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HAGEDORN KATHERINE LITTLEFIELD

Disclosed activity across 1 company

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40280
SEC CIK
0001180173

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SCOTTS MIRACLE-GRO COSMG · Entity 4142Director · 10% ownerSeptember 04, 2026September 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SCOTTS MIRACLE-GRO CO

Report date September 04, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect108 Reported balance After 2026-09-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-04 · Grant · Acquired 37 · Balance 108

F1: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2020 Filed Feb 3, 2020 21:46 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 150 $0.00 $0.00
Disclosure

SEC source: 0001443984-20-000039 · wf-form4_158076637003284.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 20:26 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 38 $100.94 $3,835.72
Disclosure

SEC source: 0001443984-19-000238 · wf-form4_157609596939977.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314

Underlying: Common Shares · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 22:24 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 36 $106.79 $3,844.44
Disclosure

SEC source: 0001443984-19-000180 · wf-form4_156832706041158.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Underlying: Common Shares · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 21:37 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 13,210 $109.53 $1,446,891.30
Disclosure

SEC source: 0001012975-19-000543 · edgar.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,736,076

F2 · price: The transaction was executed in multiple trades at prices ranging from $109.07 to $110.03. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 21:37 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 5,701 $108.91 $620,895.91
Disclosure

SEC source: 0001012975-19-000543 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,749,286

F1 · price: The transaction was executed in multiple trades at prices ranging from $108.70 to $109.06. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

Read SEC document
June 10, 2019 Filed Jun 11, 2019 19:01 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 38 $94.13 $3,576.94
Disclosure

SEC source: 0001443984-19-000088 · wf-form4_156027965881439.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240

Underlying: Common Shares · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:03 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 44 $82.16 $3,615.04
Disclosure

SEC source: 0001443984-19-000030 · wf-form4_155241382108882.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:07 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 2,441 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000079 · edgar.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,476

Read SEC document
February 04, 2019 Filed Feb 6, 2019 19:07 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 2,665 $74.07 $197,396.55
Disclosure

SEC source: 0001182489-19-000079 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,035

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:59 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionDividend Equivalent Rights · Derivative 189 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000027 · edgar.xml · derivative · entry 3

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158

Underlying: Common Shares · 189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.

F3 · derivative.exercise_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

F3 · derivative.expiration_date: On January 29, 2016, the reporting person was granted 2,476 deferred stock units, with accruing dividend equivalent rights, vesting on January 29, 2017.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:59 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 189 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-19-000027 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 16:23 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 55 $68.35 $3,759.25
Disclosure

SEC source: 0001182489-18-000475 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347

Underlying: Common Shares · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:49 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 49 $76.88 $3,767.12
Disclosure

SEC source: 0001552781-18-000398 · ownership.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

Underlying: Common Shares · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 21:25 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 270.1 $78.77 $21,275.78
Disclosure

SEC source: 0001012975-18-000958 · edgar.xml · nonDerivative · entry 4

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,754,984

F4 · price: The transaction was executed in multiple trades at prices ranging from $78.73 to $78.77. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 21:25 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 3,505.93 $78.20 $274,163.73
Disclosure

SEC source: 0001012975-18-000958 · edgar.xml · nonDerivative · entry 3

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,755,254.1

F3 · price: The transaction was executed in multiple trades at prices ranging from $77.69 to $78.20. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 21:25 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 20,445.86 $77.12 $1,576,784.72
Disclosure

SEC source: 0001012975-18-000958 · edgar.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,758,760.03

F2 · price: The transaction was executed in multiple trades at prices ranging from $76.60 to $77.12. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 21:25 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 16,107.11 $78.46 $1,263,763.85
Disclosure

SEC source: 0001012975-18-000958 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,779,205.89

F1 · price: The transaction was executed in multiple trades at prices ranging from $78.33 to $78.88. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:10 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 2,955.55 $86.60 $255,950.63
Disclosure

SEC source: 0001012975-18-000859 · edgar.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,795,313

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The transaction was executed in multiple trades at prices ranging from $86.42 to $86.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:10 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 11,991.45 $85.90 $1,030,065.56
Disclosure

SEC source: 0001012975-18-000859 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,798,268.55

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The transaction was executed in multiple trades at prices ranging from $85.42 to $86.41. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 19:26 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 41 $87.04 $3,568.64
Disclosure

SEC source: 0001182489-18-000270 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243

Underlying: Common Shares · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 10,672.71 $81.35 $868,224.96
Disclosure

SEC source: 0001012975-18-000397 · edgar.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,820,933

F3 · price: The transaction was executed in multiple trades at prices ranging from $81.00 to $80.66. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F2 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:19 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 22,340.29 $80.47 $1,797,723.14
Disclosure

SEC source: 0001012975-18-000397 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,810,260

F1 · price: The transaction was executed in multiple trades at prices ranging from $80.00 to $80.99. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F2 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 39 $91.89 $3,583.71
Disclosure

SEC source: 0001182489-18-000148 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Shares · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 22:08 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 2,892 $89.50 $258,834.00
Disclosure

SEC source: 0001552781-18-000084 · e18052_littlefield-form4.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,511

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:08 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 2,045 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000084 · e18052_littlefield-form4.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,043

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:48 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionDividend Equivalent Rights · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000038 · edgar.xml · derivative · entry 3

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163

Underlying: Common Shares · 193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

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January 30, 2018 Filed Feb 1, 2018 13:48 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionDeferred Stock Unit · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000038 · edgar.xml · derivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

F2 · derivative.expiration_date: On January 30, 2015, the reporting person was granted 2,681 deferred stock units, with accruing dividend equivalent rights, vesting on January 30, 2016.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 13:48 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-18-000038 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 21:40 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 39 $101.48 $3,957.72
Disclosure

SEC source: 0001182489-17-000584 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356

Underlying: Common Shares · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 19:03 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 41 $94.25 $3,864.25
Disclosure

SEC source: 0001182489-17-000499 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317

Underlying: Common Shares · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 19:30 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 44 $83.37 $3,668.28
Disclosure

SEC source: 0001182489-17-000367 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:48 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 40 $91.83 $3,673.20
Disclosure

SEC source: 0001182489-17-000243 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232

Underlying: Common Shares · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 21:20 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 3,170 $89.46 $283,588.20
Disclosure

SEC source: 0001182489-17-000168 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,147

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2016.

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January 31, 2017 Filed Feb 2, 2017 23:49 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionDividend Equivalent Rights · Derivative 144 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000144 · edgar.xml · derivative · entry 5

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192

Underlying: Common Shares · 144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.

F3 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F4 · derivative.exercise_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F4 · derivative.expiration_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:49 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionDeferred Stock Units · Derivative 1,307 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000144 · edgar.xml · derivative · entry 4

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.

F4 · derivative.exercise_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F4 · derivative.expiration_date: On May 1, 2014, the reporting person was granted 1,370 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:49 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionDeferred Stock Units · Derivative 1,719 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000144 · edgar.xml · derivative · entry 3

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.

F3 · derivative.exercise_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

F3 · derivative.expiration_date: On January 31, 2014, the reporting person was granted 1,800 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2015.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:49 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 3,170 Not disclosed Not disclosed
Disclosure

SEC source: 0001182489-17-000144 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer ("Common Shares") on a one-for-one basis.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 20:32 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantCommon Shares 1,990 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000105 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,147

Read SEC document
December 14, 2016 Filed Dec 15, 2016 23:00 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 19,800 $94.99 $1,880,802.00
Disclosure

SEC source: 0001012975-16-001631 · edgar.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,158,075

F1 · kind: Represents the sale for the account of Katherine Littlefield and certain family members of a portion of their proportionate interest in the Issuer's common shares (the "Common Shares") held by the Hagedorn Partnership, L.P.

F2 · ownership.nature: Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.

F3 · ownership.nature: Represents the aggregate proportionate interest of Katherine Littlefield and those family members in whose holdings she may be deemed to have a pecuniary interest in the Common Shares held by Hagedorn Partnership, L.P.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 23:00 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 200 $95.94 $19,188.00
Disclosure

SEC source: 0001012975-16-001631 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,177,875

F1 · kind: Represents the sale for the account of Katherine Littlefield and certain family members of a portion of their proportionate interest in the Issuer's common shares (the "Common Shares") held by the Hagedorn Partnership, L.P.

F2 · ownership.nature: Pursuant to Exchange Act Rule 16a-1(a)(1), the Reporting Person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the Reporting Person is a general partner.

F3 · ownership.nature: Represents the aggregate proportionate interest of Katherine Littlefield and those family members in whose holdings she may be deemed to have a pecuniary interest in the Common Shares held by Hagedorn Partnership, L.P.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 19:47 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001319 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336

Underlying: Common Shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:42 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 GrantDividend Equivalent Rights · Derivative 54 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001242 · edgar.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

Underlying: Common Shares · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU grants and become exercisable proportionately with the DSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionStock Option (right to buy) · Derivative 15,050 $0.00 Strike: $42.50 $0.00
Disclosure

SEC source: 0001182489-16-001225 · edgar.xml · derivative · entry 4

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,050 shares

Expires 2017-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 SaleCommon Shares 15,050 $82.50 $1,241,625.00
Disclosure

SEC source: 0001182489-16-001225 · edgar.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,157

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.20 to $82.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:02 UTC SCOTTS MIRACLE-GRO CO SMG · Entity 4142 Exercise / conversionCommon Shares 15,050 $42.50 $639,625.00
Disclosure

SEC source: 0001182489-16-001225 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.