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person · Reporting owner

RUMSEY JENNIFER

Disclosed activity across 3 companies

Tapewire entity
40318
SEC CIK
0001651631

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
3M COMMM · Entity 1275DirectorJune 05, 2026June 09, 2026
CUMMINS INCCMI · Entity 2961Director · Chair and CEOMarch 01, 2026March 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

3M CO

Report date June 05, 2026 · Filed June 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Corporation1,195.997 Reported balance After 2026-06-05 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-06-05 · Grant · Acquired 1,195.997 · Balance 1,195.997

F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

Filing footnotes · ownership attribution and instrument terms

F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

CUMMINS INC

Report date March 01, 2026 · Filed March 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect46,632 Ending reported balance After 2026-03-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-01 · Grant · Acquired 44,736 · Balance 66,082

Row 2 · 2026-03-01 · Tax withholding · Disposed 19,450 · Balance 46,632

F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.

CommonSEC Table I · non-derivativeIndirectBy 401(k) Plan1,523.7559 Reported balance Holding disclosure · report date 2026-03-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,523.7559

F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

CommonSEC Table I · non-derivativeIndirectGRAT7,967 Reported balance Holding disclosure · report date 2026-03-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 7,967

CommonSEC Table I · non-derivativeIndirectGRAT 202520,775 Reported balance Holding disclosure · report date 2026-03-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 20,775

Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.12 · Expires 2030-04-06Direct13,320 Reported balance Holding disclosure · report date 2026-03-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 13,320

Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.72 · Expires 2027-04-03Direct8,760 Reported balance Holding disclosure · report date 2026-03-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 8,760

Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $160.10 · Expires 2028-04-03Direct6,950 Reported balance Holding disclosure · report date 2026-03-01 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 6,950

Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $163.43 · Expires 2029-04-04Direct12,330 Reported balance Holding disclosure · report date 2026-03-01 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 12,330

Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $166.18 · Expires 2029-10-16Direct1,235 Reported balance Holding disclosure · report date 2026-03-01 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 1,235

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.

F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Hillenbrand, Inc.

Report date February 10, 2026 · Filed February 10, 2026

Section 16 reporting ended · disclosed 2026-02-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectThe Revocable Living Trust Agreement Jennifer W. Rumsey0 Reported balance After 2026-02-10 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-02-10 · Disposition to issuer · Disposed 587 · Balance 0

F1: On February 10, 2026, pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 14, 2025, by and among Hillenbrand, Inc., an Indiana corporation (the "Issuer"), LSF12 Helix Parent, LLC, a Delaware limited liability company ("Parent"), and LSF12 Helix Merger Sub, Inc., an Indiana corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), on the terms and subject to the conditions set forth in the Merger Agreement, each share of the Issuer's common stock, without par value ("Common Stock"), issued and outstanding immediately prior to such time, with certain exceptions, was converted into the right to receive $32.00 in cash (the "Merger Consideration"), without interest.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-10 · Disposition to issuer · Disposed 16,901 · Balance 0

F2: Each restricted stock unit represents the contingent right to receive one share of the Common Stock. At the Effective Time, each time-vesting restricted stock unit and each vested deferred share granted or deemed purchased pursuant to an Issuer equity incentive or deferred compensation plan (each, a "Company Restricted Stock Unit") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled in consideration for the right to receive a cash payment equal to the product of (i) the number of shares of Common Stock subject to such Company Restricted Stock Unit and (ii) the Merger Consideration, less any required withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: On February 10, 2026, pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 14, 2025, by and among Hillenbrand, Inc., an Indiana corporation (the "Issuer"), LSF12 Helix Parent, LLC, a Delaware limited liability company ("Parent"), and LSF12 Helix Merger Sub, Inc., an Indiana corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), on the terms and subject to the conditions set forth in the Merger Agreement, each share of the Issuer's common stock, without par value ("Common Stock"), issued and outstanding immediately prior to such time, with certain exceptions, was converted into the right to receive $32.00 in cash (the "Merger Consideration"), without interest.

F2: Each restricted stock unit represents the contingent right to receive one share of the Common Stock. At the Effective Time, each time-vesting restricted stock unit and each vested deferred share granted or deemed purchased pursuant to an Issuer equity incentive or deferred compensation plan (each, a "Company Restricted Stock Unit") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled in consideration for the right to receive a cash payment equal to the product of (i) the number of shares of Common Stock subject to such Company Restricted Stock Unit and (ii) the Merger Consideration, less any required withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2023 Filed Feb 23, 2023 20:29 UTC CUMMINS INC CMI · Entity 2961 Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,430 $0.00 Strike: $111.84 $0.00
Disclosure

SEC source: 0001225208-23-002647 · doc4.xml · derivative · entry 5

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,430 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:29 UTC CUMMINS INC CMI · Entity 2961 Tax withholdingCommon 871 $250.04 $217,784.84
Disclosure

SEC source: 0001225208-23-002647 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 20:29 UTC CUMMINS INC CMI · Entity 2961 Exercise / conversionCommon 1,430 $111.84 $159,931.20
Disclosure

SEC source: 0001225208-23-002647 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 16:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/10/22) · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000183 · marketforms-58013.xml · derivative · entry 3

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F4 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

F4 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

Read SEC document
December 30, 2022 Filed Jan 4, 2023 16:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/11/21) · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000183 · marketforms-58013.xml · derivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,886

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F4 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

F4 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

Read SEC document
December 30, 2022 Filed Jan 4, 2023 16:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 8/5/20) · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000183 · marketforms-58013.xml · derivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

F3 · derivative.expiration_date: These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 16:16 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/10/22) · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-011953 · marketforms-57245.xml · derivative · entry 3

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,654

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F4 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

F4 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

Read SEC document
September 30, 2022 Filed Oct 4, 2022 16:16 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/11/21) · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-011953 · marketforms-57245.xml · derivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,872

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F4 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

F4 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

Read SEC document
September 30, 2022 Filed Oct 4, 2022 16:16 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 8/5/20) · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-011953 · marketforms-57245.xml · derivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

F3 · derivative.expiration_date: These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:41 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/10/22 · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024850 · doc4.xml · derivative · entry 3

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,639

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F4 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

F4 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:41 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/11/21 · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024850 · doc4.xml · derivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,856

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F4 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

F4 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:41 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 8/5/20 · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024850 · doc4.xml · derivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

F3 · derivative.expiration_date: These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

Read SEC document
May 05, 2022 Filed Dec 8, 2022 15:54 UTC CUMMINS INC CMI · Entity 2961 GiftCommon 1,882 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012419 · doc4.xml · nonDerivative · entry 4

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,373

Read SEC document
May 05, 2022 Filed Dec 8, 2022 15:54 UTC CUMMINS INC CMI · Entity 2961 GiftCommon 1,882 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012419 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 04, 2022 Filed Dec 8, 2022 15:54 UTC CUMMINS INC CMI · Entity 2961 GiftCommon 170 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012419 · doc4.xml · nonDerivative · entry 3

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,491

Read SEC document
May 04, 2022 Filed Dec 8, 2022 15:54 UTC CUMMINS INC CMI · Entity 2961 GiftCommon 170 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012419 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,882

Read SEC document
March 31, 2022 Filed Apr 1, 2022 16:10 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/10/22 · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004690 · marketforms-55909.xml · derivative · entry 3

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,626

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F4 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

F4 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

Read SEC document
March 31, 2022 Filed Apr 1, 2022 16:10 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/11/21 · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004690 · marketforms-55909.xml · derivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,841

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F4 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

F4 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

Read SEC document
March 31, 2022 Filed Apr 1, 2022 16:10 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 8/5/20 · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-004690 · marketforms-55909.xml · derivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

F3 · derivative.expiration_date: These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 13:54 UTC CUMMINS INC CMI · Entity 2961 Exercise / conversionStock Option (Right-to-Buy) · Derivative 590 $0.00 Strike: $120.28 $0.00
Disclosure

SEC source: 0001225208-22-005337 · doc4.xml · derivative · entry 8

RUMSEY JENNIFER · CIK 0001651631 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 590 shares

Expires 2022-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 13:54 UTC CUMMINS INC CMI · Entity 2961 SaleCommon 420 $208.41 $87,532.20
Disclosure

SEC source: 0001225208-22-005337 · doc4.xml · nonDerivative · entry 4

RUMSEY JENNIFER · CIK 0001651631 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,052

F3 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 13:54 UTC CUMMINS INC CMI · Entity 2961 Exercise / conversionCommon 590 $120.28 $70,965.20
Disclosure

SEC source: 0001225208-22-005337 · doc4.xml · nonDerivative · entry 3

RUMSEY JENNIFER · CIK 0001651631 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:15 UTC CUMMINS INC CMI · Entity 2961 Tax withholdingCommon 728 $196.07 $142,738.96
Disclosure

SEC source: 0001225208-22-004066 · doc4.xml · nonDerivative · entry 4

RUMSEY JENNIFER · CIK 0001651631 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,555

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:15 UTC CUMMINS INC CMI · Entity 2961 Tax withholdingCommon 72 $196.07 $14,117.04
Disclosure

SEC source: 0001225208-22-004066 · doc4.xml · nonDerivative · entry 3

RUMSEY JENNIFER · CIK 0001651631 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,283

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:15 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 243 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-004066 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,355

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:15 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 2,439 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-004066 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,112

Read SEC document
February 10, 2022 Filed Feb 11, 2022 16:10 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/10/22 · Derivative 2,614 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-002337 · marketforms-55310.xml · derivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614

Underlying: Common Stock · 2,614 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · derivative.exercise_date: These stock units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these stock units will immediately vest upon, and in any case delivery of the shares underlying these stock units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

F2 · derivative.expiration_date: These stock units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these stock units will immediately vest upon, and in any case delivery of the shares underlying these stock units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 16:11 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/11/21 · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-000197 · marketforms-54844.xml · derivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,828

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F4 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

F4 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

Read SEC document
December 30, 2021 Filed Jan 4, 2022 16:11 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 8/5/20 · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-000197 · marketforms-54844.xml · derivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

F3 · derivative.expiration_date: These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 16:32 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/11/21 · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010178 · marketforms-53907.xml · derivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,817

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F4 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

F4 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

Read SEC document
September 30, 2021 Filed Oct 4, 2021 16:32 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 8/5/20 · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010178 · marketforms-53907.xml · derivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

F3 · derivative.expiration_date: These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 16:18 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/11/21 · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-007211 · marketforms-53233.xml · derivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F4 · derivative.exercise_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

F4 · derivative.expiration_date: These Restricted Stock Units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these Restricted Stock Units will immediately vest upon, and in any case delivery of the shares underlying these Restricted Stock Units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

Read SEC document
June 30, 2021 Filed Jul 2, 2021 16:18 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 8/5/20 · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-007211 · marketforms-53233.xml · derivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

F3 · derivative.expiration_date: These Restricted Stock Units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

Read SEC document
April 28, 2021 Filed Apr 4, 2022 13:54 UTC CUMMINS INC CMI · Entity 2961 GiftCommon 176 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005337 · doc4.xml · nonDerivative · entry 6

RUMSEY JENNIFER · CIK 0001651631 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,321

F2 · shares: Reflects a transfer of 176 shares previously held directly by the reporting person to the reporting person's trust and not previously reported on Form 4 or Form 5.

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April 28, 2021 Filed Apr 4, 2022 13:54 UTC CUMMINS INC CMI · Entity 2961 GiftCommon 176 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005337 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Reflects a transfer of 176 shares previously held directly by the reporting person to the reporting person's trust and not previously reported on Form 4 or Form 5.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:29 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/11/21 · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-003906 · marketforms-52135.xml · derivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,790

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F4 · derivative.exercise_date: These stock units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these stock units will immediately vest upon, and in any case delivery of the shares underlying these stock units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

F4 · derivative.expiration_date: These stock units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these stock units will immediately vest upon, and in any case delivery of the shares underlying these stock units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:29 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 8/5/20) · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-003906 · marketforms-52135.xml · derivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

Read SEC document
March 09, 2021 Filed Apr 4, 2022 13:54 UTC CUMMINS INC CMI · Entity 2961 GiftCommon 4,497 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005337 · doc4.xml · nonDerivative · entry 5

RUMSEY JENNIFER · CIK 0001651631 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,145

F1 · shares: Reflects a transfer of 4,497 shares previously held directly by the reporting person to the reporting person's trust and not previously reported on Form 4 or Form 5.

Read SEC document
March 09, 2021 Filed Apr 4, 2022 13:54 UTC CUMMINS INC CMI · Entity 2961 GiftCommon 4,497 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005337 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

F1 · shares: Reflects a transfer of 4,497 shares previously held directly by the reporting person to the reporting person's trust and not previously reported on Form 4 or Form 5.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:36 UTC CUMMINS INC CMI · Entity 2961 Tax withholdingCommon 643 $262.98 $169,096.14
Disclosure

SEC source: 0001225208-21-004439 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,673

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:36 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 2,196 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004439 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,316

Read SEC document
February 11, 2021 Filed Feb 12, 2021 16:20 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/11/21 · Derivative 2,778 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-003508 · doc1.xml · derivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,778

Underlying: Common Stock · 2,778 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · derivative.exercise_date: These stock units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these stock units will immediately vest upon, and in any case delivery of the shares underlying these stock units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

F2 · derivative.expiration_date: These stock units vest on the earlier to occur of the issuer's next annual meeting of shareholders or one year from the date of grant; provided, that these stock units will immediately vest upon, and in any case delivery of the shares underlying these stock units will not occur until, the occurrence of one of the following: a change in control of the issuer, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the issuer.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 13:46 UTC CUMMINS INC CMI · Entity 2961 Exercise / conversionStock Option (Right-to-Buy) · Derivative 528 $0.00 Strike: $119.77 $0.00
Disclosure

SEC source: 0001225208-21-002128 · doc4.xml · derivative · entry 5

RUMSEY JENNIFER · CIK 0001651631 · President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 528 shares

Expires 2021-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 13:46 UTC CUMMINS INC CMI · Entity 2961 SaleCommon 352 $245.41 $86,385.45
Disclosure

SEC source: 0001225208-21-002128 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,120

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 13:46 UTC CUMMINS INC CMI · Entity 2961 Exercise / conversionCommon 528 $119.77 $63,238.56
Disclosure

SEC source: 0001225208-21-002128 · doc4.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:18 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 8/5/20 · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000269 · doc1.xml · derivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:18 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 8/5/20 · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017455 · doc1.xml · derivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 16:14 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 8/5/20 · Derivative 559 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014422 · doc1.xml · derivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559

Underlying: Common Stock · 559 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · derivative.exercise_date: These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

F2 · derivative.expiration_date: These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

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April 06, 2020 Filed Apr 8, 2020 15:22 UTC CUMMINS INC CMI · Entity 2961 GrantStock Option (Right-to-Buy) · Derivative 13,320 $0.00 Strike: $142.12 $0.00
Disclosure

SEC source: 0001225208-20-006261 · doc4.xml · derivative · entry 4

RUMSEY JENNIFER · CIK 0001651631 · President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,320

Underlying: Common · 13,320 shares

Expires 2030-04-06

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March 01, 2020 Filed Mar 3, 2020 19:10 UTC CUMMINS INC CMI · Entity 2961 Tax withholdingCommon 1,236 $151.29 $186,994.44
Disclosure

SEC source: 0001225208-20-004069 · doc4.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,944

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.