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person · Reporting owner

Ball Susan M.

Disclosed activity across 4 companies

Tapewire entity
40180
SEC CIK
0001554999

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CVR Refining, LPCVRR · Entity 12045EVP, CFO and TreasurerDecember 29, 2017January 03, 2018
GARMIN LTDGRMN · Entity 3024DirectorJune 05, 2026June 09, 2026
TEAM INCTISI · Entity 6688Former EVP & CFONovember 15, 2021November 23, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CVR Refining, LP

Report date December 29, 2017 · Filed January 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Incentive UnitsSEC Table II · derivative / convertible securityDirect74,787 Reported balance After 2017-12-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-12-29 · Grant · Acquired 74,787 · Balance 74,787

F1: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP and the parent of the general partner of CVR Refining, LP.

F2: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date.

F3: The Incentive Units awarded to the reporting person vest in three annual installments beginning on December 15, 2018.

F4: The Incentive Units expire immediately following their vesting in three annual installments beginning on December 15, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP and the parent of the general partner of CVR Refining, LP.

F2: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date.

F3: The Incentive Units awarded to the reporting person vest in three annual installments beginning on December 15, 2018.

F4: The Incentive Units expire immediately following their vesting in three annual installments beginning on December 15, 2018.

GARMIN LTD

Report date June 05, 2026 · Filed June 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Registered SharesSEC Table I · non-derivativeDirect2,603 Reported balance After 2026-06-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-05 · Grant · Acquired 753 · Balance 2,603

F1: Shares acquired pursuant to a grant of restricted stock units under the Garmin Ltd. 2011 Non-Employee Directors' Equity Incentive Plan. The award vests on June 5, 2027.

F2: Includes the 753 unvested shares acquired pursuant to the restricted stock unit award described in Footnote 1 and 858 shares acquired pursuant a previously granted restricted stock unit award.

Registered SharesSEC Table I · non-derivativeDirect2,388 Reported balance After 2026-06-06 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-06-06 · Tax withholding · Disposed 215 · Balance 2,388

F3: 858 shares that were acquired pursuant to an award of restricted stock units on June 6, 2025 vested and were released to the reporting person. Of these 858 shares, 215 shares were withheld to pay a resulting tax liability.

F4: Includes the 753 unvested shares acquired pursuant to the restricted stock unit award described in Footnote 1.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired pursuant to a grant of restricted stock units under the Garmin Ltd. 2011 Non-Employee Directors' Equity Incentive Plan. The award vests on June 5, 2027.

F2: Includes the 753 unvested shares acquired pursuant to the restricted stock unit award described in Footnote 1 and 858 shares acquired pursuant a previously granted restricted stock unit award.

F3: 858 shares that were acquired pursuant to an award of restricted stock units on June 6, 2025 vested and were released to the reporting person. Of these 858 shares, 215 shares were withheld to pay a resulting tax liability.

F4: Includes the 753 unvested shares acquired pursuant to the restricted stock unit award described in Footnote 1.

TEAM INC

Report date November 15, 2021 · Filed November 23, 2021 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,297 Last balance in matching sequence After 2021-11-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-11-15 · Exercise / conversion · Acquired 2,718 · Balance 19,642

F1: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

F2: This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes.

Row 2 · 2021-11-15 · Exercise / conversion · Acquired 4,655 · Balance 24,297

F1: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

F2: This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2030-11-15Direct13,425 Reported balance After 2021-11-15 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2021-11-15 · Exercise / conversion · Disposed 4,655 · Balance 13,425

F3: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F4: Stock Units vest one-third on 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

F2: This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2030-11-15Direct12,308 Reported balance After 2021-11-15 transaction · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · 2021-11-15 · Tax withholding · Disposed 1,499 · Balance 12,308

F5: Represents the corrected number of Stock Units withheld for income taxes prior to settlement in Common Stock.

F2: This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-11-15Direct8,061 Reported balance After 2021-11-15 transaction · row 5 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 5 · 2021-11-15 · Exercise / conversion · Disposed 2,718 · Balance 8,061

F3: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F6: Stock Units vest 25% on 11/15/2020, 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

F2: This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-11-15Direct7,186 Reported balance After 2021-11-15 transaction · row 6 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 6 · 2021-11-15 · Tax withholding · Disposed 875 · Balance 7,186

F5: Represents the corrected number of Stock Units withheld for income taxes prior to settlement in Common Stock.

F2: This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

F2: This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes.

F3: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F4: Stock Units vest one-third on 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

F5: Represents the corrected number of Stock Units withheld for income taxes prior to settlement in Common Stock.

F6: Stock Units vest 25% on 11/15/2020, 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

U.S. CONCRETE, INC.

Report date August 26, 2021 · Filed August 30, 2021

Section 16 reporting ended · disclosed 2021-08-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect0 Reported balance After 2021-08-26 transaction · row 1
1 source row

Row 1 · 2021-08-26 · Disposition to issuer · Disposed 9,885 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 6, 2021, by and among U.S. Concrete, Inc. (the "Issuer"), Vulcan Materials Company, and Grizzly Merger Sub I, Inc. (the "Merger Agreement"), on August 26, 2021, each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into the right to receive $74.00 per share in cash (the "Merger Consideration"), without interest, as described in the Merger Agreement.

F2: 2,010 of these securities represent shares of Common Stock underlying the Reporting Person's restricted stock unit ("RSU") awards subject to time-based vesting. Pursuant to the Merger Agreement, on August 26, 2021, unvested RSUs outstanding immediately prior to the Effective Time were canceled and converted into the right to receive the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 6, 2021, by and among U.S. Concrete, Inc. (the "Issuer"), Vulcan Materials Company, and Grizzly Merger Sub I, Inc. (the "Merger Agreement"), on August 26, 2021, each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into the right to receive $74.00 per share in cash (the "Merger Consideration"), without interest, as described in the Merger Agreement.

F2: 2,010 of these securities represent shares of Common Stock underlying the Reporting Person's restricted stock unit ("RSU") awards subject to time-based vesting. Pursuant to the Merger Agreement, on August 26, 2021, unvested RSUs outstanding immediately prior to the Effective Time were canceled and converted into the right to receive the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2026 Filed Jun 9, 2026 17:50 UTC GARMIN LTD GRMN · Entity 3024 Tax withholdingRegistered Shares 215 $236.57 $50,862.55
Disclosure

SEC source: 0001193125-26-263434 · ownership.xml · nonDerivative · entry 2

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,388

F3 · shares: 858 shares that were acquired pursuant to an award of restricted stock units on June 6, 2025 vested and were released to the reporting person. Of these 858 shares, 215 shares were withheld to pay a resulting tax liability.

F4 · balance_after: Includes the 753 unvested shares acquired pursuant to the restricted stock unit award described in Footnote 1.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 17:50 UTC GARMIN LTD GRMN · Entity 3024 GrantRegistered Shares 753 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-263434 · ownership.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,603

F1 · shares: Shares acquired pursuant to a grant of restricted stock units under the Garmin Ltd. 2011 Non-Employee Directors' Equity Incentive Plan. The award vests on June 5, 2027.

F2 · balance_after: Includes the 753 unvested shares acquired pursuant to the restricted stock unit award described in Footnote 1 and 858 shares acquired pursuant a previously granted restricted stock unit award.

Read SEC document
June 07, 2025 Filed Jun 9, 2025 21:30 UTC GARMIN LTD GRMN · Entity 3024 Tax withholdingRegistered Shares 273 $207.45 $56,633.85
Disclosure

SEC source: 0000950170-25-083877 · ownership.xml · nonDerivative · entry 2

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,850

F3 · shares: 1,090 shares that were acquired pursuant to an award of restricted stock units on June 7, 2024 vested and were released to the reporting person. Of these 1,090 shares, 273 shares were withheld to pay a resulting tax liability.

F4 · balance_after: Includes the 858 unvested shares acquired pursuant to the restricted stock unit award described in Footnote 1.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 21:30 UTC GARMIN LTD GRMN · Entity 3024 GrantRegistered Shares 858 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083877 · ownership.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,123

F1 · shares: Shares acquired pursuant to a grant of restricted stock units under the Garmin Ltd. 2011 Non-Employee Directors' Equity Incentive Plan. The award vests on June 6, 2026.

F2 · balance_after: Includes the 858 unvested shares acquired pursuant to the restricted stock unit award described in Footnote 1 and 1,090 shares acquired pursuant a previously granted restricted stock unit award.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 21:56 UTC GARMIN LTD GRMN · Entity 3024 GrantRegistered Shares 1,090 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-071448 · ownership.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,265

F1 · shares: Shares acquired pursuant to a grant of restricted stock units under the Garmin Ltd. 2011 Non-Employee Directors' Equity Incentive Plan. The award vests on June 7, 2025.

F2 · balance_after: Includes the 1,090 unvested shares acquired pursuant to the grant of the restricted stock unit award described in Footnote 1.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:18 UTC TEAM INC TISI · Entity 6688 Tax withholdingRestricted Stock Units · Derivative 1,098 $0.00 $0.00
Disclosure

SEC source: 0000318833-21-000151 · wf-form4_163717668295817.xml · derivative · entry 6

Ball Susan M. · CIK 0001554999 · Former EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,186

Underlying: Common Stock · 1,098 shares

Expires 2029-11-15

F4 · derivative.exercise_price: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

F4 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:18 UTC TEAM INC TISI · Entity 6688 Exercise / conversionRestricted Stock Units · Derivative 2,495 $0.00 $0.00
Disclosure

SEC source: 0000318833-21-000151 · wf-form4_163717668295817.xml · derivative · entry 5

Ball Susan M. · CIK 0001554999 · Former EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,284

Underlying: Common Stock · 2,495 shares

Expires 2029-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F5 · derivative.exercise_date: Stock Units vest 25% on 11/15/2020, 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:18 UTC TEAM INC TISI · Entity 6688 Tax withholdingRestricted Stock Units · Derivative 1,881 $0.00 $0.00
Disclosure

SEC source: 0000318833-21-000151 · wf-form4_163717668295817.xml · derivative · entry 4

Ball Susan M. · CIK 0001554999 · Former EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,308

Underlying: Common Stock · 1,881 shares

Expires 2030-11-15

F4 · derivative.exercise_price: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

F4 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:18 UTC TEAM INC TISI · Entity 6688 Exercise / conversionRestricted Stock Units · Derivative 4,273 $0.00 $0.00
Disclosure

SEC source: 0000318833-21-000151 · wf-form4_163717668295817.xml · derivative · entry 3

Ball Susan M. · CIK 0001554999 · Former EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,189

Underlying: Common Stock · 4,273 shares

Expires 2030-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F3 · derivative.exercise_date: Stock Units vest one-third on 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:18 UTC TEAM INC TISI · Entity 6688 Exercise / conversionCommon Stock 4,273 $0.00 $0.00
Disclosure

SEC source: 0000318833-21-000151 · wf-form4_163717668295817.xml · nonDerivative · entry 2

Ball Susan M. · CIK 0001554999 · Former EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:18 UTC TEAM INC TISI · Entity 6688 Exercise / conversionCommon Stock 2,495 $0.00 $0.00
Disclosure

SEC source: 0000318833-21-000151 · wf-form4_163717668295817.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Former EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 00:05 UTC Amendment TEAM INC TISI · Entity 6688 Tax withholdingRestricted Stock Units · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0000318833-21-000171 · wf-form4a_163762593278787.xml · derivative · entry 6

Ball Susan M. · CIK 0001554999 · Former EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,186

Underlying: Common Stock · 875 shares

Expires 2029-11-15

F5 · derivative.exercise_price: Represents the corrected number of Stock Units withheld for income taxes prior to settlement in Common Stock.

F5 · derivative.exercise_date: Represents the corrected number of Stock Units withheld for income taxes prior to settlement in Common Stock.

F2 · derivative.underlying_shares: This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 00:05 UTC Amendment TEAM INC TISI · Entity 6688 Exercise / conversionRestricted Stock Units · Derivative 2,718 $0.00 $0.00
Disclosure

SEC source: 0000318833-21-000171 · wf-form4a_163762593278787.xml · derivative · entry 5

Ball Susan M. · CIK 0001554999 · Former EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,061

Underlying: Common Stock · 2,718 shares

Expires 2029-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F6 · derivative.exercise_date: Stock Units vest 25% on 11/15/2020, 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

F2 · derivative.underlying_shares: This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 00:05 UTC Amendment TEAM INC TISI · Entity 6688 Tax withholdingRestricted Stock Units · Derivative 1,499 $0.00 $0.00
Disclosure

SEC source: 0000318833-21-000171 · wf-form4a_163762593278787.xml · derivative · entry 4

Ball Susan M. · CIK 0001554999 · Former EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,308

Underlying: Common Stock · 1,499 shares

Expires 2030-11-15

F5 · derivative.exercise_price: Represents the corrected number of Stock Units withheld for income taxes prior to settlement in Common Stock.

F5 · derivative.exercise_date: Represents the corrected number of Stock Units withheld for income taxes prior to settlement in Common Stock.

F2 · derivative.underlying_shares: This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 00:05 UTC Amendment TEAM INC TISI · Entity 6688 Exercise / conversionRestricted Stock Units · Derivative 4,655 $0.00 $0.00
Disclosure

SEC source: 0000318833-21-000171 · wf-form4a_163762593278787.xml · derivative · entry 3

Ball Susan M. · CIK 0001554999 · Former EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,425

Underlying: Common Stock · 4,655 shares

Expires 2030-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F4 · derivative.exercise_date: Stock Units vest one-third on 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

F2 · derivative.underlying_shares: This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 00:05 UTC Amendment TEAM INC TISI · Entity 6688 Exercise / conversionCommon Stock 4,655 $0.00 $0.00
Disclosure

SEC source: 0000318833-21-000171 · wf-form4a_163762593278787.xml · nonDerivative · entry 2

Ball Susan M. · CIK 0001554999 · Former EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

F2 · shares: This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 00:05 UTC Amendment TEAM INC TISI · Entity 6688 Exercise / conversionCommon Stock 2,718 $0.00 $0.00
Disclosure

SEC source: 0000318833-21-000171 · wf-form4a_163762593278787.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Former EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

F2 · shares: This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 16:05 UTC U.S. CONCRETE, INC. USCR · Entity 135936 Disposition to issuerCommon stock 9,885 $74.00 $731,490.00
Disclosure

SEC source: 0001073429-21-000233 · wf-form4_163035393189926.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 6, 2021, by and among U.S. Concrete, Inc. (the "Issuer"), Vulcan Materials Company, and Grizzly Merger Sub I, Inc. (the "Merger Agreement"), on August 26, 2021, each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into the right to receive $74.00 per share in cash (the "Merger Consideration"), without interest, as described in the Merger Agreement.

F2 · shares: 2,010 of these securities represent shares of Common Stock underlying the Reporting Person's restricted stock unit ("RSU") awards subject to time-based vesting. Pursuant to the Merger Agreement, on August 26, 2021, unvested RSUs outstanding immediately prior to the Effective Time were canceled and converted into the right to receive the Merger Consideration.

Read SEC document
May 13, 2021 Filed May 17, 2021 17:39 UTC U.S. CONCRETE, INC. USCR · Entity 135936 GrantCommon stock 2,010 $0.00 $0.00
Disclosure

SEC source: 0001073429-21-000165 · wf-form4_162128754981443.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,885

F1 · shares: The reporting person received an award of restricted stock units (RSUs) on May 13, 2021 under the Company's Long Term Incentive Plan for her service on the Board for the period beginning May 13, 2021 and ending on the date of the Company's 2022 annual meeting of stockholders. The RSUs granted will vest in full on the earlier of (i) the date of the Company's 2022 annual meeting of stockholders and (ii) May 12, 2022.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:22 UTC TEAM INC TISI · Entity 6688 Tax withholdingCommon Stock 725 $0.00 $0.00
Disclosure

SEC source: 0000318833-21-000029 · wf-form4_161601972970233.xml · nonDerivative · entry 2

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,924

F2 · shares: Represents the portion of PSUs withheld for income taxes.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:22 UTC TEAM INC TISI · Entity 6688 GrantCommon Stock 2,443 $0.00 $0.00
Disclosure

SEC source: 0000318833-21-000029 · wf-form4_161601972970233.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,649

F1 · shares: Represents shares of common stock issuable upon vesting of performance stock units ("PSUs") on March 15, 2021 upon satisfaction of performance criteria under a Performance Unit Award Agreement dated March 15, 2019.

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December 14, 2020 Filed Dec 16, 2020 20:38 UTC TEAM INC TISI · Entity 6688 Tax withholdingRestricted Stock Units · Derivative 964 $0.00 $0.00
Disclosure

SEC source: 0000318833-20-000134 · wf-form4_160815110355528.xml · derivative · entry 3

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,916

Underlying: Common Stock · 964 shares

Expires 2028-12-14

F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F4 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 20:38 UTC TEAM INC TISI · Entity 6688 Exercise / conversionRestricted Stock Units · Derivative 2,994 $0.00 $0.00
Disclosure

SEC source: 0000318833-20-000134 · wf-form4_160815110355528.xml · derivative · entry 2

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,880

Underlying: Common Stock · 2,994 shares

Expires 2028-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F3 · derivative.exercise_date: Stock Units vest 25% on 12/14/2019, 12/14/2020, 12/14/2021 and 12/14/2022, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

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December 14, 2020 Filed Dec 16, 2020 20:38 UTC TEAM INC TISI · Entity 6688 Exercise / conversionCommon Stock 2,994 $0.00 $0.00
Disclosure

SEC source: 0000318833-20-000134 · wf-form4_160815110355528.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:12 UTC TEAM INC TISI · Entity 6688 Tax withholdingRestricted Stock Units · Derivative 875 $0.00 $0.00
Disclosure

SEC source: 0000318833-20-000126 · wf-form4_160564752889917.xml · derivative · entry 4

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,779

Underlying: Common Stock · 875 shares

Expires 2029-11-15

F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F5 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:12 UTC TEAM INC TISI · Entity 6688 Exercise / conversionRestricted Stock Units · Derivative 2,718 $0.00 $0.00
Disclosure

SEC source: 0000318833-20-000126 · wf-form4_160564752889917.xml · derivative · entry 3

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,654

Underlying: Common Stock · 2,718 shares

Expires 2029-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F4 · derivative.exercise_date: Stock Units vest 25% on 11/15/2020, 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:12 UTC TEAM INC TISI · Entity 6688 GrantRestricted Stock Units · Derivative 18,462 $0.00 $0.00
Disclosure

SEC source: 0000318833-20-000126 · wf-form4_160564752889917.xml · derivative · entry 2

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,462

Underlying: Common Stock · 18,462 shares

Expires 2030-11-15

F2 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F3 · derivative.exercise_date: Stock Units vest one-third on 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:12 UTC TEAM INC TISI · Entity 6688 Exercise / conversionCommon Stock 2,718 $0.00 $0.00
Disclosure

SEC source: 0000318833-20-000126 · wf-form4_160564752889917.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 17:13 UTC U.S. CONCRETE, INC. USCR · Entity 135936 GrantCommon stock 2,705 $0.00 $0.00
Disclosure

SEC source: 0001073429-20-000123 · wf-form4_160193236051579.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

F1 · shares: The reporting person received an award of restricted stock units (RSUs) on October 1, 2020 under the Company's Long Term Incentive Plan for her service on the Board for the period beginning October 1, 2020 and ending on the date of the Company's 2021 annual meeting of stockholders. The RSUs granted will vest in full on the earlier of (i) the date of the Company's 2021 annual meeting of stockholders and (ii) May 13, 2021.

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December 14, 2019 Filed Dec 17, 2019 20:43 UTC TEAM INC TISI · Entity 6688 Tax withholdingRestricted Stock Units · Derivative 964 $0.00 $0.00
Disclosure

SEC source: 0000318833-19-000062 · wf-form4_157661539728746.xml · derivative · entry 5

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,874

Underlying: Common Stock · 964 shares

Expires 2028-12-14

F3 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F6 · derivative.exercise_date: Represents the portion of Stock Units withheld for income taxes prior to settlement in Common Stock.

Read SEC document
December 14, 2019 Filed Dec 17, 2019 20:43 UTC TEAM INC TISI · Entity 6688 Exercise / conversionRestricted Stock Units · Derivative 2,994 $0.00 $0.00
Disclosure

SEC source: 0000318833-19-000062 · wf-form4_157661539728746.xml · derivative · entry 4

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,838

Underlying: Common Stock · 2,994 shares

Expires 2028-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F5 · derivative.exercise_date: Stock Units vest 25% on 12/14/2019, 12/14/2020, 12/14/2021 and 12/14/2022, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Read SEC document
December 14, 2019 Filed Dec 17, 2019 20:43 UTC TEAM INC TISI · Entity 6688 Exercise / conversionCommon Stock 2,994 $0.00 $0.00
Disclosure

SEC source: 0000318833-19-000062 · wf-form4_157661539728746.xml · nonDerivative · entry 2

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents vesting of Restricted Stock Units and conversion to Team Common Stock.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 20:43 UTC TEAM INC TISI · Entity 6688 PurchaseCommon Stock 6,500 $16.30 $105,950.00
Disclosure

SEC source: 0000318833-19-000062 · wf-form4_157661539728746.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

F1 · price: This transaction was executed in multiple trades at prices ranging from $16.23 to $16.34. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 15, 2019 Filed Nov 19, 2019 19:49 UTC TEAM INC TISI · Entity 6688 GrantRestricted Stock Units · Derivative 14,372 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033167 · form4.xml · derivative · entry 1

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,372

Underlying: Common Stock · 14,372 shares

Expires 2029-11-15

F1 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F2 · derivative.exercise_date: Stock Units vest 25% on 11/15/20, 11/15/21, 11/15/22 and 11/15/23, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 17:55 UTC U.S. CONCRETE, INC. USCR · Entity 135936 Exercise / conversionRestricted stock units · Derivative 683 $0.00 $0.00
Disclosure

SEC source: 0001073429-19-000190 · wf-form4_157013970701159.xml · derivative · entry 3

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting.

F3 · derivative.exercise_date: These restricted stock units were granted on October 1, 2018, and will vest quarterly over one year in equal amounts.

F3 · derivative.expiration_date: These restricted stock units were granted on October 1, 2018, and will vest quarterly over one year in equal amounts.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 17:55 UTC U.S. CONCRETE, INC. USCR · Entity 135936 GrantCommon stock 2,441 $0.00 $0.00
Disclosure

SEC source: 0001073429-19-000190 · wf-form4_157013970701159.xml · nonDerivative · entry 2

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,170

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,441 restricted stock units (RSUs) under the U.S. Concrete, Inc. Long Term Incentive Plan that will vest quarterly over one year in equal amounts. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 of Table I includes the 2,441 newly-awarded RSUs and 2,729 shares of common stock.

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October 01, 2019 Filed Oct 3, 2019 17:55 UTC U.S. CONCRETE, INC. USCR · Entity 135936 Exercise / conversionCommon stock 683 $0.00 $0.00
Disclosure

SEC source: 0001073429-19-000190 · wf-form4_157013970701159.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 13:43 UTC U.S. CONCRETE, INC. USCR · Entity 135936 Exercise / conversionRestricted stock units · Derivative 682 $0.00 $0.00
Disclosure

SEC source: 0001073429-19-000155 · wf-form4_156217577609885.xml · derivative · entry 2

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683

Underlying: Common stock · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units were granted on October 1, 2018 and will vest quarterly over one year in equal amounts.

F2 · derivative.expiration_date: The restricted stock units were granted on October 1, 2018 and will vest quarterly over one year in equal amounts.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 13:43 UTC U.S. CONCRETE, INC. USCR · Entity 135936 Exercise / conversionCommon stock 682 $0.00 $0.00
Disclosure

SEC source: 0001073429-19-000155 · wf-form4_156217577609885.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 9, 2019 18:38 UTC U.S. CONCRETE, INC. USCR · Entity 135936 Exercise / conversionRestricted stock units · Derivative 682 $0.00 $0.00
Disclosure

SEC source: 0001073429-19-000073 · wf-form4_155484947459713.xml · derivative · entry 2

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365

Underlying: Common stock · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units were granted on October 1, 2018 and will vest quarterly over one year in equal amounts.

F2 · derivative.expiration_date: The restricted stock units were granted on October 1, 2018 and will vest quarterly over one year in equal amounts.

Read SEC document
April 01, 2019 Filed Apr 9, 2019 18:38 UTC U.S. CONCRETE, INC. USCR · Entity 135936 Exercise / conversionCommon stock 682 $0.00 $0.00
Disclosure

SEC source: 0001073429-19-000073 · wf-form4_155484947459713.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:03 UTC U.S. CONCRETE, INC. USCR · Entity 135936 Exercise / conversionRestricted stock units · Derivative 682 $0.00 $0.00
Disclosure

SEC source: 0001073429-19-000006 · wf-form4_154654940559723.xml · derivative · entry 2

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,047

Underlying: Common stock · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units were granted on October 1, 2018 and will vest quarterly over one year in equal amounts.

F2 · derivative.expiration_date: The restricted stock units were granted on October 1, 2018 and will vest quarterly over one year in equal amounts.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 16:03 UTC U.S. CONCRETE, INC. USCR · Entity 135936 Exercise / conversionCommon stock 682 $0.00 $0.00
Disclosure

SEC source: 0001073429-19-000006 · wf-form4_154654940559723.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 17:29 UTC TEAM INC TISI · Entity 6688 GrantRestricted Stock Units · Derivative 15,832 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036512 · form4.xml · derivative · entry 1

Ball Susan M. · CIK 0001554999 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,832

Underlying: Common Stock · 15,832 shares

Expires 2028-12-14

F1 · derivative.exercise_price: Stock Units convert on a 1-for-1 basis into shares of Team Common Stock.

F2 · derivative.exercise_date: Stock Units vest 25% on 12/14/2019, 12/14/2020, 12/14/2021 and 12/14/2022, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 16:50 UTC U.S. CONCRETE, INC. USCR · Entity 135936 GrantRestricted stock units · Derivative 2,729 $0.00 $0.00
Disclosure

SEC source: 0001073429-18-000184 · wf-form4_153859979607680.xml · derivative · entry 1

Ball Susan M. · CIK 0001554999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,729

Underlying: Common stock · 2,729 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit was granted from the U.S. Concrete, Inc. Long Term Incentive Plan and represents the right to receive one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units were granted on October 1, 2018 and will vest quarterly over one year in equal amounts.

F2 · derivative.expiration_date: The restricted stock units were granted on October 1, 2018 and will vest quarterly over one year in equal amounts.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 18:37 UTC CVR Refining, LP CVRR · Entity 12045 GrantIncentive Units · Derivative 74,787 $0.00 $0.00
Disclosure

SEC source: 0001558785-18-000004 · wf-form4_151502264425232.xml · derivative · entry 1

Ball Susan M. · CIK 0001554999 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,787

Underlying: Common Units · 74,787 shares

Expires not disclosed

F1 · security: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP and the parent of the general partner of CVR Refining, LP.

F2 · derivative.exercise_price: Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of the common units of CVR Refining, LP for the 10 business days preceding the vesting date.

F3 · derivative.exercise_date: The Incentive Units awarded to the reporting person vest in three annual installments beginning on December 15, 2018.

F4 · derivative.expiration_date: The Incentive Units expire immediately following their vesting in three annual installments beginning on December 15, 2018.

Read SEC document
December 26, 2017 Filed Dec 28, 2017 16:45 UTC CVR Refining, LP CVRR · Entity 12045 Exercise / conversionIncentive Units · Derivative 17,474 $13.77 $240,616.98
Disclosure

SEC source: 0001558785-17-000072 · wf-form4_151449753273966.xml · derivative · entry 3

Ball Susan M. · CIK 0001554999 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Units · 17,474 shares

Expires 2017-12-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP and the parent of the general partner of CVR Refining, LP.

F1 · derivative.exercise_price: This transaction represents the cash settlement of vested Incentive Units awarded on December 26, 2014.

Read SEC document
December 26, 2017 Filed Dec 28, 2017 16:45 UTC CVR Refining, LP CVRR · Entity 12045 Disposition to issuerCommon Units 17,474 $13.77 $240,616.98
Disclosure

SEC source: 0001558785-17-000072 · wf-form4_151449753273966.xml · nonDerivative · entry 2

Ball Susan M. · CIK 0001554999 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · date: This transaction represents the cash settlement of vested Incentive Units awarded on December 26, 2014.

Read SEC document
December 26, 2017 Filed Dec 28, 2017 16:45 UTC CVR Refining, LP CVRR · Entity 12045 Exercise / conversionCommon Units 17,474 $13.77 $240,616.98
Disclosure

SEC source: 0001558785-17-000072 · wf-form4_151449753273966.xml · nonDerivative · entry 1

Ball Susan M. · CIK 0001554999 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction represents the cash settlement of vested Incentive Units awarded on December 26, 2014.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 18:53 UTC CVR Refining, LP CVRR · Entity 12045 Exercise / conversionIncentive Units · Derivative 15,411 $13.07 $201,421.77
Disclosure

SEC source: 0001558785-17-000062 · wf-form4_151372760607132.xml · derivative · entry 6

Ball Susan M. · CIK 0001554999 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,411

Underlying: Common Units · 15,411 shares

Expires 2017-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Incentive Units were awarded to the reporting person by CVR Energy, Inc., an affiliate of CVR Refining, LP and the parent of the general partner of CVR Refining, LP.

F2 · derivative.exercise_price: This transaction represents the cash settlement of vested Incentive Units awarded on December 18, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.