FLUXMAN LEONARD I

SEC source: 0000899243-22-029421 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474,031

F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.24 to $9.39, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-010215 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816,184

F1 · kind: Each Restricted Stock Unit ("RSUs") represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.42 to $9.54, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-007785 · doc4.xml · nonDerivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830,714

F2 · kind: Each PSU represents a contingent right to receive, at full vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F4 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the PSUs.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.35 to $9.71, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-007785 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,857,705

F3 · shares: The reported transaction reflects a grant of the Issuer's restricted stock units ("RSUs"), which settle one-for-one in common shares upon vesting, which vesting will occur one-third on March 7, 2022 and two-thirds on December 5, 2022, subject to the Reporting Person's continued service through such date.

SEC source: 0000899243-22-007785 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,748,088

F1 · shares: The reported securities are Performance Stock Units ("PSUs") that were granted to the Reporting Person by OneSpaWorld Holdings Ltd. ("OSW", the "Issuer") on December 21, 2020. One-third of the reported PSUs vested upon achieving the performance vesting conditions. The remaining unvested PSUs vest in one-third installments on each of December 21, 2022 and December 21, 2023.

F2 · shares: Each PSU represents a contingent right to receive, at full vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

SEC source: 0000899243-22-003232 · doc4.xml · nonDerivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,533,008

F1 · kind: Each Restricted Stock Unit and each Performance Stock Unit represent a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the Restricted Stock Units ("RSUs") and/or Performance Stock Units ("PSUs"), as applicable.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.205, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-003232 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554,148

F4 · shares: The reported securities are common shares received in connection with the vesting of PSUs.

SEC source: 0000899243-22-003232 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,527,823

F1 · kind: Each Restricted Stock Unit and each Performance Stock Unit represent a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer, with a portion of such shares mandatorily sold, pursuant to the terms of the grant, in a broker assisted cashless exercise program arranged by the Issuer.

F2 · shares: Represents shares sold to satisfy tax withholding obligations upon the vesting and settlement of the Restricted Stock Units ("RSUs") and/or Performance Stock Units ("PSUs"), as applicable.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.48 to $9.61, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW", the "Issuer"), any security holder of OSW, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-047603 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,544,623

F1 · shares: The reported transaction involved a grant of the Issuer's restricted stock units ("RSUs") which vest one-third on each of the first three anniversaries of the grant date and settle one-for-one in common shares.

F2 · balance_after: The reported amount includes the 130,207 newly granted RSUs, 537,306 RSUs previously reported in Table II of a previous Form 4 filed by the reporting person, and 877,110 common shares.

SEC source: 0000899243-21-033845 · doc4.xml · derivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,306

Underlying: Common Shares · 229,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · derivative.exercise_date: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · derivative.expiration_date: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

SEC source: 0000899243-21-033845 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877,110

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Restricted Stock Units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.18 to $9.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-033845 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · price: One-third of the Restricted Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Restricted Stock Units vest one-third each year from the grant date. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

SEC source: 0000899243-21-013263 · doc4.xml · nonDerivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,296

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F4 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61 inclusive. The reporting person undertakes to provide to OSW Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-013263 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,493

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.00, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-013263 · doc4.xml · derivative · entry 4

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,875

Underlying: Common Shares · 171,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61 inclusive. The reporting person undertakes to provide to OSW Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date

F4 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61 inclusive. The reporting person undertakes to provide to OSW Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.61 inclusive. The reporting person undertakes to provide to OSW Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · derivative.expiration_date: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date

SEC source: 0000899243-21-013263 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date

SEC source: 0000899243-21-003197 · doc4.xml · nonDerivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,081

F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the PSUs and Restricted Stock Units on January 21, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.15 to $9.29, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-003197 · doc4.xml · derivative · entry 4

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871,938

Underlying: Common Shares · 26,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units converted into the issuer common shares, par value $0.0001 per share, on a one-for-one basis.

F5 · derivative.exercise_date: On January 21, 2020, the reporting person was granted 78,973 Restricted Stock Units, vesting one-third each year beginning on the first anniversary of the date of grant.

F5 · derivative.expiration_date: On January 21, 2020, the reporting person was granted 78,973 Restricted Stock Units, vesting one-third each year beginning on the first anniversary of the date of grant.

SEC source: 0000899243-21-003197 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units converted into the issuer common shares, par value $0.0001 per share, on a one-for-one basis.

SEC source: 0000899243-21-003197 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,977

F1 · shares: Performance Stock Units ("PSUs") vested on January 21, 2021. PSUs were originally granted based on certain performance criteria that was waived by the issuer's board of directors, but remain subject to time-vesting in one-third increments on each year beginning on the first anniversary of the date of grant.

SEC source: 0000899243-21-002547 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,653

F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units on January 11, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.40 to $8.51, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-002230 · doc4.xml · nonDerivative · entry 4

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,198

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.60, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-002230 · doc4.xml · nonDerivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,907

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.74 to $9.00, inclusive. The reporting person undertakes to provide to OSW, any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-002230 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,988

F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.76 to $9.00, inclusive. The reporting person undertakes to provide to OneSpaWorld Holdings Ltd ("OSW"), any security holder of OSW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-002230 · doc4.xml · derivative · entry 5

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,750

Underlying: Common Shares · 171,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date.

F6 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F6 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · derivative.expiration_date: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date.

SEC source: 0000899243-21-002230 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions. The Performance Stock Units vest in tranches upon the Common Shares (as defined below) achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six-year period following the grant date.

SEC source: 0000899243-20-035051 · doc4.xml · derivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,262

Underlying: Common Shares · 131,789 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Company.

F2 · derivative.exercise_date: The Restricted Stock Units vest in one-third increments on each of the first three anniversaries of the date of the grant.

F2 · derivative.expiration_date: The Restricted Stock Units vest in one-third increments on each of the first three anniversaries of the date of the grant.

SEC source: 0000899243-20-033377 · doc4.xml · nonDerivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,296

F4 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting and settlement of the Performance Stock Units.

SEC source: 0000899243-20-033377 · doc4.xml · derivative · entry 3

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,625

Underlying: Common Shares · 171,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · price: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F1 · derivative.exercise_date: Each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F2 · derivative.expiration_date: The Performance Stock Units vest in tranches upon the Common Shares achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six year period following the grant date.

SEC source: 0000899243-20-033377 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 25% of the Performance Stock Units awarded on August 18, 2020 vested upon achieving the vesting conditions.

SEC source: 0000899243-20-023141 · doc4.xml · derivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,473

Underlying: Common Shares · 687,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares"). The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F2 · balance_after: Includes 78,973 Restricted Stock Units that were granted on January 21, 2020.

SEC source: 0000899243-20-030773 · doc4a.xml · derivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,500

Underlying: Common Shares · 687,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit and each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F4 · derivative.exercise_date: The Performance Stock Units vest in tranches upon the Common Shares achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six year period following the grant date.

F4 · derivative.expiration_date: The Performance Stock Units vest in tranches upon the Common Shares achieving certain stock price hurdle objectives over a specified number of consecutive trading days during the six year period following the grant date.

SEC source: 0000899243-20-030773 · doc4a.xml · derivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,473

Underlying: Common Shares · 687,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit and each Performance Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer (the "Common Shares").

F2 · derivative.exercise_date: The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F2 · derivative.expiration_date: The Restricted Stock Units vest one-third each year from the grant date. Vested Common Shares will be delivered to the reporting person on the 60th day following the date of termination of service to the Issuer.

F3 · balance_after: Includes 78,973 Restricted Stock Units that were granted on January 21, 2020.

SEC source: 0000899243-20-016793 · doc4.xml · derivative · entry 2

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 66,667

Underlying: Common Shares · 66,667 shares

Expires 2025-06-12

F1 · price: On June 12, 2020, Fluxman Family Holdings LLC ("Fluxman Holdings") purchased (i) 250,000 common shares and (ii) 66,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fluxman Holdings, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,000,000. The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F3 · derivative.exercise_date: The warrants are immediately exercisable and expire on the fifth anniversary of the issuance date.

F1 · ownership.direct: On June 12, 2020, Fluxman Family Holdings LLC ("Fluxman Holdings") purchased (i) 250,000 common shares and (ii) 66,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fluxman Holdings, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,000,000. The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: On June 12, 2020, Fluxman Family Holdings LLC ("Fluxman Holdings") purchased (i) 250,000 common shares and (ii) 66,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fluxman Holdings, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,000,000. The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-016793 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 325,000

F1 · price: On June 12, 2020, Fluxman Family Holdings LLC ("Fluxman Holdings") purchased (i) 250,000 common shares and (ii) 66,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fluxman Holdings, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,000,000. The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F1 · balance_after: On June 12, 2020, Fluxman Family Holdings LLC ("Fluxman Holdings") purchased (i) 250,000 common shares and (ii) 66,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fluxman Holdings, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,000,000. The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · balance_after: Includes 75,000 common shares held directly by the reporting person.

F1 · ownership.direct: On June 12, 2020, Fluxman Family Holdings LLC ("Fluxman Holdings") purchased (i) 250,000 common shares and (ii) 66,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fluxman Holdings, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,000,000. The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Includes 75,000 common shares held directly by the reporting person.

F1 · ownership.nature: On June 12, 2020, Fluxman Family Holdings LLC ("Fluxman Holdings") purchased (i) 250,000 common shares and (ii) 66,667 warrants to acquire common shares pursuant to an Investment Agreement by and among the Issuer, Steiner Leisure Limited, Fluxman Holdings, and the other investors named on the signature pages thereto, for an aggregate purchase price of $1,000,000. The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-008257 · doc4.xml · nonDerivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

SEC source: 0000899243-20-001879 · doc4.xml · derivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Director · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,973

Underlying: Common Shares · 78,973 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer. The Restricted Stock Units vest one-third each year beginning on the first anniversary of the date of grant.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer. The Restricted Stock Units vest one-third each year beginning on the first anniversary of the date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one common share, par value $0.0001 per share, of the Issuer. The Restricted Stock Units vest one-third each year beginning on the first anniversary of the date of grant.

SEC source: 0000899243-19-009186 · doc4.xml · derivative · entry 1

FLUXMAN LEONARD I · CIK 0001063623 · Executive Chairman & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353,780

Underlying: Common Shares · 2,353,780 shares

Expires not disclosed

F1 · security: Represents options to purchase common shares, par value $0.0001 per share, of the Issuer (the "Common Shares") on a one to one basis awarded pursuant to the Issuer's 2019 Equity Incentive Plan.

F1 · price: Represents options to purchase common shares, par value $0.0001 per share, of the Issuer (the "Common Shares") on a one to one basis awarded pursuant to the Issuer's 2019 Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest immediately and become exercisable upon the five day volume weighted average price of the Common Shares reaching $20 per share. The options expire on the six-year anniversary of the date of the award.

F2 · derivative.expiration_date: Options vest immediately and become exercisable upon the five day volume weighted average price of the Common Shares reaching $20 per share. The options expire on the six-year anniversary of the date of the award.