Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATHAY GENERAL BANCORPCATY · Entity 2261 | Director · Vice Chairman | June 09, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATHAY GENERAL BANCORP
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 147,876 |
Reported balance
After 2026-06-09 transaction · row 4
1 source rowRow 4 · 2026-06-09 · Sale · Disposed 5,000 · Balance 147,876 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 114,410 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 114,410 |
| Common StockSEC Table I · non-derivative | IndirectYFO Investments, spouse is a beneficiary | 300,000 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 300,000 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 371,399 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 371,399 F1: Includes 1,582.906 shares acquired through dividend reinvestment year-to-date |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 1,582.906 shares acquired through dividend reinvestment year-to-date
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2017 Filed Apr 17, 2017 22:05 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-006672 · rdgdoc.xml · nonDerivative · entry 1 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,400 F1 · shares: Grant of fully vested common stock of CATY. Read SEC document |
| March 14, 2017 Filed Feb 2, 2018 01:34 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 507.171 | $39.04 | $19,801.98 |
DisclosureSEC source: 0001437749-18-001514 · rdgdoc.xml · nonDerivative · entry 1 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 96,615.52 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| March 10, 2017 Filed Feb 2, 2018 01:34 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 1,523.745 | $38.52 | $58,694.66 |
DisclosureSEC source: 0001437749-18-001514 · rdgdoc.xml · nonDerivative · entry 2 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 585,799.06 F2 · kind: Dividend Reinvestment. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 00:50 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 15,000 | $38.90 | $583,452.00 |
DisclosureSEC source: 0001437749-17-002513 · rdgdoc.xml · nonDerivative · entry 3 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 F1 · shares: Shares sold as filed under Form 144 on November 22, 2016. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 00:50 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 25,000 | $38.63 | $965,792.50 |
DisclosureSEC source: 0001437749-17-002513 · rdgdoc.xml · nonDerivative · entry 2 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,000 F1 · shares: Shares sold as filed under Form 144 on November 22, 2016. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 00:50 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 10,000 | $38.25 | $382,500.00 |
DisclosureSEC source: 0001437749-17-002513 · rdgdoc.xml · nonDerivative · entry 1 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,000 F1 · shares: Shares sold as filed under Form 144 on November 22, 2016. Read SEC document |
| December 31, 2016 Filed Feb 9, 2017 22:38 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 2,251.96 | $38.03 | $85,642.04 |
DisclosureSEC source: 0001437749-17-002054 · rdgdoc.xml · nonDerivative · entry 1 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 92,657.6 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| December 12, 2016 Filed Feb 9, 2017 22:38 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 1,549.899 | $37.66 | $58,369.20 |
DisclosureSEC source: 0001437749-17-002054 · rdgdoc.xml · nonDerivative · entry 5 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 629,498.38 F2 · kind: Dividend Reinvestment. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 00:55 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 32,340 | $36.03 | $1,165,129.35 |
DisclosureSEC source: 0001437749-16-043055 · rdgdoc.xml · nonDerivative · entry 1 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Read SEC document |
| September 12, 2016 Filed Feb 9, 2017 22:38 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 1,596.64 | $31.16 | $49,743.32 |
DisclosureSEC source: 0001437749-17-002054 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 629,498.38 F2 · kind: Dividend Reinvestment. Read SEC document |
| June 13, 2016 Filed Feb 9, 2017 22:38 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 1,678.25 | $29.46 | $49,441.25 |
DisclosureSEC source: 0001437749-17-002054 · rdgdoc.xml · nonDerivative · entry 3 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 629,498.38 F2 · kind: Dividend Reinvestment. Read SEC document |
| March 11, 2016 Filed Feb 9, 2017 22:38 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 1,725.999 | $28.47 | $49,130.56 |
DisclosureSEC source: 0001437749-17-002054 · rdgdoc.xml · nonDerivative · entry 2 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 629,498.38 F2 · kind: Dividend Reinvestment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.