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GORDON FRANK

Disclosed activity across 1 company

Tapewire entity
40196
SEC CIK
0001059231

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HEALTHSTREAM INCHSTM · Entity 5059DirectorJune 08, 2026June 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HEALTHSTREAM INC

Report date June 08, 2026 · Filed June 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock HoldingSEC Table I · non-derivativeDirect215,552 Reported balance After 2026-06-08 transaction · row 1
1 source row

Row 1 · 2026-06-08 · Exercise / conversion · Acquired 3,148 · Balance 215,552

F1: Shares acquired on vesting of restricted share units.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-06-08 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-06-08 · Exercise / conversion · Disposed 1,126 · Balance 0

F2: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning June 6, 2024 in three equal installments.

F4: Not applicable.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,006 Reported balance After 2026-06-08 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-06-08 · Exercise / conversion · Disposed 1,006 · Balance 1,006

F2: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning May 30, 2025 in three equal installments.

F4: Not applicable.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,032 Reported balance After 2026-06-08 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-06-08 · Exercise / conversion · Disposed 1,016 · Balance 2,032

F2: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning May 29, 2026 in three equal installments.

F4: Not applicable.

Common Stock HoldingSEC Table I · non-derivativeIndirectHeld by Crofton Capital100,418 Reported balance Holding disclosure · report date 2026-06-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 100,418

Common Stock HoldingSEC Table I · non-derivativeIndirectHeld by The Joel Company11,386 Reported balance Holding disclosure · report date 2026-06-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 11,386

Common Stock HoldingSEC Table I · non-derivativeIndirectCustodial account for minor child - Gavin B. Gordon2,500 Reported balance Holding disclosure · report date 2026-06-08 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 2,500

Common Stock HoldingSEC Table I · non-derivativeIndirectCustodial account for minor child - Cameron L. Gordon2,500 Reported balance Holding disclosure · report date 2026-06-08 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 2,500

Common Stock HoldingSEC Table I · non-derivativeIndirectCustodial account for minor child - Taylor K. Gordon2,000 Reported balance Holding disclosure · report date 2026-06-08 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 2,000

Common Stock HoldingSEC Table I · non-derivativeIndirectFrank E. Gordon 2003 Family Trust2,000 Reported balance Holding disclosure · report date 2026-06-08 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 2,000

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired on vesting of restricted share units.

F2: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning June 6, 2024 in three equal installments.

F4: Not applicable.

F5: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning May 30, 2025 in three equal installments.

F6: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning May 29, 2026 in three equal installments.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 11, 2021 16:59 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantCommon Stock 251 $23.94 $6,008.94
Disclosure

SEC source: 0001209191-21-019720 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,087

F1 · shares: Shares represent stock the reporting person elected to receive in lieu of cash payable for service on the Company's Board of Directors.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:36 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019884 · doc4.xml · derivative · entry 8

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573

Underlying: Common Stock · 786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:36 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019884 · doc4.xml · derivative · entry 7

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879

Underlying: Common Stock · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:36 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019884 · doc4.xml · derivative · entry 6

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:36 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock 2,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019884 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 19:02 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 2,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018429 · doc4.xml · derivative · entry 6

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

Underlying: Common Stock · 2,836 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:12 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020179 · doc4.xml · derivative · entry 4

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,758

Underlying: Common Stock · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:12 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020179 · doc4.xml · derivative · entry 3

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:12 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,074 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020179 · doc4.xml · derivative · entry 2

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:12 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020179 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 14:12 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 2,359 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020179 · doc4.xml · derivative · entry 5

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,359

Underlying: Common Stock · 2,359 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 19:07 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 922 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020535 · doc4.xml · derivative · entry 8

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

Underlying: Common Stock · 922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 19:07 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020535 · doc4.xml · derivative · entry 7

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 19:07 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020535 · doc4.xml · derivative · entry 6

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 19:07 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock 2,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020535 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 23:24 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 2,636 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020409 · doc4.xml · derivative · entry 6

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,636

Underlying: Common Stock · 2,636 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 21:04 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.23 $0.00
Disclosure

SEC source: 0001209191-18-016361 · doc4.xml · derivative · entry 10

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 21:04 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.23 $0.00
Disclosure

SEC source: 0001209191-18-016361 · doc4.xml · derivative · entry 9

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 21:04 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.23 $0.00
Disclosure

SEC source: 0001209191-18-016361 · doc4.xml · derivative · entry 8

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 21:04 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $4.66 $0.00
Disclosure

SEC source: 0001209191-18-016361 · doc4.xml · derivative · entry 7

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 21:04 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $4.66 $0.00
Disclosure

SEC source: 0001209191-18-016361 · doc4.xml · derivative · entry 6

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 21:04 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $4.66 $0.00
Disclosure

SEC source: 0001209191-18-016361 · doc4.xml · derivative · entry 5

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 21:04 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $2.99 $0.00
Disclosure

SEC source: 0001209191-18-016361 · doc4.xml · derivative · entry 4

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 21:04 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock 15,000 $12.23 $183,450.00
Disclosure

SEC source: 0001209191-18-016361 · doc4.xml · nonDerivative · entry 3

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 21:04 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock 15,000 $4.66 $69,900.00
Disclosure

SEC source: 0001209191-18-016361 · doc4.xml · nonDerivative · entry 2

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 5, 2018 21:04 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock 6,000 $2.99 $17,940.00
Disclosure

SEC source: 0001209191-18-016361 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 24, 2017 21:41 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001209191-17-028011 · doc4.xml · derivative · entry 9

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 24, 2017 21:41 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.45 $0.00
Disclosure

SEC source: 0001209191-17-028011 · doc4.xml · derivative · entry 8

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 24, 2017 21:41 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $3.53 $0.00
Disclosure

SEC source: 0001209191-17-028011 · doc4.xml · derivative · entry 7

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2017-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 24, 2017 21:41 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock 6,000 $3.53 $21,180.00
Disclosure

SEC source: 0001209191-17-028011 · doc4.xml · nonDerivative · entry 2

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 24, 2017 21:41 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock 10,000 $2.45 $24,500.00
Disclosure

SEC source: 0001209191-17-028011 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 20, 2017 Filed Mar 20, 2017 15:24 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021622 · doc4.xml · derivative · entry 8

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,149

Underlying: Common Stock · 1,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

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March 20, 2017 Filed Mar 20, 2017 15:24 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 848 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021622 · doc4.xml · derivative · entry 7

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F5 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

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March 20, 2017 Filed Mar 20, 2017 15:24 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021622 · doc4.xml · derivative · entry 6

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2015 in three equal installments.

F4 · derivative.expiration_date: Not applicable.

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March 20, 2017 Filed Mar 20, 2017 15:24 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock 2,668 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021622 · doc4.xml · nonDerivative · entry 1

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

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March 17, 2016 Filed Mar 17, 2017 11:22 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 2,766 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021239 · doc4.xml · derivative · entry 6

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,766

Underlying: Common Stock · 2,766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 16, 2018 in three equal installments.

F3 · derivative.expiration_date: Not applicable.

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October 19, 2012 Filed Apr 16, 2025 21:31 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantCommon Stock Holding 418 $29.36 $12,272.48
Disclosure

SEC source: 0001437749-25-012175 · rdgdoc.xml · nonDerivative · entry 2

GORDON FRANK · CIK 0001059231 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Crofton Capital

Disclosed balance after: 100,418

F1 · price: The price reported above reflects the average closing price of HealthStream, Inc. common stock over a 30 day period, ending on October 18, 2012.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.