person · Reporting owner
Carrington John Eugene
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ERock, Inc.EROC · Entity 4204 | Director · See Remarks | June 09, 2026 | June 10, 2026 |
| STEM, INC.STEM · Entity 7172 | Director · CEO and Director | May 28, 2024 | May 28, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ERock, Inc.
Report date June 09, 2026 · Filed June 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class M UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.15 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-06-09 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Reflect Class M Units ("Class M Units") of ER Holdings, which are "profits interests" for U.S. federal income tax purposes. Vested Class M Units are convertible, at the holder's option, into a number of Class B Units generally equal to the product of (a) the number of vested Class M Units to be converted, and (b) a fraction, the numerator of which is the amount that would be distributed in respect of the vested Class M Unit (taking into account the applicable threshold amount), and the denominator of which is the amount that would be distributed in respect of a Class B Unit, in each case if, immediately before the exchange, ER Holdings were to sell all of its assets for their fair market values, pay any liabilities, and distribute the proceeds available for distribution, subject to certain adjustments. Class M Units have no expiration date. F2: Class B Units are exchangeable, at the holder's option, on a one-for-one basis for shares of Class A Common Stock of the Issuer or cash (at the Issuer's election). F3: 353,828 of these Class M Units have vested, and the remaining Class M Units vest in 6 equal monthly installments on the 26th day of each calendar month commencing June 26, 2026 and ending November 26, 2026, subject to the Reporting Person's continuous service to the Issuer. |
| Class M UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $1.61 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-06-09 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F1: Reflect Class M Units ("Class M Units") of ER Holdings, which are "profits interests" for U.S. federal income tax purposes. Vested Class M Units are convertible, at the holder's option, into a number of Class B Units generally equal to the product of (a) the number of vested Class M Units to be converted, and (b) a fraction, the numerator of which is the amount that would be distributed in respect of the vested Class M Unit (taking into account the applicable threshold amount), and the denominator of which is the amount that would be distributed in respect of a Class B Unit, in each case if, immediately before the exchange, ER Holdings were to sell all of its assets for their fair market values, pay any liabilities, and distribute the proceeds available for distribution, subject to certain adjustments. Class M Units have no expiration date. F2: Class B Units are exchangeable, at the holder's option, on a one-for-one basis for shares of Class A Common Stock of the Issuer or cash (at the Issuer's election). F6: 1,891,635 of these Class M Units have vested, and the remaining Class M Units vest in 30 equal monthly installments on the 26th day of each calendar month commencing June 26, 2026 and ending November 26, 2028, subject to the Reporting Person's continuous service to the Issuer. |
| Class M UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.15 | IndirectBy Trust | Not disclosed |
Reported balance
Holding disclosure · report date 2026-06-09 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: Reflect Class M Units ("Class M Units") of ER Holdings, which are "profits interests" for U.S. federal income tax purposes. Vested Class M Units are convertible, at the holder's option, into a number of Class B Units generally equal to the product of (a) the number of vested Class M Units to be converted, and (b) a fraction, the numerator of which is the amount that would be distributed in respect of the vested Class M Unit (taking into account the applicable threshold amount), and the denominator of which is the amount that would be distributed in respect of a Class B Unit, in each case if, immediately before the exchange, ER Holdings were to sell all of its assets for their fair market values, pay any liabilities, and distribute the proceeds available for distribution, subject to certain adjustments. Class M Units have no expiration date. F2: Class B Units are exchangeable, at the holder's option, on a one-for-one basis for shares of Class A Common Stock of the Issuer or cash (at the Issuer's election). F4: These Class M Units are fully vested. F5: These securities are held by a trust, of which the Reporting Person's spouse serves as a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflect Class M Units ("Class M Units") of ER Holdings, which are "profits interests" for U.S. federal income tax purposes. Vested Class M Units are convertible, at the holder's option, into a number of Class B Units generally equal to the product of (a) the number of vested Class M Units to be converted, and (b) a fraction, the numerator of which is the amount that would be distributed in respect of the vested Class M Unit (taking into account the applicable threshold amount), and the denominator of which is the amount that would be distributed in respect of a Class B Unit, in each case if, immediately before the exchange, ER Holdings were to sell all of its assets for their fair market values, pay any liabilities, and distribute the proceeds available for distribution, subject to certain adjustments. Class M Units have no expiration date.
F2: Class B Units are exchangeable, at the holder's option, on a one-for-one basis for shares of Class A Common Stock of the Issuer or cash (at the Issuer's election).
F3: 353,828 of these Class M Units have vested, and the remaining Class M Units vest in 6 equal monthly installments on the 26th day of each calendar month commencing June 26, 2026 and ending November 26, 2026, subject to the Reporting Person's continuous service to the Issuer.
F4: These Class M Units are fully vested.
F5: These securities are held by a trust, of which the Reporting Person's spouse serves as a trustee.
F6: 1,891,635 of these Class M Units have vested, and the remaining Class M Units vest in 30 equal monthly installments on the 26th day of each calendar month commencing June 26, 2026 and ending November 26, 2028, subject to the Reporting Person's continuous service to the Issuer.
STEM, INC.
Report date May 28, 2024 · Filed May 28, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,094,878 |
Reported balance
After 2024-05-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-28 · Grant · Acquired 389,466 · Balance 1,094,878 F1: The RSU award vests in three annual installments (33% / 33% / 34%) beginning on March 7, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSU award vests in three annual installments (33% / 33% / 34%) beginning on March 7, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2022 Filed Mar 4, 2022 01:34 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 107,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000036 · wf-form4_164635761989146.xml · derivative · entry 2 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,146,644 Underlying: Common Stock, Par Value $0.0001 Per Share · 107,181 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning March 1, 2022. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:34 UTC | STEM, INC. STEM · Entity 7172 | GrantStock Option (Right to Buy) · Derivative | 167,470 | $0.00 Strike: $9.33 | $0.00 |
DisclosureSEC source: 0001758766-22-000036 · wf-form4_164635761989146.xml · derivative · entry 1 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock, Par Value $0.0001 Per Share · 167,470 shares Expires 2032-02-29 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning March 1, 2022. Read SEC document |
| December 09, 2021 Filed Dec 11, 2021 01:16 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 19,621 | $20.11 | $394,572.42 |
DisclosureSEC source: 0001758766-21-000228 · wf-form4_163918535249180.xml · nonDerivative · entry 2 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,127 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $20.00 to $20.27. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 08, 2021 Filed Dec 11, 2021 01:16 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 200 | $20.01 | $4,001.00 |
DisclosureSEC source: 0001758766-21-000228 · wf-form4_163918535249180.xml · nonDerivative · entry 1 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,748 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $20.00 to $20.01. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 22:33 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 6,401 | $20.36 | $130,309.64 |
DisclosureSEC source: 0001758766-21-000222 · wf-form4_163857076495189.xml · nonDerivative · entry 3 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,948 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $20.00 to $20.74. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:33 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 11,212 | $21.50 | $241,026.61 |
DisclosureSEC source: 0001758766-21-000222 · wf-form4_163857076495189.xml · nonDerivative · entry 2 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,349 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $21.25 to $21.88. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:33 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 11,163 | $20.77 | $231,907.98 |
DisclosureSEC source: 0001758766-21-000222 · wf-form4_163857076495189.xml · nonDerivative · entry 1 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,561 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $20.24 to $21.23. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 23:18 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 5,000 | $22.75 | $113,774.00 |
DisclosureSEC source: 0001758766-21-000204 · wf-form4_163736386026364.xml · nonDerivative · entry 2 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,724 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $22.47 to $23.18. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 23:18 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 39,750 | $22.01 | $874,980.98 |
DisclosureSEC source: 0001758766-21-000204 · wf-form4_163736386026364.xml · nonDerivative · entry 1 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,724 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $21.47 to $22.41. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 16:32 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 44,750 | $24.55 | $1,098,795.98 |
DisclosureSEC source: 0001758766-21-000200 · wf-form4_163716672132300.xml · nonDerivative · entry 1 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,474 F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $24.20 to $25.09. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:18 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionStock Option (Right to Buy) · Derivative | 95,000 | $24.87 Strike: $1.25 | $2,362,650.00 |
DisclosureSEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · derivative · entry 9 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,371,725 Underlying: Common Stock, Par Value $0.0001 Per Share · 95,000 shares Expires 2025-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:18 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionStock Option (Right to Buy) · Derivative | 519,554 | $24.87 Strike: $0.97 | $12,921,307.98 |
DisclosureSEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · derivative · entry 8 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,466,725 Underlying: Common Stock, Par Value $0.0001 Per Share · 519,554 shares Expires 2025-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:18 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionStock Option (Right to Buy) · Derivative | 118,302 | $24.87 Strike: $0.97 | $2,942,170.74 |
DisclosureSEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · derivative · entry 7 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,986,279 Underlying: Common Stock, Par Value $0.0001 Per Share · 118,302 shares Expires 2025-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:18 UTC | STEM, INC. STEM · Entity 7172 | Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 49,509 | $24.87 | $1,231,288.83 |
DisclosureSEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · nonDerivative · entry 6 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,224 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:18 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 95,000 | $1.25 | $118,750.00 |
DisclosureSEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · nonDerivative · entry 5 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:18 UTC | STEM, INC. STEM · Entity 7172 | Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 267,813 | $24.87 | $6,660,509.31 |
DisclosureSEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · nonDerivative · entry 4 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,733 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:18 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 519,554 | $0.97 | $503,967.38 |
DisclosureSEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · nonDerivative · entry 3 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:18 UTC | STEM, INC. STEM · Entity 7172 | Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 57,410 | $24.87 | $1,427,786.70 |
DisclosureSEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · nonDerivative · entry 2 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,992 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 22:18 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 118,302 | $0.97 | $114,752.94 |
DisclosureSEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · nonDerivative · entry 1 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 23:45 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 39,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000128 · wf-form4_162561510237184.xml · derivative · entry 2 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039,463 Underlying: Common Stock, Par Value $0.0001 Per Share · 39,463 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F3 · derivative.exercise_date: The RSU award vests ratably over four years beginning April 28, 2021. F3 · derivative.expiration_date: The RSU award vests ratably over four years beginning April 28, 2021. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 23:45 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000128 · wf-form4_162561510237184.xml · derivative · entry 1 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests 43% on April 28, 2024. Thereafter, the remainder of the RSU award vests ratably over four years. F2 · derivative.expiration_date: The RSU award vests 43% on April 28, 2024. Thereafter, the remainder of the RSU award vests ratably over four years. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 18:01 UTC | STEM, INC. STEM · Entity 7172 | GrantStock Option (Right to Buy) · Derivative | 98,658 | $0.00 Strike: $25.34 | $0.00 |
DisclosureSEC source: 0001758766-21-000081 · wf-form4_162265689818070.xml · derivative · entry 1 Carrington John Eugene · CIK 0001434884 · CEO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,104,581 Underlying: Common Stock · 98,658 shares Expires 2031-05-27 F1 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on May 28, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.