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person · Reporting owner

Rosenzweig Benjamin L

Disclosed activity across 7 companies

Tapewire entity
39880
SEC CIK
0001520557

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASCENT INDUSTRIES CO.ACNT · Entity 6584DirectorJune 10, 2026June 10, 2026
BED BATH & BEYOND INCBBBY · Entity 117013DirectorJuly 14, 2022July 15, 2022
POTBELLY CORPPBPB · Entity 73914DirectorMay 20, 2021May 24, 2021
SPRUCE POWER HOLDING CORPSPRU · Entity 7389DirectorSeptember 18, 2026September 21, 2026
Startek, Inc.SRT · Entity 95426DirectorOctober 01, 2018October 03, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASCENT INDUSTRIES CO.

Report date June 10, 2026 · Filed June 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,213 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 4,415 · Balance 7,213

F1: Shares vest in quarterly installments of 25% beginning from date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Shares vest in quarterly installments of 25% beginning from date of grant.

BED BATH & BEYOND INC

Report date July 14, 2022 · Filed July 15, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.01 par value per shareSEC Table I · non-derivativeDirect40,000 Reported balance After 2022-07-14 transaction · row 1
1 source row

Row 1 · 2022-07-14 · Grant · Acquired 40,000 · Balance 40,000

F1: Represents a grant of restricted stock under the Issuer's 2018 Incentive Compensation Plan issued as part of the Issuer's annual director compensation program. The restricted stock will vest on the earlier of July 14, 2023 or the Issuer's 2023 Annual Meeting of Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock under the Issuer's 2018 Incentive Compensation Plan issued as part of the Issuer's annual director compensation program. The restricted stock will vest on the earlier of July 14, 2023 or the Issuer's 2023 Annual Meeting of Shareholders.

POTBELLY CORP

Report date May 20, 2021 · Filed May 24, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect84,424 Reported balance After 2021-05-20 transaction · row 1
1 source row

Row 1 · 2021-05-20 · Grant · Acquired 21,323 · Balance 84,424

F1: Represents an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest on May 20, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest on May 20, 2022.

SPRUCE POWER HOLDING CORP

Report date September 18, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeDirect117,801 Reported balance After 2026-09-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-18 · Grant · Acquired 117,801 · Balance 117,801

F1: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, one-third of the RSUs vest on each of September 18, 2027, September 18, 2028 and September 18, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting date, one-third of the RSUs vest on each of September 18, 2027, September 18, 2028 and September 18, 2029.

Startek, Inc.

Report date October 01, 2018 · Filed October 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect36,123 Reported balance After 2018-10-01 transaction · row 1
1 source row

Row 1 · 2018-10-01 · Grant · Acquired 3,494 · Balance 36,123

F1: Grant of deferred stock units for quarterly director compensation payment, which units will be settled in common stock of the Issuer following the Reporting Person's termination of service on the Issuer's board.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of deferred stock units for quarterly director compensation payment, which units will be settled in common stock of the Issuer following the Reporting Person's termination of service on the Issuer's board.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HARDINGE INC

Report date May 25, 2018 · Filed May 30, 2018

Section 16 reporting ended · disclosed 2018-05-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,349 Reported balance After 2018-05-25 transaction · row 1
1 source row

Row 1 · 2018-05-25 · Disposition to issuer · Disposed 1,516 · Balance 9,349

F1: Shares disposed of for cash consideration pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Shares disposed of for cash consideration pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc.

PFSWEB INC

Report date October 23, 2023 · Filed October 23, 2023

Section 16 reporting ended · disclosed 2023-10-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-10-23 transaction · row 1
1 source row

Row 1 · 2023-10-23 · Disposition to issuer · Disposed 33,976 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated September 13, 2023 (the "Merger Agreement"), by and among PFSweb, Inc. (the "Company"), GXO Logistics, Inc., a Delaware Corporation ("Parent"), and Peregrine MergerSub I, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), a copy of which was filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 14, 2023.

F2: Pursuant to the Merger Agreement, on October 23, 2023, Merger Sub was merged with and into the Company (the "Merger") with the Company surviving the Merger as the surviving corporation and an indirect wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Company ("Common Stock") issued and outstanding immediately prior to the Effective Time (other than (A) shares of Common Stock (1) held in the treasury of the Company or (2) owned by Parent or Merger Sub or any direct or indirect wholly owned subsidiaries of Parent, Merger Sub or the Company and (B) the Appraisal Shares (as defined in the Merger Agreement)), was automatically converted into the right to receive an amount in cash equal to $7.50, without interest (such amount of cash, the "Merger Consideration").

Deferred Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2023-10-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-10-23 · Disposition to issuer · Disposed 150,092 · Balance 0

F3: Pursuant to the Merger Agreement, effective upon the Effective Time, each Deferred Stock Unit ("DSU") that was outstanding immediately prior to the Effective Time, whether vested or unvested, became fully vested, and was cancelled and extinguished and, in exchange therefore, was automatically converted into the right to receive an amount in cash, without interest, equal to the product of (A) the number of shares of DSUs and (B) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated September 13, 2023 (the "Merger Agreement"), by and among PFSweb, Inc. (the "Company"), GXO Logistics, Inc., a Delaware Corporation ("Parent"), and Peregrine MergerSub I, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), a copy of which was filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 14, 2023.

F2: Pursuant to the Merger Agreement, on October 23, 2023, Merger Sub was merged with and into the Company (the "Merger") with the Company surviving the Merger as the surviving corporation and an indirect wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Company ("Common Stock") issued and outstanding immediately prior to the Effective Time (other than (A) shares of Common Stock (1) held in the treasury of the Company or (2) owned by Parent or Merger Sub or any direct or indirect wholly owned subsidiaries of Parent, Merger Sub or the Company and (B) the Appraisal Shares (as defined in the Merger Agreement)), was automatically converted into the right to receive an amount in cash equal to $7.50, without interest (such amount of cash, the "Merger Consideration").

F3: Pursuant to the Merger Agreement, effective upon the Effective Time, each Deferred Stock Unit ("DSU") that was outstanding immediately prior to the Effective Time, whether vested or unvested, became fully vested, and was cancelled and extinguished and, in exchange therefore, was automatically converted into the right to receive an amount in cash, without interest, equal to the product of (A) the number of shares of DSUs and (B) the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2019 Filed Mar 26, 2019 15:02 UTC PFSWEB INC PFSW · Entity 108798 PurchaseCommon Stock 6,868 $5.04 $34,614.72
Disclosure

SEC source: 0001209191-19-021294 · doc4.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,868

F1 · price: The price reported on Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $4.95 to $5.08 on March 22, 2019. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
January 02, 2019 Filed Jan 2, 2019 17:10 UTC PFSWEB INC PFSW · Entity 108798 GrantDeferred Stock Unit · Derivative 5,848 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-19-000338 · doc4.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,848

Underlying: Common Stock · 5,848 shares

Expires not disclosed

F1 · security: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · price: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.exercise_date: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.expiration_date: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 17:27 UTC PFSWEB INC PFSW · Entity 108798 GrantDeferred Stock Unit · Derivative 4,054 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-18-053315 · doc4.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,054

Underlying: Common Stock · 4,054 shares

Expires not disclosed

F1 · security: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · price: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.exercise_date: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.expiration_date: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 17:42 UTC Startek, Inc. SRT · Entity 95426 GrantCommon Stock 3,494 $0.00 $0.00
Disclosure

SEC source: 0001693731-18-000072 · edgar.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,123

F1 · shares: Grant of deferred stock units for quarterly director compensation payment, which units will be settled in common stock of the Issuer following the Reporting Person's termination of service on the Issuer's board.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 14:42 UTC PFSWEB INC PFSW · Entity 108798 GrantDeferred Stock Unit · Derivative 3,086 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-18-040264 · doc4.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,086

Underlying: Common Stock · 3,086 shares

Expires not disclosed

F1 · security: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · price: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.exercise_date: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.expiration_date: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 18:46 UTC Startek, Inc. SRT · Entity 95426 GrantCommon Stock 3,451 $0.00 $0.00
Disclosure

SEC source: 0001693731-18-000050 · edgar.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,629

F1 · shares: Grant of deferred stock units for quarterly director compensation payment, which units will be settled in common stock of the Issuer following the Reporting Person's termination of service on the Issuer's board.

Read SEC document
May 25, 2018 Filed May 30, 2018 17:51 UTC HARDINGE INC HDNG · Entity 166241 Disposition to issuerCommon Stock 1,516 $18.50 $28,046.00
Disclosure

SEC source: 0000313716-18-000059 · primary_doc.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,349

F1 · price: Shares disposed of for cash consideration pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc.

Read SEC document
May 24, 2018 Filed May 29, 2018 19:21 UTC POTBELLY CORP PBPB · Entity 73914 GrantCommon Stock 856 $0.00 $0.00
Disclosure

SEC source: 0001195734-18-000033 · edgardoc.xml · nonDerivative · entry 2

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,122

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date.

Read SEC document
May 24, 2018 Filed May 29, 2018 19:21 UTC POTBELLY CORP PBPB · Entity 73914 GrantCommon Stock 10,266 $0.00 $0.00
Disclosure

SEC source: 0001195734-18-000033 · edgardoc.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,266

F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest 50% on the first anniversary of the transaction date and 50% on the second anniversary of the transaction date.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 17:38 UTC PFSWEB INC PFSW · Entity 108798 GrantDeferred Stock Unit · Derivative 3,433 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-18-023211 · doc4.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,433

Underlying: Common Stock · 3,433 shares

Expires not disclosed

F1 · security: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · price: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.exercise_date: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.expiration_date: Issuance of Deferred Stock Unit under the Company's Employee Stock and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 17:08 UTC HARDINGE INC HDNG · Entity 166241 GrantStock Unit · Derivative 1,378.28 $18.32 $25,250.09
Disclosure

SEC source: 0000313716-18-000032 · primary_doc.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,051.1

Underlying: Common Stock · 1,378.28 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 18:52 UTC Startek, Inc. SRT · Entity 95426 GrantCommon Stock 2,368 $0.00 $0.00
Disclosure

SEC source: 0001693731-18-000044 · edgar.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,178

F1 · shares: Grant of deferred stock units for quarterly director compensation payment, which units will be settled in common stock of the Issuer following the Reporting Person's termination of service on the Issuer's board.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 17:04 UTC PFSWEB INC PFSW · Entity 108798 GrantDeferred Stock Unit · Derivative 3,365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002027 · doc4.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,365

Underlying: Common Stock · 3,365 shares

Expires not disclosed

F1 · security: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.exercise_date: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.expiration_date: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 14:26 UTC HARDINGE INC HDNG · Entity 166241 GrantStock Unit · Derivative 1,449.48 $17.42 $25,249.94
Disclosure

SEC source: 0000313716-18-000003 · primary_doc.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,672.82

Underlying: Sommon Stock · 1,449.48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 19:19 UTC Startek, Inc. SRT · Entity 95426 GrantCommon Stock 2,291 $0.00 $0.00
Disclosure

SEC source: 0001693731-18-000006 · edgar.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,810

F1 · shares: Grant of deferred stock units for quarterly director compensation payment, which units will be settled in common stock of the Issuer following the Reporting Person's termination of service on the Issuer's board.

Read SEC document
October 02, 2017 Filed Oct 2, 2017 17:04 UTC PFSWEB INC PFSW · Entity 108798 GrantDeferred Stock Unit · Derivative 2,994 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054671 · doc4.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,994

Underlying: Common Stock · 2,994 shares

Expires not disclosed

F1 · security: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.exercise_date: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.expiration_date: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 16:32 UTC HARDINGE INC HDNG · Entity 166241 GrantStock Unit · Derivative 1,653.57 $15.27 $25,250.01
Disclosure

SEC source: 0000313716-17-000120 · primary_doc.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,223.34

Underlying: Common Stock · 1,653.57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 19:10 UTC Startek, Inc. SRT · Entity 95426 GrantCommon Stock 1,877 $0.00 $0.00
Disclosure

SEC source: 0001693731-17-000058 · edgar.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,519

F1 · shares: Grant of deferred stock units for quarterly director compensation payment, which units will be settled in common stock of the Issuer following the Reporting Person's termination of service on the Issuer's board.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 20:15 UTC Startek, Inc. SRT · Entity 95426 GrantCommon Stock 1,850 $0.00 $0.00
Disclosure

SEC source: 0001693731-17-000044 · edgar.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,642

F1 · shares: Grant of deferred stock units for quarterly director compensation payment, which units will be settled in common stock of the Issuer following the Reporting Person's termination of service on the Issuer's board.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 17:08 UTC PFSWEB INC PFSW · Entity 108798 GrantDeferred Stock Unit · Derivative 3,027 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044135 · doc4.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,027

Underlying: Common Stock · 3,027 shares

Expires not disclosed

F1 · security: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.exercise_date: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.expiration_date: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 17:16 UTC HARDINGE INC HDNG · Entity 166241 GrantStock Unit · Derivative 2,033.01 $12.42 $25,249.98
Disclosure

SEC source: 0000313716-17-000093 · primary_doc.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,569.77

Underlying: Common Stock · 2,033.01 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F2 · balance_after: Includes 7.09 stock units which accrued when and as dividends were paid on Hardinge Inc. common stock since the reporting person's last filed Form 4. The accrual of each stock unit is equivalent to the acquisition of one (1) share of Hardinge Inc. common stock under the Hardinge Inc. Dividend Reinvestment Plan.

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April 03, 2017 Filed Apr 5, 2017 17:11 UTC HARDINGE INC HDNG · Entity 166241 GrantStock Unit · Derivative 2,246.44 $11.24 $25,249.99
Disclosure

SEC source: 0000313716-17-000059 · primary_doc.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,529.67

Underlying: Common Stock · 2,246.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.

F2 · balance_after: Includes 4.35 stock units which accrued when and as dividends were paid on Hardinge Inc. common stock since the reporting person's last filed Form 4. The accrual of each stock unit is equivalent to the acquisition of one (1) share of Hardinge Inc. common stock under the Hardinge Inc. Dividend Reinvestment Plan.

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April 03, 2017 Filed Apr 6, 2017 20:58 UTC Startek, Inc. SRT · Entity 95426 GrantCommon Stock 2,554 $0.00 $0.00
Disclosure

SEC source: 0001693731-17-000026 · edgar.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,792

F1 · shares: Grant of deferred stock units for quarterly director compensation payment, which units will be settled in common stock of the Issuer following the Reporting Person's termination of service on the Issuer's board.

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March 31, 2017 Filed Apr 4, 2017 16:42 UTC PFSWEB INC PFSW · Entity 108798 GrantDeferred Stock Unit · Derivative 3,829 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-024872 · doc4.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,829

Underlying: Common Stock · 3,829 shares

Expires not disclosed

F1 · security: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.exercise_date: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.expiration_date: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

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January 03, 2017 Filed Jan 4, 2017 17:58 UTC PFSWEB INC PFSW · Entity 108798 GrantDeferred Stock Unit · Derivative 2,942 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001319 · doc4.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,942

Underlying: Common Stock · 2,942 shares

Expires not disclosed

F1 · security: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.exercise_date: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.expiration_date: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

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January 03, 2017 Filed Jan 5, 2017 16:49 UTC HARDINGE INC HDNG · Entity 166241 GrantStock Unit · Derivative 2,278.88 $11.08 $25,249.99
Disclosure

SEC source: 0000313716-17-000003 · primary_doc.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,278.88

Underlying: Common Stock · 2,278.88 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock at the election of the reporting person, upon the reporting person's separation from services as a director.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock at the election of the reporting person, upon the reporting person's separation from services as a director.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock at the election of the reporting person, upon the reporting person's separation from services as a director.

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January 03, 2017 Filed Jan 5, 2017 16:59 UTC Startek, Inc. SRT · Entity 95426 GrantCommon Stock 2,610 $0.00 $0.00
Disclosure

SEC source: 0001600781-17-000012 · edgar.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,238

F1 · shares: Grant of deferred stock units for quarterly director compensation payment, which units will be settled in common stock of the Issuer following the Reporting Person's termination of service on the Issuer's board.

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October 03, 2016 Filed Oct 4, 2016 16:48 UTC PFSWEB INC PFSW · Entity 108798 GrantDeferred Stock Unit · Derivative 2,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-144355 · doc4.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,800 shares

Expires not disclosed

F1 · security: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.exercise_date: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

F1 · derivative.expiration_date: Issuance of Deferred Stock Unit under the 2005 Employee Stock Option and Incentive Plan representing the right to receive the stated number of shares of Common Stock upon termination of service as a Director.

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October 03, 2016 Filed Oct 5, 2016 16:33 UTC HARDINGE INC HDNG · Entity 166241 GrantCommon Stock 2,268 $11.13 $25,242.84
Disclosure

SEC source: 0000313716-16-000131 · primary_doc.xml · nonDerivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,865

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October 03, 2016 Filed Oct 5, 2016 17:10 UTC Startek, Inc. SRT · Entity 95426 GrantStock Options · Derivative 5,259 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001179110-16-030474 · edgar.xml · derivative · entry 1

Rosenzweig Benjamin L · CIK 0001520557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,259

Underlying: Common Stock · 5,259 shares

Expires 2026-10-03

F1 · security: Represents 100% of quarterly board compensation granted pursuant to the Plan with a grant date fair value (as measured by the Black-Scholes option valuation model) of $22,500.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.