Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OppFi Inc.OPFI · Entity 1051 | Director · 10% owner | June 09, 2026 | June 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OppFi Inc.
Report date June 09, 2026 · Filed June 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 29,750 |
Reported balance
After 2026-06-09 transaction · row 1
1 source rowRow 1 · 2026-06-09 · Grant · Acquired 16,843 · Balance 29,750 F1: Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy LTHS Capital Group LP | 18,887,359 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 18,887,359 F2: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy LTHS Revocable Trust | 3,000,000 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,000,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan.
F2: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Units · Derivative | 40,844 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · derivative · entry 17 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 3,166,666 Underlying: Class A Common Stock · 40,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). Read SEC document |
| June 17, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Units · Derivative | 81,687 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · derivative · entry 16 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 19,220,693 Underlying: Class A Common Stock · 81,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 17, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | SaleClass A Common Stock | 40,844 | $11.81 | $482,171.59 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · nonDerivative · entry 12 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $11.62 to $12.07 for a weighted average sale price of $11.8052. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 17, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Stock | 40,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · nonDerivative · entry 11 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 40,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. Read SEC document |
| June 17, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | SaleClass A Common Stock | 81,687 | $11.81 | $964,331.37 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · nonDerivative · entry 10 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $11.62 to $12.07 for a weighted average sale price of $11.8052. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 17, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Stock | 81,687 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · nonDerivative · entry 9 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 81,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 17, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 40,844 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · nonDerivative · entry 8 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 22,387,359 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 9). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| June 17, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 81,687 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · nonDerivative · entry 7 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 22,428,203 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 9). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Units · Derivative | 30,058 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · derivative · entry 15 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 3,207,510 Underlying: Class A Common Stock · 30,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Units · Derivative | 60,114 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · derivative · entry 14 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 19,302,380 Underlying: Class A Common Stock · 60,114 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | SaleClass A Common Stock | 30,058 | $12.41 | $373,019.78 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · nonDerivative · entry 6 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $12.25 to $12.63 for a weighted average sale price of $12.4100. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Stock | 30,058 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · nonDerivative · entry 5 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 30,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | SaleClass A Common Stock | 60,114 | $12.41 | $746,014.74 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · nonDerivative · entry 4 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $12.25 to $12.63 for a weighted average sale price of $12.4100. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Stock | 60,114 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · nonDerivative · entry 3 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 60,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 30,058 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 22,509,890 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 9). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 21:06 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 60,114 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002184 · form4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 22,539,948 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 9). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Units · Derivative | 32,316 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · derivative · entry 19 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 3,237,568 Underlying: Class A Common Stock · 32,316 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F11 · balance_after: These amounts have been adjusted to reflect the transfer of 3,000,000 Common Units from LTHS Capital Group LP to LTHS Revocable Trust on June 13, 2025, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Units · Derivative | 64,632 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · derivative · entry 18 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 19,362,494 Underlying: Class A Common Stock · 64,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F11 · balance_after: These amounts have been adjusted to reflect the transfer of 3,000,000 Common Units from LTHS Capital Group LP to LTHS Revocable Trust on June 13, 2025, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | SaleClass A Common Stock | 32,316 | $12.24 | $395,593.08 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · nonDerivative · entry 14 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $12.10 to $12.41 for a weighted average sale price of $12.2414. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Stock | 32,316 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · nonDerivative · entry 13 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 32,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | SaleClass A Common Stock | 64,632 | $12.24 | $791,186.16 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · nonDerivative · entry 12 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $12.10 to $12.41 for a weighted average sale price of $12.2414. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Stock | 64,632 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · nonDerivative · entry 11 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 64,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 32,316 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · nonDerivative · entry 10 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 22,600,062 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 10). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| June 13, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 64,632 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · nonDerivative · entry 9 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 22,632,378 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 10). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| June 12, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Units · Derivative | 63,449 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · derivative · entry 17 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 269,884 Underlying: Class A Common Stock · 63,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). Read SEC document |
| June 12, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Units · Derivative | 126,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · derivative · entry 16 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 22,427,126 Underlying: Class A Common Stock · 126,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F10 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | SaleClass A Common Stock | 1,717 | $13.57 | $23,300.89 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · nonDerivative · entry 8 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $13.46 to $13.71 for a weighted average sale price of $13.5707. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 12, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | SaleClass A Common Stock | 61,732 | $12.85 | $793,071.00 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · nonDerivative · entry 7 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 1,717 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $12.46 to $13.455 for a weighted average sale price of $12.8470. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 12, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Stock | 63,449 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · nonDerivative · entry 6 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 63,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. Read SEC document |
| June 12, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | SaleClass A Common Stock | 3,433 | $13.57 | $46,588.21 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · nonDerivative · entry 5 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $13.46 to $13.71 for a weighted average sale price of $13.5707. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | SaleClass A Common Stock | 123,467 | $12.85 | $1,586,180.55 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · nonDerivative · entry 4 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 3,433 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $12.46 to $13.455 for a weighted average sale price of $12.8470. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Stock | 126,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · nonDerivative · entry 3 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 126,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 63,449 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 22,697,010 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 10). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| June 12, 2025 Filed Jun 17, 2025 01:00 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 126,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002156 · form4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 22,760,459 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 10). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:49 UTC | OppFi Inc. OPFI · Entity 1051 | GrantClass A Common Stock | 12,907 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-002115 · form4.xml · nonDerivative · entry 1 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,644 F1 · shares: Restricted stock units ("RSUs") granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"). 100% of the RSUs will vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the next annual meeting of stockholders of OppFi Inc. (the "Issuer"), subject to the reporting person's continued service with the Issuer and the terms of the Plan. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Units · Derivative | 61,696 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · derivative · entry 17 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 333,333 Underlying: Class A Common Stock · 61,696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Units · Derivative | 123,390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · derivative · entry 16 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 22,554,026 Underlying: Class A Common Stock · 123,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | SaleClass A Common Stock | 61,696 | $11.59 | $714,822.20 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · nonDerivative · entry 12 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $11.24 to $12.14 for a weighted average sale price of $11.5862. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Stock | 61,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · nonDerivative · entry 11 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 61,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | SaleClass A Common Stock | 123,390 | $11.59 | $1,429,621.22 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · nonDerivative · entry 10 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $11.24 to $12.14 for a weighted average sale price of $11.5862. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Stock | 123,390 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · nonDerivative · entry 9 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 123,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 61,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · nonDerivative · entry 8 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 22,887,359 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 9). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 123,390 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · nonDerivative · entry 7 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 22,949,055 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 9). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Units · Derivative | 30,035 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · derivative · entry 15 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 395,029 Underlying: Class A Common Stock · 30,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Units · Derivative | 60,069 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · derivative · entry 14 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 22,677,416 Underlying: Class A Common Stock · 60,069 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.exercise_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F9 · derivative.expiration_date: Common Units generally represent economic, non-voting interests in Opportunity Financial. The Issuer is the sole manager of Opportunity Financial and controls Opportunity Financial, except as provided by the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial (the "LLC Agreement") or applicable law. Pursuant to the LLC Agreement, each Common Unit can be exchanged by the holder from time to time for either one share of Class A common stock of the Issuer or, at the election of the Issuer in its capacity as the sole manager of Opportunity Financial, the cash equivalent of the market value of one share of Class A Common Stock (the "Exchange Rights"). F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | SaleClass A Common Stock | 30,035 | $12.18 | $365,892.38 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · nonDerivative · entry 6 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $11.9121 to $12.60 for a weighted average sale price of $12.1822. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Stock | 30,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · nonDerivative · entry 5 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Revocable Trust Disclosed balance after: 30,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | SaleClass A Common Stock | 60,069 | $12.18 | $731,772.57 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · nonDerivative · entry 4 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2024. F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $11.9121 to $12.60 for a weighted average sale price of $12.1822. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | Exercise / conversionClass A Common Stock | 60,069 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · nonDerivative · entry 3 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LTHS Capital Group LP Disclosed balance after: 60,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F4 · price: Reflects shares of Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer received in connection with the exercise of the Exchange Rights. F5 · ownership.nature: The reporting person is the manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own the securities held by LTHS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:53 UTC | OppFi Inc. OPFI · Entity 1051 | Disposition to issuerClass V Common Stock | 30,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-25-001833 · form4.xml · nonDerivative · entry 2 SCHWARTZ THEODORE G · CIK 0001001874 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By OppFi Shares, LLC Disclosed balance after: 23,072,445 F1 · security: Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of OppFi Inc. (the "Issuer") represent voting, non-economic interests in the Issuer. Except as provided in the Issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the Issuer's stockholders generally. The shares of Class V Common Stock will be cancelled by the Issuer if the reporting person exercises (or causes LTHS Capital Group LP or LTHS Revocable Trust to exercise) Exchange Rights (as defined below in footnote 9). F2 · kind: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · shares: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F2 · price: Reflects the cancellation of shares of Class V Common Stock in connection with the exercise of the Exchange Rights with respect to an equivalent number of Class A common units ("Common Units") of Opportunity Financial, LLC ("Opportunity Financial"). F3 · ownership.nature: The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. The reporting person has the indirect right to cause OFS to dispose of the shares of Class V Common Stock reported in Table I hereof to the Issuer pursuant to the reporting person's (or LTHS Capital Group LP's or LTHS Revocable Trust's) Exchange Rights. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.