Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DONALDSON Co INCDCI · Entity 8785 | Director | January 02, 2026 | January 06, 2026 |
| SMITH A O CORPAOS · Entity 3642 | Director | April 09, 2024 | April 10, 2024 |
| TIMKEN COTKR · Entity 1862 | Director | June 05, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DONALDSON Co INC
Report date January 02, 2026 · Filed January 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,997 |
Reported balance
After 2026-01-02 transaction · row 1
1 source rowRow 1 · 2026-01-02 · Grant · Acquired 900 · Balance 44,997 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $89.93 · Expires 2036-01-02 | Direct | 3,000 |
Reported balance
After 2026-01-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-02 · Grant · Acquired 3,000 · Balance 3,000 F1: The option vests in three equal annual installments beginning on January 2, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in three equal annual installments beginning on January 2, 2027.
SMITH A O CORP
Report date April 09, 2024 · Filed April 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,577 |
Reported balance
After 2024-04-09 transaction · row 1
1 source rowRow 1 · 2024-04-09 · Grant · Acquired 1,626 · Balance 58,577 F1: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 9, 2024. |
| Common StockSEC Table I · non-derivative | IndirectHeld by spouse's revocable trust or grantor retained annuity trusts. | 231,405 |
Reported balance
Holding disclosure · report date 2024-04-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 231,405 |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 9, 2024.
TIMKEN CO
Report date June 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,225 |
Reported balance
After 2026-06-05 transaction · row 1
1 source rowRow 1 · 2026-06-05 · Sale · Disposed 8,450 · Balance 20,225 F1: This transaction was executed in multiple trades at prices ranging from $130.77 to $131.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $130.77 to $131.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2020 Filed Feb 18, 2020 14:51 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 20,725 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000027 · edgar.xml · derivative · entry 5 Rajendra Ajita G · CIK 0001315989 · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,485 Underlying: Common Stock · 20,725 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 20,725 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 20,725 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 20,725 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 20,725 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 20,725 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 20,725 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:51 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 9,741 | $43.96 | $428,214.36 |
DisclosureSEC source: 0000091142-20-000027 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,147 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:51 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 20,725 | $43.96 | $911,071.00 |
DisclosureSEC source: 0000091142-20-000027 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,888 F1 · shares: 20,725 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 20,725 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 20,725 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:11 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 29,490 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000014 · edgar.xml · derivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,210 Underlying: Common Stock · 29,490 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/20/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F2 · derivative.expiration_date: The restricted stock units were granted on 02/20/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:11 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 153,395 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000014 · edgar.xml · derivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,024,915 Underlying: Common Stock · 153,395 shares Expires 2030-02-10 F1 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 18:52 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantStock Option (right to buy) · Derivative | 5,600 | $0.00 Strike: $57.98 | $0.00 |
DisclosureSEC source: 0001615216-20-000008 · edgar.xml · derivative · entry 3 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,600 Underlying: Common Stock · 5,600 shares Expires 2030-01-20 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 2, 2021. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 18:52 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001615216-20-000008 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,667 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 18:52 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 1,173 | $57.98 | $68,010.54 |
DisclosureSEC source: 0001615216-20-000008 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,467 Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 19:08 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 16,556 | $49.47 | $819,099.82 |
DisclosureSEC source: 0000091142-19-000050 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,163 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $49.42 to $49.66. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| August 23, 2019 Filed Aug 23, 2019 18:49 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 34,442 | $46.74 | $1,609,646.87 |
DisclosureSEC source: 0000091142-19-000047 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,719 Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 18:49 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 63,600 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0000091142-19-000047 · edgar.xml · derivative · entry 5 Rajendra Ajita G · CIK 0001315989 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,520 Underlying: Common Stock · 63,600 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2010 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2011. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 18:49 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 63,600 | $6.98 | $444,118.80 |
DisclosureSEC source: 0000091142-19-000047 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2019 Filed Feb 12, 2019 20:27 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 15,614 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-19-000015 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,404 F1 · price: Gift Read SEC document |
| May 10, 2019 Filed May 10, 2019 17:44 UTC | TIMKEN CO TKR · Entity 1862 | GrantRestricted Share Unit · Derivative | 2,425 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000098362-19-000069 · wf-form4_155751023339528.xml · derivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,425 Underlying: Common Stock · 2,425 shares Expires 2020-05-10 F2 · derivative.exercise_date: Grant of restricted share units that vest 100% one year from date of grant. Read SEC document |
| May 08, 2019 Filed May 10, 2019 17:44 UTC | TIMKEN CO TKR · Entity 1862 | GrantCommon Stock | 2,525 | $0.00 | $0.00 |
DisclosureSEC source: 0000098362-19-000069 · wf-form4_155751023339528.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,665 F1 · security: Represents vesting of 100% of the time-based restricted share units granted on May 8, 2018. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:27 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 115,440 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000015 · edgar.xml · derivative · entry 7 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 935,120 Underlying: Common Stock · 115,440 shares Expires 2029-02-11 F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:27 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Unis · Derivative | 25,295 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000015 · edgar.xml · derivative · entry 6 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,720 Underlying: Common Stock · 25,295 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F3 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:27 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 30,840 | $0.00 Strike: $48.72 | $0.00 |
DisclosureSEC source: 0000091142-19-000015 · edgar.xml · derivative · entry 5 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,425 Underlying: Common Stock · 30,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 30,840 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 30,840 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 30,840 shares of Common Stock to the reporting person. F2 · derivative.expiration_date: 30,840 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 30,840 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 30,840 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:27 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 14,284 | $48.72 | $695,916.48 |
DisclosureSEC source: 0000091142-19-000015 · edgar.xml · nonDerivative · entry 3 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,960 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:27 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 30,840 | $48.72 | $1,502,524.80 |
DisclosureSEC source: 0000091142-19-000015 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,244 F2 · shares: 30,840 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 30,840 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 30,840 shares of Common Stock to the reporting person. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 21:47 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 105 | $47.68 | $5,006.40 |
DisclosureSEC source: 0001615216-19-000013 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,969 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:28 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantStock Option (right to buy) · Derivative | 6,800 | $0.00 Strike: $43.02 | $0.00 |
DisclosureSEC source: 0001615216-19-000007 · edgar.xml · derivative · entry 3 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Underlying: Common Stock · 6,800 shares Expires 2029-01-02 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 2, 2020. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:28 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001615216-19-000007 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,864 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:28 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 1,627 | $43.02 | $69,993.54 |
DisclosureSEC source: 0001615216-19-000007 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,264 Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 22:09 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 7,400 | $64.62 | $478,187.26 |
DisclosureSEC source: 0000091142-18-000049 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Revocable Trust Disclosed balance after: 20,333 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $64.60 to $64.67. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 29, 2018 Filed May 30, 2018 15:54 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 2,100 | $64.60 | $135,660.00 |
DisclosureSEC source: 0000091142-18-000046 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Revocable Trust Disclosed balance after: 27,733 Read SEC document |
| May 25, 2018 Filed May 30, 2018 15:54 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 500 | $64.60 | $32,300.00 |
DisclosureSEC source: 0000091142-18-000046 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Revocable Trust Disclosed balance after: 29,833 Read SEC document |
| May 24, 2018 Filed May 25, 2018 17:31 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 10,000 | $64.06 | $640,579.00 |
DisclosureSEC source: 0000091142-18-000043 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Revocable Trust Disclosed balance after: 30,333 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $64.0155 to $64.0956. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 08, 2018 Filed May 8, 2018 21:05 UTC | TIMKEN CO TKR · Entity 1862 | GrantCommon Stock (Restricted) · Derivative | 2,525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000098362-18-000064 · wf-form4_152581350492405.xml · derivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,525 Underlying: Common Stock · 2,525 shares Expires 2019-05-08 F1 · derivative.exercise_date: Grant of restricted stock units that vest 100% one year from date of grant. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 17:50 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 5,000 | $66.55 | $332,770.50 |
DisclosureSEC source: 0000091142-18-000028 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Revocable Trust Disclosed balance after: 40,333 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.50 to $66.635. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 16:57 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 8,200 | $64.84 | $531,653.56 |
DisclosureSEC source: 0000091142-18-000026 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Revocable Trust Disclosed balance after: 45,333 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $64.50 to $65.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:31 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 6,800 | $64.02 | $435,308.12 |
DisclosureSEC source: 0000091142-18-000024 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Revocable Trust Disclosed balance after: 53,533 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.50 to $66.61. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:31 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 77,740 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000018 · edgar.xml · derivative · entry 7 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819,680 Underlying: Common Stock · 77,740 shares Expires 2028-02-12 F4 · derivative.exercise_date: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:31 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Unis · Derivative | 18,700 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000018 · edgar.xml · derivative · entry 6 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,265 Underlying: Common Stock · 18,700 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. F3 · derivative.expiration_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:31 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 13,886 | $60.11 | $834,687.46 |
DisclosureSEC source: 0000091142-18-000018 · edgar.xml · nonDerivative · entry 3 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,018 Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:31 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 29,500 | $60.11 | $1,773,245.00 |
DisclosureSEC source: 0000091142-18-000018 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: 29,500 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 29,500 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 29,500 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2018 Filed Feb 13, 2018 22:31 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 29,500 | $0.00 Strike: $60.11 | $0.00 |
DisclosureSEC source: 0000091142-18-000018 · edgar.xml · derivative · entry 5 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,565 Underlying: Common Stock · 29,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 29,500 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 29,500 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 29,500 shares of Common Stock to the reporting person. F2 · derivative.expiration_date: 29,500 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 29,500 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 29,500 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2018 Filed Feb 13, 2018 22:31 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 51,441 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-18-000018 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,404 F1 · price: Gift Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:22 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantEmployee Stock Option (right to buy) · Derivative | 6,600 | $0.00 Strike: $48.96 | $0.00 |
DisclosureSEC source: 0001615216-18-000007 · edgar.xml · derivative · entry 3 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600 Underlying: Common Stock · 6,600 shares Expires 2028-01-02 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 2, 2019. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:22 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001615216-18-000007 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,352 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:22 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 1,430 | $48.96 | $70,012.80 |
DisclosureSEC source: 0001615216-18-000007 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,952 Read SEC document |
| December 05, 2017 Filed Dec 6, 2017 22:17 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 127,800 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0000091142-17-000078 · edgar.xml · derivative · entry 4 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,940 Underlying: Common Stock · 127,800 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2010. Read SEC document |
| December 05, 2017 Filed Dec 6, 2017 22:17 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 68,324 | $62.01 | $4,236,771.24 |
DisclosureSEC source: 0000091142-17-000078 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,845 Read SEC document |
| December 05, 2017 Filed Dec 6, 2017 22:17 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 127,800 | $4.75 | $607,177.80 |
DisclosureSEC source: 0000091142-17-000078 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 20:58 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 3,610 | $62.74 | $226,504.04 |
DisclosureSEC source: 0000091142-17-000076 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,369 Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 14:08 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-17-000075 · edgar.xml · nonDerivative · entry 4 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,979 F1 · price: Gift Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 14:08 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 1,390 | $62.65 | $87,090.03 |
DisclosureSEC source: 0000091142-17-000075 · edgar.xml · nonDerivative · entry 3 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,979 Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 14:08 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 15,000 | $61.81 | $927,121.50 |
DisclosureSEC source: 0000091142-17-000075 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,369 Read SEC document |
| June 07, 2017 Filed Nov 30, 2017 14:08 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-17-000075 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,369 F1 · price: Gift Read SEC document |
| May 19, 2017 Filed May 22, 2017 19:15 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 67,200 | $0.00 Strike: $5.94 | $0.00 |
DisclosureSEC source: 0000091142-17-000061 · edgar.xml · derivative · entry 4 Rajendra Ajita G · CIK 0001315989 · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,740 Underlying: Common Stock · 67,200 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2009. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.