Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Trane Technologies plcTT · Entity 2921 | Director | March 05, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Trane Technologies plc
Report date March 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares (Trust)SEC Table I · non-derivative | IndirectHeld by Revocable Trust | 400 |
Reported balance
After 2026-03-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-03-05 · Purchase · Acquired 400 · Balance 400 |
| Ordinary SharesSEC Table I · non-derivative | Direct | 2,095 |
Ending reported balance
After 2026-06-05 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2026-06-05 · Grant · Acquired 438 · Balance 2,207 F1: Represents restricted stock units that fully vest on June 5, 2027. Row 3 · 2026-06-05 · Tax withholding · Disposed 112 · Balance 2,095 |
| Ordinary SharesSEC Table I · non-derivative | IndirectHeld by Limited Liability Partnership | 10 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10 |
| Ordinary Shares (Trust)SEC Table I · non-derivative | IndirectHeld by Irrevocable Grantor Trust | 10 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 10 |
| Ordinary Shares (Trust)SEC Table I · non-derivative | IndirectHeld by Tenants in Common Revocable Trust | 10 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 10 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that fully vest on June 5, 2027.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BALL Corp
Report date April 25, 2023 · Filed May 06, 2023
Section 16 reporting ended · disclosed 2023-05-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 481,160.1301 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 481,160.1301 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 9,638.027 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,638.027 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 176,313 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 176,313 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. F3: The reporting person expressly disclaims beneficial ownership of these securities. |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 614,937.9836 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 614,937.9836 F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 89,986 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 89,986 F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $24.54 · Expires 2024-01-29 | Direct | 356,000 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 356,000 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.08 · Expires 2025-02-04 | Direct | 309,860 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 309,860 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $33.05 · Expires 2026-01-27 | Direct | 248,682 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 248,682 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Appreciation Rights (sars)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2027-01-25 | Direct | 281,030 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 281,030 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.84 · Expires 2028-01-24 | Direct | 308,710 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 308,710 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.78 · Expires 2029-01-23 | Direct | 239,274 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 239,274 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2030-01-29 | Direct | 197,917 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 197,917 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.33 · Expires 2031-01-27 | Direct | 164,646 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 164,646 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.57 · Expires 2032-01-26 | Direct | 150,577 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 150,577 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.64 · Expires 2033-01-25 | Direct | 47,198 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 47,198 F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: The reporting person expressly disclaims beneficial ownership of these securities.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2017 Filed May 4, 2017 22:11 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 300 | $80.63 | $24,189.00 |
DisclosureSEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 6 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,455.297 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| May 04, 2017 Filed May 4, 2017 22:11 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 100 | $80.65 | $8,065.00 |
DisclosureSEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,755.297 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| May 04, 2017 Filed May 4, 2017 22:11 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 100 | $80.66 | $8,066.00 |
DisclosureSEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,855.297 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| May 04, 2017 Filed May 4, 2017 22:11 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 200 | $80.67 | $16,134.00 |
DisclosureSEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 3 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,955.297 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| May 04, 2017 Filed May 4, 2017 22:11 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 100 | $80.71 | $8,071.00 |
DisclosureSEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,155.297 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| May 04, 2017 Filed May 4, 2017 22:11 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 57 | $80.72 | $4,601.04 |
DisclosureSEC source: 0001127602-17-016915 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,255.297 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| May 01, 2017 Filed May 3, 2017 19:54 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 7,545 | $0.00 Strike: $25.06 | $0.00 |
DisclosureSEC source: 0001127602-17-016595 · form4.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,365 Underlying: Common Stock · 7,545 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| May 01, 2017 Filed May 3, 2017 19:54 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 4,828 | $76.92 | $371,369.76 |
DisclosureSEC source: 0001127602-17-016595 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,312.297 F2 · kind: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs. Read SEC document |
| May 01, 2017 Filed May 3, 2017 19:54 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 7,545 | $25.06 | $189,039.98 |
DisclosureSEC source: 0001127602-17-016595 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,140.297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS) Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 15:04 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 2,653 | $72.60 | $192,607.80 |
DisclosureSEC source: 0001127602-17-014479 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,560.7203 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 16:53 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 7,545 | $0.00 Strike: $25.06 | $0.00 |
DisclosureSEC source: 0001127602-17-013743 · form4.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,910 Underlying: Common Stock · 7,545 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS). Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 16:53 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 4,892 | $73.35 | $358,828.20 |
DisclosureSEC source: 0001127602-17-013743 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,213.7203 F2 · kind: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 16:53 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 7,545 | $25.06 | $189,039.98 |
DisclosureSEC source: 0001127602-17-013743 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,105.7203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS) Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 22:05 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 362.3579 | $74.94 | $27,155.10 |
DisclosureSEC source: 0001127602-17-011988 · form4.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,247.7151 Underlying: Common Stock · 362.3579 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Dividend Reinvestment in Ball Corporation Deferred Compensation Company Stock Plan. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 22:05 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 107.0826 | $74.94 | $8,024.77 |
DisclosureSEC source: 0001127602-17-011988 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,231.7203 F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:23 UTC | BALL Corp BLL · Entity 3320 | SaleCommon Stock | 2,671 | $74.31 | $198,470.79 |
DisclosureSEC source: 0001127602-17-012098 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,560.7203 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:20 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 7,545 | $0.00 Strike: $25.06 | $0.00 |
DisclosureSEC source: 0001127602-17-011655 · form4.xml · derivative · entry 6 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,455 Underlying: Common Stock · 7,545 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of Stock Appreciation Rights (SARS). Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:20 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 4,874 | $74.32 | $362,235.68 |
DisclosureSEC source: 0001127602-17-011655 · form4.xml · nonDerivative · entry 3 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,453.6377 F3 · kind: Shares withheld for the payment of the tax obligation on the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:20 UTC | BALL Corp BLL · Entity 3320 | Disposition to issuerCommon Stock | 2,671 | $74.32 | $198,508.72 |
DisclosureSEC source: 0001127602-17-011655 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,327.6377 F2 · kind: Exercise of Stock Appreciation Rights (SARS). Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:20 UTC | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 7,545 | $25.06 | $189,039.98 |
DisclosureSEC source: 0001127602-17-011655 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,998.6377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS) Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:58 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionStock Appreciation Rights (sars) · Derivative | 7,545 | $0.00 Strike: $25.06 | $0.00 |
DisclosureSEC source: 0001127602-17-011814 · form4a.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,455 Underlying: Common Stock · 7,545 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS). Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:58 UTC Amendment | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 4,874 | $74.32 | $362,235.68 |
DisclosureSEC source: 0001127602-17-011814 · form4a.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,124.6377 F2 · kind: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:58 UTC Amendment | BALL Corp BLL · Entity 3320 | Exercise / conversionCommon Stock | 7,545 | $25.06 | $189,039.98 |
DisclosureSEC source: 0001127602-17-011814 · form4a.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,998.6377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS) Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:37 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 14,433.2426 | $74.33 | $1,072,822.92 |
DisclosureSEC source: 0001127602-17-005589 · form4.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,885.3572 Underlying: Common Stock · 14,433.2426 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 22:52 UTC | BALL Corp BLL · Entity 3320 | GiftCommon Stock | 22,472 | $74.14 | $1,665,961.72 |
DisclosureSEC source: 0001127602-17-004827 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Indirect · JAH Irrevocable Trust Disclosed balance after: 80,672 F1 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 22:52 UTC | BALL Corp BLL · Entity 3320 | GiftCommon Stock | 22,472 | $74.14 | $1,665,961.72 |
DisclosureSEC source: 0001127602-17-004827 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,446.127 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:04 UTC | BALL Corp BLL · Entity 3320 | OtherRestricted Stock Units · Derivative | 39,400 | $76.26 | $3,004,644.00 |
DisclosureSEC source: 0001127602-17-003519 · form4.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,177 Underlying: Common Stock · 39,400 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. F6 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:04 UTC | BALL Corp BLL · Entity 3320 | Tax withholdingCommon Stock | 34,785 | $76.26 | $2,652,704.10 |
DisclosureSEC source: 0001127602-17-003519 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,918.127 F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:04 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 78,800 | $76.26 | $6,009,288.00 |
DisclosureSEC source: 0001127602-17-003519 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,703.127 F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:20 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 31,270 | $76.75 | $2,399,972.50 |
DisclosureSEC source: 0001127602-17-002554 · form4.xml · derivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,577 Underlying: Common Stock · 31,270 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F3 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:20 UTC | BALL Corp BLL · Entity 3320 | GrantStock Appreciation Rights (sars) · Derivative | 140,515 | $0.00 Strike: $76.75 | $0.00 |
DisclosureSEC source: 0001127602-17-002554 · form4.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,515 Underlying: Common Stock · 140,515 shares Expires 2027-01-25 F1 · kind: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 18:39 UTC | BALL Corp BLL · Entity 3320 | GiftCommon Stock | 8,000 | $76.66 | $613,280.00 |
DisclosureSEC source: 0001127602-16-070373 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,873.2398 Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:38 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 330.7442 | $76.30 | $25,235.78 |
DisclosureSEC source: 0001127602-16-070299 · form4.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,452.1146 Underlying: Common Stock · 330.7442 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Dividend Reinvestment in Ball Corporation Deferred Compensation Company Stock Plan. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:38 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 104.9952 | $76.30 | $8,011.13 |
DisclosureSEC source: 0001127602-16-070299 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,873.2398 F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 16:53 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 321.7619 | $78.30 | $25,193.96 |
DisclosureSEC source: 0001127602-16-062603 · form4.xml · derivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,121.3704 Underlying: Common Stock · 321.7619 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Dividend Reinvestment in Ball Corporation Deferred Compensation Company Stock Plan. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 16:53 UTC | BALL Corp BLL · Entity 3320 | OtherCommon Stock | 102.1438 | $78.30 | $7,997.86 |
DisclosureSEC source: 0001127602-16-062603 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,728.6178 F1 · kind: Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan. Read SEC document |
| July 27, 2016 Filed Nov 9, 2016 16:47 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 25,702 | $71.15 | $1,828,697.30 |
DisclosureSEC source: 0001127602-16-066519 · form4.xml · derivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,307 Underlying: Common Stock · 25,702 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Special Acquisition Restricted Stock Unit (RSU) awards were granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC and the sale of the divestment business to Ardagh Group. Due to the complexity associated with the consolidation of the businesses and related financial information, the calculations for such awards were finalized on November 8, 2016. F3 · derivative.exercise_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.expiration_date: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.