TapewireFind a company

person · Reporting owner

MCCONNELL RICK M

Disclosed activity across 2 companies

Tapewire entity
39992
SEC CIK
0001239165

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AKAMAI TECHNOLOGIES INCAKAM · Entity 3352President and GM SecurityDecember 10, 2021December 14, 2021
Dynatrace, Inc.DT · Entity 697Director · Chief Executive OfficerSeptember 05, 2026September 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AKAMAI TECHNOLOGIES INC

Report date December 10, 2021 · Filed December 14, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,580 Ending reported balance After 2021-12-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-12-10 · Exercise / conversion · Acquired 5,105 · Balance 25,112

Row 2 · 2021-12-10 · Tax withholding · Disposed 2,532 · Balance 22,580

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-12-11Direct0 Reported balance After 2021-12-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-12-10 · Exercise / conversion · Disposed 5,105 · Balance 0

F1: Each restricted stock unit ("RSU") represents the right to receive one share of Akamai common stock upon vesting.

F2: Vesting of such RSUs will occur on December 10, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents the right to receive one share of Akamai common stock upon vesting.

F2: Vesting of such RSUs will occur on December 10, 2021.

Dynatrace, Inc.

Report date September 05, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect272,702 Ending reported balance After 2026-09-05 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2026-09-05 · Exercise / conversion · Acquired 11,555 · Balance 260,100

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units do not expire. They either vest or are cancelled prior to the vesting date.

Row 2 · 2026-09-05 · Tax withholding · Disposed 5,880 · Balance 254,220

F2: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of restricted stock units.

Row 3 · 2026-09-05 · Exercise / conversion · Acquired 14,814 · Balance 269,034

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units do not expire. They either vest or are cancelled prior to the vesting date.

Row 4 · 2026-09-05 · Tax withholding · Disposed 7,538 · Balance 261,496

F2: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of restricted stock units.

Row 5 · 2026-09-05 · Exercise / conversion · Acquired 13,548 · Balance 275,044

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units do not expire. They either vest or are cancelled prior to the vesting date.

Row 6 · 2026-09-05 · Tax withholding · Disposed 6,894 · Balance 268,150

F2: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of restricted stock units.

Row 7 · 2026-09-05 · Exercise / conversion · Acquired 9,268 · Balance 277,418

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units do not expire. They either vest or are cancelled prior to the vesting date.

Row 8 · 2026-09-05 · Tax withholding · Disposed 4,716 · Balance 272,702

F2: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of restricted stock units.

Performance Restricted Stock Units (Financial)SEC Table II · derivative / convertible securityDirect34,663 Reported balance After 2026-09-05 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-09-05 · Exercise / conversion · Disposed 11,555 · Balance 34,663

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units do not expire. They either vest or are cancelled prior to the vesting date.

F4: Represents the vesting of restricted stock units based on financial performance ("Financial PSUs") granted on June 5, 2024 under the Issuer's 2019 Equity Incentive Plan, as amended (the "Plan"). 33% of the earned Financial PSUs vested on June 5, 2025 and the balance of the Financial PSUs vest in equal quarterly installments thereafter until fully vested on June 5, 2027, subject to the Reporting Person's continued employment on the applicable vesting dates.

Performance Restricted Stock Units (Financial)SEC Table II · derivative / convertible securityDirect51,276 Reported balance After 2026-09-05 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2026-09-05 · Exercise / conversion · Disposed 9,268 · Balance 51,276

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units do not expire. They either vest or are cancelled prior to the vesting date.

F7: Represents the vesting of Financial PSUs granted on June 5, 2025 under the Plan. 33% of the earned Financial PSUs vested on June 5, 2026, and the balance of the Financial PSUs vest in equal quarterly installments thereafter until fully vested on June 5, 2028, subject to the Reporting Person's continued employment on the applicable vesting dates.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect44,443 Reported balance After 2026-09-05 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-09-05 · Exercise / conversion · Disposed 14,814 · Balance 44,443

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units do not expire. They either vest or are cancelled prior to the vesting date.

F5: Represents the vesting of time-based restricted stock units ("RSUs") granted on June 5, 2024 under the Plan. 33% of the granted RSUs vested on June 5, 2025 and the balance of the RSUs vest in equal quarterly installments thereafter until fully vested on June 5, 2027, subject to the Reporting Person's continued employment on the applicable vesting dates.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect94,834 Reported balance After 2026-09-05 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-09-05 · Exercise / conversion · Disposed 13,548 · Balance 94,834

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units do not expire. They either vest or are cancelled prior to the vesting date.

F6: Represents the vesting of RSUs granted on June 5, 2025 under the Plan. 33% of the granted RSUs vested on June 5, 2026 and the balance of the RSUs vest in equal quarterly installments thereafter until fully vested on June 5, 2028, subject to the Reporting Person's continued employment on the applicable vesting dates.

Common StockSEC Table I · non-derivativeIndirectSee Footnote500 Reported balance Holding disclosure · report date 2026-09-05 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 500

F3: Shares held by the Anne Marie McConnell Trust dated July 16, 2021, for which the Reporting Person's spouse is the sole trustee. The Reporting Person disclaims Section 16 beneficial ownership of the shares except to the extent of his pecuniary interest, if any, therein, and nothing contained in this report shall be deemed an admission that the Reporting Person is the beneficial owner of any of the shares for Section 16 purposes or otherwise.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units do not expire. They either vest or are cancelled prior to the vesting date.

F2: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of restricted stock units.

F3: Shares held by the Anne Marie McConnell Trust dated July 16, 2021, for which the Reporting Person's spouse is the sole trustee. The Reporting Person disclaims Section 16 beneficial ownership of the shares except to the extent of his pecuniary interest, if any, therein, and nothing contained in this report shall be deemed an admission that the Reporting Person is the beneficial owner of any of the shares for Section 16 purposes or otherwise.

F4: Represents the vesting of restricted stock units based on financial performance ("Financial PSUs") granted on June 5, 2024 under the Issuer's 2019 Equity Incentive Plan, as amended (the "Plan"). 33% of the earned Financial PSUs vested on June 5, 2025 and the balance of the Financial PSUs vest in equal quarterly installments thereafter until fully vested on June 5, 2027, subject to the Reporting Person's continued employment on the applicable vesting dates.

F5: Represents the vesting of time-based restricted stock units ("RSUs") granted on June 5, 2024 under the Plan. 33% of the granted RSUs vested on June 5, 2025 and the balance of the RSUs vest in equal quarterly installments thereafter until fully vested on June 5, 2027, subject to the Reporting Person's continued employment on the applicable vesting dates.

F6: Represents the vesting of RSUs granted on June 5, 2025 under the Plan. 33% of the granted RSUs vested on June 5, 2026 and the balance of the RSUs vest in equal quarterly installments thereafter until fully vested on June 5, 2028, subject to the Reporting Person's continued employment on the applicable vesting dates.

F7: Represents the vesting of Financial PSUs granted on June 5, 2025 under the Plan. 33% of the earned Financial PSUs vested on June 5, 2026, and the balance of the Financial PSUs vest in equal quarterly installments thereafter until fully vested on June 5, 2028, subject to the Reporting Person's continued employment on the applicable vesting dates.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2025 Filed Jun 9, 2025 23:25 UTC Dynatrace, Inc. DT · Entity 697 Exercise / conversionCommon Stock 12,607 Not disclosed Not disclosed
Disclosure

SEC source: 0001773383-25-000095 · wk-form4_1749511467.xml · nonDerivative · entry 3

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units do not expire. They either vest or are cancelled prior to the vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units do not expire. They either vest or are cancelled prior to the vesting date.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 23:25 UTC Dynatrace, Inc. DT · Entity 697 Tax withholdingCommon Stock 6,867 $54.94 $377,272.98
Disclosure

SEC source: 0001773383-25-000095 · wk-form4_1749511467.xml · nonDerivative · entry 2

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,589

F2 · kind: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 23:25 UTC Dynatrace, Inc. DT · Entity 697 Exercise / conversionCommon Stock 13,523 Not disclosed Not disclosed
Disclosure

SEC source: 0001773383-25-000095 · wk-form4_1749511467.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units do not expire. They either vest or are cancelled prior to the vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units do not expire. They either vest or are cancelled prior to the vesting date.

Read SEC document
May 23, 2025 Filed May 28, 2025 22:09 UTC Dynatrace, Inc. DT · Entity 697 GrantCommon Stock 32,405 $0.00 $0.00
Disclosure

SEC source: 0001773383-25-000074 · wk-form4_1748470156.xml · nonDerivative · entry 2

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606,937

F2 · shares: Represents shares of the Issuer's Common Stock earned under PSUs granted on June 5, 2024 following certification by the Compensation Committee of certain performance conditions related to relative total stockholder return for the one year performance period that started on April 1, 2024 and ended on March 31, 2025. These PSUs were awarded under the Plan. All of these earned PSUs will vest on June 5, 2025, subject to the Reporting Person's continued employment on the vesting date.

Read SEC document
May 23, 2025 Filed May 28, 2025 22:09 UTC Dynatrace, Inc. DT · Entity 697 GrantCommon Stock 137,971 $0.00 $0.00
Disclosure

SEC source: 0001773383-25-000074 · wk-form4_1748470156.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,532

F1 · shares: Represents shares of the Issuer's Common Stock earned under performance restricted stock units ("PSUs") granted on June 5, 2024 following certification by the Compensation Committee of the Board of Directors of the Issuer (the "Compensation Committee") of certain financial performance results for the Issuer's fiscal year 2025 that started on April 1, 2024 and ended on March 31, 2025. These PSUs were awarded under the Issuer's 2019 Equity Incentive Plan, as amended (the "Plan"). 33% of these earned PSUs will vest on June 5, 2025 and the remaining 67% will vest in eight equal quarterly installments over the subsequent two years, subject to the Reporting Person's continued employment on the applicable vesting dates.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:19 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 40,000 $53.10 $2,124,160.00
Disclosure

SEC source: 0001773383-25-000068 · wk-form4_1747945169.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 436,561

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 15, 2024.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.755 to $53.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:58 UTC Dynatrace, Inc. DT · Entity 697 Tax withholdingCommon Stock 2,679 $53.03 $142,067.37
Disclosure

SEC source: 0001773383-25-000050 · wk-form4_1747429073.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476,561

F1 · kind: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of RSUs.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 21:31 UTC Dynatrace, Inc. DT · Entity 697 Tax withholdingCommon Stock 27,480 $56.15 $1,543,002.00
Disclosure

SEC source: 0001773383-25-000031 · wk-form4_1741383056.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,240

F1 · kind: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of RSUs and PSUs.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 22:23 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 1,708 $61.06 $104,295.09
Disclosure

SEC source: 0001773383-25-000022 · wk-form4_1740176582.xml · nonDerivative · entry 2

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 506,720

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 15, 2024.

F3 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.94 to $61.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 22:23 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 38,292 $60.42 $2,313,790.27
Disclosure

SEC source: 0001773383-25-000022 · wk-form4_1740176582.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 508,428

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 15, 2024.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.94 to $60.935, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2025 Filed Feb 18, 2025 23:21 UTC Dynatrace, Inc. DT · Entity 697 Tax withholdingCommon Stock 1,964 $61.30 $120,393.20
Disclosure

SEC source: 0001773383-25-000016 · wk-form4_1739920870.xml · nonDerivative · entry 3

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 546,720

F4 · kind: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 23:21 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 300 $62.14 $18,642.00
Disclosure

SEC source: 0001773383-25-000016 · wk-form4_1739920870.xml · nonDerivative · entry 2

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 548,684

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 15, 2024.

F3 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.01 to $62.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 14, 2025 Filed Feb 18, 2025 23:21 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 39,700 $61.42 $2,438,191.38
Disclosure

SEC source: 0001773383-25-000016 · wk-form4_1739920870.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 548,984

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 15, 2024.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.00 to $61.975, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 22:28 UTC Dynatrace, Inc. DT · Entity 697 Tax withholdingCommon Stock 29,229 $58.63 $1,713,696.27
Disclosure

SEC source: 0001773383-24-000240 · wk-form4_1733783333.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 588,684

F1 · kind: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of RSUs and PSUs.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:46 UTC Dynatrace, Inc. DT · Entity 697 Tax withholdingCommon Stock 2,674 $52.35 $139,983.90
Disclosure

SEC source: 0001773383-24-000221 · wk-form4_1732052786.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,913

F1 · kind: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of RSUs.

Read SEC document
November 11, 2024 Filed Nov 12, 2024 22:08 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 30,000 $53.28 $1,598,466.00
Disclosure

SEC source: 0001773383-24-000219 · wk-form4_1731449326.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 620,587

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.10 to $53.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:01 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 50,000 $51.50 $2,575,105.00
Disclosure

SEC source: 0001773383-24-000200 · wk-form4_1726606886.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 650,587

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.92 to $51.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 05, 2024 Filed Sep 9, 2024 21:38 UTC Dynatrace, Inc. DT · Entity 697 Tax withholdingCommon Stock 29,230 $49.27 $1,440,162.10
Disclosure

SEC source: 0001773383-24-000196 · wk-form4_1725917920.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,587

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs and PSUs.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:30 UTC Dynatrace, Inc. DT · Entity 697 Tax withholdingCommon Stock 2,674 $48.93 $130,838.82
Disclosure

SEC source: 0001773383-24-000161 · wk-form4_1724099395.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 729,817

F1 · kind: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of RSUs.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:40 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 50,000 $46.41 $2,320,395.00
Disclosure

SEC source: 0001773383-24-000120 · wk-form4_1718656816.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 732,491

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2023.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.25 to $46.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 22:51 UTC Dynatrace, Inc. DT · Entity 697 Tax withholdingCommon Stock 73,567 $46.68 $3,434,107.56
Disclosure

SEC source: 0001773383-24-000111 · wk-form4_1717800711.xml · nonDerivative · entry 2

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 782,491

F2 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of RSUs and PSUs.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 22:51 UTC Dynatrace, Inc. DT · Entity 697 GrantCommon Stock 176,896 $0.00 $0.00
Disclosure

SEC source: 0001773383-24-000111 · wk-form4_1717800711.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 856,058

F1 · shares: Consists of Restricted Stock Units ("RSUs") granted under the Issuer's 2019 Equity Incentive Plan (as amended) on June 5, 2024. Each RSU represents the right to receive one share of Common Stock, 33% of which shall vest on June 5, 2025, with the remainder vesting in 8 equal quarterly installments thereafter.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:45 UTC Dynatrace, Inc. DT · Entity 697 Tax withholdingCommon Stock 2,674 $47.75 $127,683.50
Disclosure

SEC source: 0001773383-24-000069 · wk-form4_1715978669.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,431

F1 · kind: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations upon the vesting of RSUs.

Read SEC document
May 15, 2024 Filed Jun 7, 2024 22:39 UTC Dynatrace, Inc. DT · Entity 697 GrantCommon Stock 204,731 $0.00 $0.00
Disclosure

SEC source: 0001773383-24-000099 · wk-form4_1717799958.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 679,162

F1 · shares: Represents shares earned under the PSUs granted on June 5, 2023, following the Compensation Committee's certification of financial performance results for the fiscal year ended March 31, 2024. These PSUs were awarded under the Issuer's 2019 Equity Incentive Plan (as amended); 33% of these PSUs vested on June 5, 2024 and the remaining 67% will vest in equal quarterly installments over the subsequent two years, subject to continued employment.

Read SEC document
March 15, 2024 Filed Mar 15, 2024 21:54 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 25,000 $46.29 $1,157,170.00
Disclosure

SEC source: 0001773383-24-000054 · wk-form4_1710539650.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 477,105

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2023.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.12 to $46.685, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:54 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 12,001 $46.88 $562,645.28
Disclosure

SEC source: 0001773383-24-000048 · wk-form4_1709934857.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,105

F1 · shares: Represents shares sold pursuant to the Issuers mandatory sell-to-cover policy applicable to tax withholding obligations resulting from the vesting of RSUs and PSUs.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 22:55 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 1,991 $51.91 $103,362.37
Disclosure

SEC source: 0001773383-24-000026 · wk-form4_1708469678.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,106

F1 · shares: Represents shares sold pursuant to the Issuers mandatory sell-to-cover policy applicable to tax withholding obligations resulting from the vesting of RSUs.

Read SEC document
December 06, 2023 Filed Dec 6, 2023 22:01 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 14,018 $54.63 $765,803.34
Disclosure

SEC source: 0001773383-23-000243 · wk-form4_1701900074.xml · nonDerivative · entry 2

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 516,097

F2 · shares: Represents shares sold pursuant to the Issuers mandatory sell-to-cover policy applicable to tax withholding obligations resulting from the vesting of RSUs and PSUs.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 22:01 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 25,000 $54.85 $1,371,132.50
Disclosure

SEC source: 0001773383-23-000243 · wk-form4_1701900074.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 530,115

F1 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $54.51 to $55.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:26 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 23,837 $50.78 $1,210,454.78
Disclosure

SEC source: 0001773383-23-000224 · wk-form4_1700256379.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,115

F1 · shares: Represents shares sold pursuant to the Issuers mandatory sell-to-cover policy applicable to tax withholding obligations resulting from the vesting of RSUs.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:52 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 14,053 $47.10 $661,956.73
Disclosure

SEC source: 0001773383-23-000196 · wk-form4_1694206329.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,952

F1 · shares: Represents shares sold pursuant to the Issuers mandatory sell-to-cover policy applicable to tax withholding obligations resulting from the vesting of RSUs and PSUs.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.10 to $47.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:51 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 2,629 $45.49 $119,593.21
Disclosure

SEC source: 0001773383-23-000147 · wf-form4_169239186136128.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 593,005

F1 · shares: Represents shares sold pursuant to the Issuers mandatory sale-to-cover policy applicable to tax withholding obligations resulting from the vesting of RSUs and PSUs.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 22:04 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 20,000 $51.00 $1,020,000.00
Disclosure

SEC source: 0001773383-23-000090 · wf-form4_168634827126046.xml · nonDerivative · entry 2

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,634

Read SEC document
June 07, 2023 Filed Jun 9, 2023 22:04 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 98,323 $51.75 $5,088,215.25
Disclosure

SEC source: 0001773383-23-000090 · wf-form4_168634827126046.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,634

F1 · shares: Represents shares sold pursuant to the Issuer's mandatory sale-to-cover policy applicable to tax withholding obligations resulting from the vesting of RSUs and PSUs.

Read SEC document
June 05, 2023 Filed Jun 7, 2023 21:53 UTC Dynatrace, Inc. DT · Entity 697 GrantCommon Stock 150,538 $0.00 $0.00
Disclosure

SEC source: 0001773383-23-000085 · wf-form4_168617480537749.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,091

F1 · shares: Consists of Restricted Stock Units ("RSUs") granted under the Dynatrace, Inc. 2019 Equity Incentive Plan on June 5, 2023. Each RSU represents the right to receive one share of Common Stock, 33% of which shall vest on June 5, 2024, with the remainder vesting in 8 equal quarterly installments thereafter.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:03 UTC Dynatrace, Inc. DT · Entity 697 GrantCommon Stock 171,868 $0.00 $0.00
Disclosure

SEC source: 0001773383-23-000047 · wf-form4_168453016403116.xml · nonDerivative · entry 2

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 567,553

F3 · kind: Represents shares earned under the PSUs granted on June 5, 2022, following the Compensation Committee's certification of financial performance results for the fiscal year ended March 31, 2023. These PSUs were awarded under the Company's 2019 Equity Incentive Plan; 33% of these PSUs will vest on June 5, 2023 and the remaining 67% will vest in equal quarterly installments over the subsequent two years, subject to continued employment.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:03 UTC Dynatrace, Inc. DT · Entity 697 GrantCommon Stock 80,137 $0.00 $0.00
Disclosure

SEC source: 0001773383-23-000047 · wf-form4_168453016403116.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,685

F1 · kind: Represents shares earned upon the vesting of 50% of PSUs granted on December 13, 2021, following the Compensation Committee's certification of applicable financial performance results for the fiscal year ended March 31, 2023. The remaining 50% of these PSUs will vest on May 15, 2024, or if later, on the applicable certification date, subject to the achievement of applicable financial performance results for the fiscal year ending on March 31, 2024. The PSUs were awarded under the Company's 2019 Equity Incentive Plan.

F2 · balance_after: The previously reported indirect ownership of shares held by the Rick McConnell Trust dated July 30, 2013, of which the Reporting Person is the sole settlor, trustee and lifetime beneficiary, are included for this Form 4 and going forward, in the Reporting Person's direct holdings.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:53 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 1,972 $43.49 $85,762.28
Disclosure

SEC source: 0001773383-23-000018 · wf-form4_167667441139551.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,548

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:35 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 28,741 $38.14 $1,096,153.00
Disclosure

SEC source: 0001773383-22-000138 · wf-form4_166880729393386.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,584

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
June 05, 2022 Filed Jun 7, 2022 21:14 UTC Dynatrace, Inc. DT · Entity 697 GrantCommon Stock 161,470 $0.00 $0.00
Disclosure

SEC source: 0001773383-22-000070 · wf-form4_165463648305526.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,270

F1 · shares: Consists of Restricted Stock Units ("RSUs") granted under the Dynatrace, Inc. 2019 Equity Incentive Plan on June 5, 2022. Each RSU represents the right to receive one share of Common Stock, 33% of which shall vest on June 5, 2023, with the remainder vesting in 8 equal quarterly installments thereafter.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:47 UTC Dynatrace, Inc. DT · Entity 697 PurchaseCommon Stock 2,500 $39.90 $99,750.00
Disclosure

SEC source: 0001773383-22-000037 · wf-form4_164694875688480.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,800

Read SEC document
February 18, 2022 Filed Feb 22, 2022 22:09 UTC Dynatrace, Inc. DT · Entity 697 PurchaseCommon Stock 2,500 $41.50 $103,750.00
Disclosure

SEC source: 0001773383-22-000033 · wf-form4_164556771198697.xml · nonDerivative · entry 2

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,300

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:09 UTC Dynatrace, Inc. DT · Entity 697 PurchaseCommon Stock 200 $42.00 $8,400.00
Disclosure

SEC source: 0001773383-22-000033 · wf-form4_164556771198697.xml · nonDerivative · entry 3

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 500

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:09 UTC Dynatrace, Inc. DT · Entity 697 PurchaseCommon Stock 2,500 $42.00 $105,000.00
Disclosure

SEC source: 0001773383-22-000033 · wf-form4_164556771198697.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,800

Read SEC document
December 14, 2021 Filed Dec 15, 2021 21:48 UTC Dynatrace, Inc. DT · Entity 697 PurchaseCommon Stock 2,500 $58.38 $145,940.00
Disclosure

SEC source: 0001773383-21-000137 · wf-form4_163960489034276.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,300

F1 · price: The price reported in Column 4 represents a weighted average price. The shares were purchased in multiple transactions at prices ranging from $58.00 to $58.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 13, 2021 Filed Dec 13, 2021 22:07 UTC Dynatrace, Inc. DT · Entity 697 GrantCommon Stock 168,800 $0.00 $0.00
Disclosure

SEC source: 0001773383-21-000136 · wf-form4_163943326266979.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,800

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2019 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. 50% of the award shall vest in two equal installments on November 15, 2022 and November 15, 2023, and the remaining 50% of which shall vest over 4 years with 25% vesting on November 15, 2022 and the balance vesting in equal quarterly installments over the subsequent three years.

Read SEC document
December 13, 2021 Filed Jul 14, 2022 12:08 UTC Amendment Dynatrace, Inc. DT · Entity 697 PurchaseCommon Stock 2,500 $58.38 $145,940.00
Disclosure

SEC source: 0001773383-22-000079 · wf-form4a_165780052644220.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,500

F1 · price: The price reported in Column 4 represents a weighted average price. The shares were purchased in multiple transactions at prices ranging from $58.00 to $58.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Shares held by the Rick McConnell Trust dated July 30, 2013 (the "Rick McConnell Trust"), for which the Reporting Person is the sole trustee. The Reporting Person disclaims Section 16 beneficial ownership of the shares except to the extent of his pecuniary interest, if any, therein, and nothing contained in this report shall be deemed an admission that the Reporting Person is the beneficial owner of any of the shares for Section 16 purposes or otherwise.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:06 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 Exercise / conversionRestricted Stock Units · Derivative 5,105 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001086222-21-000308 · wf-form4_163951954933488.xml · derivative · entry 3

MCCONNELL RICK M · CIK 0001239165 · President and GM Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,105 shares

Expires 2021-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents the right to receive one share of Akamai common stock upon vesting.

F2 · derivative.exercise_date: Vesting of such RSUs will occur on December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:06 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 Tax withholdingCommon Stock 2,532 $0.00 $0.00
Disclosure

SEC source: 0001086222-21-000308 · wf-form4_163951954933488.xml · nonDerivative · entry 2

MCCONNELL RICK M · CIK 0001239165 · President and GM Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,580

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:06 UTC AKAMAI TECHNOLOGIES INC AKAM · Entity 3352 Exercise / conversionCommon Stock 5,105 $0.00 $0.00
Disclosure

SEC source: 0001086222-21-000308 · wf-form4_163951954933488.xml · nonDerivative · entry 1

MCCONNELL RICK M · CIK 0001239165 · President and GM Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.