TapewireFind a company

person · Reporting owner

ROMP CHARLES R

Disclosed activity across 2 companies

Tapewire entity
40081
SEC CIK
0001809717

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Celcuity Inc.CELC · Entity 3991DirectorJune 05, 2026June 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Celcuity Inc.

Report date June 05, 2026 · Filed June 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,745 Reported balance After 2026-06-05 transaction · row 1
1 source row

Row 1 · 2026-06-05 · Grant · Acquired 1,530 · Balance 1,745

F1: Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc. or (ii) April 30, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc. or (ii) April 30, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Seagen Inc.

Report date December 14, 2023 · Filed December 15, 2023

Section 16 reporting ended · disclosed 2023-12-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-12-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-12-14 · Disposition to issuer · Disposed 1,747 · Balance 0

F2: Pursuant to the Merger Agreement, at the Effective Time, each outstanding performance-based restricted stock unit granted in August 2023 (each, a "Company August 2023 PSU") that was unvested as of immediately prior to the Effective Time, was cancelled and converted into the right to receive a Parent cash-based award with respect to an amount in cash equal to the product of (i) the Merger Consideration, multiplied by (ii) the number of shares of Common Stock then subject to such Company August 2023 PSU, based on target performance.

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F2: Pursuant to the Merger Agreement, at the Effective Time, each outstanding performance-based restricted stock unit granted in August 2023 (each, a "Company August 2023 PSU") that was unvested as of immediately prior to the Effective Time, was cancelled and converted into the right to receive a Parent cash-based award with respect to an amount in cash equal to the product of (i) the Merger Consideration, multiplied by (ii) the number of shares of Common Stock then subject to such Company August 2023 PSU, based on target performance.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2022 Filed Aug 17, 2022 21:16 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 988 $170.22 $168,172.52
Disclosure

SEC source: 0001203311-22-000054 · edgardoc.xml · nonDerivative · entry 3

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,737

F4 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

F3 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 21:16 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 777 $170.22 $132,257.13
Disclosure

SEC source: 0001203311-22-000054 · edgardoc.xml · nonDerivative · entry 2

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,725

F4 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

F3 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:16 UTC Seagen Inc. SGEN · Entity 13956 GrantCommon Stock 13,731 $0.00 $0.00
Disclosure

SEC source: 0001203311-22-000054 · edgardoc.xml · nonDerivative · entry 1

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,502

F1 · security: These shares represent restricted stock units and will be settled in common stock upon vesting.

F2 · date: Shares shall vest at a rate of 25% on each anniversary of August 15, 2022 until all shares are fully vested at the end of four years.

F3 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 18:50 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 712 $179.46 $127,775.52
Disclosure

SEC source: 0001203311-22-000045 · edgardoc.xml · nonDerivative · entry 1

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,771

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

F2 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
May 16, 2022 Filed May 18, 2022 19:34 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 333 $134.21 $44,690.83
Disclosure

SEC source: 0001203311-22-000037 · edgardoc.xml · nonDerivative · entry 1

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,483

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

F2 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 20:30 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 319 $144.32 $46,037.63
Disclosure

SEC source: 0001203311-22-000030 · edgardoc.xml · nonDerivative · entry 1

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,816

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

F2 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting and 162 shares acquired under the Amended and Restated 2000 Employee Stock Purchase Plan on January 31, 2022.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 17:34 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 1,129 $149.85 $169,180.65
Disclosure

SEC source: 0001203311-21-000102 · edgardoc.xml · nonDerivative · entry 2

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,973

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

F2 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 17:34 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 194 $149.85 $29,070.90
Disclosure

SEC source: 0001203311-21-000102 · edgardoc.xml · nonDerivative · entry 1

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,102

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

F2 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 20:10 UTC Seagen Inc. SGEN · Entity 13956 GrantCommon Stock 112 $166.22 $18,616.64
Disclosure

SEC source: 0001203311-21-000077 · edgardoc.xml · nonDerivative · entry 1

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,296

F1 · security: These shares represent restricted stock units and will be settled in common stock upon vesting.

F2 · date: The performance criteria for these restricted stock units were met. These restricted stock units will become fully vested on 09/20/23, subject to continuous service with the Company until the vesting date.

F3 · balance_after: Number of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 19:49 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 555 $167.52 $92,971.10
Disclosure

SEC source: 0000899243-21-034974 · doc4.xml · nonDerivative · entry 2

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,184

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

F2 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 19:49 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 578 $167.52 $96,823.96
Disclosure

SEC source: 0000899243-21-034974 · doc4.xml · nonDerivative · entry 1

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,739

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

F2 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:29 UTC Seagen Inc. SGEN · Entity 13956 GrantNon-Qualified Stock Option (right to buy) · Derivative 23,526 $0.00 Strike: $155.87 $0.00
Disclosure

SEC source: 0001203311-21-000065 · edgardoc.xml · derivative · entry 4

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,526

Underlying: Common Stock · 23,526 shares

Expires 2031-08-16

F5 · derivative.exercise_date: Options shall vest at a rate of 25% one year from grant date and monthly thereafter until all options are fully vested four years from grant date.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:29 UTC Seagen Inc. SGEN · Entity 13956 GrantIncentive Stock Option (right to buy) · Derivative 642 $0.00 Strike: $155.87 $0.00
Disclosure

SEC source: 0001203311-21-000065 · edgardoc.xml · derivative · entry 3

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642

Underlying: Common Stock · 642 shares

Expires 2031-08-16

F5 · derivative.exercise_date: Options shall vest at a rate of 25% one year from grant date and monthly thereafter until all options are fully vested four years from grant date.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:29 UTC Seagen Inc. SGEN · Entity 13956 GrantCommon Stock 9,907 $0.00 $0.00
Disclosure

SEC source: 0001203311-21-000065 · edgardoc.xml · nonDerivative · entry 2

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,317

F3 · security: These shares represent restricted stock units and will be settled in common stock upon vesting.

F4 · date: Shares shall vest at a rate of 25% on each anniversary of August 15, 2021 until all shares are fully vested at the end of four years.

F2 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:29 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 777 $154.55 $120,088.46
Disclosure

SEC source: 0001203311-21-000065 · edgardoc.xml · nonDerivative · entry 1

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,410

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

F2 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 20:13 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 703 $158.41 $111,362.23
Disclosure

SEC source: 0000899243-21-027689 · doc4.xml · nonDerivative · entry 1

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,187

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

F2 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
May 17, 2021 Filed May 19, 2021 19:10 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 334 $145.95 $48,746.33
Disclosure

SEC source: 0001203311-21-000038 · edgardoc.xml · nonDerivative · entry 1

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,890

F1 · kind: Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

F2 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting and 147 shares acquired under the Amended & Restated 2000 Employee Stock Purchase Plan on January 29, 2021.

Read SEC document
December 03, 2020 Filed Dec 3, 2020 17:45 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,666 $0.00 Strike: $39.15 $0.00
Disclosure

SEC source: 0001203311-20-000134 · edgardoc.xml · derivative · entry 6

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,666 shares

Expires 2025-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested at a rate of 25% on 8/25/2016 and monthly thereafter until all options were fully vested on 8/25/19.

Read SEC document
December 03, 2020 Filed Dec 3, 2020 17:45 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 7,666 $179.30 $1,374,513.80
Disclosure

SEC source: 0001203311-20-000134 · edgardoc.xml · nonDerivative · entry 4

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,077

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
December 03, 2020 Filed Dec 3, 2020 17:45 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 7,666 $39.15 $300,123.90
Disclosure

SEC source: 0001203311-20-000134 · edgardoc.xml · nonDerivative · entry 3

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:45 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $39.15 $0.00
Disclosure

SEC source: 0001203311-20-000134 · edgardoc.xml · derivative · entry 5

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,666

Underlying: Common Stock · 6,000 shares

Expires 2025-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested at a rate of 25% on 8/25/2016 and monthly thereafter until all options were fully vested on 8/25/19.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:45 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 6,000 $179.09 $1,074,539.40
Disclosure

SEC source: 0001203311-20-000134 · edgardoc.xml · nonDerivative · entry 2

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,077

F2 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $179.07 to $179.22. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:45 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 6,000 $39.15 $234,900.00
Disclosure

SEC source: 0001203311-20-000134 · edgardoc.xml · nonDerivative · entry 1

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,151 $0.00 Strike: $44.09 $0.00
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · derivative · entry 21

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,151 shares

Expires 2024-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Options vested at a rate of 25% on the anniversary of the vesting commencement and monthly thereafter until all options were fully vested on 8/26/18.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,590 $0.00 Strike: $34.20 $0.00
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · derivative · entry 20

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,179

Underlying: Common Stock · 1,590 shares

Expires 2026-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Options vested at a rate of 25% on each anniversary of the vesting commencement date of March 20, 2018 until all options are fully vested four years from the vesting commencement date.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,207 $0.00 Strike: $45.30 $0.00
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · derivative · entry 19

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,207 shares

Expires 2026-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Options vested at a rate of 25% on the anniversary of the vesting commencement and monthly thereafter until all options were fully vested on 8/27/20.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 1,276 $0.00 Strike: $44.09 $0.00
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · derivative · entry 18

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,276 shares

Expires 2024-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Options vested at a rate of 25% on the anniversary of the vesting commencement and monthly thereafter until all options were fully vested on 8/26/18.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 1,218 $0.00 Strike: $41.04 $0.00
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · derivative · entry 17

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,218 shares

Expires 2023-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options vested at a rate of 25% on the anniversary of the vesting commencement and monthly thereafter until all options were fully vested on 8/19/17.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,220 $0.00 Strike: $39.15 $0.00
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · derivative · entry 16

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,220 shares

Expires 2025-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options vested at a rate of 25% on the anniversary of the vesting commencement and monthly thereafter until all options were fully vested on 8/25/19.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 417 $0.00 Strike: $31.37 $0.00
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · derivative · entry 15

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 417 shares

Expires 2025-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested at a rate of 25% on the anniversary of the vesting commencement and monthly thereafter until all options were fully vested on 2/3/19.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 1,218 $178.63 $217,571.34
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · nonDerivative · entry 14

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,077

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 1,218 $41.04 $49,986.72
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · nonDerivative · entry 13

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 1,276 $178.68 $227,995.68
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · nonDerivative · entry 12

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,077

F4 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $178.63 to $178.69. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 1,276 $44.09 $56,258.84
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · nonDerivative · entry 11

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 5,151 $178.63 $920,123.13
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · nonDerivative · entry 10

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,077

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 5,151 $44.09 $227,107.59
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · nonDerivative · entry 9

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 417 $182.44 $76,077.48
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · nonDerivative · entry 8

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,077

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 417 $31.37 $13,081.29
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · nonDerivative · entry 7

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 2,220 $182.45 $405,039.00
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · nonDerivative · entry 6

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,077

F3 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $182.44 to $182.54. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 2,220 $39.15 $86,913.00
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · nonDerivative · entry 5

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 2,207 $182.44 $402,645.08
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · nonDerivative · entry 4

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,077

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 2,207 $45.30 $99,977.10
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · nonDerivative · entry 3

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 1,590 $182.37 $289,968.30
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · nonDerivative · entry 2

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,077

F2 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $182.23 to $182.35. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 19:34 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 1,590 $34.20 $54,378.00
Disclosure

SEC source: 0001203311-20-000126 · edgardoc.xml · nonDerivative · entry 1

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 20:23 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 1,620 $0.00 Strike: $26.10 $0.00
Disclosure

SEC source: 0001203311-20-000118 · edgardoc.xml · derivative · entry 12

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,620 shares

Expires 2022-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options were fully vested on 8/20/16.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 20:23 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 799 $0.00 Strike: $18.46 $0.00
Disclosure

SEC source: 0001203311-20-000118 · edgardoc.xml · derivative · entry 11

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 799 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options were fully vested on 2/29/16.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 20:23 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,778 $0.00 Strike: $15.46 $0.00
Disclosure

SEC source: 0001203311-20-000118 · edgardoc.xml · derivative · entry 10

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,778 shares

Expires 2021-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options were fully vested on 8/24/15.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 20:23 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 864 $169.51 $146,456.64
Disclosure

SEC source: 0001203311-20-000118 · edgardoc.xml · nonDerivative · entry 9

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,077

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 20:23 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 2,778 $172.50 $479,205.00
Disclosure

SEC source: 0001203311-20-000118 · edgardoc.xml · nonDerivative · entry 8

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,941

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 20:23 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 2,778 $15.46 $42,947.88
Disclosure

SEC source: 0001203311-20-000118 · edgardoc.xml · nonDerivative · entry 7

ROMP CHARLES R · CIK 0001809717 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.