Taylor Stephen Charles

SEC source: 0001084991-24-000097 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,387

SEC source: 0001084991-24-000096 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,568

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.28 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001084991-24-000111 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 551,568

F1 · shares: This amendment to Form 4 is being filed to note that the sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2024. No other revisions have been made to the original filing.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.28 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001084991-24-000081 · primary_doc.xml · derivative · entry 4

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

SEC source: 0001084991-24-000081 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,258

SEC source: 0001084991-24-000081 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,233

F1 · price: Not Applicable. Represents shares issued in connection with vesting of a Restricted Stock Unit.

SEC source: 0001084991-23-000086 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,132

SEC source: 0001084991-23-000086 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592,372

SEC source: 0001084991-23-000087 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,101

Underlying: Common Stock · 10,101 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting one year from the date of grant.

F1 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting one year from the date of grant.

F1 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting one year from the date of grant.

SEC source: 0001084991-23-000045 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,405

SEC source: 0001084991-23-000049 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

SEC source: 0001084991-23-000049 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 133,701

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

SEC source: 0001084991-23-000049 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,405

SEC source: 0001084991-23-000035 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,563

F1 · shares: The acquisition reflects an award of Stock pursuant to the Company's 2019 Equity Incentive Plan, as amended, in connection with the Retirement Agreement effective May 17, 2022 between the Company and the reporting person.

SEC source: 0001084991-23-000061 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 582,271

F1 · shares: This amended Form 4 is being filed to report shares withheld for payment of the tax liability incurred in connection with the issuance of the shares reported in the initial Form 4 filed on April 27, 2023.

SEC source: 0001084991-23-000023 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 557,773

SEC source: 0001084991-22-000104 · wf-form4_166068522104650.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,098

F1 · shares: The acquisition reflects an award of Restricted Stock, pursuant to the Company's 2019 Equity Incentive Plan, as amended. The award vests fully on June 30, 2023, subject to accelerated vesting under certain circumstances.

SEC source: 0001084991-22-000066 · wf-form4_165472305146365.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,259

F1 · price: Shares were sold pursuant to a Rule 10b5-1 plan.

SEC source: 0001084991-22-000040 · wf-form4_165152233515753.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,138

Underlying: Common Stock · 3,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

SEC source: 0001084991-22-000040 · wf-form4_165152233515753.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 130,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan

SEC source: 0001084991-22-000040 · wf-form4_165152233515753.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,177

SEC source: 0001084991-22-000019 · wf-form4_164876337998946.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,275

Underlying: Common Stock · 10,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

SEC source: 0001084991-22-000019 · wf-form4_164876337998946.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 127,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan

SEC source: 0001084991-22-000019 · wf-form4_164876337998946.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,289

SEC source: 0001084991-22-000011 · wf-form4_164798162184827.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,242

SEC source: 0001084991-21-000047 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,248

Underlying: Common Stock · 3,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

SEC source: 0001084991-21-000047 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 116,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

SEC source: 0001084991-21-000047 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,553

SEC source: 0001084991-21-000027 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,386

Underlying: Common Stock · 10,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

SEC source: 0001084991-21-000027 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,079

SEC source: 0001084991-21-000027 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 113,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

SEC source: 0001084991-21-000016 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,033

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

SEC source: 0001084991-21-000029 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,619

F1 · shares: This amendment to Form 4 is being filed to correct the number of shares granted in connection with the restricted stock award referenced in the original filing, which mistakenly reported 100,626 restricted shares. As noted in Table I, the correct number of shares granted in the award was 109,212. In addition, column 5 of Table has been corrected to show the revised number of shares beneficially owned following the reported transaction. There are no other revisions to the original Form 4 as filed on March 22, 2021.

F1 · balance_after: This amendment to Form 4 is being filed to correct the number of shares granted in connection with the restricted stock award referenced in the original filing, which mistakenly reported 100,626 restricted shares. As noted in Table I, the correct number of shares granted in the award was 109,212. In addition, column 5 of Table has been corrected to show the revised number of shares beneficially owned following the reported transaction. There are no other revisions to the original Form 4 as filed on March 22, 2021.

SEC source: 0001084991-21-000009 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,359

Underlying: Common Stock · 9,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

SEC source: 0001084991-21-000009 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,407

SEC source: 0001084991-21-000009 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 102,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

SEC source: 0001084991-20-000022 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,676

Underlying: Common Stock · 9,413 shares

Expires not disclosed

F2 · derivative.exercise_price: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

SEC source: 0001084991-20-000022 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,027

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

SEC source: 0001084991-20-000012 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,263

Underlying: Common Stock · 10,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

SEC source: 0001084991-20-000012 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,307

SEC source: 0001084991-20-000012 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 93,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

SEC source: 0001084991-20-000005 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,236

Underlying: Common Stock · 9,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

SEC source: 0001084991-20-000005 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,248

SEC source: 0001084991-20-000005 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 82,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

SEC source: 0001084991-20-000002 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,553

Underlying: Common Stock · 21,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

SEC source: 0001084991-20-000002 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,911

SEC source: 0001084991-20-000002 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 72,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

SEC source: 0001084991-19-000045 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,692

Underlying: Common Stock · 32,919 shares

Expires not disclosed

F4 · price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F3 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting.

F3 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Company common stock upon vesting.

F4 · derivative.underlying_shares: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

SEC source: 0001084991-19-000045 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,388

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · balance_after: The amount of securities beneficially owned has been adjusted to add 557 shares of Company common stock in order to correct an inadvertent error in the number of shares withheld for tax withholding in connection with the Form 4 filed on March 19, 2019.

SEC source: 0001084991-19-000014 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,773

Underlying: Common Stock · 9,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.