholly owned subsidiary of Globus ("Merger Sub"), Merger Sub merged with and into the Issuer, and the Issuer became a wholly owned subsidiary of Globus upon consummation of the merger (the "Effective Time").
F2: At the Effective Time, (i) each outstanding share of Common Stock was automatically converted into the right to receive $5.85 in cash (the "Merger Consideration"), (ii) each outstanding award of restricted stock units automatically converted into the right to receive, without interest and subject to withholding taxes, the product of (a) the aggregate number of Common Stock underlying such award and (b) the Merger Consideration, and (iii) each outstanding award of performance stock units automatically converted into the right to receive, without interest and subject to withholding taxes, the product of (a) the aggregate number of Common Stock underlying such award, assuming that the applicable performance goals have been achieved at the greater of target and actual level of performance as determined by the compensation committee, and (b) the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2017 Filed Nov 21, 2017 01:32 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 5,821 | $104.80 | $610,040.80 |
DisclosureSEC source: 0001321732-17-000175 · wf-form4_151122791398163.xml · nonDerivative · entry 1 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 88,426 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $104.30 to $105.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 23:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $106.54 | $21,308.00 |
DisclosureSEC source: 0001321732-17-000169 · wf-form4_151087572703288.xml · nonDerivative · entry 6 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 94,247 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $106.18 to $106.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 23:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 277 | $105.61 | $29,253.97 |
DisclosureSEC source: 0001321732-17-000169 · wf-form4_151087572703288.xml · nonDerivative · entry 5 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 94,447 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $105.00 to $105.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 23:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,823 | $104.64 | $504,678.72 |
DisclosureSEC source: 0001321732-17-000169 · wf-form4_151087572703288.xml · nonDerivative · entry 4 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 94,724 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $104.00 to $104.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 23:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 405 | $108.28 | $43,853.40 |
DisclosureSEC source: 0001321732-17-000169 · wf-form4_151087572703288.xml · nonDerivative · entry 3 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 99,547 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $107.95 to $108.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 23:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,195 | $107.32 | $342,887.40 |
DisclosureSEC source: 0001321732-17-000169 · wf-form4_151087572703288.xml · nonDerivative · entry 2 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 99,952 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $106.70 to $107.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 23:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,000 | $106.09 | $212,180.00 |
DisclosureSEC source: 0001321732-17-000169 · wf-form4_151087572703288.xml · nonDerivative · entry 1 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 103,147 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $105.70 to $106.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| April 28, 2017 Filed May 1, 2017 23:16 UTC | Penumbra Inc PEN · Entity 3430 | Tax withholdingCommon Stock | 82,029 | $85.45 | $7,009,378.05 |
DisclosureSEC source: 0001321732-17-000114 · wf-form4_149368054803380.xml · nonDerivative · entry 1 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 407,578 F1 · kind: Shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock granted to the Reporting Person. F2 · balance_after: A portion of these shares is subject to vesting. F3 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 23:47 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $74.30 | $14,860.00 |
DisclosureSEC source: 0001321732-17-000067 · wf-form4_148711600828910.xml · nonDerivative · entry 3 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 489,607 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 23:47 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 600 | $73.28 | $43,968.00 |
DisclosureSEC source: 0001321732-17-000067 · wf-form4_148711600828910.xml · nonDerivative · entry 2 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 489,807 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $72.95 to $73.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 23:47 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 800 | $72.35 | $57,880.00 |
DisclosureSEC source: 0001321732-17-000067 · wf-form4_148711600828910.xml · nonDerivative · entry 1 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 490,407 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $71.93 to $72.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| February 10, 2017 Filed Feb 11, 2017 00:25 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,043 | $72.14 | $291,662.02 |
DisclosureSEC source: 0001321732-17-000059 · wf-form4_148677269016875.xml · nonDerivative · entry 6 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 491,207 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $72.00 to $72.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| February 10, 2017 Filed Feb 11, 2017 00:25 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,357 | $71.62 | $97,188.34 |
DisclosureSEC source: 0001321732-17-000059 · wf-form4_148677269016875.xml · nonDerivative · entry 5 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 495,250 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $71.00 to $71.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| February 09, 2017 Filed Feb 11, 2017 00:25 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,714 | $72.14 | $340,067.96 |
DisclosureSEC source: 0001321732-17-000059 · wf-form4_148677269016875.xml · nonDerivative · entry 4 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 496,607 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $72.00 to $72.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| February 09, 2017 Filed Feb 11, 2017 00:25 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 985 | $71.65 | $70,575.25 |
DisclosureSEC source: 0001321732-17-000059 · wf-form4_148677269016875.xml · nonDerivative · entry 3 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 501,321 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $71.10 to $71.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| February 09, 2017 Filed Feb 11, 2017 00:25 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 701 | $70.23 | $49,231.23 |
DisclosureSEC source: 0001321732-17-000059 · wf-form4_148677269016875.xml · nonDerivative · entry 2 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 502,306 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| February 08, 2017 Filed Feb 11, 2017 00:25 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,700 | $70.11 | $259,407.00 |
DisclosureSEC source: 0001321732-17-000059 · wf-form4_148677269016875.xml · nonDerivative · entry 1 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 503,007 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 02:17 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $70.00 | $7,000.00 |
DisclosureSEC source: 0001321732-17-000044 · wf-form4_148660663259558.xml · nonDerivative · entry 1 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 506,707 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · balance_after: A portion of these shares is subject to vesting. F3 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| February 03, 2017 Filed Feb 4, 2017 01:16 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,699 | $70.45 | $260,594.55 |
DisclosureSEC source: 0001321732-17-000026 · wf-form4_148617096237123.xml · nonDerivative · entry 4 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 506,807 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| February 02, 2017 Filed Feb 4, 2017 01:16 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,812 | $70.36 | $127,492.32 |
DisclosureSEC source: 0001321732-17-000026 · wf-form4_148617096237123.xml · nonDerivative · entry 3 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 510,506 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $70.00 to $70.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 01:16 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 400 | $71.54 | $28,616.00 |
DisclosureSEC source: 0001321732-17-000026 · wf-form4_148617096237123.xml · nonDerivative · entry 2 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 512,318 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $71.40 to $71.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 01:16 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,889 | $70.75 | $133,646.75 |
DisclosureSEC source: 0001321732-17-000026 · wf-form4_148617096237123.xml · nonDerivative · entry 1 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 512,718 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $70.35 to $71.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 00:29 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 22,100 | $65.08 | $1,438,268.00 |
DisclosureSEC source: 0001321732-16-000093 · wf-form4_147942895530533.xml · nonDerivative · entry 2 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 514,607 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $65.00 to $65.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 00:29 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,900 | $65.01 | $188,529.00 |
DisclosureSEC source: 0001321732-16-000093 · wf-form4_147942895530533.xml · nonDerivative · entry 1 Kosaraju Sridhar · CIK 0001651325 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 536,707 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $65.00 to $65.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: A portion of these shares is subject to vesting. F4 · ownership.nature: Shares are held by the Kosaraju Family Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.